© 2026 Zoe. All rights reserved.
Zoe is a legal information platform. Always consult the Federal Register of Legislation for authoritative text.
[2002] HCA 26
High Court of Australia
2002-06-20
Windeyer J, Callinan JJ, Gaudron J
Original judgment source is linked above.
(a) the appellant's appeal to that Court be allowed;
(b) the appellant's conviction be quashed and a new trial be had.
A J Rafter for the appellant (instructed by Dearden Lawyers)
L J Clare for the respondent (instructed by the Director of Public Prosecutions (Queensland))
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Criminal law - Homicide - Unlawful killing - Murder - Deceased died from gun shot wounds to chest - Whether shooting was an unwilled act or an event occurring by accident - What is "the act causing death" - Whether trial judge erred in failing to direct jury about unwilled acts - Whether it is for the jury to decide what is "the act causing death" - Whether trial judge's failure to direct jury gave rise to a substantial miscarriage of justice so that a new trial should be ordered.
Onus of proof - Whether the trial judge erred in directions to jury about onus of proof - Whether trial judge's direction to jury was apt to mislead the jury about the decision which was to be made.
" Subject to the express provisions of this Code relating to negligent acts and omissions, a person is not criminally responsible for -
(a) an act or omission that occurs independently of the exercise of the person's will; or
"the wounding and death [of the service station attendant] were caused by a combination of acts ... includ[ing] the loading and cocking of the rifle, the failure to apply the safety catch, the presentation of the rifle ... with the finger ... on the trigger in circumstances in which an attempt at resistance might well have been expected."[7]
Their Honours added that it was "impossible to isolate the act of pressing the trigger ... and argue that it, alone, caused the wounding and death"[8].
1 voluntary discharge with the intention of harming the deceased;
2 voluntary discharge with the intention only of frightening the deceased;
3 voluntary discharge in panic with no specific intention either to do harm or to frighten the deceased;
4 discharge by the pressing of the trigger in a reflex, convulsive movement.[16]
His Honour expressed the view, in relation to the fourth of those possibilities, that the accused's description of the killing as an "accident" was inconsistent with an admission that the gun was voluntarily discharged[17].
"(1) Subject to the express provisions of this Code relating to negligent acts and omissions, a person is not criminally responsible for-
(a) an act or omission that occurs independently of the exercise of the person's will; or
The appellant contends that there were issues at his trial about whether there had been an act or omission that occurred independently of his will or an event that had occurred by accident. To examine that contention it is necessary to consider some of the evidence that was given at the trial, particularly the evidence given by the appellant.
"sort of turned around to the side and about side on as he was getting up, and his arm shot out and hit me - something hit me in the head. I had the gun; as he was starting to get up, I lifted it, I think, and it was about waist height I'd say when I got hit in the head and the gun went off."
When asked by his trial counsel why he had taken the gun with him, the appellant said that he wanted the deceased to get out of the house, that he thought the sight of the gun would frighten the deceased, and that he would frighten the deceased with it and he would go.
"The Criminal Code provides that subject to the express provisions of the Code relating to negligent acts and omissions, a person is not criminally responsible for an event which occurs by accident. What this means is that, subject to the law of criminal negligence, and I will come to that in a moment, the Crown has to establish that the accused intended that the event should occur or saw it as a possible outcome or that an ordinary person in the position of the accused would reasonably have foreseen the event as a possible outcome. When I say a possible outcome, I mean something more than something that is remote or speculative.
Now, if the Crown does not establish either of these, then the event was accidental and subject to the law of criminal negligence, the accused is not criminally responsible for it."
The third issue put to the jury was described as relating to criminal negligence. Reference was made in the charge to the provision of the Queensland Code (s 289) obliging persons in charge of dangerous things to use reasonable care and take reasonable precautions to avoid danger to the life, safety and health of others. The jury was told that if satisfied that the accused had acted with criminal negligence, a verdict of manslaughter should be returned. (The relationship between provisions like s 289, homicide provisions, and provisions concerning unwilled acts and accidental events, was considered in Callaghan v The Queen[29] and in Ugle v The Queen[30], both cases arising under The Criminal Code (WA).)
"All rules and principles of the common law which render any circumstances a justification or excuse for any act or a defence to any charge, shall remain in force and be applicable to any defence to a charge under this Act, except in so far as they are thereby altered or are inconsistent therewith."
That was entirely consistent with what, until Woolmington v The Director of Public Prosecutions[32], had long been understood to be the common law rule about who bore the burden of proving that a death, alleged to be murder, had been caused by accident. That rule was described in Foster's Crown Law[33] as being:
"In every charge of murder, the fact of killing being first proved, all the circumstances of accident, necessity, or infirmity are to be satisfactorily proved by the prisoner, unless they arise out of the evidence produced against him: for the law presumeth the fact to have been founded in malice, until the contrary appeareth. And very right it is that the law should so presume. The defendant in this instance standeth upon just the same foot that every other defendant doth: the matters tending to justify, excuse, or alleviate, must appear in evidence before he can avail himself of them." (emphasis added)
And as Viscount Sankey LC noted in Woolmington[34], the first part of this passage appeared in nearly every textbook or abridgment written on the subject thereafter[35].
"It is true that in [the Code's] text there may be traced a belief on the part of the framers that the rule of law was otherwise, a belief which was very generally held. But the Code does not appear to me either to formulate or necessarily to imply a principle that upon an indictment of murder the prisoner must satisfy the jury either on the issue of accident or of provocation."
This being so, since Mullen, it has been clear that, in a prosecution for an offence against the Queensland Code, if the evidence raises a question about an unwilled act or an accidental event, it is for the prosecution to prove beyond reasonable doubt that s 23(1) does not apply.
"[t]he conduct which caused the death was … a complex of acts all done by [the appellant] - loading the [firearm], cocking it, presenting it, pressing the trigger. But it was the final act, pressing the trigger of the loaded and levelled [firearm], which made the conduct lethal."
Like Ryan, the appellant, being fully conscious, had put himself in a situation in which he had his finger on (or at least near) the trigger of a loaded firearm and which he levelled at another. In these circumstances, was there an issue for the jury about whether there was an unwilled act, or an event occurring by accident, that was an issue separate from the issue about the intention with which the appellant acted? The trial judge gave directions about accident and about intention, but gave no direction about unwilled acts.
"establish that the accused intended that the event should occur or saw it as a possible outcome or that an ordinary person in the position of the accused would reasonably have foreseen the event as a possible outcome"
left the jury insufficiently instructed about how these propositions of law about accidental events were to be applied to the facts of this case.
"The latent time [between threat, or assault, and firing the weapon was in each case] no doubt barely appreciable, and what was done might not have been done had the actor had time to think."
But to identify the "act" as confined to that which was the immediate physical movement, a dorsiflexion of the finger[52], made in response to a perceived threat, or in this case the alleged blow, so confines the time for choice by the actor as to invite the conclusion that the actor did the particular act without thought, and therefore without willing it. That is altogether too narrow a view of what is the relevant "act" which, in this case, would divorce the contraction of the finger from the admittedly deliberate pointing of a loaded and cocked weapon at the deceased and its discharge. So to confine the understanding of the relevant "act" would be to adopt an approach that over‑refines the application of the criminal law, introducing nice distinctions that are not based upon substantial differences.
"Now, you are going to have to decide which versions of those events and conversations you accept and in deciding that it may help you to reach your ultimate conclusion on the question of intent. What was his [the appellant's] intent? Was it just to frighten [the deceased] and drive him out of the house rather than to kill him or to cause him grievous bodily harm? If you find that his intent was just to frighten him and drive him out of the house, then you should find that he is not guilty of murder. Relevant to this will be whether you accept the [appellant's] evidence that [the deceased] was yelling out to him while he was using the toilet, whether you accept his evidence that he was concerned for his own safety." (emphasis added)
In the course of her directions, her Honour made several other references to the jury accepting the appellant's evidence or version of events.
(1) The character of the communication. It obliges a real contact by the judge with the collective mind of the jury fresh from having heard the evidence. It does not call for a convoluted legal essay whose only merit is that it might protect the judge from appellate reversal[76]; and
(2) The entirety of the communication. Particular passages in the instructions must be read and understood in the light of -
(b) the addresses to the jury by trial counsel that immediately preceded the judge's instructions;
(c) any consideration and discussion between the judge and counsel prior to the instructions as to their content; and
(d) the entire content of the instructions, taken as a whole. It is a basic mistake to isolate any judicial (or other) utterances and to consider them out of context[77]. But it is especially mistaken to take parts of a judicial communication with a jury in a criminal trial in isolation from the context[78].
(1) The applicable legislative provision appears in a code. This is a special kind of legislation. It does not merely collect and restate the pre-existing common law. Its purpose is to provide a fresh start and thereby to introduce greater clarity of expression and sharpness of concepts[84]. The code provisions, appearing in expressions of ordinary English language, should not be glossed with notions of excessive subtlety or philosophical profundity. They should be capable of being explained to a jury, according to their own terms, which (at least in the present connection) are relatively simple in their expression[85];
(2) Although in the earlier common law it was said that it was for the accused to prove matters tending to justify, excuse or alleviate himself of guilt[86], it is clear that s 23 of the Code replaced this understanding of the law[87]. It is not for the accused to establish, relevantly, want of the necessary will or accident. Where, in the case of a charge under the Code a question arises as to whether the relevant acts were unwilled or the event accidental, it is for the prosecution to prove beyond reasonable doubt that s 23(1) of the Code does not apply[88];
(3) It is important to note the apparently deliberate distinction between the "act or omission" referred to in s 23(1)(a) of the Code and the "event" referred to in s 23(1)(b). It is a distinction easy to miss. In the present case, it does not appear to have been fully appreciated by the trial judge nor called by her to the notice of the jury[89]. The relevant "acts" in the present case as referred to in s 23(1)(a) included, ultimately, whatever the appellant did to cause the gun to discharge. The relevant "event" was the entire occasion resulting in the death of the deceased[90]. Where s 23 applies, these distinctions must be drawn to the notice of the jury if the jury are to be accurately instructed on its application;
(4) On past authority of this Court, a question has arisen as to whether s 23(1)(a) has any application at all where the accused is charged with murder. That question was not resolved by the recent decision of the Court in Charlie v The Queen[91]. That case concerned s 31 of the Criminal Code of the Northern Territory. There are textual differences from the Queensland Code[92] and it is necessary to resolve the applicable rule without assistance from the decision in Charlie. The instructions that a trial judge must give to a jury depend mostly on the determination of the real issues in the trial. The judge is not required to give a disquisition on the law that unnecessarily goes beyond those issues[93]. In a properly conducted trial, such issues will be defined, substantially, by the way the parties have elected to conduct their respective cases; and
(5) Nonetheless, there is one relevant exception to this primary rule concerning the judge's duty to instruct the jury on the law[94]. This concerns the judge's duty in criminal cases to provide instructions to the jury concerning any defence (even one not raised by either party or indeed disclaimed by the parties) that fairly arises on the evidence and therefore needs to be considered by the jury in reaching a true verdict[95].
"It is not fing good, is it, Mick? What is going to happen now? He is a s that bloke, a c***. He has broken into my house before. I told you I would ring you when the s*** goes down and I wouldn't put you in it. I did ring you didn't I? I told you that I would ring you and keep you out of it?"
"MR BULLOCK: I submit your Honour should do that, [direct with respect to s 23] although I can't see much logic in it. Simply in Guise's case it appears to be said that your Honour should do it, although Mr Justice Pincus says he doesn't think it is necessary. It would have to be along these lines, I suppose, that if the jury was of the view that the Crown couldn't exclude that the death in this case was unforeseen and unforeseeable by the accused
HER HONOUR: It's an ordinary person in the position of the accused. That's the test, isn't it?"
"The Criminal Code provides that subject to the express provisions of the Code relating to negligent acts and omissions, a person is not criminally responsible for an event which occurs by accident. What this means is that, subject to the law of criminal negligence, and I will come to that in a moment, the Crown has to establish that the accused intended that the event should occur or saw it as a possible outcome or that an ordinary person in the position of the accused would reasonably have foreseen the event as a possible outcome. When I say a possible outcome, I mean something more than something that is remote or speculative.
Now, if the Crown does not establish either of these, then the event was accidental and subject to the law of criminal negligence, the accused is not criminally responsible for it."
"Turning to the charge of murder, the Crown has to prove that the accused intended to kill or to do grievous bodily harm. The question is whether he had that intent at the time of the act which caused Celap's death."
"What was his intent? Was it just to frighten Celap and drive him out of the house rather than to kill him or to cause him grievous bodily harm? If you find that his intent was just to frighten him and drive him out of the house, then you should find him not guilty of murder."
"…[A]t another point in the summing up, her Honour referred to murder as well as manslaughter in the context of an event which occurs by accident. This was evidently a reference to s 23(1)(b) of the Criminal Code, and, in relation to murder under s 302(1)(b), it was a potential source of confusion. Authority now confirms that s 23(1)(b), or its approximate equivalent s 31 in the Northern Territory Criminal Code, has no application to a charge of murder which, as in the case of s 302(1)(a), requires proof by the Crown that the offender intends 'to cause' death or grievous bodily harm. See Charlie v The Queen[125]. It follows that if either death or grievous bodily harm is in fact intended, it cannot qualify as an 'accident' for the purpose of s 23(1)(b) of the Code. See R v Taiters[126].
But this error, if that is what it was, in her Honour's summing up was retrieved when, some time after retiring, the jury returned with a request that the learned trial judge 'restate and further clarify for us the definitions of murder and manslaughter and in particular what is meant by "intent" … '. In response to that request, her Honour explained:
'The big distinction between murder and manslaughter is that, with murder, there has to be an intent in this - in a case such as this, an intent to kill the person or to cause the person grievous bodily harm … Now the intent has to be an intent at the time the act is committed, so that on the night in question when they got back to the house, did he then intend to kill or to cause grievous bodily harm.'"
"The problem is, however, that her Honour went on, in the second of the two passages already set out … to ask:
'What was his intent? Was it just to frighten Celap [and] drive him out of the house rather than to kill him or to cause him grievous bodily harm? If you find that his intent was just to frighten him and drive him out of the house, then you should find him not guilty.'
The defect in this formulation is that it invited the jury to acquit if (and, by inference only if) they made an affirmative finding that the appellant's intention was to frighten Celap and drive him out of the house. So to direct the jury was incorrect because in law it was sufficient to attract a verdict of acquittal that the appellant's testimony, considered alone or with other evidence at the trial, raised in the minds of the jury a reasonable doubt about his intention at the time the shotgun discharged. It was not necessary for the jury to go so far as to find affirmatively that his intention was, as he had testified, simply to frighten Celap.
There are other passages in the summing up in which a similar defect is apparent. In dealing with the question of criminal negligence under s 289, her Honour said:
'If you accept the accused's version of what happened that night, in whole or in part, you are going to have to evaluate his conduct and decide whether it was conduct such as to amount to criminal negligence.'
'One factor which you may consider in deciding upon whether you accept the accused's evidence is how much, if any, did the accused really know about the faults in the gun?'
Although specifically concerned with the issue of manslaughter, a direction in this form could only have served to confirm in the minds of the jury the impression that they were expected to choose between accepting the evidence of the appellant, in which event, they were to acquit; or, alternatively, accepting the case for the prosecution, in which event they would be entitled to convict. That was, with respect, wrong in law because it failed to accommodate a third possibility, which was that, even if they were not prepared to accept his evidence wholly or in part, it and other evidence, including that of Sgt Graham, might nevertheless suffice to raise a reasonable doubt whether he had the necessary intent to kill or do grievous bodily harm. If the appellant's evidence, even if not accepted wholly or in part, raised a reasonable doubt whether his intention was only to frighten Celap, it might also have raised a doubt whether he in fact possessed the intention to kill or do grievous bodily harm. Factually, the two questions were not mutually exclusive, and in relation to both of them the prosecution carried the onus, as to the first, of eliminating any reasonable doubt, and, as to the second, of proving beyond reasonable doubt that the appellant had the intention required under s 302(1)(a). The direction, in the way it was presented to the jury, went at least part of the way to transferring to the appellant the onus of proving that his intention was as limited as he had testified it was, which was contrary to the decision in Mullen v The King[128]; and on appeal[129].
It is therefore not possible to say that the appellant was not deprived at his trial of an opportunity of acquittal that he might otherwise have had. Because the summing up involved an error about something as fundamental as the burden of proof, the appeal is not one in which it is proper to apply s 668E(1A) in order to sustain the verdict. The result is that the appeal must be allowed, and the conviction and verdict set aside. There must be an order for a new trial."
It is the duty of every person who has in the person's charge or under the person's control anything, whether living or inanimate, and whether moving or stationary, of such a nature that, in the absence of care or precaution in its use or management, the life, safety, or health, of any person may be endangered, to use reasonable care and take reasonable precautions to avoid such danger, and the person is held to have caused any consequences which result to the life or health of any person by reason of any omission to perform that duty."
A person who unlawfully kills another under such circumstances as not to constitute murder is guilty of 'manslaughter'."
(1A) However, under subsection (1)(b), the person is not excused from criminal responsibility for death or grievous bodily harm that results to a victim because of a defect, weakness, or abnormality even though the offender does not intend or foresee or cannot reasonably foresee the death or grievous bodily harm.
" … it is unnecessary to have any recourse to the section [s 23] in the case of wilful murder, where, by statutory definition itself, intention is expressly made a necessary element in the offence …"
"For the learned judge emphasized at a number of points the obligation of the Crown to satisfy the jury beyond reasonable doubt of the facts constituting wilful murder, including the existence of an intention to kill, an intention with which, of course, accident would be inconsistent."
" Except as hereinafter set forth, a person who unlawfully kills another under any of the following circumstances, that is to say-
(a) if the offender intends to cause the death of the person killed or that of some other person or if the offender intends to do to the person killed or to some other person some grievous bodily harm;
(b) if death is caused by means of an act done in the prosecution of an unlawful purpose, which act is of such a nature as to be likely to endanger human life;
(c) if the offender intends to do grievous bodily harm to some person for the purpose of facilitating the commission of a crime which is such that the offender may be arrested without warrant, or for the purpose of facilitating the flight of an offender who has committed or attempted to commit any such crime;
(d) if death is caused by administering any stupefying or overpowering thing for either of the purposes mentioned in paragraph (c);
(e) if death is caused by wilfully stopping the breath of any person for either of such purposes;
" It is the duty of every person who, except in a case of necessity, undertakes to administer surgical or medical treatment to any other person, or to do any other lawful act which is or may be dangerous to human life or health, to have reasonable skill and to use reasonable care in doing such act, and the person is held to have caused any consequences which result to the life or health of any person by reason of any omission to observe or perform that duty."
" It is the duty of every person who has in the person's charge or under the person's control anything, whether living or inanimate, and whether moving or stationary, of such a nature that, in the absence of care or precaution in its use or management, the life, safety, or health, of any person may be endangered, to use reasonable care and take reasonable precautions to avoid such danger, and the person is held to have caused any consequences which result to the life or health of any person by reason of any omission to perform that duty." ↑
Woolmington v The Director of Public Prosecutions [1935] AC 462 at 472. ↑
R v Murray [1999] QCA 341 (McMurdo P and Atkinson J; McPherson JA dissenting) ("Reasons of the Court of Appeal"). ↑
See reasons of McPherson JA cited by Callinan J at [132]. ↑
Reasons of Gaudron J at [21]-[23]; reasons of Gummow and Hayne JJ at [56]-[57]; reasons of Callinan J at [154]. ↑
Reasons of Gummow and Hayne JJ at [31]-[34]; reasons of Callinan J at [104]-[132]. ↑
Reasons of Gaudron J at [6]; reasons of Gummow and Hayne JJ at [30]; reasons of Callinan J at [137-[140]. ↑
The Code s 302(1)(a). See reasons of Callinan J at [138]. ↑
R v Falconer (1990) 171 CLR 30 at 61; cf reasons of Gummow and Hayne JJ at [53]. ↑
Timbu Kolian v The Queen (1968) 119 CLR 47 at 53. ↑
Mraz v The Queen (1955) 93 CLR 493 at 514; Festa v The Queen (2001) 76 ALJR 291 at 330 [228]-[229]; 185 ALR 394 at 447-448; cf Conway v The Queen (2002) 76 ALJR 358 at 371 [63], 379 [104]; 186 ALR 328 at 345, 357. ↑
cf Indian Penal Code 1861, s 80: reasons of Gummow and Hayne JJ at [39]. ↑
The Code, s 303. The provision is set out in the reasons of Callinan J at [139]. ↑
Reasons of Gaudron J at [19]; reasons of Gummow and Hayne JJ at [35]-[36]; reasons of Callinan J at [125]-[127], [132]. ↑
Zoneff v The Queen (2000) 200 CLR 234 at 263 [73]. ↑
cf Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259 at 271-272, 291. ↑
R v Kanaveilomani [1995] 2 Qd R 642 at 648, 651-652. ↑
See Reasons of the Court of Appeal [1999] QCA 341 at [6] per McMurdo P and Atkinson J. ↑
Reasons of the Court of Appeal [1999] QCA 341 at [6]; cf Gipp v The Queen (1998) 194 CLR 106 at 126 [58], 154 [136]-[137]. ↑
Directions to the jury of the trial judge (Wilson J). ↑
Liberato v The Queen (1985) 159 CLR 507 at 515, 519; RPS v The Queen (2000) 199 CLR 620 at 630-633 [22]-[30]; KRM v The Queen (2001) 75 ALJR 550 at 571 [105]; 178 ALR 385 at 413; cf R v Whittingham (1988) 49 SASR 67 at 71 per King CJ. ↑
cf Zoneff v The Queen (2000) 200 CLR 234 at 269 [90]. ↑
Brennan v The King (1936) 55 CLR 253 at 263 per Dixon and Evatt JJ; Boughey v The Queen (1986) 161 CLR 10 at 30; R v Barlow (1997) 188 CLR 1 at 31-33; Charlie v The Queen (1999) 199 CLR 387 at 393-394 [14]. ↑
cf Zoneff v The Queen (2000) 200 CLR 234 at 260 [65], 261-262 [67]-[68]. ↑
Foster's Crown Law (1762) at 255 cited by Gummow and Hayne JJ at [40]. ↑
eg s 289: see reasons of Callinan J at [137]. ↑
The Code, ss 668E(1) and (1A); Wilde v The Queen (1988) 164 CLR 365 at 373; KBT v The Queen (1997) 191 CLR 417 at 423-424, 433; Festa v The Queen (2001) 76 ALJR 291 at 325-326 [197]-[204], 329 [222]-[225]; 185 ALR 394 at 440-442, 446-447. ↑
Mraz v The Queen (1955) 93 CLR 493 at 514; Domican v The Queen (1992) 173 CLR 555 at 565-567; Festa v The Queen (2001) 76 ALJR 291 at 326 [203], 330 [228]; 185 ALR 394 at 442, 447-448. ↑
R v Chong Mun Chai [2002] HCA 12 at [3] applying Jones v The Queen (1989) 166 CLR 409 at 411, 415; cf Osland v The Queen (1998) 197 CLR 316 at 333 [41]. ↑
Reasons of Gummow and Hayne JJ at [42]; cf R v Van Den Bemd (1994) 179 CLR 137 at 143. ↑
Ugle v The Queen [2002] HCA 25 at [26] per Gummow and Hayne JJ. ↑
Murray
The Queen
[1999] QCA 341
(1961) 108 CLR 56
(1973) 133 CLR 209
(1990) 171 CLR 30
(1995) 1 Qd R 401
(1994) 179 CLR 137
(1968) 119 CLR 47
(1967) 121 CLR 205
(1952) 87 CLR 115
(1952) 85 CLR 437
(1907) 4 CLR 977
(1938) 59 CLR 124
(1964) 111 CLR 62
(1955) 93 CLR 493
(2001) 76 ALJR 291
(2002) 76 ALJR 358
(2000) 200 CLR 234
(1996) 185 CLR 259
(1998) 194 CLR 106
(1985) 159 CLR 507
(2000) 199 CLR 620
(2001) 75 ALJR 550
(1988) 49 SASR 67
(1936) 55 CLR 253
(1986) 161 CLR 10
(1997) 188 CLR 1
(1999) 199 CLR 387
(1964) 111 CLR 665
(1968) 118 CLR 186
(1971) 124 CLR 107
(1986) 161 CLR 158
(1990) 171 CLR 312
(1988) 164 CLR 365
(1997) 191 CLR 417
(1992) 173 CLR 555
(1989) 166 CLR 409
(1998) 197 CLR 316
(1992) 175 CLR 514
(1998) 196 CLR 494
(1964) 112 CLR 30