Lloyd -v- TCN Channel Nine Pty Ltd and Another [1999] NSWADTAP 3
[1999] NSWCA 68
At a glance
Source factsCourt
Court of Appeal (NSW)
Decision date
1999-07-27
Source
Original judgment source is linked above.
Judgment (13 paragraphs)
The application was opposed by the appellant on the grounds that:
(1) Unjustified damage would be done to his reputation and livelihood if publication of his name was permitted and the complaint was found to be groundless, particularly if TCN 9 later failed to publish the result of the hearing. In this regard, counsel for the appellant submitted to the Tribunal that although the complaints came to the Tribunal by way of a reference from the VSIC, the VSIC had not conducted an investigation which could be regarded as equivalent to a committal proceeding before a criminal court. It was submitted that the VSIC had not, for example, interviewed the complainants prior to referring the complaints to the Tribunal. This submission was not challenged before the Tribunal (or on this appeal). (2) While recognising the existence of a public interest in such cases, the public interest would be satisfied by the publication of the official report of the proceedings as contemplated by s.126(2). 12 In support of its application for consent, TCN 9 brought no evidence. There was no evidence or submission put that the circumstances of this case required publication in the public interest. No reference was made to any features peculiar to these proceedings as justifying the publication of the name of the appellant. The identification of the appellant in the Lists, of itself and without more, was said to provide the reason for the grant of leave. 13 The Tribunal granted consent, after hearing these submissions. Appeal to this Appeal Panel 14 The appeal came to this Appeal Panel after the Court of Appeal had, on 19 and 22 March 1999 considered an appeal from the grant of consent. The appeal was dismissed on the basis that an Appeal Panel constituted under the Administrative Decisions Act has jurisdiction under s.112 of the Act. That being so, the appropriate course was to follow the path of appeal provided by the legislation and to direct any appeal to an Appeal Panel. 15 Before this Panel, the appeal was brought for error of law. Leave was sought under s.113 of the Act to extend the appeal to a review of the merits of the decision granting leave. 16 Because the facts fall within a small compass, the Appeal Panel considered it appropriate to deal with the appeal on questions of law together with the merits appeal, and to decide at the end of the hearing whether or not to grant leave. No objection was taken to that course. 17 Fresh evidence was tendered, without objection, at the hearing of the appeal. That evidence included the four notices of inquiry sent to the appellant, detailing the complaints of misconduct which had been made against him and an affidavit by the appellant setting out the perceived consequences that publicity might have upon him, his family and his practice. The affidavit also referred to certain financial consequences which the appellant apprehended might follow if such publicity did indeed affect the earnings from his practice. 18 The Appeal Panel heard oral argument from counsel representing the parties and TCN 9 and was also assisted by detailed written submissions received from counsel. The Notice of Appeal 19 The Notice of Appeal alleged the following errors of law, that the Tribunal: "1. did not have the power to grant leave for TCN Channel 9 to make application for consent to publish and broadcast the name of the Appellant pursuant to section 126 of the Administrative Decisions Tribunal Act (pages 2-3); 2. did not take into account the position of the parties to the proceedings on the application for leave by TCN Channel 9 (page 322 of the transcript); 3. erroneously considered section 57 of the Community Services (Complaints, Appeals and Monitoring) Act 1993 given the legislature's clear intent by including section 126 of the Administrative Decisions Tribunal Act for all proceedings before it (pages 3-5); 4. failed to have regard to section 126, in particular section 126(2) of the Administrative Decisions Tribunal Act when considering the effect of the Objects (section 3) of the Administrative Decisions Tribunal Act (pages 6-7); 5. erroneously considered the procedure before the former Veterinary Surgeons Disciplinary Tribunal given the legislature's clear intent by including section 126 of the Administrative Decisions Tribunal Act in circumstances where the former provisions had no equivalent to section 126 (page 9); 6. incorrectly qualified section 126 in light of section 75 of the Administrative Decisions Tribunal Act (page 10)." 20 The grounds on which leave was sought were not specified, however the grounds of appeal on the question of merit were that the Tribunal: "1. did not take into account the prejudice likely to be visited upon the Appellant in granting consent pursuant to section 126 of the Administrative Decisions Tribunal Act; 2. granted consent pursuant to section 126 of the Administrative Decisions Tribunal Act in circumstances where the evidence before the Administrative Decisions Tribunal was untested; 3. granted consent pursuant to section 126 of the Administrative Decisions Tribunal Act in circumstances where the proceedings have not finally been determined." The Decision at First Instance 21 The judgment, given 18 March 1999 deals together with the application for consent under s.126 and an application for a suppression order under s.75 of the Act. The latter application was made by the appellant after the President of the Tribunal raised the matter in the course of argument on the s.126 application. 22 We think it is unfortunate that the s.75 application was made. This seems to us to encourage a multiplicity of applications when all relevant issues would or should be fully ventilated on the application for consent under s.126. It may also have - and in this particular case probably did have - the unfortunate consequence of confusing where the burden of proof lies. Under s.126 the burden of proving a reason for the grant of consent to publish lies squarely upon TCN 9, whereas in seeking a suppression order the onus lay on the appellant. 23 The decision of the Tribunal at first instance was delivered by the President ex tempore. His Honour first referred to s.75 of the Act and concluded that subsection (3) shows a legislative intent that: "proceedings that are in the nature of public hearings dealing with applications and complaints where final determinative orders are intended to be made are again seen by the legislation as appropriate to conduct in public". Certainly, there is no doubt that s.75 directs that hearings be open to the public in the absence of a contrary order by the Tribunal. 24 His Honour, however, apprehended that there was inconsistency between ss.75 and 126 and found it necessary to reconcile them. In so doing, at paragraph 11 of the judgment, his Honour took into account the objectives of the Tribunal as stated in s.3(f) and (g) of the Act. These subsections provide: "(f) to foster an atmosphere in which administrative review is viewed positively as a means of enhancing the delivery of services and programs, (g) to promote and effect compliance by administrators with legislation enacted by Parliament for the benefit of the citizens of New South Wales." 25 His Honour stated that: "Both of those objectives, to me, seem in general terms to be aimed at ensuring that there is a sufficient environment of openness surrounding the proceedings of this Tribunal so as to enable those whose conduct is affected by the legislation to be encouraged to see their conduct in light of the rulings, and so on, that emanate from the Tribunal and, similarly, that the citizens of New South Wales have their interests addressed ... in that there is seen to be value in the existence of a public institution of this kind in fostering better conduct by administrators towards citizens." 26 Following from that, his Honour said, at paragraph 18: "The matter has now been referred to a Tribunal which I would argue is entitled to sit as a public tribunal and that includes to have publicity attached to the work of the tribunal." 27 From this his Honour concluded that he "should not likely refuse consent" under s.126 to publish the names of a respondent or witness. His Honour held, at paragraph 22: "But I think I have got to read the principal prohibition [in s.126] in light of the higher value that the legal system has attached to openness in proceedings and the values that are expressed in s.75. To some extent, at least, s.126 has to be qualified in light of s.75." 28 We turn now to the Notice of Appeal. Ground 1 of the Appeal on Questions of Law 29 The Appellant submits that the Tribunal erred in that it did not have power to grant leave to TCN 9 to make the application for consent to publish and broadcast the name of the appellant pursuant to s.126 of the Act. We consider that power is impliedly given by s.126. 30 The Act does not provide who may apply for consent under s.126. The prohibition in the section is directed to any "person" and subsection (2), by referring specifically to the "publication or broadcasting" of material, makes it clear that the prohibition in the section includes and is directed to media interests. The Tribunal's Interim Rules 1998 do not provide for applications under s.126 of the Act. 31 TCN 9 was not a party to the proceedings before the Tribunal at first instance, nor was it joined or sought to be joined as a party to the appeal. By Rule 41, the parties to an appeal are, relevantly, the persons who are parties to the proceedings before the Tribunal for the original decision, as specified in s.67(1) of the Act. By s.67(4) of the Act, as amended in 1998, the Tribunal may make a person who is not a party to proceedings for an original decision a party to the proceedings, either of its own motion or on the written application of the person, if it is satisfied that the interests of the person are likely to be affected by the original decision. 32 The Tribunal at first instance did not join TCN 9 as a party to the proceedings. On this appeal the question of liability for costs arose, should TCN 9 be unsuccessful. Counsel for TCN 9 submitted that: (1) TCN 9 was a party under s.67(1)(a), being a person who, being entitled to do so, has duly applied to the Tribunal for an original decision. "Original decision" is defined by s.7 as a decision of the Tribunal made in relation to a matter over which it has jurisdiction under an enactment to act as the primary decision-maker. "Decision" is in turn widely defined by s.6 and includes giving consent or doing any other act or thing. TCN 9's application for leave under s.126 was said to be an original decision within s.67(1)(a). (2) TCN 9 had implied standing, to make the application whether or not it was a party, since s.126, by prohibiting publication or broadcasting, impliedly contemplates that media interests may seek consent for publication of broadcasting. (3) TCN 9 was a party, in any event, since it was named as the First Respondent in the Notice of Appeal. 33 Section 67(1)(a) requires a finding that TCN 9 was "entitled" to make its application under s.126. The better view would seem to be that an applicant for consent under s.126 who is neither the original complainant nor the original respondent, requires the leave of the Tribunal to make such an application and has no entitlement to do so within the meaning of s.67(1)(a). 34 However, s.126 implicitly contemplates that persons other than the parties to the originating process may, at least with leave, apply for consent to publish the names of the respondent and/or witnesses. 35 We suggest that the appropriate course in future cases, once leave to apply for consent is granted, is for the Tribunal to join the applicant as a party for the limited purpose of making the application under s.126. The joinder of parties is dealt with in s.67(4). That subsection, as amended in 1998, provides: "The Tribunal may, by order, make a person who is not a party to proceedings for an original decision or review of a reviewable decision a party to the proceedings, either of its own motion or on the written application of the person, if it is satisfied that the interests of the person are likely to be affected by the original decision (or are affected by the reviewable decision)." 36 Section 67(4) may not extend to a situation such as this since the expression "original decision" in subsection (4) may be limited to the decision sought in the substantive proceedings. However, the Tribunal has power under s.73(1) of the Act to determine its own procedure and this empowers the joinder of an applicant who might not fall within the scope of s.67(4). 37 Once joined as a party for that limited purpose in the proceedings below, the applicant will be a respondent to any appeal and these procedural questions can be avoided in future cases. 38 TCN 9 having been granted leave to make the application by the Tribunal below, must be heard on this appeal in accordance with the normal principles of procedural fairness. This is in accordance with the authorities dealing with suppression orders which have held that media organisations should be heard by the Court in relation to the revocation or continuance of suppression orders once made, since their interests are affected by the order. 39 In any event in this appeal, TCN 9 has undertaken to submit to any order for costs on the basis that it is a party or alternatively, as if it were a party. Ground 2 of the Appeal on Questions of Law 40 The appellant alleges a denial of procedural fairness in that his counsel was not heard on TCN 9's request for leave to make the application under s.126. 41 It is true that the Tribunal granted leave without inviting the parties to indicate whether they consented or opposed that course. It is also true that the parties were not invited to put submissions to the Tribunal on the question of whether leave should be granted. However, both parties were represented by counsel and were present when the application was foreshadowed by his Honour and also when leave to apply was sought and granted. They had the opportunity to request that they be heard but failed to do so. The appellant made no objection when leave was granted to TCN 9 to make an application under s.126. 42 Accordingly, we do not consider the appellant can complain of procedural unfairness in the circumstances. Third to Fifth Grounds of Appeal on Questions of Law 43 These grounds allege factors which the appellant says the Tribunal erroneously took into account or, in the case of grounds 2 and 4, failed to take into account in the exercise of its discretion to grant leave. 44 The Administrative Decisions Tribunal is a statutory body. Its nature and functions have many similarities to a court of law. It is presided over by a District Court judge and the Deputy Presidents are legal practitioners, including another judge of the District Court of New South Wales. Its members include judicial members who are legal practitioners of at least seven years' standing. The Tribunal also has lay members. This Appeal Panel is constituted by two legal practitioners and one lay member. The Tribunal has power to make a wide range of orders including directing in its Legal Services Division that a practitioner's name be removed from the Register. Rights of appeal to the Supreme Court are given. See the discussion of a similarly constituted Tribunal in Walton v McBride (1995) 36 NSWLR 440 at 471-472, per Cole JA. 45 The Act does not constitute the Tribunal as a court of record. However, the Tribunal exercises functions of a judicial or quasi-judicial nature. The grant of consent under s.126 is one of those functions and, accordingly, the Tribunal's discretion should be exercised according to the well-known passage in House v The King (1936) 55 CLR 499 at 504-505 where the High Court said: "If the judge acts upon a wrong principle, if he allows extraneous or irrelevant matters to guide or affect him, if he mistakes the facts, if he does not take into account some material consideration, then his determination should be reviewed ..." 46 If the Tribunal made such an error in exercising its discretion, that constitutes an error of law which is properly the subject of an appeal on questions of law. In contrast, the weight to be given to matters which the Tribunal has properly considered is a matter within the discretion of the Tribunal and can only be considered on a merits appeal. 47 We do not consider that there was any miscarriage of the Tribunal's discretion in relation to the matters identified in grounds 3 to 5 of the Notice of Appeal for the following reasons. 48 In ground 3 the appellant submits that his Honour erred in taking into consideration the former s.57 of the Community Service (Complaints, Appeals and Monitoring) Act 1993. It was submitted that his Honour was erroneously influenced by the legislative history of the section since s.57 had a much more limited sphere of operation than s.126 which applies to all Divisions of this Tribunal. We do not accept this submission. It is proper to consider the legislative history of a section in considering the intent and proper interpretation of the provision. In this case his Honour merely referred to s.57 and noted the policy which lay behind that provision in its application to the Community Service Act. His Honour did not draw any conclusion from the history of the provision and it had no bearing on his Honour's decision, as we read it. 49 Ground 4 alleges that his Honour erred in failing to take the objectives of the Act into account when considering s.126. We do not accept this submission. His Honour clearly took the s.3 objectives into account in considering the application for a suppression order, that application being dealt with at the same time as the application for leave under s.126. 50 Further, it is clear from paragraph 11 of the judgment that his Honour took into account the general objectives of the Tribunal in seeking to "reconcile" ss.75 and 126 of the Act and had those objectives clearly in mind when considering both sections. Although the objects were expressly referred to in relation to the s.75 application only, and were not expressly reiterated in that part of the judgment commencing with paragraph 22 which dealt with the application for consent under s.126, the judgment when read as a whole shows those objectives were not disregarded. 51 The appellant put the further submission that his Honour failed to take account of s.126(2) which provides: "This section does not prohibit the publication or broadcasting of an official report of the proceedings that includes the name of any person the publication or broadcasting of which would otherwise be prohibited by this section." His Honour made reference to s.126. We infer that all subsections were considered in reaching the decision. 52 Ground 5 alleges that his Honour erred in law by considering the procedure before the former Veterinary Surgeons Disciplinary Tribunal, given that the Act which governed that Tribunal contained no equivalent provision to s.126. In paragraph 20 of the judgment, his Honour referred to the procedure of the former Veterinary Tribunal. That reference was made in the context of considering the s.75 application which his Honour dealt with before turning, in paragraph 22, to the application under s.126. However, in the judgment there is considerable overlap of the two applications and, as we have said, it is necessary to read the judgment overall rather than seeking to distinguish between the s.75 application and the decision to grant consent under s.126. 53 We do not accept that his Honour was led into error by reliance on the practice of the former Veterinary Tribunal. Rather, his Honour in paragraph 20 referred to that practice as providing some comfort perhaps, after having reached the conclusion on other grounds that a suppression order should not be granted. Ground 6 of the Notice of Appeal 54 This brings us to ground 6, which alleges that his Honour erred by qualifying the operation of s.126 by reference to s.75 of the Act. 55 We agree. It seems to us, with respect, that the Tribunal at first instance was led into error by the finding that ss.75 and 126 were inconsistent, could not co-exist and by giving a "higher value" to s.75 than to s.126. 56 Section 75 provides that the proceedings of the Tribunal shall be conducted in public unless a suppression order is made under subsection (2). A public hearing allows members of the public, including members of the media, to attend and observe the proceedings and to report them to the extent that publication is not restricted by contrary provision. When the determination of the Tribunal is published, that official report of the proceedings may be published and this is expressly provided for by s.126(2). The name of the respondent and often the names of witnesses will appear in the judgment which is published on the Internet. 57 The prohibition in s.126 does not prohibit the reporting of proceedings before the Tribunal. It does not prevent fair comment upon the decision of the Tribunal. What is prohibited by s.126 is the publication of the name of or the identification of a respondent or witness otherwise than by publishing the official report of the proceedings, where consent has not been granted. 58 This does not conflict with the direction that the proceedings should be conducted in public, rather it limits the use to be made of information given in open court at a time when that information may be largely untested and prior to the Tribunal's assessment of that information. 59 We now turn to the reasoning of the Tribunal below. His Honour in paragraph 18 held that s.75 by directing the Tribunal to sit in open session, implicitly confers an entitlement "to have publicity attached to the work of the Tribunal". His Honour then, without giving reasons, concluded that s.75 and the legal system in general attach a "higher value" to openness in proceedings than should be accorded to the express prohibition on publication of names contained in s.126. The conclusion that s.75 requires publicity (relevantly, to be given to the names of the parties and witnesses) led his Honour to further conclude that sections 75 and 126 are inconsistent to the extent that s.126 expressly prohibits the publication of names, without leave and to hold: "To some extent at least section 126 has to be qualified in light of section 75" 60 With respect, we consider that his Honour erred, first, in holding that s.75 requires that publicity attach to all aspects of the proceedings. Section 75 simply directs that hearings be open to the public. Although in absence of contrary provision the publication of names would be permitted, this follows as a consequence of the admission of the public, not because s.75 confers an entitlement upon the Tribunal to have its work publicised or broadcast. 61 Secondly, there is no indication in the Act that the subject matter of s.75 is of higher value than the matters dealt with in s.126. Section 126 was introduced into the Administrative Decisions Tribunal Act to govern all of the Divisions of the Tribunal. No similar provision was found in the Veterinary Surgeons Act 1986 (NSW), nor in the primary legislation governing most of the other tribunals which have now been brought under the umbrella of the Act. Accordingly, the section expresses a clear legislative intention to prohibit the publication or broadcasting of the names of respondents or witnesses, unless there is reason to grant consent for publication. 62 The sections of a statute should be construed in light of each other and the Act as a whole to achieve, as far as possible, their apparent legislative intent. There is nothing in s.75 or the Act as a whole to suggest that s.75 is intended to override or negate the clear intention expressed by s.126. Section 126 is an uncommon provision which was no doubt inserted deliberately and which must be given its full effect according to its terms. 63 Thirdly, to the extent that s.75 intends to make any statement about publication of names, this is an implicit statement only which should not be interpreted to override the express prohibition in s.126 which is in clear and unequivocal terms and deals specifically with these issues. 64 Fourthly, his Honour failed to consider that a penalty attaches to a breach of s.126. That suggests that s.126 is intended to take effect according to its terms and is not to be read as impliedly restricted or qualified by s.75. 65 Fifthly, his Honour, in paragraph 22, commenced his discussion of s.126 by saying "I should not lightly refuse consent". This is an inversion of s.126 whereunder the onus of proof is clearly upon the applicant for consent who must provide persuasive reasons to the Tribunal and, in an appropriate case, call evidence relating to the facts and circumstances of the case at hand. To adopt a preference in favour of consent is to ignore the specific prohibition in s.126, a prohibition which the legislature regarded as sufficiently important to impose a penalty for its breach. That approach as a practical matter reverses the onus of proof. Under s.126 the onus is on the applicant for consent to show reasons why consent should be granted. The Tribunal should not start from the position that it will grant consent unless persuaded not to do so. 66 That approach might lead the Tribunal into further error by granting consent in the absence of any evidence, or any persuasive evidence from the applicant to justify the grant of consent. We believe that such an error occurred in this case. In granting consent the Tribunal failed to consider the facts and circumstances of the case before it. TCN 9 pointed to no reason why it was necessary or desirable in the public interest or in its own interests, to publish the name of the respondent. The only factual matter relied on was the publication of the respondent's name in the hearing lists and this matter did not bear on the decision of the Tribunal below. 67 Accordingly, we grant the appeal on a question of law and consider the appropriate course is to make an order under s.114(2)(c). 68 During argument, we were referred to the authorities dealing with the making of suppression orders by the courts or directing that a hearing or part of a hearing be held in closed court. However, none of those cases concerned statutes containing a provision equivalent to s.126 and accordingly we consider that they do not directly bear on the question of the proper interpretation of that provision. Leave to Appeal on the Merits 69 We grant leave under s.113(2)(b) to extend the appeal to a review of the merits of the Tribunal at first instance. We do so in light of the error of law we have found and because we consider this to be the most expeditious course to adopt in the circumstances of this case. 70 Because we have decided that error of law is established in this case, it is not necessary to consider whether an appeal on the merits is competent in a matter where error of law is not established. This question arises by reason of the wording of s.113(2) of the Act which states: "An appeal: (a) may be made on any question of law, and (b) with the leave of the Appeal Panel, may extend to a review of the merits of the appealable decision." 71 We are of the view that it is strongly arguable that a merits review may be available in an appeal alleging error of law, notwithstanding that no error is ultimately found. However, this question does not arise for decision in this case. The Appeal on the Merits 72 In relation to the merits appeal, we find the first ground is not established. His Honour had no evidence of hardship or prejudice before him. However, on the appeal an affidavit going to prejudice was tendered and we have considered that evidence in deciding what is the correct and preferable order to be made. 73 Grounds 2 and 3 of the merits appeal are part of the wider context that the Tribunal below failed to consider the circumstances of the case before it. These factors are relevant to the grant of consent. The discretion to grant consent under s.126 cannot be exercised in vacuo. It must be exercised in all the circumstances of the particular case. 74 On the merits appeal we consider that the factors identified in grounds 1-3 are relevant factors. The hardship to the appellant, although relevant, should carry no special weight. We accept that the complaint made against him has not been the subject of the close scrutiny accorded by committal proceedings and ultimately the complaints may be dismissed. In the meantime, irreparable damage may be done to his career and livelihood if his name is published at such an early stage of the hearing into the complaints. 75 We note that at the time that leave to publish the appellant's name was sought, the evidence for the VSIC was largely untested in a Tribunal which is not required to follow the rules of evidence. 76 We have also considered, as part of the circumstances, whether the previous publication of the appellant's name in the Lists would be unlikely to lead to prosecution of TCN 9 for breach of s.126. We think this is quite improbable. Any identification of the appellant by cross-reference to the Lists would come about by the conduct of a reader, not of TCN 9. 77 We have received no evidence of any public interest in the particular complaints which are the subject of these proceedings. TCN 9 gave no reason why the public interest would not be equally well served by publishing a report of the proceedings after judgment. 78 Accordingly, we decline to grant consent under s.126. 79 In so doing we make the observation that considerations of hardship would be less compelling if the complaints or some of them were admitted or the complainant's evidence has been tested by cross-examination and showed a strong prima facie case. In this matter, the hearing was still in its early stages. However, a fresh application for consent made on different evidence and at a later stage in these proceedings may produce a different result. 80 We make the following orders: 1. Appeal on error of law allowed. 2. Grant leave for the appeal to extend to a review of the merits of the appealable decision. 3. Appeal on the merits allowed. 4. Set aside the decision of the General Division made 18 March 1999. 5. Refuse the application under s.126 by TCN Channel 9 Pty Limited for consent to publish the name of the appellant. 6. Direct any application under s.88 for costs to be made in writing within 21 days together with a supporting affidavit.