The Statutory Scheme and Some Relevant Principles
10 Under the Act, New Zealand is in a special position. Part III - Extradition from Australia to New Zealand (ss 28-39 of the Act) essentially assimilates the position of New Zealand to that which had applied to interstate extradition within Australia under s 18(6) of the Service and Execution of Process Act 1901 (Cth) (the Service and Execution of Process Act) prior to 1992. As the Full Court observed in New Zealand v Moloney (2006) 154 FCR 250 at [17] (p 256), the procedure for indorsement of New Zealand warrants by Australian magistrates under s 28 of the Act is often referred to as a "backing of warrants" procedure, although it is not described in that way in the Act itself. In Moloney, at [18]-[24] (pp 256-257), the Full Court explained the way in which the backing of warrants regime came to be incorporated into the Service and Execution of Process Act and related legislation. At [24] (p 257), the Full Court said:
24. The fact that extradition from Australia to New Zealand is done by a simple backing of warrants is obviously relevant when considering the circumstances under which s 34(2) can be invoked.
11 In Moloney, at [25]-[37] (pp 257-259), the Full Court explained the statutory scheme as follows:
The statutory scheme
25 The provisions of the Extradition Act concerning the requirements for an extradition offence (s 19(1)), speciality (s 22(3)(d)), double criminality (s 19(2)(c)) and extradition objections (ss 7 and 19(2)(d)) apply only in relation to extradition from Australia to "extradition countries", under Pt II of the Act. The definition of "extradition country" in s 5 specifically excludes New Zealand.
26 In relation to extradition from Australia to New Zealand, s 28 provides that application may be made, in the statutory form, on behalf of New Zealand to a magistrate for the indorsement of a New Zealand warrant, ie for the "backing" of the warrant. Where there is urgency, s 29 allows for the issue of a provisional arrest warrant. Sections 30 and 31 provide for powers of search and seizure. In substance, these are in the same terms as those in Pt II of the Act, which deals with extradition to countries other than New Zealand. Section 32 deals with remand and bail.
27 Since this appeal concerns the meaning to be accorded to s 34(2) of the Act, it is useful to set out s 34 in its entirety [section omitted]
…
28 It is apparent from Pt III of the Extradition Act that extradition from Australia to New Zealand is a much simpler process than extradition to other foreign states. New Zealand alone is not required to make a formal request for extradition. Nor is it required to produce "supporting documents" of the kind required from foreign states pursuant to s 19(2) and (3). And, unlike the position in relation to some other countries, including the United States, New Zealand is not required to provide prima facie evidence of guilt.
29 Extradition from Australia to New Zealand is also unique in other respects. As previously stated, none of the various extradition objections set out in s 7 of the Act applies. Thus, in the case of New Zealand, a person whose extradition is sought cannot resist surrender on any of the following grounds:
• the offence is a "political offence" within the meaning of s 7(a);
• extradition is sought for an improper purpose, as set out in s 7(b);
• the person may be prejudiced at his or her trial, or punished, detained or restricted in his or her personal liberty, by reason of race, religion, nationality or political opinions, as specified in s 7(c);
• the dual criminality requirement is not met, as specified in s 7(d); or
• the person may be exposed to double jeopardy, contrary to s 7(e).
30 The only statutory bar to extradition to New Zealand is to be found in s 34(2). If a person wishes to raise any of the matters encompassed within s 7, they must be raised within the context of s 34(2) or not at all.
31 The onus rests upon the person whose extradition is sought to satisfy the magistrate of the matters set out in s 34(2).
32 As is the case with extradition to foreign states generally, considerations of guilt or innocence are not in issue, and the hearing before the magistrate is not a trial on the merits of the case. Section 34(4) provides that the magistrate cannot receive evidence to contradict an allegation that the person has engaged in the conduct constituting the offence. That prohibition presumably extends to evidence as to the state of mind of the person and not only to evidence as to the acts or omissions allegedly committed: Wiest v Director of Public Prosecutions (1988) 23 FCR 472 at 520-521.
33 As Pt III of the Act is intended to relieve New Zealand of the obligation to show or defend even a prima facie case in the Australian courts it is unclear precisely what practical role s 34(4) is intended to play. It may be that it merely makes explicit what is in any event implicit in the statutory scheme. Subject to one qualification, which is discussed below, an extradition proceeding involving New Zealand does not allow for any consideration of the strength of the case against the person whose surrender is sought.
34 Our conclusion that s 34(4) is not of itself a critical feature of Pt III of the Act finds support in the authorities. The Service and Execution of Process Act 1901 did not include a comparable provision. A comparable provision was not introduced into the Extradition (Commonwealth Countries) Act 1966 until 1985. Yet in no case of which we are aware has the presence or absence of a provision like s 34(4) been seen as significant.
35 We conclude this survey of the statutory scheme by noting that there is nothing in the language of s 34(2) that suggests that an Australian magistrate, concerned with the possible application of that section, ought ordinarily to engage in a wide-ranging consideration of the merits, or otherwise, of the New Zealand criminal justice system. The scheme of Pt II of the Extradition Act suggests that the issue of injustice is to be more narrowly focused than this. It also suggests that a finding of injustice would not be made lightly.
The assumption that any trial in New Zealand will be fair
36 As has been seen, New Zealand has long been equated, for extradition purposes, with the Australian States and Territories. The fact that the backing of warrants, without more, is regarded as sufficient, itself demonstrates confidence in the integrity of the New Zealand criminal justice system.
37 Even apart from the special arrangements that govern extradition from Australia to New Zealand, the close relationship between our two countries, and the respect and high regard with which New Zealand courts are held in Australia, would support an assumption of fairness. Section 34(2) must be understood in the light of that assumption.
12 Section 34 of the Act is the critical statutory provision in the present case. That section is in the following terms:
34 Surrender warrants
(1) Where:
(a) either:
(i) a person has been remanded after being arrested under an indorsed New Zealand warrant; or
(ii) a person has been remanded after being arrested under a provisional arrest warrant and an indorsed New Zealand warrant has been obtained in relation to the person; and
(b) a request is made to a magistrate by or on behalf of the person or New Zealand for proceedings to be conducted under this section;
the magistrate shall, unless the magistrate makes an order under subsection (2):
(c) by warrant in accordance with subsection 38(1), order that the person be surrendered to New Zealand; and
(d) by warrant in the statutory form, order that, pending the execution of the warrant referred to in paragraph (c), the person be committed to prison.
(2) If the magistrate is satisfied by the person that, because:
(a) the offence in relation to which any indorsed New Zealand warrant in relation to the person was issued is of a trivial nature;
(b) if that offence is an offence of which the person is accused - the accusation was not made in good faith or in the interests of justice; or
(c) a lengthy period has elapsed since that offence was committed or allegedly committed;
or for any other reason, it would be unjust, oppressive or too severe a punishment to surrender the person to New Zealand, the magistrate shall order that the person be released.
(3) The magistrate shall, after making an order in relation to the person under paragraph (1)(c), inform the person that he or she may, within 15 days after the day on which the order is made, seek a review of the order under section 35.
(4) In the proceedings under this section, the person is not entitled to adduce, and the magistrate is not entitled to receive, evidence to contradict an allegation that the person has engaged in conduct constituting an offence in relation to which any indorsed New Zealand warrant was issued.
13 Section 34 remains in the form in which it was considered by the Full Court in Moloney.
14 At [38]-[128] (pp 259-274) in Moloney, the Full Court considered the concepts of "injustice" and "oppression" in the context of extradition law. For present purposes, the following propositions may be gleaned from those paragraphs:
(a) As a general rule, Australian courts are reluctant to ascribe bad faith to other countries when considering extradition applications (at [57] (p 262)).
(b) The oppression limb of the composite expression "unjust or oppressive" in s 34(2) of the Act has been invoked far more frequently than the injustice limb as a basis for refusing surrender. That is not to say that the concepts are entirely distinct (at [58] (p 262)).
(c) It would be oppressive to order surrender if it is absolutely clear that there is no real chance of a conviction or if it is absolutely clear that the allegations against the accused are wholly misconceived and could not possibly be right eg if the offence with which the accused is charged is not an offence in law or where the accused has been able to demonstrate a complete defence to the charge (at [59] (p 263)). This qualification is the only qualification to the general rule that the courts of the requested State are not concerned with the strength of the case against the accused (at [64] (p 263)). (We note that Kenneally v New Zealand (1999) 91 FCR 292 is an example of the rare case where the accused was able to establish that there was no possibility that he would be convicted).
(d) As a matter of construction, each component in the composite expression "unjust, oppressive or too severe a punishment" must be given some separate meaning even if there is a degree of overlap between them (at [65] (p 263)).
(e) In the composite expression "unjust, oppressive or too severe a punishment", injustice is directed primarily to the risk of prejudice to the accused in the conduct of the trial itself and oppression is directed to the hardship visited upon the accused resulting from changes in his circumstances that have occurred during the period to be taken into consideration (at [66]-[73] (pp 263-265)).
15 At [72] (p 264) and at [74]-[81] (pp 265-266) in Moloney, the Full Court said:
72 Aughterson summarises the position regarding the "unjust or oppressive" ground under the 1901 Act in the following terms (at 163-164):
Matters considered by the courts include the passage of time, the health of the person sought, hardship likely to arise through extradition, the likelihood of conviction, prison conditions in the requesting state, the prospect of a fair trial, the issue of natural justice and the gravity of the offence. Also, this issue overlaps with a number of other exceptions to extradition, including where there has been or will be a violation of procedural safeguards, an abuse of process, trial by a special tribunal, double jeopardy or exposure to severe or unusual punishment.
(Emphasis added, footnotes omitted.)
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The meaning of "unjust"
74 On one view, the Service and Execution of Process Act 1901 conferred a wide discretion upon magistrates and justices of the peace to refuse surrender. An alternative view is that the word "may" in s 18(6) was used in the sense discussed in Julius v Lord Bishop of Oxford (1880) 5 App Cas 214 (at 222-223) and Finance Facilities Pty Ltd v Federal Commissioner of Taxation (1971) 127 CLR 106 per Windeyer J (at 134-135). That is, to confer an authority to act which must be exercised if the circumstances are such as to call for its exercise.
75 Section 34(2) of the Extradition Act, however, is plainly not discretionary; it is a statutory bar to surrender. Nonetheless, questions of judgment and degree are involved in any determination that it would be "unjust" to follow a particular course. It is impossible to lay down precise rules as to what is, and what is not, within the scope of the term "unjust".
76 Plainly, it would be unjust to require a person to be surrendered if, by reason of the time that has elapsed since the commission of the alleged offence, a fair trial cannot be had. Presumptive prejudice may be converted into actual prejudice if by reason of delay, important evidence has been lost or destroyed. Kakis provides a useful example of prejudice of this nature.
77 On the other hand, mere lapse of time, without more, may not be sufficient. For example in Perry v Lean the accused was charged with having committed murder more than 20 years earlier. Nonetheless, the South Australian Full Court (Olssen J dissenting) was not persuaded that it would be unjust to require her to be surrendered to Victoria.
78 As previously indicated, there are cases under the Service and Execution of Process Act 1901 in which the injustice limb of s 18(6) was invoked. A number of these cases concerned charges that were said to be misconceived or without foundation. Surrender was seldom refused, but the principle that it could be refused on this basis was generally accepted. See, eg O'Donnell v Heslop at 170; Re Alstergren and Nosworthy [1947] VLR 23 at 29-30; Aston v Irvine (1955) 92 CLR 353 at 366-367; Re Mandel [1958] VR 494; Ex parte Klumper at 170-171; Daemar v Parker [1975] 2 NSWLR 744 at 747; Skewes v Veenhuizen (1978) 20 SASR 109 at 113; Silbersher v Gerkens; Bates v McDonald at 94-95; Fultcher v Hilt (1985) 79 FLR 353 at 364-365; 61 ALR 359 at 371-372; Lewis v Wilson (1987) 90 FLR 251 at 253-254; (1987) 32 A Crim R 118 at 120.
79 In Kenneally v New Zealand (1999) 91 FCR 292 a Full Court considered many of these cases and held that the "unjust" limb of s 34(2) should be construed in essentially the same way. Kenneally was, however, a most unusual case. For reasons that were never entirely clear, New Zealand, though not obliged to produce any of the evidence upon which it based its charges, elected to present it all. Having opted for that course, it was fixed with the fact that its evidence, taken at its highest, fell short of even a prima facie case. In other words, the charges brought were misconceived and without foundation. It was hardly surprising, therefore, that the Full Court held that it would be "unjust" for the appellant to be surrendered to New Zealand.
80 There are several cases which go further than those referred to at [78]. They hold that it can be "unjust" to require a person to be surrendered if there are serious doubts as to whether a fair trial will be possible.
81 In Narain v Director of Public Prosecutions (at 425) a Full Court observed, albeit by way of dictum, that a failure to provide adequate particulars of the alleged offence could lead to a finding that it would be "unjust" or "oppressive" to surrender a person to New Zealand.
16 In Moloney at [82]-[109] (pp 266-270), the Full Court discussed a number of other authorities. That discussion included a discussion of New Zealand v Venkataya (1995) 57 FCR 151, a decision of Sackville J. The Full Court did not disapprove the reasoning of Sackville J in Venkataya nor did it disagree with his decision. At [108] (p 270) of its judgment in Moloney, the Full Court cited his Honour's remarks at 164-165 in Venkataya to the effect that, in some cases, the lapse of a lengthy period of time since the commission of the alleged offences may be determinative against surrender. The Full Court then said, at [109] (p 270):
His Honour concluded that, although the case was a difficult one, the very great delay in bringing the charges against the first respondent, and the irremediable prejudice that had been demonstrated by reason of the destruction of important evidence meant that the magistrate's decision should be confirmed.
17 In Moloney, at [15] (p 255), the Full Court said:
15 Plainly, the meaning to be accorded to the term "unjust" in s 34(2) will be influenced by a number of considerations. These include:
• the detailed nature of the arrangements, including the backing of warrants procedure, and the prohibition upon adducing evidence to contradict an allegation that the person has engaged in conduct constituting an offence, pursuant to s 34(4);
• the statutory scheme in the Extradition Act which makes specific provision for extradition between Australia and New Zealand;
• the underlying assumption in the Extradition Act that any trial in New Zealand will be fair; and
• the history of the special arrangements and, in particular, the retention in relation to extradition to New Zealand of the condition that a person not be surrendered if it would be "unjust, oppressive or too severe a punishment" to do so.
18 The first of the three principal objects of the Act (viz that which is specified in s 3(a) of the Act) makes very clear that Australian courts which are called upon to determine extradition proceedings are not to determine the guilt or innocence of the accused, whether extradition is sought to New Zealand or to an extradition country (as defined in the Act). In the case of extradition to New Zealand, this fundamental directive is reinforced by the terms of s 34(2) and s 34(4) of the Act. When considering an application for extradition to New Zealand, an Australian court must not conduct an inquiry similar to a committal hearing and must not embark upon any consideration or assessment of the guilt or innocence of the accused except in the rare case where the impossibility of conviction is plain beyond argument (eg Kenneally) (see Bates v McDonald (1985) 2 NSWLR 89 at 101F per Samuels JA).
19 The effect of s 34 of the Act is that, unless the magistrate makes an order under s 34(2) of the Act, he or she must order that the accused be surrendered to New Zealand. The magistrate can only make a release order under s 34(2) of the Act if the magistrate is satisfied that it would be unjust, oppressive or too severe a punishment to surrender the person to New Zealand for one or more of the following reasons:
(a) The offence specified in the warrant is of a trivial nature;
(b) If the offence is an offence of which the person is accused, the accusation was not made in good faith or in the interests of justice;
(c) A lengthy period has elapsed since the offence was allegedly committed; or
(d) For any other reason.
20 The accused bears the onus of satisfying the magistrate of these matters.
21 A review by a single judge of this Court pursuant to s 35(1) of the Act is a rehearing and the judge is permitted to have regard to evidence in addition to or in substitution for the evidence that was before the magistrate (s 35(6)(d) of the Act).