The case on appeal
13 Mr Smith who appeared for the appellant contended, first, that it has now been established by the judgment of the High Court in Plaintiff S157/2002 v Commonwealth of Australia (2003) ALR 24 that s 474 of the Act does not protect a purported decision of the Tribunal which is infected by jurisdictional error and, second, that a failure to accord procedural fairness is a jurisdictional error for this purpose. It was conceded on behalf of the Minister that in the light of Plaintiff S157/2002 the trial Judge should not have applied NAAV because it was wrongly decided. According to the Minister, however, that understandable error was of no consequence because there had not in any event been a denial of natural justice in the circumstances. Two arguments were put forward in support of this contention. The first is a submission which is commonly made in these types of proceedings. It is a submission which is erroneous and should be put to rest.
14 In Australia Kioa v West (1985) 159 CLR 550 is one of the leading cases on the application of the principles of natural justice or, as it is sometimes referred to, procedural fairness. In Kioa certain adverse information important to the decision of the delegate of the Minister for Immigration and Ethnic Affairs was not provided to the appellant. The High Court set aside the decision. Mason J (as he then was) said (at 587) that:
"The applicant is entitled to support his application by such information and material as he thinks appropriate and he cannot complain if the authorities reject his application because they do not accept, without further notice to him, what he puts forward. But if in fact the decision-maker intends to reject the application by reference to some consideration personal to the applicant on the basis of information obtained from another source which has not been dealt with by the applicant in his application there may be a case for saying that procedural fairness requires he be given an opportunity of responding to the matter:" [citation omitted]
15 The Minister has taken this statement to stand as authority for the proposition that the rules of procedural fairness do not require the Tribunal to provide to an applicant for a visa country information which is not personal to the applicant. This is not so. First, it has never been the law that the requirements of procedural fairness are only enlivened in the case of adverse information which is about (in the sense of being concerned solely with) the person who may be affected by the decision. The principal aspect of the rules of natural justice with which this case is concerned is covered by the following statement by Brennan J (as he then was) in Kioa (at 629): "[i]n the ordinary case…an opportunity should be given to deal with adverse information that is credible, relevant and significant to the decision to be made." This statement has been adopted in later cases: see, for example, Re Minister for Immigration and Multicultural Affairs; ex parte Miah (2001) 206 CLR 57, 96-97, 116; Muin v Refugee Review Tribunal (2002) 190 ALR 601, 631, 653. Brennan J's statement of the applicable principle is in conformity with the statement of principle found in earlier cases: see, for example, De Verteuil v Knaggs [1918] AC 557, 562-563; Kanda v Government of the Federation of Malaya [1962] AC 322, 337; R v Industrial Injuries Commissioner; Ex parte Howarth (1968) 4 KIR 621, 626; Fairmount Investments Ltd v Secretary of State for the Environment [1976] 1 WLR 1255, 1260; Mahon v Air New Zealand Ltd (P.C.) [1984] 1 AC 808, 820-821; National Companies and Securities Commission v The News Corporation Ltd (1984) 156 CLR 296, 316. Secondly, Mason J did not in the quoted passage purport to state a principle of law. If one takes the trouble of reading his judgment in full one can see that his statement that a decision-maker is obliged to disclose adverse information which is personal to the applicant is but one instance of a wider duty to disclose adverse information significant to the making of the decision.
16 The second basis upon which it was said that there had not been a denial of procedural fairness is that the appellant had not given evidence as to what he would have put to the Tribunal if the information had been given to him. It is contended that in the absence of such evidence the complaint must fail. Reference was made in support of the need for such evidence to Re Minister for Immigration and Multicultural Affairs; ex parte Lam (2003) 195 ALR 502, where Gleeson CJ observed, at 506 [19]:
"There is no suggestion that the applicant in any way relied to his disadvantage upon the representation that Ms Tran would be contacted after 7 November 2000. In argument, any such suggestion was disclaimed. The applicant does not seek, either by evidence or by argument, to make out a case that he was deprived of an opportunity to put any further information or submissions to the respondent, or that he did, or failed to do, anything, because of any belief or understanding that was engendered in his mind by the letter of 7 November.'
To similar effect the Chief Justice later said, at 511 [36];
'The more fundamental problem facing the applicant, however, relates to the matter of unfairness. A statement of intention, made in the course of decision-making, as to a procedural step to be taken, is said to give rise to an expectation of such a kind that the decision-maker, in fairness, must either take that step or give notice of a change in intention. Yet no attempt is made to show that the applicant held any subjective expectation in consequence of which he did, or omitted to do, anything. Nor is it shown that he lost an opportunity to put any information or argument to the decision-maker, or otherwise suffered any detriment.'
See also per McHugh and Gummow JJ at 528 [106], per Hayne J at 529 [112] and 531 [122] and per Callinan J at 539 [149].
17 It is not clear whether the Minister meant by this submission that in every case where the complaint is that there has been a denial of procedural fairness it is incumbent upon the complainant to lead evidence to explain in precisely what way he has been adversely affected by a particular omission. If this is what the Minister means it should be rejected outright. There is no principle which is to this effect. Indeed, it is a submission which is contrary to well established principle. In Re Refugee Review Tribunal; ex parte AALA (2000) 204 CLR 82, 122 McHugh J said that: "once a breach of natural justice is proved, a court should refuse relief only when it is confident that the breach could not have affected the outcome because '[i]t is no easy task for a court … to satisfy itself that what appears on its face to have been a denial of natural justice could have had no bearing on the outcome'", citing Stead v State Government Insurance Commission (1986) 161 CLR 141, 145.
18 On the other hand, there no doubt will be cases where it is not clear what, if anything, a complainant could have done with the information which had not been provided to him. Many examples come to mind. One example is where the information is of a type which is difficult to controvert. If, in such a case, a court is unable to see how the complainant has suffered "practical injustice", then the complainant may be required to adduce evidence to explain why he has been unfairly treated. Another example may be found in the case of Re Minister for Immigration and Multicultural Affairs; ex parte "A" (2001) 185 ALR 489, 500-501.
19 In the present case, by contrast, it is not open to the Court to infer that there was nothing which the appellant could have put had he known that the Tribunal was minded, in concluding that the letter of 26 January 2002 was a fabrication, to rely on country information about the prevalence of document fraud in Bangladesh. The appellant swore an affidavit deposing that if the Tribunal had said to him at the hearing, or otherwise, "that the independent evidence indicates that there is a very high level of document fraud in Bangladesh and that that may be a reason for rejecting [his] claim, [he] would have gone to collect more genuine documents by writing to [KM] or calling him." Like Downes J, we are of the view that the affidavit should be received in evidence. What the appellant says in his affidavit is some evidence of what he could have done. Other things occur to us. For example, the appellant could have called the writer to give evidence (by telephone or video link) or invited the Tribunal to contact the writer by telephone or facsimile. Another course was to seek to have the existence of the writer and the truth of the contents of the letter verified by evidence. If this could not have been done he might have requested the Tribunal itself to investigate the matter by Australian diplomatic or consular representatives in Bangladesh. The availability of these courses of action (and others as well) is apparent without the need for any evidence.
20 Subject to one important qualification, we think that the Tribunal did not discharge its obligations when it failed to bring to the appellant's attention the adverse material contained in the US Bureau of Democracy, Human Rights and Labor report. The fact that the information did not relate to anything personal to the appellant is immaterial. The information was credible, relevant and significant to its decision.
21 The qualification to which we refer concerns s 424A and its relevance to the procedural fairness argument. Section 424A provides (emphasis added);
'(1) Subject to subsection (3), the Tribunal must:
(a) give to the applicant, in the way that the Tribunal considers appropriate in the circumstances, particulars of any information that the Tribunal considers would be the reason, or a part of the reason, for affirming the decision that is under review; and
(b) ensure, as far as is reasonably practicable, that the applicant understands why it is relevant to the review; and
(c) invite the applicant to comment on it.
(2) …
(3) This section does not apply to information:
(a) that is not specifically about the applicant or another person and is just about a class of persons of which the applicant or other person is a member; or
(b) that the applicant gave for the purpose of the application; or
(c) that is non-disclosable information.'
22 It is possible that s 424A, as it were, covers the field in the case of the Tribunal's obligation to provide information to an applicant. That is to say, the effect of s 424A may be to replace the common law rules about procedural fairness. During the course of submissions, reference was made to Re Minister for Immigration and Multicultural Affairs; ex parte Miah (2001) 206 CLR 57, where the High Court considered s 57 of the Act, which contains language similar to s 424(3)(a), which relevantly provides (emphasis added);
'(1) In this section, relevant information means information (other than non-disclosable information) that the Minister considers:
(a) would be the reason, or a part of the reason, for refusing to grant a visa; and
(b) is specifically about the applicant or another person and is not just about a class of persons of which the applicant or other person is a member; and
(c) was not given by the applicant for the purpose of the application.
(2) Subject to subsection (3), the Minister must:
(a) give particulars of the relevant information to the applicant in the way that the Minister considers appropriate in the circumstances; and
(b) ensure, as far as is reasonably practicable, that the applicant understands why it is relevant to consideration of the application; and
(c) invite the applicant to comment on it.'
23 The similarity of language between the two sections leaves open the possibility that the duty imposed respectively on the Minister (under s 57) and on the Tribunal (pursuant to s 424A) is substantially the same. As to s 57, McHugh J said (at 96):
'Section 57 makes it mandatory for the Minister to give certain "relevant information" to the applicant. Relevant information means information that the Minister considers (a) would be the reason, or a part of the reason, for refusing to grant a visa; and (b) is specifically about the applicant or another person and is not just about a class of persons of which the applicant or other person is a member; and (c) was not given by the applicant for the purpose of the application. In such circumstances the Minister must give particulars of the relevant information to the applicant, ensure the applicant understands why it is relevant and "invite the applicant to comment on it." However, information that the prosecutor says ought to have been provided to him for comment is not "relevant information" within the meaning of s 57.
The respondents argue that, because the statute establishes a mandatory duty to inform applicants about certain kinds of information, Parliament could not have intended that a similar duty should be imposed in relation to other types of information. But to so argue is to fall into the error of inferring from the presence of some matters concerned with natural justice that Parliament intended to exclude natural justice in all other respects [Annetts v McCann (1990) 170 CLR 596 at 598; Baba v Parole Board of New South Wales (1986) 5 NSWLR 338 at 349: "Reliance on the maxim expressio unius personae vel rei, est exclusio alterius can seldom, if ever, be enough to exclude the common law rules of natural justice."].'
If this view be accepted and applied to s 424A, the section will only add to the Tribunal's common law duty. It is agreed by the parties that the statement in WAAJ v Minister for Immigration & Multicultural & Indigenous Affairs [2002] FCAFC 409 at [36] that s 424A "must be treated as an exhaustive statement of the Tribunal's obligation to bring information to the attention of a visa applicant, overriding any wider common law obligation" is obiter. (We note parenthetically that the express provision regarding "codification", s 422B, was inserted by the Migration Legislation Amendment (Procedural Fairness) Act 2002 and commenced on 4 July 2002. As the decision of the Tribunal was made on 25 June 2002, s 422B has no application to the present case.) It turns out, however, that it is not necessary for us to determine the correctness of this obiter opinion or whether the view of McHugh J is to be preferred. This appeal can be disposed of on the basis that the Tribunal breached its obligations under s 424A.
24 The meaning of s 424A was recently considered by a Full Court in VHAJ v Minister for Immigration & Multicultural & Indigenous Affairs [2003] FCAFC 186, reasons in which were published after the present appeal had been heard. In that case there was a sharp difference of opinion on the meaning of s 424A(3)(a) between, on the one hand, Moore J and, on the other, Kenny and Downes JJ. In their separate reasons both Kenny and Downes JJ referred with approval to the observations of Gray J in Baig v Minister for Immigration & Multicultural Affairs [2002] FCA 380. In Baig, Gray J considered whether the information in news items from Agence France Presse was information "just about" a class of persons of which the applicant was a member. His Honour concluded that it was not and pointed out, at [33];
'Section 424A(1)(a) is expressed in terms of the Tribunal's subjective view: if the Tribunal 'considers' that information would be the reason, or a part of the reason, for affirming the decision under review, it is obliged to give the applicant particulars of that information, ensure that the applicant understands why [it is] relevant to the review and invite the applicant to comment on it. Once the Tribunal reached the state of mind that it considered that the Agence France Presse items could be relied on to refute the applicant's claim that he had campaigned in a by-election that took place on 15 April, it was obliged to follow the procedure in s 424A(1). The material did not fall within the exclusion in s 424A(3)(a), because it was not about a class of persons of which the applicant or any other person was a member. It bore specifically upon the question of the applicant's involvement in campaigning in a by-election.'
25 VHAJ was itself a rather different case, concerning the effect of an Italian law governing resident workers, by virtue of which the Tribunal found that the applicants were entitled to re-enter Italy. Accordingly, being able to avail themselves of the effective protection of a "third party" state, they were not persons to whom Australia owed protection obligations. In that context Kenny J at [52]-[56] expressed this understanding of the effect of the reasoning in Baig;
'This passage [cited earlier] illuminates the operation of par 424A(3)(a) by focussing on the relevance of the information in question to the Tribunal's decision-making. His Honour's analysis is premised on the assumption that whether or not information is "just about" a class of persons of which the applicant or any other person is a member depends on whether or not the information is relevant to the decision-making simply because it concerns this class. See also VEAJ of 2002, at [43]-[44]. If the information is relevant only because it concerns a class of individuals who have an attribute in common with the applicant or any other person, then the information will be "just about" a class of persons of which the applicant or other person is a member. If, however, the information is relevant to the Tribunal's review upon some other basis, then it will not fall within s 424A(3)(a), even though it does not specifically concern the applicant and it is about (but not just about) a class of persons of which the applicant or another person is a member. The information in Baig did not fall within s 424A(3) because, although it was not specifically about the applicant, it was relevant to his participation in a campaign for a by-election and was not just about a class of persons that included him.
Baig should be contrasted with VAAC v Minister for Immigration & Multicultural Affairs [2002] FCA 573 (the facts of which are closer to the present case than Baig). In VAAC, Marshall J considered a number of issues, including an alleged contravention of s 424A. Although his Honour's decision was ultimately reversed on appeal (on a ground that had not been argued at first instance) the Full Court endorsed his approach to par 424A(3)(a): see VAAC v Minister for Immigration & Multicultural & Indigenous Affairs [2003] FCAFC 74, at [20]. A comparison of the decisions in VAAC and Baig illustrates the difference between information that falls within subs 424A(3) and information that does not.
…
The information in VAAC was relevant merely because it tended to show that there was a class of persons, which included the applicant, who could obtain an Afghan passport from the Afghan consulate in Canberra. This information was significant because there was other material before the Tribunal showing that, if he had a passport, the applicant could enter and reside in India, where he would not have a well-founded fear of persecution on Convention grounds. There is no relevant difference, it seems to me, between the information at issue in VAAC and the Information in this case. In a sense, the Information in this case is about Italian law, but it is relevant only because it is also about holders of current Italian permits. As already noted, information does not cease to be information "just about" a class of persons merely because it can be characterised in more than one way. For the purpose of par 424A(3)(a), information is just about a class of persons (even though for another purpose it could bear some other characterisation) if it is relevant to the Tribunal's decision only because it is about this class of persons. The Information in this case was relevant only because it provided the basis for the Tribunal's conclusion that the appellants could enter Italy and reside there. (The Tribunal's decision assumed that if the appellant husband could reside in Italy, then so too could the appellant wife and appellant children.) Since there was evidence before the Tribunal that the appellant husband had a current permit, then it was open to the Tribunal to conclude that he was a member of the class of current permit holders who, by virtue of Italian law, could enter and reside in Italy. The Information was not relevant to the Tribunal's decision-making on any other basis. The Information was, therefore, "just about a class of persons of which the applicant … is a member".
It follows that the Information satisfies both elements of par 424A(3)(a) and falls within the exception in that paragraph. Accordingly, the Tribunal had no obligation under par 424A(1) to invite comment upon it. The appellant did not contend or suggest that, in the circumstances of the case, there might otherwise have been any breach on the Tribunal's part of the general rules of procedural fairness.'
26 Downes J adopted a similar approach. He referred to the reasoning and results in Baig and VAAC v Minister for Immigration & Multicultural & Indigenous Affairs [2003] FCAFC 74 in terms similar to those of Kenny J, saying at [69] - [72]:
'…although the law itself is not information about a class of persons to which it applies, it is not the law itself that is relevant. What is relevant is the fact that members of the class to which the law applies have rights and obligations flowing from the law. So understood, the information is information about the class.
…
… Information that legislation confers rights of residence on a class of persons is information "just about" that class in the sense that it is not about individuals or persons who are not part of the class. It does not matter how broad the information is, so long as it relates only to the class. The decisions of Gray J in Baig v Minister for Immigration & Multicultural Affairs [2002] FCA 380 and of Marshall J (at first instance) and North, Merkel and Weinberg JJ (on appeal) in VAAC v Minister for Immigration & Multicultural & Indigenous Affairs [2003] FCAFC 74 seem to me to illustrate this proposition. In the former, the information, properly understood, concerned the applicant because "[i]t bore specifically upon the question of the applicant's involvement in campaigning in a by-election" (par [33]). In the latter, the information was not about the applicant but about a class of persons, namely Afghan nationals, that they could apply to a consulate in Australia for the issue of a passport.' (emphasis added)
27 Moore J took a different approach. He said (at [33]) that:
'While I accept that the information concerning the Italian law was not specifically about the appellant, it was not information just about a class of persons of which the appellant was a member. It was not information about a class of persons at all. It was information about a law. Armed with the information, the Tribunal reached a conclusion about how the law would operate on the appellant (as a permit holder) and, at least by logical extension, on a class of people of which the appellant was a member (people holding the same permit). Even though the information was put to this use, the character of the information should not be coloured, for present purposes, by the use made of it. In my opinion, the learned primary judge erred in reaching the contrary conclusion that the information was not comprehended by par (a) of subs 424A(3).'
28 We think there is much to be said in support of the view which Moore J favoured, namely that the character of information should be determined objectively and without regard to the use to which it is put by the Tribunal. Put another way, the character of the information should not change depending upon its use. On the other hand, the doctrine of precedent requires us to follow the majority in VHAJ, which is a reasoned decision in respect of which it is not possible to say it is plainly wrong.
29 The touchstone, according to the majority in VHAJ, is the manner in which the information is relevant to the Tribunal's decision. In VHAJ the questions to which the information was relevant were, first, whether a general class of persons (certain permit or visa holders) had a right to re-enter Italy, and, second, whether the applicant was a member of that class. However, in Baig the information "bore specifically upon the question" of the applicant's claims (at [33]). According to Kenny J, if information "is relevant to the Tribunal's decision only because it is about this [the relevant] class of persons" then it is information which is "just about" that class of persons, and, as a consequence of s 424A(3)(a), the Tribunal need not put it to an applicant for comment.
30 Section 424A(3)(a) has two limbs, both of which must be satisfied in order for the information to fall within the exemption. Those limbs are: (i) information "that is not specifically about the applicant or another person and" (ii) information that "is just about a class of persons of which the applicant or other person is a member" (emphasis added). According to the views of the majority in VHAJ it is mistaken to regard all information before the Tribunal as falling into one or other of two mutually exclusive categories of information "specifically about the applicant or another person" or, information "just about a class of persons of which the applicant or other person is a member". The words "just about" have been included as words of limitation. Information which is "just about a class of persons" is information possessing only one characteristic, in the sense of being information solely about that "class of persons" and not going to another issue before the Tribunal. The Tribunal, for example, frequently has regard to reports produced by the Commonwealth Department of Foreign Affairs and Trade or the United States State Department on the level of protection of civil liberties afforded to various ethnic groups in a particular country. Such information usually has the single character of information solely about a class of persons.
31 However, information may come before the Tribunal which, while perhaps relating to a class of persons, may also go to another issue which is relevant to the reasoning process of the Tribunal. It is conceivable that information will not necessarily fit into either of the two categories contemplated by s 424A(3)(a). If the information is not specifically about the applicant or another person and is also not "just about" a class of persons of which the applicant is a member, then if the information would be the reason, or part of the reason, for affirming the decision that is under review, it ought to be disclosed.
32 In the instant case, the information was clearly not specifically about the appellant or another person. Nor was it "just about" a class of persons, if such a class was capable of being identified. Instead, the information was about a "very high level of document fraud in Bangladesh". The information went directly to the reliability or authenticity of documents placed before the Tribunal by the applicant. It is true that it was open in the present case to characterise the information as being about "documents in the possession of Bangladeshi asylum seekers". But, applying VHAJ, that does not mean that information regarding the documents is "just about" Bangladeshi asylum seekers in the sense of merely, or only, being about that class of persons. The information also goes to a separate issue in the proceedings: the weight to be attached by the Tribunal to particular documents relied on by the appellant. That is clearly a matter on which the appellant should be heard. As the country information upon which the Tribunal relied did not fall within the exception contained in s 424A(3)(a), particulars of it should have been provided to the appellant.
33 Applying Applicant S157, and the authorities which have followed it (including SDAV v Minister for Immigration & Multicultural & Indigenous Affairs, Minister for Immigration & Multicultural & Indigenous Affairs v SBBK [2003] FCAFC 129, NAAG of 2002 v Minister for Immigration & Multicultural Affairs [2003] FCAFC 135 and SBBG v Minister for Immigration & Multicultural & Indigenous Affairs [2003] FCAFC 121), the jurisdictional error which has been made out is not protected by s 474. It follows that in our view the appeal should be allowed, the decision of the trial Judge set aside, the decision under review set aside and the matter be remitted to the Tribunal to be reheard. We would also order the Minister to pay the appellants' costs below and of the appeal.
I certify that the preceding thirty-three (33) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justices Ryan and Finkelstein.