The Minister's first proposed construction
46 We would reject the Minister's submission that the power in r 13.03C(1)(c) was conferred on the Registrar via r 10.01(3)(s) of the FCC Rules, read in light of s 103(7) of the FCCA Act. As explained below, it does not appear to us that r 10.01 effected a delegation when read with item 2(i) of the table in r 20.00A(1) of the FCC Rules.
47 Section 103(1) provides that the FCC Rules may delegate any of the powers of the Court, including but not limited to the powers in s 102(2). Section 102(2) lists various powers of the Court that may be exercised by a Registrar if the Court or a judge so directs. As the first respondent observed, the power to dismiss for non-appearance is not one of the listed powers. This is not, of course, determinative, since s 103(1) is not confined to the powers listed in s 102(2).
48 As we have seen, the Minister argued that, having regard to r 10.01(3)(s), r 10.01 effected a delegation when read with item 2(i) of the table in r 20.00A(1). The effect of r 10.01(1) was that at the first court date not only the Court but also a Registrar could give orders or directions for the conduct of the proceeding. Rule 10.01(3) listed various topics that such orders or directions might cover, such as "manner and sufficiency of service" and "the amendment of documents". Item 2(i) of the table in r 20.00A(1) had the effect that, for s 103(1) of the FCCA Act, a delegation to an approved Registrar was effected "to exercise a power of the Court prescribed by these Rules". As we have seen, pursuant to the Approval signed by the Chief Judge, Registrar Buljan was an approved Registrar. No-one argued that a delegation of this kind was not supported by s 103(1) of the FCCA Act.
49 The Minister and the first respondent disagreed about the proper construction of item 2(i) of the table in r 20.00A(1) of the FCC Rules and, in particular, the significance of the expression "prescribed by these Rules". The word "prescribe" (or its variants, "prescribed", "prescribing" etc) is used in numerous places in the FCCA Act and in the FCC Rules to signify that a direction is, has been, or will be made or laid down with respect to some matter: see The Socket Screw 51 FCR 599 at 605 and, for example, FCCA Act, ss 81(1)(b) and (c), 102(2)(i) and 104(2) and FCC Rules, rr 2.04, 10.06(2) and 20.00A(1) (item 2(i) of the table). The Minister contended that the word "prescribed" in item 2(i) of the table in r 20.00A(1) meant simply that the FCC Rules made written provision for a power of the Court. The contrary submission, for the first respondent, was that "prescribed" in this context required that the FCC Rules made written provision for a Registrar to exercise a power of the Court. On the first respondent's analysis, the FCC Rules, in r 10.01, "prescribed" that the exercise of the power of the Court might be either by the Court or by a Registrar.
50 The Minister argued that only his broad construction had utility and that the first respondent's narrow construction would make the item otiose, since the relevant Rules would, on this approach, already have specifically conferred the power on a Registrar. The difficulty with the broad construction was, however, that the table in r 20.00A(1) included items that specifically referred to some particular powers of the Court and the inclusion of those items would have been unnecessary if the word "prescribed" in item 2(i) carried the broad meaning for which the Minister contended. The Minister sought to overcome this difficulty with the observation that the table originally ended at item 30, submitting that when items 30 to 34 were added at a later date the judges making the FCC Rules were not "cognisant of the breadth that already existed in item 2".
51 We reject the Minister's submission that item 2(i) of the table in r 20.00A(1) should be broadly construed as he urged. If accepted, this construction would mean that every power exercisable by the Court would, by virtue of this item, also be exercisable by a Registrar if approved by the Chief Judge, notwithstanding that the particular rule indicated that a specific choice had been made by its makers in some instances to confer the power on "the Court or a Registrar" and in other instances on "the Court" or "a Registrar" alone; and where, as already stated, the rationale for the allocation of power was discernible from the nature of the power. If, for example, this broad construction were accepted, the power of the Court to deal with a person if it appeared to the Court that he or she was guilty of contempt would not only be exercisable by the Court, as rr 19.01 and 19.02 in terms provide, but would also be exercisable by an approved Registrar, by virtue of item 2(i) of the table in r 20.00A(1). We consider that this result is an unlikely one; and that the narrow construction is more likely to reflect what the judges intended in making the FCC Rules.
52 We are of the opinion that item 2(i) in the table in r 20.00A(1) effects the requisite delegation to an approved Registrar where the FCC Rules have nominated a Registrar as capable of exercising the power in question. For like reasons, we are inclined to the view that s 102(2)(i) of the FCCA Act should be similarly construed, with the result that "a power of the ... Court prescribed by the Rules of Court" is to be construed as "prescribed by the Rules for the purposes of s 102 of the FCCA Act". The decision in The Socket Screw 51 FCR 599 does not call for the contrary conclusion.
53 With respect to the Minister's first proposed approach to construction, another key difference between the parties concerned the effect of s 103(7) of the FCCA Act. Section 103(7) relevantly provides that a provision of the FCC Rules that relates to the exercise by the Court of a power that is, because of a delegation under s 103(1), exercisable by a Registrar, applies in relation to an exercise of the delegated power as if a reference in that provision to the Court is a reference to the Registrar. As explained below, we reject the Minister's submission that s 103(7) is an "extension provision" and accept that it is an application provision, as the first respondent submitted.
54 Section 103(7) operates only where there is a delegation of power to a Registrar under s 103(1). If there is such a delegation of power effected by the FCC Rules under s 103(1) (as by item 2(i) of the table in r 20.00A(1) and r 10.01), then the effect of s 103(7) is that a reference to the Court in a provision of the FCC Rules (or FCCA Act or other Commonwealth law) that "relate[s] to the exercise" by the Court of that power applies in relation to the exercise by the Registrar of the delegated power as if the reference to the Court was a reference to a Registrar. The words "relate[s] to" embrace a provision that in terms confers a power of the Court where the exercise of that power can touch or concern the exercise of a power delegated to a Registrar. These words do not, however, refer to a separate and distinct power exercisable by the Court, which cannot touch or concern a delegated power exercisable by a Registrar. Section 103(7) applies only in the former case. The result is that only the provisions of the FCC Rules (or FCCA Act or other Commonwealth law) that relevantly "relate to" an exercise by a Registrar of the power in r 10.01 apply in relation to that exercise of power "as if references in those provisions" to the Court were references to the Registrar.
55 The power conferred by r 13.03C(1)(c) does not touch or concern the power exercisable by a Registrar under r 10.01. The two rules confer separate and distinct powers. Rule 13.03(1)(c) does not, therefore, relevantly relate to an exercise of the power in r 10.01 by a Registrar and s 103(7) does not operate as the Minister contends. That the powers in rr 10.01 and 13.03C(1)(c) are separate and distinct is emphasised by the fact that the power in r 10.01 is concerned with "orders or directions for the conduct of the proceeding", whereas the power in r 13.03C(1)(c) is concerned with bringing the proceeding to a summary end.
56 We reject the proposition that r 10.01(3)(s) operates to expand the delegation of power effected in r 10.01 to permit a Registrar to dismiss a proceeding at the first court date without first hearing the parties, if the "Registrar considers appropriate". This is because the nature of the power in r 10.01(3)(s) must be determined by reference to its context and having regard to r 10.01 as a whole. As already noted, a Registrar would be unable to dismiss all or part of a proceeding under r 10.01(2) without a hearing. Rule 10.01(3)(s) is clearly not intended to render r 10.01(2) inutile. Furthermore, the power conferred by r 10.01(1) and delegated to a Registrar is the power to give orders or directions "for the conduct of the proceeding". The topics listed in r 10.01(3) that may attract this power confirm that the power delegated to the Registrar by this rule is the power to make orders or directions for the ongoing conduct of the proceedings with a view to readying the matter for trial (assuming that the dispute between the parties is not at some prior point resolved by agreement). The meaning of the words in r 10.01(3)(s) "any other matter that the Court or Registrar considers appropriate" is determined by this context, including by reference to the nature of the topics set out in r 10.01(3) and by reference to the general conferral of power in r 10.01(1). An order for summary dismissal for non-appearance is not aptly described as an order or direction for the "conduct of the proceeding" within the meaning of r 10.01(1). Nor does it share the relevant characteristics of any of the matters listed in r 10.01(3). Rule 10.01(3)(s) does not, therefore, support the conclusion for which the Minister contended.
57 The fact that the powers described in rr 10.01 and 13.01C(1)(c) are exercisable "at the first court date" does not mean that the reference to the Court in r 13.03C(1)(c) is to be read as if it were a reference to Registrars. This is because the fact that both the powers in r 13.03C(1)(c) and r 10.01 are exercisable at the first court date does not mean that r 13.03C(c) relevantly relates to the exercise by the Court of the power in r 10.01. As indicated already, the power in r 13.03C(1)(c) is different in nature and purpose to the power in r 10.01. The two provisions are separate and distinct. We are not persuaded that the legislative history of the FCC Rules leads to the contrary conclusion. Accordingly, we would reject the Minister's submission that, having regard to r 10.01(3)(s), r 10.01 effected a delegation of the power in r 13.03C(1) when read with item 2(i) of the table in r 20.00A(1).
58 Further, the fact that Registrars of the FCCA initially had power, under r 10.01(2) of the Federal Magistrates Court Rules 2001 (Cth), to dismiss an application on the basis that an applicant failed to appear at the first court date does not provide a sufficient basis to disregard the change effected by the substitution of the terms of r 10.01(2) in 2006 with terms which did not include that express power, and the amendment in 2006 of r 13.03A (which in 2008 became r 13.03C) which expressly provided that the Court could exercise that power: see Federal Magistrates Court Amendment Rules 2006 (No 1) (Cth) and Federal Magistrates Court Amendment Rules 2008 (No 2) (Cth); see also Federal Magistrates Court Amendment Rules 2003 (No 1) (Cth).