Expert psychological evidence
54 Third, Mr Leone contends that the Tribunal failed to engage with the expert psychological evidence of Ms Matthews.
55 The Tribunal considered Ms Matthews' evidence at some length and, on the subject of the likelihood of re-offending, made the following findings:
[42] The evidence shows that prior to his imprisonment in 2011, the Applicant had a well-established pattern of re-offending in relation to the possession and trafficking of drugs. The penalties imposed by the courts escalated with each trafficking offence, indicating that the court regarded his repeat offending as increasingly serious.
[43] The Applicant has invited the Tribunal to accept that he is a changed man who, if his visa is restored and he returns to the community, will no longer engage in criminal activity and in particular the drug-related activity which landed him in prison in 2011.
[44] The Applicant points to a number of factors which he argues indicate that he has changed and is not at risk of re-offending. Those factors are:
(a) his age (he is now 58 years old);
(b) his participation in rehabilitation programs while in prison;
(c) the deterrent effect of the long sentence he has endured;
(d) his clean record while in custody both in prison and detention;
(e) the support of his family and especially his partner;
(f) his desire to be a good father and grandfather; and
(g) his remorse.
[45] Ms Matthews gave expert evidence as to the effect of the Applicant's age and the effect of his long sentence on the risk of him re-offending. She opined that short sentences around 6 months have little deterrent effect, but for sentences of 3 - 5 years the recidivist rate falls from 37.1% to around 12%. She attributed this to two principal factors: firstly the deterrent effect of a long sentence; and secondly the availability of rehabilitation opportunities for longer serving prisoners. She gave evidence that re-offending for men declines markedly after the age of 50 due primarily to the lowering of their testosterone levels.
[46] Ms Matthews also pointed to other factors to support her opinion that the Applicant was at low risk of re-offending. She referred to the Applicant's participation in rehabilitation programs in prison and especially in relation to drugs and gambling. She placed reliance on the Applicant having been drug-free while in custody.
[47] Ms Matthews also echoed the views of the other witnesses that the Applicant's ties to his family, his relationship with his partner, and particularly his relationship with his daughter Alexia and her older sisters were all positive factors in making it unlikely that he will re-offend. The Applicant stressed these factors and particularly his desire to fulfil his role as a father and grandfather to explain why he would not re-offend. The Applicant also stressed his participation in drug and gambling rehabilitation programs and the fact that he has been drug-free for six to seven years, a claim he said was supported by urine testing in prison.
[48] I have given careful consideration to the matters raised by the Applicant and the witnesses called on his behalf.
[49] I accept that the Applicant is a caring father to his daughters and, within the limitations imposed on him by his incarceration, a supportive partner to Ms Galileos. Notwithstanding his criminal conduct, I am satisfied that the Applicant cares about his family and I believe him when he says that he wishes to fulfil his role as a father and grandfather and as a supportive son to his aged mother. However, the evidence clearly shows that this was the case before his imprisonment in 2011.
[50] These matters were raised by his sentencing judge in 2002. At the time of his offending in 2009, which resulted in his imprisonment in 2011, his family responsibilities were arguably greater than they are now. In 2009 his youngest daughter was an infant and his four older daughters were between 11 and 17 years old; yet his concern for his family did not deter him from engaging in the extensive criminal activity described by the sentencing judge in 2011, and involving his partner in his offending to the point where she was convicted as a co-offender and sentenced to 20 months imprisonment.
[51] I do not accept the Applicant's submission that his role in his family or the support he enjoys as a member of his extended family are factors which diminish the risk that he will re-offend.
[52] I accept the Applicant's evidence that he has been drug-free during the entire time that he has been incarcerated and that he has engaged in rehabilitation programs for drugs and gambling. I do not give any significant weight to these factors because I am not satisfied on the evidence that the Applicant's drug-taking and gambling played a significant part in his offending in 2009.
[53] The evidence regarding the extent of the Applicant's drug-taking prior to 2011 is unclear. He reported to Ms Matthews being drug-free for several years in the 1990's. Bernard Healy, the clinical psychologist upon whom the Applicant relied in his submissions to the Department in response to the NOICC in 2006, reported that the Applicant had not used illicit drugs in the last 10 years. There are no admissions in the statutory declarations sworn by the Applicant in 2006 that he had a drug addiction or that it was a causative factor in his offending. In any event, the Applicant's offences in 2009 were related to a lucrative commercial drug selling undertaking. The sentencing judge in 2011 calculated that the Applicant had grossed $364,000 from the sale of drugs in the period from 31 January 2009 to 31 July 2009. This was clearly not a situation of a drug-addicted person engaging in trafficking to support their habit.
[54] The only evidence that the Applicant had a substantial gambling problem at the time of his 2009 offences is a brief statement in a report prepared by Mr Ian Joplin, a forensic psychologist, in October 2016. Evidence was not led by the Applicant to explain how a gambling problem contributed to his offending. The Applicant makes no mention of it in his witness statement. The only reference to gambling in the material tendered by the Applicant in these proceedings is in Ms Matthews' report at page 5 where she states:
Mr Leone further reports developing a gambling problem associated with cocaine use. "It was not to (sic) drastic, but it felt like an addiction"
[55] I do give some weight to the Applicant's clean record in prison and detention and his participation in other rehabilitative programs, particularly the Peer Supporter program, but the Applicant has served time in prison previously and there is no evidence that he behaved any differently on those occasions.
[56] I accept the expert opinion of Ms Matthews regarding the statistical likelihood that the risk of reoffending declines with age, especially after 50, and after a lengthy sentence. I give this evidence limited weight as it is not correlated with the particular circumstances of the Applicant. I give less weight to the opinion of Ms Matthews regarding the Applicant's actual circumstances. Her opinion was based on a single telephone interview and review of a limited number of documents. In giving her evidence, Ms Matthews was argumentative and defensive at times during cross-examination and did not present as an impartial witness.
56 In support of the submission that the Tribunal failed to engage with the evidence of Ms Matthews, Mr Leone made four criticisms of the Tribunal's findings set out above. Each can be addressed shortly. None establish error on the part of the Tribunal.
57 First, Mr Leone submitted that the Tribunal did not refer to Ms Matthews' evidence about the significance of his leadership role in a peer support program. The Tribunal stated that it had given careful consideration to the matters raised by Mr Leone and the witnesses who were called on his behalf (at [48]) and specifically referred to Ms Matthews' evidence of Mr Leone's participation in rehabilitation programs in prison (at [46] and [47]), and particularly the peer support program (at [55]). It was not necessary for the Tribunal to refer to every submission made by Mr Leone, but it was required to consider his submissions as a whole and to consider them as a matter of substance: see Maioha at [45]. In my view, the Tribunal's reasons show that it was aware of and took into account Ms Matthews' evidence about Mr Leone's participation in a peer support program.
58 Second, Mr Leone submitted that the Tribunal failed to consider a critical part of Ms Matthews' evidence that he had not served a long prison sentence prior to 2011 and so the sentence of 6 years and 3 months he received in December 2011 made a difference to his rehabilitation and risk of re-offending. In my view, it is clear from the Tribunal's reasons set out above that it considered Ms Matthews' evidence concerning the effect of a long prison sentence and Mr Leone's age on the risk of re-offending, particularly at paragraphs 45 and 56 of its reasons. The fact that the Tribunal gave this evidence limited weight does not mean that the Tribunal failed to take it into account.
59 Third, Mr Leone submitted that the Tribunal found that Ms Matthews' opinion about his age and length of prison sentence did not correlate with his circumstances, but did not explain why that was so (at [56]). In my view, no error is shown in this aspect of the Tribunal's findings. The Tribunal's reasons at paragraph 56 need to be read in context and as a whole. The Tribunal explained that it accepted the opinion of Ms Matthews regarding the statistical likelihood of re-offending having regard to age and length of sentence. However, the Tribunal was unwilling to give much weight to that statistical evidence on its own, divorced from the particular circumstances of Mr Leone (as the relevant offender). The Tribunal had addressed the particular circumstances of Mr Leone in the immediately preceding and following paragraphs (which are discussed further below). The Tribunal further explained that, in so far as Ms Matthews purported to base her opinion on the individual circumstances of Mr Leone, the Tribunal gave limited weight to her opinion because it was based on a single telephone interview with him and her review of a limited number of documents, and because Ms Matthews did not present as an impartial witness.
60 Fourth, Mr Leone submitted that the Tribunal found that Ms Matthews was argumentative and defensive in giving evidence and did not present as an impartial witness, and that that finding was not open on the evidence or should not have been made without reasons as to what the finding was based on. Mr Leone relied on the requirement imposed on the Tribunal by s 43 of the AAT Act to give reasons for the Tribunal's decision. A substantial failure by the Tribunal to give reasons for its decision may constitute an error of law: Dornan v Riordan (1990) 24 FCR 564. It is not always the case, though, that a deficiency in reasons will constitute jurisdictional error: see for example Re Minister for Immigration and Multicultural and Indigenous Affairs; ex parte Palme (2003) 216 CLR 212 at [43]-[48]. In a given case, the failure to give adequate reasons may show a constructive failure to exercise jurisdiction by failing to conduct a review contemplated by the Act: cf Minister for Immigration and Border Protection v MZYTS (2013) 230 FCR 431 at [31].
61 In my view and for the following reasons, the Tribunal's finding that Ms Matthews was argumentative and defensive in giving evidence and did not present as an impartial witness does not disclose jurisdictional error.
62 First, the obligation under s 43 of the AAT Act is to give reasons for the decision. That will usually require setting out the findings of fact that are made and the evidence on which they are based, together with an explication of the relevant legal principles and the result that follows from the application of the legal principles to the facts as found: cf Secretary, Department of Employment and Workplace Relations v Homewood (2006) 91 ALD 103 at [40] per French J. However, the obligation under s 43 does not necessarily require the giving of reasons for the weighing of each piece of evidence. That would require a level of detail in reasons that is not practical and not necessary for an understanding of the basis of the decision.
63 Second, while it will usually be necessary for a decision maker to give reasons for an adverse credit finding (and such findings are amenable to judicial review), the assessment of an expert witness, and specifically the manner in which the expert expresses his or her opinions, is in a different category. That is not to suggest that the assessment of an expert witness is not amenable to judicial review on various bases including legal unreasonableness. But in my view, error is not disclosed simply by a decision maker forming the view that the expert gave evidence in an argumentative manner without providing reasons for that conclusion.
64 Third, I am not persuaded that the Tribunal's findings about Ms Matthews' presentation as an expert witness were not open to the Tribunal. The passages of Ms Matthews' oral evidence to which I was taken, and my review of the whole of Ms Matthews' oral evidence, persuades me that the Tribunal's findings were open to it. Recognising the obvious limitations in assessing a transcript of a witness' evidence, the transcript nevertheless suggests an argumentative tone in many of the answers given by Ms Matthews to the questions asked.
65 Fourth, even if the Tribunal erred in failing to provide reasons for its finding that Ms Matthews was argumentative and defensive in giving evidence and did not present as an impartial witness, in my view the error was not material to the Tribunal's decision and therefore was not a jurisdictional error. It is clear from the decision that the Tribunal gave Ms Matthews' evidence limited weight because her opinion did not adequately engage with Mr Leone's personal circumstances and because her opinion was based on a single telephone interview and her review of a limited number of documents (at [56]). I am not satisfied that any error in the Tribunal's failure to give reasons for its finding about the manner in which Ms Matthews gave evidence deprived Mr Leone of the possibility of a successful outcome before the Tribunal.
Ground Two
66 By ground two, Mr Leone contends that the Tribunal breached its procedural fairness obligations by making the finding that drug addiction had not played a part in his past offending without putting him on notice that that was an issue in the hearing. Mr Leone submitted that the fact he had a past drug problem which was a contributing cause of his offending was not an issue before the delegate.
67 A failure to put an applicant on notice of an adverse issue in the review that is not obviously open or apparent from the material and is relevant to the ultimate conclusion may be a breach of the requirements of procedural fairness: SZBEL v Minister for Immigration and Multicultural and Indigenous Affairs (2006) 228 CLR 152 (SZBEL) at [35]-[43]. In Commissioner for Australian Capital Territory Revenue v Alphaone Pty Ltd (1994) 49 FCR 576, which was cited with approval by the High Court in SZBEL (at [32]), the Full Court stated (at 591-592):
Where the exercise of a statutory power attracts the requirement for procedural fairness, a person likely to be affected by the decision is entitled to put information and submissions to the decision-maker in support of an outcome that supports his or her interests. That entitlement extends to the right to rebut or qualify by further information, and comment by way of submission, upon adverse material from other sources which is put before the decision-maker. It also extends to require the decision-maker to identify to the person affected any issue critical to the decision which is not apparent from its nature or the terms of the statute under which it is made. The decision-maker is required to advise of any adverse conclusion which has been arrived at which would not obviously be open on the known material. Subject to these qualifications however, a decision-maker is not obliged to expose his or her mental processes or provisional views to comment before making the decision in question.
68 In my view, this ground of review is based on a misstatement of both the Tribunal's findings and the delegate's findings. In both instances, the findings are more qualified than was suggested in Mr Leone's submission.
69 The issue of drug taking arises under the topic of the likelihood of re-offending. Under Direction 65, a mandatory consideration whether to revoke the cancellation of a visa is the likelihood of the non-citizen engaging in further criminal or other serious conduct (see paragraph 13.1.2(2)(b) set out above). Mr Leone can be taken to have known that the likelihood of re-offending was in issue at the hearing before the delegate and the Tribunal. That being the case, Mr Leone can be taken to have known that the causes of his previous offending also had the potential to be in issue at the hearing.
70 Mr Leone submitted that the Minister's delegate had found that his drug taking and gambling were causes of his offending. That submission overstates the position. The findings of the delegate were more qualified. The delegate referred to a psychological report of Ian Joblin dated 21 November 2016 which referred to statements made by Mr Leone about his drug use and gambling problem and found:
[29] I accept Mr Joblin's findings and that Mr Leone's personal difficulties contributed to his own drug usage and accordingly to his criminal offending. However, while this helps to explain how he came to offend, it does not in any way excuse or mitigate that offending. In my view it is quite clear from the information in sentencing remarks that Mr Leone was not only the main organiser of the drug trafficking operation, but that his role required that he exercise careful and well thought out organisation and administration. He could not remotely be said to have been drawn into criminal activities under the influence of other persons or not to have fully understood what he was doing. Indeed, it was under his leadership that other persons such as his partner and the manager of his pool hall became involved.
71 It is apparent from the foregoing passage that the delegate considered that Mr Leone's offending in 2009 could not be wholly attributed to his drug taking and that it was only a contributing factor. The delegate found that the offending required careful and well thought out management by Mr Leone. On the risk of re-offending, the delegate found as follows:
[34] I accept that Mr Leone is remorseful and that he has engaged very positively with rehabilitation training and counselling during his incarceration. However the fact remains that he has been convicted of serious drug trafficking on four occasions over a period of 19 years. Mr Joblin noted in his report that "Mr Leone was emphatic that the basis for the offences for which he is currently serving a sentence and the offences for which I saw him previously which occurred in 2003 were based on drug use, gambling and an associated antisocial lifestyle. In 2005 I indicated that Mr Leone wanted nothing further to do with that life style, being aware that it brought him to the attention of the police ... Unfortunately further offences were committed." In my view, Mr Leone has had at least four opportunities to learn from his convictions and cease his involvement in the drug trade. He has previously stated that he would not reoffend, but has done so. I cannot be confident that this will not happen again if he is allowed to remain in Australia.
72 The Tribunal's findings with respect to the likelihood of Mr Leone's re-offending are set out above. At paragraph 52 of its reasons, the Tribunal accepted Mr Leone's evidence that he was drug-free during his imprisonment and that he had engaged in rehabilitation programs for drugs and gambling. However, the Tribunal did not give any significant weight to those factors (in assessing the likelihood of re-offending) because the Tribunal was not satisfied that drug-taking and gambling had played a significant part in Mr Leone's offending in 2009. I note that the Tribunal did not find that drug taking played no part in the offending. The Tribunal's finding was that it was not satisfied that it had played a significant part. The reasons for that finding were explained by the Tribunal at paragraph 53. The Tribunal found that the evidence regarding the extent of Mr Leone's drug-taking prior to 2011 was unclear and summarised that evidence. The Tribunal's ultimate finding on the issue was that the offending in 2009 was not a situation of a drug-addicted person engaging in trafficking to support their habit.
73 The risk of re-offending was a live issue in the hearing before the Tribunal. In my view, the significance of Mr Leone's drug taking as a contributing factor to his offending in 2009 was an issue before the delegate and was therefore an issue before the Tribunal. Further, that Mr Leone was aware of this issue is demonstrated by the evidence adduced by him before the Tribunal:
(a) The significance of Mr Leone's drug taking was addressed in the Joblin report dated 21 November 2016 which was referred to by the delegate.
(b) In his statement dated 20 December 2017, Mr Leone stated (at [19]):
I know another chance is a lot to ask for, but I have really reached out for help in prison, which I never did before. I have done all the gambling and drug and alcohol courses that I could. My sentence has given me the opportunity to reform. I have broken my drug habit and haven't used. I never reached out before for any kind of help before with my drug problem, because I thought I was in control, but I now realise that wasn't the case. I have got the help I needed and I have changed.
(c) Mr Leone elaborated on that evidence in his statement dated 13 August 2018 at [14], [15], [17] and [25].
(d) In her report dated 15 August 2018, Ms Matthews attributed the cause of Mr Leone's offending to his drug taking, stating:
(at page 2) As to why he had not heeded a 2006 warning regarding his visa, Mr Leone related his drug use to his crime, "I stayed clean for 5-6 years then slowly got back into cocaine and with that the wrong crowd."
and
(at page 7) Mr Leone's reoffending in the writer's view has its basis primarily in his illicit substance use.
74 In my view, it is apparent from that material that Mr Leone was aware that the significance of his drug taking as a contributing factor to his offending was an issue before the Tribunal and sought to address that issue through the abovementioned evidence. Ultimately, the Tribunal was not satisfied that drug taking was a significant factor. That was an adverse finding that was open on the material before the Tribunal. In my view, Mr Leone was not denied procedural fairness on that aspect of the review.
Ground Three
75 By ground three, Mr Leone contends that the Tribunal's finding that the risk of re-offending was unacceptable was based on irrational reasoning. The alleged irrationality was the finding, at paragraph 56 of the Tribunal's reasons, that Ms Matthews' opinion about the risk of re-offending was not correlated with the particular circumstances of Mr Leone.
76 Ms Matthews gave evidence that the statistical likelihood of re-offending declines with age, especially after 50, and after a lengthy sentence, being a sentence of more than 3 years. Mr Leone submitted that he answered that statistical profile because he was over 50 and had received a sentence of over 3 years. Despite that, the Tribunal gave that statistical evidence limited weight because it was not correlated with the particular circumstances of Mr Leone. Mr Leone submitted that, viewed objectively, his circumstances did correlate with Ms Matthews' evidence concerning the statistical likelihood of re-offending. It was submitted that this aspect of the Tribunal's reasons is unintelligible.
77 The Tribunal's review may involve jurisdictional error if its conclusion or reasoning lacks a rational, logical or probative basis (see Minister for Immigration and Citizenship v SZMDS (2010) 240 CLR 611 at [130]-[131]) including with respect to a finding made by the Tribunal "along the way" to its ultimate conclusion (see CQG15 v Minister for Immigration and Border Protection (2016) 253 FCR 496 (CQG15) at [60]). However, emphatic disagreement with the Tribunal's reasoning is not sufficient to make out illogicality: CQG15 at [61].
78 Paragraph 56 of the Tribunal's reasons is discussed above as part of Mr Leone's first ground of review. For the reasons there set out, I do not consider that the reasoning of the Tribunal was unintelligible or can be characterised as irrational. The Tribunal's finding, although stated relatively briefly, was that it was unwilling to give much weight to the statistical evidence of re-offending cited by Ms Matthews on its own, divorced from the particular circumstances of Mr Leone. It is plain that the circumstances being referred to by the Tribunal were not Mr Leone's age or the duration of his sentence. The circumstances were those addressed by the Tribunal in the immediately preceding and following paragraphs. Those circumstances included:
(a) at paragraph 42, that prior to Mr Leone's imprisonment in 2011, he had a well-established pattern of re-offending in relation to the possession and trafficking of drugs and the penalties imposed by the courts escalated with each trafficking offence, indicating that the court regarded his repeat offending as increasingly serious;
(b) at paragraph 49, that while Mr Leone cares about his family and wishes to fulfil his role as a father and grandfather and as a supportive son to his aged mother, that was also the case before his imprisonment in 2011;
(c) at paragraph 50, that at the time of his offending in 2009, his family responsibilities were arguably greater than they are now and yet that did not deter him from engaging in the extensive criminal activity for which he was convicted and involving his partner in his offending to the point where she was convicted as a co-offender and sentenced to 20 months' imprisonment;
(d) at paragraph 58, that while Mr Leone regrets having gone to prison and having been separated from his family, he only briefly addressed the effects of his offending (on the community) in his witness statement and expressed remorse briefly, in the most general of terms; and
(e) at paragraph 59, that Mr Leone has consistently failed to accept responsibility for his criminal conduct and admit guilt, including by pleading not guilty to each of the trafficking offences of which he has been convicted and persisting with his denials under cross-examination at the hearing.
79 In my view, there is nothing irrational in the Tribunal's conclusion with respect to the weight to be given to the statistical evidence of re-offending cited by Ms Matthews. Minds may differ on the weight to be given to such evidence. It can be noted that Ms Matthews conceded in her written evidence (at page 7) that, unlike some recidivism statistics, for example those concerning sexual offending, the statistics for drug related re-offending are less clear. The statistics cited by Ms Matthews relate to all types of offending, they are not confined to drug related offending. No error is shown in the Tribunal's conclusion.