4.3 Consideration
85 In order to ascertain the assistance to which a self-represented litigant is entitled to receive from the court it is necessary, first, to establish an understanding of the circumstances and the characteristics of the litigant which include his or her intelligence and literacy: Flightdeck at [61]-[70]; Rajski v Scitec Corp Pty Ltd [1986] NSWCA 1 at 26-27 (Samuels JA).
86 The objective matters apparent to me from the materials available on appeal include the following.
87 Mr Lamont is the applicant in commercial proceedings where he is the protagonist seeking a remedy from the court.
88 The statement of claim was competently prepared and logically presented. It identified the parties, the causes of action, the factual bases relied upon to establish liability, and the relief sought. It substantively survived the strike out application the subject of the 2018 judgment.
89 The transcript of the hearing of the strike out application conducted on 8 November 2016 shows that the primary judge explained the processes and procedures of the court relevant to the application. He received into evidence six affidavits from Mr Lamont and two from Mr Jurcic. Mr Lamont coherently explained the gist of his case. When asked about the remedy he sought, he said that he wanted, amongst other things, an injunction, damages and an account of profits. When Mr Lamont said that he was getting overwhelmed by the conduct of the case, the primary judge offered him an adjournment. During the course of argument, Mr Lamont explained that the respondents had responded to his letter before action by seeking to rectify the trade marks register by removing the trade marks in suit but that he had successfully defended that action in the Trade Marks Office. In other words, by his actions and his written and spoken language, Mr Lamont demonstrated that he was literate, intelligent and coherent.
90 After being granted leave to rely on the amended statement of claim, on 3 April 2018 Mr Lamont filed an application in a case seeking the following relief:
1. The applicant requests for a (without notice) "Worldwide Asset Preservation Order" be filed on Malishus Ltd, Mr. Robert Jurcic, Mr. Clinton Selwyn and Mr. Rima Nicholas; and
2. [the respondents] file and serve on the applicant a copy of their financial and asset statements from the past "5 years" in Australia and the world; and
3. [the respondents] file and serve on the applicant all their residential addresses and not a PO Box Address; and
...
91 The application was heard ex parte on 6 April 2018. The transcript reveals that the primary judge explained to Mr Lamont what was required for him to be entitled to a freezing order. During the course of the hearing the primary judge explained to him the fact that he needed to establish that he had an arguable case and also that he must establish some entitlement to damages or an account of profits and that he had a right of election between them. The primary judge explained the distinction between the two remedies. The primary judge also informed Mr Lamont that he would have to prove his loss by way of evidence. Those comments came against a background where Mr Lamont had specifically sought in his originating application and amended application damages and an account of profits.
92 On 2 May 2018 Mr Lamont moved on an application in a case filed on 24 April 2018 where he sought leave of the court to serve the originating process upon Mr Nicholas. He also relevantly sought the following orders:
2. The applicant wishes to request that the court issue a subpoena under rule 15A.02 of the (FCC) rules (Cth); and
3. The applicant wishes to ask the court under Rule 14.02 of the (FCC) rules (Cth) that the first, second or third respondents in the case "Provide" the court and/or the applicant the fourth respondents current known address/email in order to bring him into this proceeding by "Substituted Service" as I allege at least the third respondent knows of his contact details as evidence in recent documents provides proof; and/or
4. The applicant wishes to ask the court under Rule 15A.17 of the (FCC) rules (Cth) that the first, second or third respondents be issued with a "Notice to Produce" the fourth respondents current known address/email in order to bring the fourth respondent into this proceeding…
…
93 Rule 15A.02(1) of the Federal Circuit Court Rules 2001 (Cth) (FCCR) relevantly provided at the time that the Court or a Registrar may, on the Court's or the Registrar's own initiative or at the request of a party issue: (a) a subpoena for production; (b) a subpoena to give evidence; or (c) a subpoena for production and to give evidence. Rule 14.02(1) provided that a declaration may be made to allow discovery on the application of a party. Rule 15A.17 provided that a party may require another party at the hearing of the proceeding to produce a specified document that is in its possession, custody or control.
94 During the course of the 2 May 2018 hearing the primary judge explained the rules of service upon a respondent in New Zealand. The following exchange also took place:
HIS HONOUR: Now you are applying for orders for discovery against the - the other defendants, that they give you details of his address?
MR LAMONT: Yes.
HIS HONOUR: that's not feasible. I'm not saying at all, but certainly not until I can be satisfied what attempts have been made to serve [Mr Nicholas].
95 Later the primary judge said:
HIS HONOUR: ...I can't give you the orders for discovery and whatever that you've sought because the document must be served personally and you haven't done that...
96 On 9 June 2018 Mr Lamont filed an ex parte application in a case seeking an order under r 6.14 of the FCCR for leave to serve process on Mr Nicholas in New Zealand. The primary judge explained the process by which service should be effected in a detailed exchange with Mr Lamont.
97 These matters are contextually important. By the time that the trial was conducted Mr Lamont had demonstrated himself to be an intelligent and capable litigant in person. He had shown capacity to ascertain and understand the FCCR and utilise them in order to prosecute his case. He had provided rational answers to questions from the bench, and had filed and relied upon evidence. The primary judge was entitled to form the view, having regard to the conduct of the case by Mr Lamont, that he was aware of his ability to invoke the rules of the court to seek the production of documents, as indeed he appeared to have done in his interlocutory application of 2 May 2018. Mr Lamont's affirmative response to the question that he was seeking relief in the nature of discovery would no doubt only have served to confirm that Mr Lamont was familiar with these procedures. It was apparent that Mr Lamont had taken the opportunity to consider and use the rules of practice and procedure governing the FCCA. Mr Lamont is obviously literate and intelligent. The competence with which he prepared his own statement of claim demonstrated that he was able to read and comply with the requirements of such a document and, as his successful defence of the summary dismissal application demonstrated, Mr Lamont was capable of not only preparing that document, but also filing affidavit evidence to support the claims made therein.
98 In the present appeal, Mr Lamont relies upon his affidavit of 28 July 2020 filed in support of ground 2 in this appeal wherein he contends that he did not have familiarity with court processes of discovery, notices to produce and subpoenas. He gives evidence that had he known about such processes he would have taken steps to seek documents by way of discovery going to the profits of the respondents (relevantly, only Mr Nicholas) and also a subpoena to the ANZ bank for bank statements in relation to any accounts held in the respondents' names (relevantly, only Mr Nicholas). Mr Lamont also gives evidence that although he had a vague memory of the primary judge mentioning discovery and subpoenas, he thought that this was after the delivery of the 2019 judgment. He gives evidence that he did not understand: (a) any of those processes before the delivery of the 2019 judgment; and (2) that he could wait until after the conclusion of the hearing to elect between damages and an account of profits.
99 Mr Lamont also places reliance on the audio file of the trial of the proceedings on 10 December 2018 where the primary judge informed him that it was necessary for him to prove by evidence a rational basis for seeking damages or an account of profits. He submits that his answers to the comments made by the primary judge should have put the primary judge on notice that Mr Lamont did not understand that he could engage the processes of discovery and the issue of subpoenas to demonstrate that Mr Nicholas was indeed liable for infringing conduct in Australia and also that he needed evidence to establish quantum of damages or an account of profits with respect to the actions of Mr Nicholas.
100 Despite the care with which the submissions were advanced for Mr Lamont, I do not consider that he has established that he was denied a right to a fair hearing in the proceedings below.
101 First, the factual matters surveyed above demonstrate that, whatever Mr Lamont's subjective knowledge was, during the course of the proceedings prior to the trial the primary judge had the opportunity on several occasions to observe Mr Lamont and form a view as to his capacities. Viewed objectively, those capacities included, as I have noted, the ability to distil factual assertions and legal arguments into a competent statement of claim, and to file evidence in support of it.
102 Secondly, in addressing the interlocutory applications advanced by and against Mr Lamont, the primary judge was in a position to perceive that Mr Lamont had invoked procedures available under the FCCR in order to prosecute his case. The primary judge was entitled to form the view that Mr Lamont had obtained access to and understood the rules relevant to the issue of subpoenas and notices to produce, as well as discovery. Indeed, in his application in a case filed on 24 April 2018 Mr Lamont had referred to the rules in the FCCR in respect of each of those procedures.
103 Thirdly, by the time of the trial, the proceedings had been ongoing for several years. The primary judge had, during the course of interlocutory applications, explained to Mr Lamont the need for him to support his case by way of evidence, and Mr Lamont had done so. He was informed by the primary judge during the 6 April 2018 interlocutory hearing that, assuming he was successful in establishing his claim for trade mark infringement, he also needed to prove any claim for damages or an account of profits. To an objective observer, and no doubt also to the primary judge, Mr Lamont appears to have been a litigant who was able to understand broadly the nature of his case and what he was required to do to prove it. In this regard, Mr Lamont's position is in stark contrast with that of a defendant in criminal proceedings or a bankrupt the subject of sequestration orders: c.f. Dietrich and Boensch. He is the active protagonist in commercial proceedings conducted for his own benefit.
104 The court had a duty to ensure that he had a fair trial, but not to advise him about how he might maximise the return that he might receive for the conduct of his case, or explain to him that he should seek discovery, issue notices to produce or subpoenas in circumstances where it was objectively plain that he knew of his ability to invoke those processes to support his case. Had the primary judge taken steps to advise him of such matters at the trial, or granted him an adjournment during the conduct of the trial for that purpose, the self-represented respondents would quite justifiably have been concerned that the court was giving Mr Lamont advice as to how he could best succeed in the case. In my view, the primary judge correctly balanced his duty to provide assistance to Mr Lamont with ensuring that the trial was fair for all parties: see Hamod at [315].