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[2000] VSCA 198
Court of Appeal (Vic)
2000-10-24
BROOKING, CHARLES and BUCHANAN, JJ.A.
Original judgment source is linked above.
[2000] VSCA 198
COSTS - Against inferior court - By reason of decision or conduct of proceedings - Guidelines for exercise of discretion to award costs - Serious misconduct as underlying notion - Costs order upheld - Prejudgment - Refusal to hear argument - Abuse of contempt power.
"The Magistrate then said that he wanted me to pay the $9,470-00 in damages. He went on to say that it was tax payer's money that I was costing the community by doing these things and he told the Duty Lawyer that I must pay-up or go in. My Solicitor then asked for time to pay and the Magistrate asked him how much time did I need. The matter was then adjourned shortly while the Solicitor and I went out and I advised the Solicitor that I did not know how I was going to get the money, but I would simply have to try and pay it. The Duty Solicitor said that he would go in and ask for 12 months and would that be enough time. I agreed that I would attempt to pay it off in that period of time. We then went back into Court and the Duty Solicitor asked for 12 months, however, the Magistrate declined saying `No way'. The Duty Solicitor then said what about 6 months and the Magistrate replied `Stop wasting my time. He either gets a loan or gets his mother to get one or he goes in for 2 months. No question about it'. The Duty Solicitor then asked whether it would be possible for a non-conviction penalty to be imposed and the Magistrate replied, `No way, he will definitely be convicted, I'll give him 2 months to come up with the money, if he doesn't, he definitely goes in'. I then left Court after the matter was adjourned to 5 November 1998. ... [O]n the 5 November 1998, I again appeared at the Heidelberg Magistrates' Court with my Solicitor Mr C Metcalfe who is now representing me in relation to this matter. The matter was called and the Magistrate was reminded about the matter and he indicated that he recalled this case and he enquired as to what the position was and whether I had paid the money. The Police Prosecutor, Sergeant Tony Ryan, then indicated to the Magistrate that his brief was quoted to the effect that the Defendant was to make arrangements before 5 November 1998 to repay the damages or else he would be sentenced to gaol. The Magistrate indicated that he recalled this matter and that I was to pay the money or go in. He then asked my Solicitor, Mr Metcalfe, what the position was. Mr Metcalfe told His Worship that I had paid 3 of the factories for damages, being the factories which had not claimed money from their insurers. He then indicated that my mother had contacted all the other factories and had obtained details about their insurance companies and that I would need time to make arrangements to pay off these insurance companies and that I was willing to pay, but my wages are less than $200-00 per week. He went on to indicate that my mother is on a part pension with 2 other children to provide for and it makes it impossible to pay the money as required by His Worship. His Worship responded `I told him, if he didn't come up with the money, I will put him in'. Mr Metcalfe again told His Worship that I was willing to pay the money, but I was unable to pay straight away and that I needed time to pay. His Worship replied saying that `He didn't care, its his problem, he committed the crime, he can do the time'. He said that he told me on the last occasion that I either paid the money or go in, it was as simple as that. He said `What's it to be' to Mr Metcalfe who then replied that that was not reasonable and Mr Metcalfe asked His Worship to disqualify himself from the case. In response to Mr Metcalfe's Application to His Worship to disqualify himself, His Worship immediately said to Mr Metcalfe `How dare you make that Application, don't insult my intelligence'. He told Mr Metcalfe that he was being disrespectful to the Court in making the Application and if he persisted with the Application, he would deal with him, Mr Metcalfe, `Right here and now'. He told Mr Metcalfe that he was not present on the previous hearing of the matter in September and that he didn't know what he was talking about. His Worship said that he knew what he said on the previous occasion and that was that he either paid the damages or go in. Mr Metcalfe told His Worship that he was not being disrespectful to the Court and that he was simply putting his client's instructions to the Court. His Worship then responded by saying that he would again deal with Mr Metcalfe for contempt if he persisted with that Application and that if his client's instructions were to persist with that Application, then he would put him in custody today. He then asked Mr Metcalfe what I was intending to do and Mr Metcalfe indicated to him that I would pay for the damages as I am able to, but I was not able to pay it in one lump sum. His Worship indicated that he would not make a Restitution or Compensation Order as that would not be paid and that `He either pays it or goes to gaol'. He then indicated that he would adjourn the matter for 2 months to enable me to pay and then indicated that he would not be here in January and the matter would have to be adjourned to February 1999. A date in February was then obtained and the matter has been adjourned to the 8 February 1999."
"It is clear to my mind that the magistrate has not attempted to apply his mind to the facts or the law of the case. He obviously had come into Court with his mind made up, and without allowing the solicitor for the husband to be heard, said: `I have made up my mind, I won't listen to you'. Is that justice? ... It is contrary to natural justice ... . Where a magistrate has made an honest mistake in attempting to carry out his duties the Court does not punish him by awarding costs against him. But in this case I am satisfied that the magistrate disregarded his judicial position, and his conduct ... is such as to justify the Court in awarding costs against him": Ex parte Taylor; Re Butler at 83-84.
I think it may be said that where a magistrate acts "perversely", in the sense in which the cases use that word, he is disregarding his judicial position, as Owen, J. put it. So in Cummins v. Mackenzie Sheppard, J. said of the magistrate that perversity was not established: "He did not intend ... to be obstinate or stubborn in relation to the discharge of his duties. In other words he intended to do, and thought he was doing, justice according to law".[11] The same notion had been expressed much earlier by Williams, J.: "The council, it appeared, had acted bona fide": Ex parte Alexander[12].
"The appeal against this part of the order [the part dealing with costs] was because of the imputation of serious misconduct which such an order necessarily involves."
"So far as costs against the justices are concerned, it has been the practice not to grant costs against justices or tribunals merely because they have made a mistake in law, but only if they have acted improperly, that is to say, perversely or with some disregard for the elementary principles which every court ought to obey, and even then only if it was a flagrant instance."[18]
I see no distinction between the English test (a flagrant instance of improper conduct) and that propounded in New South Wales (a clear case of serious misconduct).
"A magistrate has, in the performance of his or her duties as a magistrate, the same protection and immunity as a Judge of the Supreme Court has in the performance of his or her duties as a Judge."
"No justice who by virtue of this Act shall be prohibited from proceeding or from further proceeding as hereinbefore mentioned or whose determination shall be appealed from shall be liable to any costs in respect or by reason of such prohibition or appeal."
successive Justices Acts. We last see it as s.101 of the Magistrates' Court Act 1971 as amended by Act No. 8427 of 1973. No similar section appears in the Magistrates' Court Act 1989.
5 November, when the case resumed, the respondent was represented by a new solicitor, Mr Metcalfe. The magistrate was informed that the respondent had paid part of the compensation demanded, but that he earned less than $200 per week and his mother was on a part-pension with two other children to provide for. Notwithstanding these matters, on no less than four occasions the magistrate repeated his assertion that the respondent was to pay the money or go to gaol. When Mr Metcalfe submitted that the magistrate's demand was unreasonable and asked him to disqualify himself, the magistrate twice threatened to deal with Mr Metcalfe for contempt.
"Their Lordships recognize how important it is not to waste judicial time. But if this can be avoided only by finding against a party without giving him a fair chance of being heard, then such a price for saving judicial time is far too high."
Borrowing from what Lord Salmon also said on the same page, I doubt whether the respondent left court either on 7 September or 5 November without feeling he had received something less than justice. On the unchallenged evidence the magistrate's behaviour throughout was overbearing, indeed bullying, and I doubt whether at any stage it could be said to have represented the "impersonal authority of law"[41].
"The freedom and the responsibility which counsel has to present his client's case are so important to the administration of justice, that a court should be slow to hold that remarks made during the course of counsel's address to the jury amount to a wilful insult to the judge, when the remarks may be seen to be relevant to the case which counsel is presenting to the jury on behalf of his client."
These observations, although made in relation to counsel's address to the jury, are in my view at least equally relevant to the situation when an advocate is making legal submissions to a judge or magistrate.
[2] [1948] 1 K.B. 397 at 400.
[3] (1967) 67 S.R.(N.S.W.) 396 at 403 per Holmes, J.A.
[4] The newspaper report of this case is reproduced in a note in (1896) 12 W.N.(N.S.W.) 172. Other decisions include Ex parte Tranter (1867) 7 S.C.R.N.S.W. 213; R. v. Smith (1894) 10 W.N.(N.S.W.) 171; Ex parte Cox (1896) 12 W.N.(N.S.W.) 172; Ex parte Vincent (1900) 16 W.N.(N.S.W.) 215; Ex parte Taylor (1924) 41 W.N.(N.S.W.) 81; Ex parte Blume; Re Osborn (1958) 58 S.R.(N.S.W.) 334; Ex parte Corbishley; Re Locke (1967) 67 S.R.(N.S.W.) 396; Willesee v. Willesee [1974] 2 N.S.W.L.R. 275; Sankey v. Whitlam [1977] 1 N.S.W.L.R. 333; Carr v. Werry [1979] 1 N.S.W.L.R. 144; Cummins v. Mackenzie [1979] 2 N.S.W.L.R. 803.
[5] "Corruption or gross ignorance": Starr; "a clear case of misconduct": Ex parte Tranter per Faucett, J. at 214; "a flagrant violation of a principle of justice ... or ... a clearly defined case of misconduct ... or ... something ... done in flat disregard of an act of Parliament, or a decision of the Supreme Court": Ex parte Cox; "a clear case of serious misconduct": Ex parte Blume; Re Osborn; "perverse or guilty of corruption or gross ignorance": Willesee v. Willesee at 284; _"_where the magistrate is guilty of serious misconduct, corruption, gross ignorance or has been perverse": Sankey v. Whitlam per Hutley, J.A. at 363; Carr v. Werry at 147. This very diversity suggests guidelines rather than rules of law.
[6] For example, Cummins v. Mackenzie at 810 per Sheppard, J. ("inter alia, where the magistrate has been guilty of gross ignorance or has been perverse").
[9] The approach in Ex parte Vincent has been endorsed by the Full Court of Western Australia: City of Subiaco and Minister for Planning and Heritage (unreported, 19 February 1997).
[10] Compare El Deeb v. Magistrates Court of South Australia [1999] SASC 113; (1999) 72 S.A.S.R. 596 at 598 and Ex parte Britt (1879) 14 W.N.(N.S.W.) 7.
[13] Another example is El Deeb v. Magistrates Court of South Australia [1999] SASC 113; (1999) 72 S.A.S.R. 596 at 598 ("something like misconduct, corruption or perversity").
[15] [1874] L.R. 9 Q.B. 557 at 559.
[16] (1884) 6 A.L.T. 29 at 30.
[18] R. v. Liverpool of Justices; Ex parte Roberts [1960] 1 W.L.R. 585 at 586-7. See, too, R. v. Newcastle-under-Lyme Justices; Ex parte Massey [1994] 1 W.L.R. 1684; R. v. York City Justices; Ex parte Farmery (1988) 153 J.P. 257; City of Subiaco v. Minister for Planning and Heritage (unreported, Full Court of Western Australia, 19 February 1997).
[19] I say "may" because each case requires an exercise of discretion in the light of the particular circumstances.
[21] This phrase is probably intended to reflect the distinction between binding rules of law and principles or guidelines informing the exercise of a discretion. See [13].
[24] [2000] VSCA 118 at [11].
[25] Morriss v. Withers [1954] VicLawRp 15; [1954] V.L.R. 100 at 104; compare Lloyd v. Biggin [1962] VicRp 80; [1962] V.R. 593.
[27] See, for example, Burns Philp & Co. Ltd. v. Bhagat [1993] VicRp 13; [1993] 1 V.R. 203; Knight v. F.P. Special Assets Ltd. [1992] HCA 28; (1992) 174 C.L.R. 178; Wright, Danci & Currie (1994) 77 A.Crim.R. 67; Perkins v. County Court of Victoria [2000] VSCA 171.
[28] For example, in Ex parte Alexander (1886) 8 A.L.T. 43 it was s.252 of the Common Law Procedure Statute 1865:
"In all cases of application for any writ of mandamus whatsoever the costs of such application whether the writ shall be granted or refused, and also the costs of the writ if the same shall be issued and obeyed, shall be in the discretion of the court; and the court is hereby authorized to order and direct by whom and to whom the same shall be paid."
[29] [1986] A.C. 965 at 975 per Lord Goff.
[30] [1994] Q.B. 179 at 192 per Balcombe, L.J.
[32] [1990] HCA 59; (1990) 170 C.L.R. 534 at 541-2 per Mason, C.J., 544 per Brennan, J., 558-9 per Dawson, J. and 562 per Toohey, J.
[33] [1999] SASC 113; (1999) 72 S.A.S.R. 596 at 599. See too footnotes 5 and 21 above.
[36] R. v. Town and Country Planning Commissioner [1970] Tas.S.R. 154 at 162.
[37] Herijanto v. Refugee Review Tribunal [2000] HCA 16; (2000) 74 A.L.J.R. 698.
[39] Why s.160 referred to appeals is not presently clear to me.
[40] [1977] 1 All E.R. 411 at 413.
[41] Cf. Offutt v. United States [1954] USSC 66; 348 U.S. 11 (1954) per Frankfurter, J. at 17.
[43] [1965] Ch.1112, per Cross, J. at 1117-18.
[44] [1984] HCA 28; (1984) 153 C.L.R. 682 at 689.
[45] [1997] 2 V.R. 186 at 209.
[46] Ex parte Bellanto; Re Prior (1962) 63 S.R. (N.S.W.) 190 at 196; Magistrates' Court v. Murphy at 209.
[47] Cf. R. v. Shumiatcher (1967) 64 D.L.R. (2d) 24 at 32.
[48] (1924) 41 W.N.(N.S.W.) 81 at 83.
Magistrates' Court of Victoria at Heidelberg
Robinson & Anor [2000] VSCA 198