Factual background
10 Much of the factual background is irrelevant to the appeal. The salient matters are set out below.
11 On 9 January 2021 - between the time of the first Tribunal decision and the publication of the Full Court judgment - the respondent was reportedly assaulted in immigration detention and suffered a head injury.
12 On 4 March 2022 the Minister filed a tender bundle in the Tribunal upon which he intended to rely at the hearing.
13 The hearing was listed to begin on 2 May 2022. Both parties were represented. There was no dispute that the respondent did not pass the character test contained in s 501(6) of the Migration Act, so the only issue was whether the Tribunal, standing in the shoes of the Minister so to speak, should exercise the discretion under s 501(1) to refuse to grant the visa.
14 After a number of documents were tendered but before any witnesses were called, the Minister's counsel, Mr Barrington, informed the Tribunal that he had discovered "a considerable hole or evidentiary gap in the material". That hole or gap was the absence of any of the detention records from 2017 to 2022, which meant that he did not have evidence to hand about the respondent's conduct in detention during that period. The question of whether the respondent posed a risk to the Australian community if his visa were to be restored and consequently released into the community was a consideration the Tribunal was bound to take into account (in accordance with the applicable Ministerial Direction and the terms of s 499(2A) of the Migration Act). Mr Barrington said that steps had been taken to obtain the missing records, but they were not yet available.
15 When asked by the Tribunal for his attitude, Eric Zhang, a solicitor appearing for the respondent, expressed his concern about the absence of an adequate explanation for the gap in the Minister's evidence but accepted that, if the Minister chose to tender the missing documents, the Tribunal could have regard to them. Understandably, however, he also said that "the applicant" should have an opportunity to examine the documents and make any submissions arising from them. Given that the respondent had been in detention for eight years, Mr Zhang said "we would like to avoid any delay that may arise from requiring further time to consider the material".
16 The Tribunal then indicated that the matter should proceed and that it would hear any application the Minister might make when the documents were "available".
17 Two witnesses were called, followed by the respondent. At the end of the day the respondent was in cross-examination. The next day, when the cross-examination was due to resume, Mr Zhang expressed concerns about the respondent's ability to respond to questions. He flagged those concerns in an email, which is not before the Court, but the transcript records the nature of the concerns as related to the Tribunal:
I guess in summary, the submission is that there's a risk that evidence is potentially being taken by an untreated man. The extent of the symptoms were not appreciated by his legal representatives until yesterday. There's a need to determine whether the traumatic head injury is impacting on his cognitive ability, as I've said earlier, because we were surprised by some of the responses given. To be clear, the surprise is purely directed towards his inability to respond to some of the basic questions put to him yesterday. In effect, I think for context as well, and if I could just walk you through some of the material, our office has been made aware in the past that the applicant has been suffering after being hit on the head with a plastic shield on 9 January 2021. The tribunal will be able to see this at exhibit 3, which is the applicant's tender bundle ---
18 There followed a debate about the course that should be followed. It is sufficient for present purposes to note that Mr Zhang asked the Minister through the Tribunal to arrange for a neurological examination of the respondent to be carried out and the hearing was adjourned.
19 On 7 July 2022 the Minister served on the respondent's lawyers some 482 additional pages of documents (the Supplementary G documents).
20 During the adjournment, Mr Zhang arranged for the respondent to be assessed by Dr Karen Scally, a clinical neuropsychologist and forensic psychologist. Dr Scally was provided with a bundle of documents, including the Supplementary G documents, and assessed the respondent during five appointments over Zoom in September, October and November 2022, communicating on each occasion with the assistance of the same Pashto interpreter. She undertook both a neuropsychological and a psychological assessment. To those ends she performed a number of tests. On 10 November 2022 she produced a detailed report which was tendered in evidence by consent when the hearing resumed some two weeks later. She was not required for cross-examination or for questioning by the Tribunal. The report addressed a range of matters relevant to the respondent's risk of reoffending. It also addressed the concerns raised by Mr Zhang about the respondent's "ability to comprehend and remember instructions throughout the time he [had] been representing him".
21 Based on the records with which she was provided and her assessment of the respondent's mental state and cognition, Dr Scally considered that on 9 January 2021 the respondent had sustained a head injury caused by two separate assaults to the left side of his head and that he had "persistent post-concussive syndrome, a form of traumatic brain injury," of mild to moderate severity. She summarised her findings from the neuropsychological assessment in the following way:
On neuropsychological assessment [the respondent] was found to demonstrate fluctuating but overall intact attention, significantly impaired verbal learning and memory and selective deficits in visuospatial functioning including difficulty with rapidly naming colours, noticing visual anomalies in pictures, and visualising spatial integration of parts to recreate a whole picture. His verbal and visual abstract reasoning abilities requiring flexibility of thought and verbal expression were also mildly below the expected level. [The respondent] otherwise performed at the expected average range or higher level across measures of working memory (a relative strength), practical reasoning and judgment, logical numerical reasoning, visual memory, processing speed, and executive functioning. In functional terms, [the respondent's] impairments on assessment, particularly his significant verbal memory impairment, comport well with his self-reported cognitive difficulties, and the problems with comprehension/recall of instructions reported by his Solicitor as well as observations of difficulties in his native language at interview in which he often required supplementary explanation and prompting to correctly comprehend questions. From his performance on assessment, this likely reflects a significant difficulty with processing and remembering lengthy verbal information both in the short and long term. [The respondent] can register and immediately repeat very short amounts of information, but once the amount of information exceeds the capacity of his immediate attention span, he struggles to encode this into short term or long-term memory.
22 Dr Scally expressed the view that the respondent's fluctuating attention, verbal memory impairment and selective deficits in visuospatial functions were consistent with an injury to the temporal and occipital regions of the brain, which are the central locations for memory and visual processing respectively.
23 Dr Scally opined that the respondent was presenting with "significant cognitive impairment", consistent with a diagnosis of persistent post-concussion syndrome caused by mild traumatic brain injury. She went on to describe the nature of the impairment and its functional effect on the respondent's capacity to give evidence of past events in the Tribunal:
[The respondent's] cognitive complaints and impairments on assessment, specifically his fluctuating attention/distractibility, "fuzzy thinking", fatigue, impaired verbal learning and recall, and reduced capacity to listen/converse for prolonged periods may reduce his capacity to participate effectively in complicated proceedings. Specifically, his significant verbal learning and memory impairment (see paragraph 50), means he is likely to struggle to process and recall lengthy verbal information when being questioned as a witness. To put this into functional terms, he has an immediate attention span of five to eight pieces of information meaning that when he concentrates, he can correctly repeat back a phone number. However, when presented with verbal information that exceeds his immediate attention span, for instance 12 words, he is only able to recall five of those twelve words.
Episodic or autobiographical memory is the recall of events from one's own past is not amenable to formal assessment but his ability to recall past events appeared to be intact as he was able to provide autobiographical details from his recent and remote past at interview. [The respondent] also denied any difficulty with recalling past events.
(Emphasis added.)
24 Dr Scally also offered the following observations and concerns regarding the respondent's ability to participate in the Tribunal proceeding:
Based on the balance of information from [the respondent's] self-reported difficulties with oral and written communication, his solicitor's observations of poor comprehension and/or retention of information and observations at interview as well as the formal findings with respect to significant verbal memory impairment, I would like to raise some concern for [the respondent's] ability to adequately receive instruction and comprehend questions put to him during complicated proceedings. It is highly likely he will be unable to retain instruction by legal counsel and may miss significant portions of verbal information put to him within the Tribunal setting, thereby impacting his ability to provide accurate responses to the Tribunal.
25 In light of Dr Scally's findings and concerns, on 18 November 2022 the Tribunal conducted a directions hearing in order to discuss the way forward. At that hearing, Alison Battisson appeared for the respondent. Ms Battisson is an experienced solicitor and the principal of the firm in which Mr Zhang worked - a firm which specialises in migration cases. Ms Battisson informed the Tribunal that:
[W]hat the report highlights and what is the primary concern of the applicant is the ability for the applicant to retain the context of long questions and also the flow of the questions. So that, you know, where he's being cross-examined on the particular topic, being able to remember the previous questions and where the questions may be going.
…
This is problematic for a number of reasons. So the report is clear, his long-term memory has not been affected but his short-term memory and certain cognitive factors and functions have. The issue with the cross-examination thus far is that his answers may have appeared evasive or lacking credibility because he was unable to remember the full question or the flow of questions. And in a case such as this, credibility is vitally important for the tribunal to be able to come to the preferable decision.
So I have some concerns about how his evidence may have come across or how he may have understood it. And I also have concerns about the way that we have provided legal advice to him, and then he has instructed us in return. So this is not going to be an easy fix, I think, and we are trying to find a way forward because our client is in detention.
26 In view of these matters, Ms Battisson said that, if the cross-examination did not begin again but moved on to new areas, she would submit to the Tribunal that no, or "extremely limited", weight should be given to the evidence. She suggested, in effect, that the evidence elicited from the respondent on 2 May 2022 should be disregarded and his evidence given afresh. She submitted that, "in the interests of assisting the Tribunal to come to the correct decision, and… in fairness to [counsel for the Minister]", at the very least cross-examination should start again because the Tribunal could not have comfort in any of the answers her client had given "thus far". The Tribunal understood her concerns. As the Tribunal put it:
And so the reason why you think that it's best for the tribunal to, in a sense, hear the evidence again with respect to sort of the past events, pre-detention, is because this time round the questions will be able to be put in a way that will hopefully avoid confusion and will be informed, I suppose, by some of the suggestions made by Dr Scally. And your concern is that the evidence that we've got is perhaps tainted with those issues.
27 Ms Battisson also informed the Tribunal that, because the respondent was under cross-examination the firm was unable to take instructions and asked for permission to speak to him to obtain "proper instructions in a way that is compliant with Dr Scally's report".
28 The Tribunal granted leave to the respondent to give further evidence in chief and for cross-examination to resume thereafter. It also permitted him to confer with his lawyers. It urged Mr Orchard to identify for the respondent the pages of the additional material or the topics upon which he would be cross-examined. While no formal direction to that effect was given, it is evident that the Tribunal required that the Minister at least notify the respondent's lawyers of the topics or pages. At the hearing of the appeal, senior counsel for the Minister conceded as much. Towards the very end of the hearing, the Tribunal noted that "the respondent … will notify the applicant of the topics of cross-examination or the pages of the further material that will be relied upon".
29 The hearing resumed some six days later, on 24 November 2022. It was not until 8.57am that day that the respondent's lawyers received a list of pages to which the respondent would be taken in cross-examination. The hearing started more than two and a half hours later at 11.41am.
30 At the outset of the hearing, the Tribunal asked Ms Battisson whether she had "had the opportunity of speaking to the interpreter about some of the recommendations made by Dr Scally". Ms Battisson replied that she had not. At this point the Tribunal said this:
Well, I might just inform the interpreter that the tribunal has received a report from a neuropsychologist which indicates that the applicant has some difficulties in comprehending questions due to a head injury that he suffered some time ago. That means that any questions that are to be put to the applicant should be framed using as few words as possible, and keeping the question as - to effectively one concept in every question. And I think it's important that you know that for the purposes of the interpretation that you'll be carrying out. So I'll just let you know that.
31 Ms Battisson then informed the Tribunal that Dr Scally was available for questioning, but that the Minister did not require her for cross-examination and, unless the Tribunal wished to question her, she would not be called. After tendering Dr Scally's report, Ms Battisson said this:
The other issue - not an issue - is I think we haven't had time to really discuss structure of questioning. We received at 8.57 this morning the list of pages that my friend will take the applicant to. We have not had time to brief our client on which pages he will be taken to, because we only just received that list. I see that the entire supplementary G docs have been printed for him, and I think we'll just need to see how we go with him running through those.
(Emphasis added.)
32 Shortly thereafter, the Tribunal referred to the Supplementary G documents, commenting that "at some point we'll obviously need to consider the tender of that bundle". The Tribunal indicated that it was "happy to do that now unless there's any issue with respect to that", whereupon Ms Battisson indicated there was "no issue" and the documents were then admitted into evidence.
33 Dr Scally was not called and no evidence from her was adduced in the judicial review application before the primary judge.
34 During the hearing the respondent was taken to incident reports relating to his conduct in detention on nine occasions over eight days in 2016, 2017, 2018, 2021 and 2022. It was common ground in the appeal that the two incident reports relating to his conduct in 2016 were included in the Minister's original tender bundle served on 4 March 2022.
35 As we mentioned earlier, the hearing started at 11.41am. Cross-examination started at 12.10am. In response to a request from Ms Battisson for scheduled breaks at regular intervals, the Tribunal took a break at 12.43pm. Cross-examination resumed at 1.00pm. Ms Battisson proceeded to re-examine, without a further break, and submissions followed.