Submissions on the application; reasoning
5 The Minister's argument was that the Tribunal's reasons demonstrated that it either misunderstood or misapplied the law as to the circumstances in which Australia may, consistently with the Convention, return an asylum seeker to a third country without undertaking an assessment of the substantive merits of the claim for refugee status: circumstances in which, accordingly, Australia does not owe the asylum seeker what its domestic law describes as "protection obligations".
6 The international obligations in question arise under Art 33(1) of the Convention, which provides:
"No Contracting State shall expel or return ('refouler') a refugee in any manner whatsoever to the frontiers of territories where his life or freedom would be threatened on account of his race, religion, nationality, membership of a particular social group or political opinion."
7 That obligation does not prevent Australia from returning a person, who may be a refugee, to a third country which will offer the person "effective protection". In Minister for Immigration and Multicultural Affairs v Thiyagarajah (1998) 80 FCR 543, von Doussa J (with whom the other members of the Full Court agreed) said at 562:
"It is not necessary for the purposes of disposing of this appeal to seek to chart the outer boundaries of the principles of international law which permit a Contracting State to return an asylum seeker to a third country without undertaking an assessment of the substantive merits of the claim for refugee status. It is sufficient to conclude that international law does not preclude a Contracting State from taking this course where it is proposed to return the asylum seeker to a third country which has already recognised that person's status as a refugee, and has accorded that person effective protection, including a right to reside, enter and re‑enter that country. The expression 'effective protection' is used in the submissions of the Minister in the present appeal. In the context of the obligations arising under the Refugees Convention, the expression means protection which will effectively ensure that there is not a breach of Art 33 if the person happens to be a refugee."
8 If the boundaries remain uncharted, some at least of the territory within them has been delineated by subsequent decisions. The decision of particular immediate importance is that of Weinberg J in Minister for Immigration and Multicultural Affairs v Gnanapiragasam (Federal Court of Australia, 25 September 1998, unreported). That case, like this, concerned an asylum seeker who was a Sri Lankan national, had lived for several years in Germany under a visa which conferred rights substantially (perhaps precisely) corresponding with those conferred by the respondent's visa, and had then come to Australia. Like the respondent's, his German visa had, after six months, expired. In relation to that case, the German Vice‑Consul, in a letter to the Department, said that that meant that "the holder's right to return to Germany has expired on that day, too". Further inquiries made by the Department of the German Consulate General elicited the information that the asylum seeker, if he could show that he had employment available to him in Germany, might be able to obtain a visa permitting return to Germany.
9 The finding of the Tribunal in Gnanapiragasam was expressed as follows:
"The Tribunal accepts that the applicants do not have any residence rights in Germany and therefore it is necessary to assess the cases in relation to Sri Lanka."
10 That (as the solicitor for the respondent pointed out) contrasts with the finding in this case ("… the Tribunal finds that the applicant does not have a right to return to Germany").Weinberg J said at 21:
"While the material before the RRT demonstrates that the respondents have lost their rights to permanent residence in Germany, and are unlikely to regain those rights without being able to establish that, at the very least, there is suitable employment available to the first respondent, it does not follow that the 'effective protection' to which reference was made in Thiyagarajah including a right to reside in, enter and re‑enter Germany is unavailable to them. Those who are admitted as temporary residents may also have rights which provide them with 'effective protection' in a 'safe third country'. Some classes of temporary resident are permitted to find employment. Their rights to leave and re‑enter Germany will be adjudged by European law …
If upon further inquiry it emerges that the respondents are not eligible to re‑enter Germany, albeit on a temporary basis, the RRT would no doubt proceed to consider their claims to refugee status under Art 1A(2). There seems little doubt that in such circumstances Art 1E would not exclude any finding which might be made as to refugee status."
11 His Honour added at 22, 23:
"The failure by the RRT to consider the possible application of Art 33 of the Convention as rendering it unnecessary for the delegate to have determined the respondents' claim to refugee status constitutes an error of law on its part. That makes it necessary to set aside its decision. The RRT is required to ascertain as clearly as it can whether or not the respondents would be permitted to re‑enter Germany, at least on a temporary basis, thereby enabling their claim to refugee status to be considered by that country. …
It seems to me that a right to re‑enter, albeit temporarily, the country in which the claimant has previously lived, together with the right, while proper consideration is given to any claim for refugee status, to leave and re‑enter that country thereafter, renders Art 33 potentially applicable. Australia can then require the claimant to return to that 'safe third country' without the need first to consider his possible refugee status under Art 1A(2). The right to reside temporarily is capable, in any given case, of meeting the 'effective protection' criterion no less than the right to resume permanent residence.
That is not to say that a right to return to temporary residence will, of itself, be sufficient in any given case. Art 33 requires that there be 'effective protection' in the third country. Australia must be satisfied that the third country will consider any claim to refugee status in accordance with the Convention, and will not simply refuse entry and, without giving the claim any such consideration, return the claimant to the country from which he came originally. These are all matters which must be addressed with care. They cannot be ignored, or passed over, on the basis of such uncertain material as was before the RRT in this case."
12 In Minister for Immigration and Multicultural Affairs v Kabail [1999] FCA 344, R D Nicholson J considered the circumstances in which an obligation to consider the possible application of Art 33 of the Convention would arise. After considering various possibilities, his Honour said at par 32:
"In my view … the obligation to consider Art 33 (other than merely formally) will arise when the evidence before the court discloses that the nature of the contract with a third country was such that it gives rise to the possibility that effective protection could have been sought in that country."
13 The Minister's submission was that plainly that possibility arose in this case and equally clearly the Tribunal did not undertake a consideration of the kind described by Weinberg J in Gnanapiragasam. The respondent submitted that the Tribunal had addressed the right question and had made a finding of fact about it: the respondent did not have a right to return to Germany. Gnanapiragasam makes it clear, and it is in any event obvious, that a right of entry is a minimum prerequisite of "effective protection".