REASONS FOR JUDGMENT
BUCHANAN J:
2 The first respondent is a Bangladeshi seaman who had made multiple trips to Australia but left his ship on 8 September 2008 and two days later applied for a protection visa. A delegate of the appellant ("the Minister") notified the first respondent on 2 April 2009 that his application for a protection visa had been refused. On 21 April 2009 the first respondent applied to the Refugee Review Tribunal ("the RRT") for review of the delegate's decision. At the hearing before the RRT, which took place on 14 July 2009, the first respondent was accompanied by a representative, Mr Raymond Solaiman. Both the first respondent (through an interpreter) and Mr Solaiman contributed to the hearing.
3 The first respondent claimed to have left his ship because he was being mistreated. He stated that he feared the consequences from deserting his ship if he returned to Bangladesh. The RRT summarised those matters in the following way:
35. Following the Tribunal's introductory comments, the applicant confirmed that he feared the consequences of his ship desertion, if he returned to Bangladesh. These included arrest and imprisonment, severe financial penalties (including the confiscation of his parents' property) and the inability to find future work (in his current occupation or any government employment). He also feared that the seamen's union, whose prestige is at stake, will deny him assistance and will even try to kill him.
4 Based on the circumstances which were recounted by the first respondent it was suggested on his behalf that he was entitled to be regarded as a refugee within the meaning of the Refugees' Convention. Article 1A(2) of the Refugees' Convention defines a refugee as any person who:
owing to well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion, is outside the country of his nationality and is unable or, owing to such fear, is unwilling to avail himself of the protection of that country; or who, not having a nationality and being outside the country of his former habitual residence, is unable or, owing to such fear, is unwilling to return to it.
5 The two particular respects in which, it was suggested, that the first respondent was entitled to be regarded as a refugee were summarised by the RRT as follows:
46. Mr Solaiman invited the Tribunal to consider two possible grounds for finding that the applicant's claims related to Convention-related persecution. First, he posited that there is a particular social group of 'Bangladeshi seamen who deserted as a result of their disagreement with their treatment'...
47. Second, Mr Solaiman said that the applicant had deserted the ship because of his disagreement with the treatment that he had received. He referred in general terms to case law indicating that the applicant's opposition to such treatment was a political opinion, and that the act of desertion was viewed as a political act.
48. The Tribunal undertook to consider each of these arguments, but advised that it had serious concerns about them. It noted that, while there may be a particular social group consisting of Bangladeshi ship deserters, the Bangladeshi law appeared to punish persons for the act of desertion, and not their membership of any such group.
6 The RRT also took into account a report from a Dr C J Lennings, Psychologist. The RRT made the following observations about Dr Lennings' report:
58. The Tribunal has considered carefully Dr Lennings' psychological report. For the main part, the report summarises the applicant's background and refugee claims, as relayed to Dr Lennings through Mr Sirajul Haque, a registered migration agent who also acted as the applicant's interpreter during the consultation. The report states, in somewhat guarded terms that, 'on the whole, [the applicant] satisfies criteria for post-traumatic stress disorder although it is also likely that he is experiencing significant depression'. It also includes reference to the applicant's reported 'constant rumination about trying to kill himself' although, surprisingly (in the Tribunal's view), recommends only that the applicant be given counselling in the event that he is granted a visa. Overall, the Tribunal places little weight on the report as independent verification of the applicant's refugee claims, or that he has any medical condition requiring ongoing treatment.
59. The Tribunal does not detect in the report anything to cause it to doubt the applicant's competency. It is consistent, however, with the Tribunal's observation that he was anxious about the application, and the Tribunal has taken this into account when evaluating his evidence. The Tribunal is satisfied that the applicant, with the assistance of his representative, has had a full opportunity to present his refugee claims.
7 The RRT was not persuaded that any repercussions for the first respondent would constitute harm for a reason identified by the Refugees' Convention. Although it accepted that "there is a particular social group of Bangladeshi ship deserters, or similar" the RRT concluded that any action taken against the first respondent would be because of his conduct rather than "any identity as a ship deserter as such". The RRT did not accept either that the first respondent's conduct should, in the circumstances, be viewed as the expression of a political opinion, as had been argued on his behalf. As to the possible reaction of the seamen's union the RRT recorded the following:
72. The applicant suggested at the hearing that the seamen's union will deny him protection and perhaps even try to kill him because his actions will have tarnished their reputation. He later clarified that he sees no prospect of them assisting him should he require it on his return, but does not fear that they will kill him. The Tribunal accepts that the seamen's union is unlikely to assist the applicant, as he is presumably no longer a paid-up member. In any event, the Tribunal is of the view that the applicant has not suffered persecution or other mistreatment that would merit the union's particular attention, given the generally difficult conditions facing merchant seamen on livestock and similar vessels.
8 Taking all its conclusions into account the RRT was not satisfied that the first respondent had "a well founded fear of Convention-related persecution, now or in the reasonably foreseeable future, if he returns to Bangladesh".
9 The decision of the RRT was given on 5 August 2009. The first respondent, on 26 August 2009, made an application to the Federal Magistrates Court of Australia ("the FMCA"), for judicial review of the decision of the RRT. In a judgment delivered on 13 May 2010 (SZNWC v Minister for Immigration and Anor [2010] FMCA 266) the FMCA concluded that a jurisdictional error had occurred and made an order remitting the matter to the RRT for further consideration.
10 There were five grounds relied upon by the first respondent in a further amended application which was before the FMCA. The first of those grounds suggested that the first respondent had been denied an adequate hearing before the RRT, contrary to s 425 of the Migration Act 1958 (Cth) ("the Act"), because the RRT had failed to enquire whether defects in his evidence were attributable to mental impairment. The FMCA found it unnecessary to deal with this issue or with a recent judgment of a Full Court of this Court in Minister for Immigration and Citizenship v SZNVW (2010) 183 FCR 575.
11 The FMCA found it also unnecessary to deal with the fourth and fifth grounds which were relied on which were to the effect that the RRT had "confounded the separate questions of Convention nexus and persecution" and that it had failed properly to consider the first respondent's evidence and claims.
12 The FMCA appears to have found jurisdictional error arising from two circumstances. First, it concluded that acceptance by the RRT that the first respondent was a member of the particular social group of Bangladeshi ship deserters rendered unavailable a conclusion that he would be punished for his past acts rather than for his identity as a ship deserter. The FMCA appears to have reasoned that membership of the social group was sufficient to connect the risk of punishment with persecution for a Convention reason.
13 Secondly, the FMCA concluded that the RRT had failed to consider whether the Bangladeshi laws to which the first respondent would be subject were "appropriate and adapted", "in the sense of proportionate in the means used to achieve" the object to which they were directed. The FMCA said (at [45]):
45. In my opinion, a fair reading of the Tribunal's statement of reasons suggests that it overlooked the need to assess the proportionality of the means adopted in Bangladesh to discourage ship desertions, and for that reason it did not enter upon that assessment.
14 The Minister has appealed against the judgment of the FMCA. The first respondent cross appealed and also filed a notice of contention seeking to support the judgment of the FMCA on additional grounds. The grounds of appeal relied upon by the Minister were stated as follows:
1. His Honour erred in finding at [21-36] that it was not open for the Refugee Review Tribunal (the Tribunal) to find that the First Respondent did not face prosecution for a Convention reason under a Bangladeshi law criminalizing ship desertion.
Particulars
It was open for the Tribunal to so find based on its finding at para 67 that it was the First Respondent's past acts, rather than his membership of a particular social group, that would be the reason for any such prosecution. The Tribunal's acceptance at para 61 that there was a particular social group of Bangladeshi ship deserters did not necessitate a conclusion that any prosecution of the First Respondent would be "for reason of" his membership of that social group.
2. His Honour erred in finding at [37-46] that the Tribunal had erred in failing to consider whether the Bangladeshi law was "appropriate and adapted" to a legitimate national objective.
Particulars
The Tribunal did not need to consider this issue as it had found at para 67 that any prosecution would not be for a Convention reason. Moreover if it did need to consider the issue then it has implicitly done so in finding at para 70 that the law had a legitimate national objective and was not designed or enforced or had an impact based on Convention-related discrimination.
15 The cross appeal sought to rely upon contentions which were, shortly after the cross appeal was filed, rejected by a Full Court in SZOFE v Minister for Immigration and Citizenship [2010] FCAFC 79. Written submissions filed for the first respondent subsequently indicated that the cross-appeal was not pressed and it need not, therefore, be further considered.
16 The notice of contention initially relied upon the three grounds which were not dealt with by the FMCA and a further ground which suggested that the RRT's decision to place little weight on the report of Dr Lennings was "irrational, illogical or not based on the findings or inferences of facts supported by logical grounds". Written submissions filed on behalf of the first respondent limited the notice of contention to a complaint that the RRT had wrongly failed somehow to act on Dr Lennings' report. I shall deal with this issue after the grounds of the appeal have been addressed.
17 The RRT's acceptance that there existed a particular social group of Bangladeshi ship deserters appeared in the following paragraph:
61. The Tribunal accepts that there is a particular social group of Bangladeshi ship deserters, or similar. These people share many characteristics - their nationality, their employment on ships, the particular circumstances in which they are employed (often in menial tasks, through recruitment agencies, with their families relying on remittances and the community expecting that they maintain the reputation of Bangladeshi seamen), and their subsequent decision to abandon their vessels and their contracts. The Tribunal is satisfied that all members of the group share these characteristics, that they distinguish the group from Bangladeshi society at large, and that the common characteristic is not any shared fear of persecution: Applicant S v MIMA (2004) 217 CLR 387 at [36].
(Emphasis added)
18 Acceptance by the FMCA of the finding by the RRT that there was, in this case, a particular social group of "Bangladeshi ship deserters, or similar" was a fundamental plank in the reasoning and conclusion of the FMCA that the RRT, in its further conclusions, had committed jurisdictional error. The FMCA appears to have accepted the finding of the RRT as a starting point because it was common ground that it should do so. The FMCA said (at [14]), after setting out the paragraph in which the finding was made:
14. The Tribunal did not explain how it arrived at the findings of fact in this paragraph. However, no challenge was made by either counsel before me that there was no evidence to support the findings, nor that they reflected a misunderstanding of the principles summarised by the High Court in Applicant S, which the Tribunal had quoted.
19 At the hearing of the appeal also no challenge was made to the acceptance by the RRT that there was a particular social group of Bangladeshi ship deserters. In my view, the approach taken by the RRT, of accepting the existence of a particular social group of Bangladeshi ship deserters, paid insufficient attention to the fact that persecutory conduct cannot, of itself, define a social group.
20 The reasoning employed by the RRT to conclude that the first respondent was a member of a particular social group is contrary to the observations of Black CJ (with whom French J agreed) in Morato v Minister for Immigration, Local Government and Ethnic Affairs (1992) 39 FCR 401 when his Honour pointed out (at 404 - 405) that a social group should not be defined by reference solely to what each suggested member has done, but rather by reference to some attribute or characteristic which each shares.
21 In Applicant A v Minister for Immigration and Ethnic Affairs (1997) 190 CLR 225 ("Applicant A") Dawson J made the distinction in this way (at 243):
… a law or practice which persecuted persons who committed a contempt of court or broke traffic laws would not be one that persecuted persons by reason of their membership of a particular social group. Where a persecutory law or practice applies to all members of society it cannot create a particular social group consisting of all those who bring themselves within its terms.
and:
The persecution feared by the appellants is a result of the fact that, by their actions, they have brought themselves within its terms.
22 McHugh J said (at 263):
Allowing persecutory conduct of itself to define a particular social group would, in substance, permit the "particular social group" ground to take on the character of a safety-net.
and:
The only persecution that is relevant is persecution for reasons of membership of a group which means that the group must exist independently of, and not be defined by, the persecution.
23 There are difficulties also with the characteristics attributed by the RRT to all members of the suggested social group. Apart from desertion, the suggested shared characteristics identified by the RRT may apply equally to persons working on Bangladeshi ships who do not desert their ships. Furthermore, the suggested shared characteristics are insufficient to explain all cases of desertion and are not, on the RRT's own findings, connected with all such cases. The RRT went on to say in the following paragraph:
62. … The reasons or motivations for ship desertion may be complex, including one or more of the following: - economic betterment, flight from mistreatment and/or a spontaneous decision …
24 The first respondent's own motivation for deserting his ship was described in the following way:
64. The Tribunal finds on the material that the applicant left the MV Al Shuwaik for multiple reasons, including the prospects of a better life for his family, his dislike of the hard work conditions and also his personality clash with his supervisor, with the attendant bullying.
25 In my view the RRT was in error to conclude, for the purpose of the Refugees' Convention, that the suggested social group actually existed. However, despite my misgivings about the finding that the first respondent was a member of a relevant particular social group, as the Minister elected not to take any issue with the RRT's finding about that matter it is difficult to criticise the FMCA's reliance upon it. Nevertheless, even accepting the RRT's finding as an initial premise, as the FMCA did, there are two reasons why it does not lead to a conclusion of jurisdictional error. The first is that any punishment which might be imposed on the first respondent would not be as a result of membership of the social group identified. The second is that the punishment would not single out members of the social group in a discriminatory way.
26 As to the first matter, reading the reasons of the RRT as a whole, in my view it is apparent that the RRT was prepared to accept the argument advanced on behalf of the first respondent, that such a social group existed, in order to come directly to an even more fundamental obstacle which confronted the first respondent.
27 McHugh J pointed out in Applicant A that the enforcement of a generally applicable criminal law does not ordinarily constitute persecution. Nor can the severity of the sanctions be taken into account unless they apply by reason of some Convention reason. In Applicant A, McHugh J said (at 257):
Discrimination - even discrimination amounting to persecution - that is aimed at a person as an individual and not for a Convention reason is not within the Convention definition of refugee, no matter how terrible its impact on that person happens to be.
28 The RRT found:
67. … what the applicant fears is punishment for the act of desertion, in violation of Bangladeshi law, rather than his membership of a particular social group such as Bangladeshi ship deserters.
(Footnote omitted)
29 In my view, the RRT did not make a jurisdictional error when it concluded that the first respondent was not liable to be punished by reason of his membership of a particular social group, but only for his conduct as an individual.
30 The second reason why the FMCA's conclusion of jurisdictional error should not be accepted is that the FMCA appears to have proceeded upon an incorrect premise about the operation and effect of the Bangladeshi law in question. It does not appear to me that the law operates in any discriminatory fashion, even if there is a particular social group of Bangladeshi ship deserters. The FMCA said (at [31]):
31. I consider that the Tribunal was probably distracted by a distinction taken from a different context, into failing to appreciate that necessarily any penalties inflicted on the applicant under the Bangladeshi ship deserter laws would be the result of his membership of the group which the Tribunal accepted. The laws in their own terms were directed at only members of this group, and for that reason involved a discriminatory infliction of harm on members of that group and not on any other members of Bangladeshi society. Any prosecution of the applicant would, therefore, be the result of his act of ship desertion, which the Tribunal accepted was characteristic of all members of the particular social group, distinguishing the group and its members from Bangladeshi society at large.
(Emphasis added)
31 The sanctions to which the first respondent might be exposed were said to arise under the combined operation of ss 196, 197 and 197A of the Bangladesh Merchant Shipping Ordinance 1983, which were provided to the delegate and were before the RRT. Examination of those provisions shows that the FMCA must have misunderstood their context and effect.
32 Section 196 of the Ordinance creates an offence of desertion and provides sanctions for it (initially two years, but now five years, imprisonment as well as forfeiture of wages and other entitlements). Section 197A appears to extend the possible sanctions to include the possibility of forfeiture of all property held to the state. However, s 196 is not confined in its operation to Bangladeshi nationals, or to the particular social group identified by the RRT. It applies to seamen and apprentices generally on Bangladeshi ships. In this case, it seems that the ship in question may have been a Kuwaiti ship, rather than a Bangladeshi ship. If so, the first respondent did not desert a Bangladeshi ship and s 196 did not apply directly to him. Section 197 applies the provisions of s 196 (and the accompanying sanctions) to Bangladeshi seamen and apprentices on foreign ships. This may apply to the first respondent but, whether s 196 or s 197 applies to the first respondent, it is clear that the regulatory scheme is not confined in its operation to the particular social group identified by the RRT. The legislation does not discriminate against Bangladeshi ship deserters (or Bangladeshi seamen). To repeat a point made earlier, the legislative sanctions operate in response to conduct and not in response to membership of a particular social group.
33 In my respectful opinion, for those two reasons the FMCA was in error to conclude that acceptance by the RRT of the argument that the first respondent was a member of a particular social group of "Bangladeshi ship deserters, or similar" necessitated a finding that he had a well-founded fear of persecution by reason of his membership of that social group. In the circumstances the first ground of appeal by the Minister should be upheld.
34 I would not have upheld the second ground of appeal. In my view the RRT took the view that it did not need to consider whether the Bangladeshi law was "appropriate and adapted" to a legitimate national objective and did not do so. Had such an enquiry been necessary it would have constituted a jurisdictional error not to carry it out. In those circumstances the second ground of appeal could not have succeeded. However, such an enquiry by the RRT was not necessary.
35 I would not find that the decision of the FMCA was supported by the one matter pressed in connection with the notice of contention. It was explained in oral submissions that Dr Lennings' report was relied upon, for the purpose of the appeal, to rebut conclusions by the RRT that the first respondent had exaggerated his claims of ill-treatment. Upon that foundation it was suggested that the act of desertion was properly to be seen as conduct reflecting a "political opinion" about his treatment, for which the first respondent risked punishment amounting to persecution. The RRT rejected this argument. The FMCA did not deal with it. In my view the conclusions of the RRT about the argument did not disclose any jurisdictional error. Provided the RRT understood the matters which it was required to take into account and made a faithful effort to evaluate them properly, assessment of the weight and significance of Dr Lennings' report was a matter for the RRT. I do not accept that any jurisdictional error has been identified in the way in which the RRT dealt with his report or any suggested issue arising from it.
36 The FMCA should not have concluded that jurisdictional error was committed by the RRT. The appeal should be upheld and the application for judicial review to the FMCA dismissed. The cross-appeal should be dismissed. The first respondent should pay the appellant's costs of the appeal, any costs of the cross-appeal and of the proceedings before the FMCA.
I certify that the preceding thirty-five (35) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Buchanan.