Abuse of process
57 In para 2(d) and para 2(e) of his application, Professor McAleer claims a permanent stay of the disciplinary proceedings on the grounds that in bringing the proceedings based on the allegations in the letters, the University was engaged in an abuse of process.
58 In support of this contention, Professor McAleer said that some of the allegations in the letters of 5 September 2007 and 4 December 2007 related to events which went back to 1992. Further, Professor McAleer said that the University has known about the allegations for a long time and had delayed in bringing and progressing disciplinary proceedings. Also it was said that the University had failed to provide Professor McAleer with sufficient information. It was also said that in suspending Professor McAleer without pay, the University has acted harshly and interfered with his work and damaged his career prospects. In short, it was said the commencement and conduct of the disciplinary proceedings has been so oppressive, unfair and vexatious as to amount to an abuse of process.
59 The University contends that para 2(d) and para 2(e) of Professor McAleer's application should be summarily dismissed on the basis that there is no power in this Court to grant the relief claimed.
60 Professor McAleer contended that it is open to this Court to grant relief by way of a permanent stay of the disciplinary proceedings. Professor McAleer said that the power to grant a stay of disciplinary proceedings was founded upon the "inherent jurisdiction" of a superior court. As to the power of the Federal Court to grant a permanent stay, Professor McAleer relied upon the following observations of Bowen CJ in Jackson v Sterling Industries Ltd (1986) 12 FCR 267, which were approved by Deane J in Jackson v Sterling Industries Limited (1987) 162 CLR 612 at 623‑624:
In relation to a statutory court such as the Federal Court it is wise to avoid the use of words "inherent jurisdiction". Nevertheless a statutory court which is expressly given certain jurisdiction and powers must exercise that jurisdiction and those powers. In doing so it must be taken to be given by implication whatever jurisdiction or powers may be necessary for the exercise of those expressly conferred. The implied power for example to prevent abuse of its process, is similar to, if not identical with, inherent power.
61 Professor McAleer also relied upon s 22 and s 23 of the Act and the accrued jurisdiction of the Court.
62 Professor McAleer referred particularly to the cases of Walton v Gardiner (1993) 177 CLR 378 (Walton) and Burns v TAFE Commission of New South Wales (unreported, Supreme Court of New South Wales, Spender AJ, 15 November 1994) (Burns) as examples of cases where the Court had permanently stayed disciplinary proceedings on the grounds of an abuse of process. In Walton, the New South Wales Supreme Court granted a permanent stay of disciplinary proceedings brought against a medical practitioner in the Medical Tribunal which was established under the Medical Practitioners Act 1938 (NSW). In Burns,Spender AJ in the New South Wales Supreme Court granted a permanent stay of a number of disciplinary charges brought by the TAFE Commission against a Senior Head Teacher at the Hunter Institute of Technology.
63 The Walton case went to the High Court. The High Court refused to allow the appellant to reopen a finding of the Court of Appeal of New South Wales in Herron v McGregor (1986) 6 NSWLR 246 (Herron) that the New South Wales Supreme Court had jurisdiction to stay disciplinary proceedings before the Medical Tribunal. Herron was also a case involving disciplinary proceedings before the Medical Tribunal. In Walton, Mason CJ, Deane and Dawson JJ said at 391‑392:
…the appeal must be disposed of on the basis that it is now settled that the Court of Appeal's supervisory jurisdiction with respect to "the administration of justice in New South Wales" extends, in the absence of legislative intervention, to the making of an order staying proceedings in the Tribunal on the grounds that they constitute an abuse of the Tribunal's process.
64 It is necessary, therefore, to examine the reasoning in Herron to understand more about the jurisdiction of a superior court to stay disciplinary proceedings of a non‑curial body on the grounds of abuse of process. At 250, McHugh JA said:
The jurisdiction of a court includes every power necessary to enable it to act effectively within the jurisdiction conferred on it by statute or charter: Connelly v Director of Public Prosecutions [1964] AC 1254 at 1301; John Fairfax & Sons Ltd v Police Tribunal of New South Wales (1986) 5 NSWLR 465. The jurisdiction of this Court extends to the supervision and protection of proceedings in inferior courts and tribunals: John Fairfax & Sons Pty Ltd v McRae (1955) 93 CLR 351 at 363.
65 In John Fairfax & Sons Pty Ltd v McRae (1955) 93 CLR 351 (McRae) the issue was whether the New South Wales Supreme Court had power to deal summarily with a contempt of an inferior court. At 363, the joint judgment of Dixon CJ, Fullagar, Kitto and Taylor JJ referred to the case of R v Davies [1906] 1 KB 32 and continued:
[T]he position reached in R v Davies was reached only after a close and careful examination of the question and of the somewhat inconclusive authorities which might be thought to bear upon it. Nor, as we think, is there anything unreal in the connection asserted in R v Davies between a jurisdiction to issue prohibition or certiorari to inferior courts and a jurisdiction to punish for contempts of inferior courts. If, indeed, it is put, as Griffith CJ put it, as a connection between a power to correct and a duty to protect, then it is true that the connection is not obvious. But, although the jurisdiction is "protective" in a sense, it has been said again and again that the court punishes contempts not in order to protect courts or judges or juries but in order to safeguard and uphold the rights of suitors and ensure that justice be done. So regarded, the power to punish for contempt of inferior courts and the power to issue mandamus or certiorari to inferior courts are seen as in truth but different aspects of the same function - the traditional general supervisory function of the King's Bench, the function of seeing that justice was administered and not impeded in lower tribunals. (Footnote omitted; Original emphasis.)
66 McHugh JA in Herron went on to observe at 252:
In my opinion, the supervisory power of this Court extends to preventing an abuse of the procedure of the medical disciplinary tribunal.
67 It follows that McHugh JA found that the source of the court's power to intervene to prevent an abuse of process of the Medical Tribunal was based upon the supervisory jurisdiction of the court, which was identified in McRae as consisting in the power to exercise judicial review.
68 In the case of McClaren v Home Office [1990] ICR 824, the Court of Appeal considered the question of when judicial review in relation to disciplinary proceedings may be available in an employment context. At 836, Woolf LJ observed:
There can however be situations where an employee of a public body can seek judicial review and obtain a remedy which would not be available to an employee in the private sector. This will arise where there exists some disciplinary or other body established under the prerogative or by statute to which the employer or the employee is entitled or required to refer disputes affecting their relationship. The procedure of judicial review can then be appropriate because it has always been part of the role of the court in public law proceedings to supervise inferior tribunals and the court in reviewing disciplinary proceedings is performing a similar role. As long as the "tribunal" or other body has a sufficient public law element, which it almost invariably will have if the employer is the Crown, and it is not domestic or wholly informal, its proceedings and determination can be an appropriate subject for judicial review.
69 In my view, the cases of Walton, Herron and Burns relied upon by Professor McAleer, were each cases where there was a "sufficient public law element" to attract the supervisory jurisdiction of the court and the attendant judicial review remedies.
70 In Walton and Herron the disciplinary proceedings were brought before a Medical Tribunal which was a statutory inferior tribunal established under a New South Wales statute. Accordingly, as McHugh JA said, the New South Wales Supreme Court had, as an incident of its supervisory jurisdiction, the power to protect the processes of this statutory tribunal from abuse.
71 In Burns, the public law element is to be found in the fact that disciplinary offences with which Mr Burns was charged were defined by s 83 of the Teaching Services Act 1980 (NSW)and it was common ground that the regulations in Pt 7 of the Technical and Further Education Teaching Service Regulation 1981 (NSW) applied to Mr Burns. Further, the Technical and Further Education Commission (Savings and Transitional) Regulation 1993 (NSW) identified the persons who were to deal with the breaches of discipline of the nature alleged against Mr Burns.
72 The question is whether there is a sufficient public law element in relation to the disciplinary proceedings commenced by the University under each of the 2004 Agreement and the 2006 Agreement, such as would empower this Court to intervene by way of judicial review.
73 Professor McAleer relied upon the case of Quickenden v O'Connor (2001) 109 FCR 243 (Quickenden) in support of his submission that there was a sufficient "public law element" in this case. In Quickenden, Black CJ and French J observed at 265, that the certified agreement in that case, "created rights and obligations which were statutory in character and could operate in addition to the rights and obligations under his contract and, where inconsistent, no doubt displace them".
74 In my view, however, the "statutory character" of a certified agreement does not contain a "sufficient public law element" such as would render decisions made, or actions taken, under those agreements subject to judicial review and the supervisory jurisdiction of this Court.
75 First, it is the Workplace Relations Act which provides the statutory character to terms of an agreement which has been privately agreed by the parties to the certified agreement. In so doing, the Act defines and limits the relief available in respect of the agreement. In Actew Corporation Ltd v Pangallo (2002) 127 FCR 1 (Actew), the Full Court upheld the principle in Josephson v Walker (1914) 18 CLR 691 that the statute which creates the right also regulates the means by which it is to be enforced. The Workplace Relations Act does not contemplate relief in the nature of judicial review in respect of decisions made, or acts undertaken, by an employer or indeed any person, bound by the terms of the certified agreement.
76 Secondly, a certified agreement has its origin in terms agreed between private parties in an industrial context. It is then registered under the certification process provided by the Workplace Relations Act. Once registered the certified agreement attracts the operation of the statutory regime. Whitlam and Gyles JJ at 18, at [33] in Actew, eschewed the consensual origin of a certified agreement as being relevant to the question of whether private law remedies could operate in relation to a breach of the terms of a certified agreement. However, the Full Court has recognised that the private consensual origin of a certified agreement is a material consideration in another aspect of the law relating to certified agreements. Thus, in the case of Ansett Australia Limited v Australian Licenced Aircraft Engineers' Association [2003] FCAFC 209 at [8], the Full Court approved the following observations of Madgwick J in Kucks v CSR Ltd (1996) 66 IR 182 at 184, as expressing the proper approach to the interpretation of certified agreements:
It is trite that narrow or pedantic approaches to the interpretation of an award are misplaced. The search is for the meaning intended by the framer(s) of the document, bearing in mind that such framer(s) were likely of a practical bent of mind: they may well have been more concerned with expressing an intention in ways likely to have been understood in the context of the relevant industry and industrial relations environment than with legal niceties or jargon.
77 In my view, the private consensual origin of a certified agreement is also a relevant consideration in determining whether there is a sufficient public law element in relation to certified agreements to attract the availability of judicial review remedies. The consideration is relevant because, by contrast with the private consensual origin of a certified agreement, the disciplinary offences and the terms of the disciplinary code in the Burns case had their sole origin in, and were solely the product of, the public legislative process.
78 Accordingly, I reject Professor McAleer's contention that this Court has a supervisory power in respect of decisions made or actions taken under a certified agreement. It follows that I also reject his contention that the Court has power to grant a permanent stay of the disciplinary proceedings in this case. I, therefore, dismiss Professor McAleer's claim in para 2(d) and para 2(e) of the application.