The grounds of appeal and other questions raised
3 After he filed his original notice of appeal, Mr Kumar amended it by filing a supplementary notice of appeal under r 36.10 of the Federal Court Rules 2011 (Cth). That document set out five lengthy grounds of appeal. To conveniently dispose of this appeal, it is necessary to set them out in full. They are as follows:
1. The Primary Judge
(a) erred in finding and/or declaring that subsection 94(2) of the Social Security Act 1991 is the definition of the phrase "Continuing Inability to Work" enshrined in S94(1)(c)(i). (Kumar v Secretary, Department of Social Services [2016] FCCA 640 at [16])
(b) erred in finding and/or declaring that subsection 94(5) of the Social Security Act 1991 is the definition of the phrase "Program of Support". (Kumar v Secretary, Department of Social Services [2016] FCCA 640 at [18] and [61])
(c) erred in finding and/or declaring that Section 94(3C) of the Social Security Act 1991 defines when an applicant for a disability support pension shall be taken to have actively participated in a program of support for the purposes of s.94(2)(aa) of the Act. (Kumar v Secretary, Department of Social Services [2016] FCCA 640 at [50])
(i) The phrase "Continuing Inability to Work" or "Inability to Work" is not defined in any legislation of the Commonwealth, State or Territory within the scope of the Social Security Act 1991.
(ii) "Inability or Incapacity to work" has been held to be the reduced earning capacity of a worker in the open labour market reasonably accessible to the worker as a result of his or her injury (Arnotts Snack Products Pty Ltd v Yacob [1985] HCA 2, (1985) 155 CLR 171; Ric Developments t/as Lane Cover Poolmart v Muir [2008] NSWCA 155).
(iii) If valid, the subsection 94(2) may only act as Facta Probantia to assist in establishing the Factum Probandum, "Continuing Inability to Work" as enshrined in S94(1)(c)(i) of the Social Security Act 1991.
(iv) At least one of the attributes or values of the phrase "Program of Support" provided under the subsection 94(5) of the Social Security Act 1991 i.e. "work" means work that is for at least 15 hours per week on wages that are at or above the relevant minimum wage - is invalid by the virtue of subsection 16B of the of the Social Security Act 1991. If valid, workers who "work" at the floor value of "work" which is 15 hours per week on wages that are at or above the relevant minimum wage, cannot have "partial capacity to work within the meaning of subsection 16B of the of the Social Security Act 1991.
(v) The existence or validity of Section 94(3C) is founded on the validity of Section 94(2)(aa) of the Social Security Act 1991. If Section 94(2)(aa) turns out to be invalid, there would be no relevance of Section 94(3C).
(vi) It is against the principle of finality to conduct the hearing de novo to find "Continuing Inability to Work" when it has already been established pursuant to section 40 of the Workers Compensation Act 1987 (NSW) and Social Security (Requirements and Guidelines - Active Participation for Disability Support Pension) Determination 2011.
(vii) Similar to section 44(1) of the Administrative Appeals Tribunal Act 1975 which has been upheld in the decision, section(s) 350 and 351 of the Workers Compensation Injury Management Act 1998 (NSW) are also privative clauses, however have been vitiated by the decision. Despite being state laws they bind the commonwealth because of the provisions made in the legislative instrument Social Security (Requirements and Guidelines - Active Participation for Disability Support Pension) Determination 2011.
(viii) If section 94(2)(aa) and/or 94(5) is/are valid, the time limit to assess facta probantia is - next two years from the date of a relevant claim pursuant to section 94(2)(a) and 94(2)(b) of the Social Security Act 1991. In a case where relevance of the phrase "work" is out of scope within this timeframe, the factum probandum "Continuing Inability to Work" considered established as enshrined in section 23(4B) of the Social Security Act 1991. Such pension claims are considered self manifested and no formula or probative evidence is further required.
(ix) In case the factum probandum is not self manifested, section 94(2), if valid, should be read in conjunction with the section(s) 16B, 17 and 23(4B) of the Social Security Act 1991 as well as Social Security (Unsuitable Work) (DEWR) Determination 2006, Social Security (Unsuitable Work) (FaCSIA) Determination 2006 and other relevant regulations to make a correct decision.
(x) For further avoidance of doubt, the phrase "Continuing Inability to Work" under 94(1)(c)(i) of the Social Security Act 1991 is directly equated with the supported wage system under 94(1)(c)(ii) of the Act. His Honour wouldn't have erred had he referred to this formula or mechanism used in the section and the supported sage system handbook to set eligibility criteria for the pension and/or "Continuing Inability to Work".
(d) Failed to identify the correct legal test to answer the question question(s) of law raised before him.
(e) Came to incorrect conclusion as a result of that.
(f) Made an incorrect decision as a result of that incorrect conclusion.
2. The Primary Judge
(a) failed to identify and apply the correct legal test in answering the question(s) of law by applying that even if the applicant was fully incapacitated prior to the introduction of s.94(2)(aa), he had no right to have his pension application that was made in 2013 considered without reference to that subsection." (Kumar v Secretary, Department of Social Services [2016] FCCA 640 at [42])
(b) erred in finding that on any fair reading of ss.94(1)(c)(i) and 94(2)(aa) of the Act, Mr Kumar needed to demonstrate that he had actively participated in a program of support if he was to qualify for the grant of a disability support pension. (Kumar v Secretary, Department of Social Services [2016] FCCA 640 at [43]).
(i) Contrary to the notion that a claimant has no accrued rights to claim a correct benefit under the Social Security Act 1991 if the claimant has made an incorrect claim Section 15 of the Social Security (Administration) Act 1999 declares:
For the purposes of the social security law, if:
(a) a person makes an incorrect claim; and
(b) the person subsequently makes a claim for a social security payment for which the person is qualified; and
(c) the Secretary is satisfied that it is reasonable that this subsection be applied;
the person is taken to have made a claim for that social security payment on the day on which he or she made the incorrect claim.
(ii) Contrary to the notion that a person has an obligation to fulfil a requirement under a legislation, in particular when the legislation is neither in existence nor in sight, Section 7 of the Acts Interpretation Act 1901 including other things declares:
(2) If an Act, or an instrument under an Act, repeals or amends an Act (the affected Act ) or a part of an Act, then the repeal or amendment does not:
affect any right, privilege, obligation or liability acquired, accrued or incurred under the affected Act or part;
(iii) As a matter of natural justice or common sense, an obligation or requirement which is as physically demanding as a "Program of Support" cannot be enforced on a date when a law was neither in existence nor in sight. Retrospective requirements or legislation may be possible in other circumstances but not in this one.
(iv) Going further, such specific obligation or requirement under the Act can only be imposed on a claimant and not on a stranger or any member of the public. A person who is not a claimant on a particular date remains obligation free from any such requirements on that date.
(c) Failed to identify the correct legal test to answer the question(s) of law raised before him.
(d) Came to incorrect conclusion as a result of that.
(e) Made an incorrect decision as a result of that incorrect conclusion.
3. The Primary Judge
(a) Erred in finding or declaring that Mr Kumar was required to actively participate in a program of support within the meaning of s.94 of the Act to be eligible for a disability support pension and for that purpose, it did not matter, even if it was the case, that:
(i) he was totally incapacitated for more than 18 months in the last 3 years of the relevant date of the claim within the meaning of s.94C of the Act;
(ii) for the rest of the period he was in supported employment under New South Wales workers' compensation legislation and/or within the meaning of s.94E(2) of the Act; and
(iii) whilst he might of met the requirements of s.94(1)(da) of the Act so that he did not have to meet any participation requirements, that was immaterial to his claim to a pension. Kumar v Secretary, Department of Social Services [2016] FCCA 640 at [55])
(b) Failed to identify the legal test to answer the specific question of law that why the Secretary did not require the Applicant to participate in a Program of Support, despite many requests by the Applicant?
(i) Any requirement, let alone a "Program of Support" cannot be imposed on a person if it can cause injury to the person. (Bradley v Commonwealth [1973] HCA 34)
(ii) It is "self manifested" that a person has "Continuing inability to work" if the person is totally incapacitated for 18 months immediately prior to the claim.
(iii) The Secretary does not warrant, in general, anyone to participate in such requirement, neither the Secretary has unfettered powers to impose such requirements.
(iv) Supported employment within a state or federal legislation, is a "Program of Support" under the Social Security Act 1991.
(v) Section 94(1)(da) provides temporary or permanent exemption criteria to a new claim.
(c) Failed to identify the correct legal test to answer the question question(s) of law raised before him.
(d) Came to incorrect conclusion as a result of that.
(e) Made an incorrect decision as a result of that incorrect conclusion.
4. The Primary Judge
(a) erred in identifying the correct legal test in declaring that a program of support for the purposes of s.94(2)(aa) of the Act and a participation plan for the purposes of s.94(1)(da) and ss.94A - 94F of the Act are not the same thing. (Kumar v Secretary, Department of Social Services [2016] FCCA 640 at [48]).
(b) erred in identifying the correct legal test in declaring that the phrases actively participated in a program of support and participation plan are not related. (Kumar v Secretary, Department of Social Services [2016] FCCA 640 at [50]).
(i) So that the distinction between the two phrases can be made, both subsections - 94(5) and 94(2)(aa) of the Act must stand valid. Unfortunately they are invalid for the reasons mentioned above.
(ii) "actively participated in a program of support" and "participation plan" go hand in hand under the Act.
(c) Failed to identify the correct legal test to answer the question question(s) of law raised before him.
(d) Came to incorrect conclusion as a result of that.
(e) Made an incorrect decision as a result of that incorrect conclusion.
5. The Primary Judge
(a) erred in applying the correct legal test as he declared that most of these purported questions of law are not questions of law at all.
(b) erred in not answering the questions of law when His Honour confirmed that at least one or some of the questions are "questions of law". (Kumar v Secretary, Department of Social Services [2016] FCCA 640 at [64]).
(c) erred in identifying and applying correct legal test by not confirming whether the questions of law responded by His Honour were "questions of law" for the purpose of the S44(1) of the AAT Act. In addition the answers to the questions of law were erroneous because of the reasons mentioned above.
(i) Each of the eleven questions of law raised before his Honour were precise and pertinent to the subject matter of the appeal.
(ii) The questions of law were raised were intended to seek validity of the requirements imposed by the S94 of the Social Security Act 1991 as well as the correct application of the valid parts of the Act based on the facts found.
(iii) An appellant is prejudiced if he or she is not allowed to raise a question of law pursuant to S44(1) of the AAT Act.
(d) Failed to identify the correct legal test to answer the question question(s) of law raised before him.
(e) Came to incorrect conclusion as a result of that.
(f) Made an incorrect decision as a result of that incorrect conclusion.
(Emphasis omitted; errors in original)
4 As he did before the Federal Circuit Court (see [2016] FCCA 640 at [28]), Mr Kumar sought to expand the issues he wished to agitate in this appeal beyond those he had outlined in his lengthy amended notice of appeal above. He attempted to do that in his written submissions by setting out 10 questions of law that he claimed were raised by the three issues that he, in turn, claimed were central to his appeal. Neither of these sets of claims proved to be accurate. To compound the difficulties associated with determining these claims, Mr Kumar's written submissions did not correspond to his grounds of appeal. On the one hand, he raised matters that were not included in his amended notice of appeal and, on the other, he did not make submissions on some of the grounds that plainly were raised in that document. What follows is an attempt to identify, and dispose of, the myriad of issues Mr Kumar sought to argue in this appeal.
5 In his written submissions, Mr Kumar described the three central issues that he claimed arose in the appeal as follows:
7. [F]irstly, whether every person who does not have "severe impairment" is required to participate in a program of support pursuant to s. 94(2)(aa) of Social Security Act 1991, secondly, the appellant did not participate in the program of support pursuant to WIM Act in the last 3 years of the DSP claim on 1 May 2013, and thirdly whether the appellant was denied natural justice.
6 He then outlined the 10 questions of law that he claimed arose from these three central issues, as follows:
A. Whether the attribute or value of the phrase "work" under s.94(5) of the Social Security Act 1991 that "work means work that is for at least 15 hours per week", is invalid by virtue of s.16B or s.96 of the Act because:
(i) The meaning of "Work" and "Partial capacity to work" cannot be the same;
(ii) It is inconsistent with the purpose and context of the Act.
B. Whether the provision under ss.94(2)(aa) of the Social Security Act 1991 that every person who does not have severe impairment required to participate in program of support prior to claim, to be eligible for Disability support pension, is invalid because one or more, or all of the following reasons:
(i) If implemented it may cause injury and therefore ultra virus (sic) s.75 of the Constitution;
(ii) It is contrary to the virtue of ss. 51(xxiii) of the Constitution, s.28 of Social Security Administration Act 1999; and s.11 of Child Employment Act 2006 (QLD);
(iii) It is contrary to the ss.16B, 17, 23(4B), 94(1)(d) and (96) of Social Security Act 1991;
(iv) It is contrary to the s.7(2) of the Act Interpretations Act 1901 and/or ss. 12(2), 13 of Legislative Instruments Act 2003.
(v) It is contrary to the principles of natural justice or common sense.
C. Whether a person has "continuing inability to work" within the meaning of section 94(1)(c)(i) of Social Security Act 1991 on a date of Disability support pension claim if one or more of the following applies to the person:
(i) The person has incapacity because an impairment or injury, for actually doing work, in the open labour market in which the person was working or reasonably be expected to work and the person wouldn't be able to return to work in the next two years or more;
(ii) The person's work or labour is unsaleable or less saleable, in the open labour market, due to his or her injury or impairment in foreseeable future;
(iii) The person's actual earning post injury is/would be less than pre injury income, whether as received earnings or assessed as proper, or net remuneration/value of his or her labour to the business if the person is self employed, and remain so in foreseeable future;
(iv) The injured person is unemployed and suitable work does not exist in Australia, or not available in reasonably accessible labour market, in foreseeable future;
(v) The person is employed in "supported wage system" or "supported employment" within the meaning of s.7 of Disability Services Act 1986?
D. If answer of the above question (Question C) is yes, whether the appellant satisfied any one or more conditions based on the evidence before the Tribunal and therefore satisfied s.94(c)(i) of the Social Security Act 1991?
E. Whether a person is required to actively participate in a "program of support" to be eligible for Disability support pension within the meaning of s. 94(2)(aa) of Social Security Act 1991, on a date during the past 3 year period from the date of claim, e.g. on 2 May 2010 if the date of the claim is 1 May 2013, when one or more, or all of the following applies to the person:
(i) The person has no "impairment" or "disability";
(ii) The impairments' ratings are less than 20 points under the Social Security (Tables for the Assessment of Work-related Impairment for Disability Support Pension) Determination 2011;
(iii) The person does not have "Incapacity to work" or "continuing inability to work";
(iv) The person is a child aged 13 years or the person's age is over age pension age;
(v) The person is not an Australian Resident within the meaning of s.94(1)(e) of the Act.
F. Whether a person is required to actively participate in a "program of support" pursuant to s.94 of Social Security Act 1991 to be eligible for Disability support pension when one or more of the following applies to the person if:
(i) The person has not claimed social security income support benefit or pension;
(ii) The impairment's rating for a single condition is 20 points or more under Social Security (Tables for the Assessment of Work-related Impairment for Disability Support Pension) Determination 2011;
(iii) The person has a dependent child aged less than 6 years;
(iv) The person is suffering from an illness or an accident;
(v) Within six weeks prior to the date of confinement, if the person is an expectant mother, and within six weeks after the birth of child;
(vi) The person is older than 35 years, e.g. one year younger than the age pension age;
(vii) The person is employed in "supported wage system" or "supported employment" within the meaning of s.7 of the Disability Services Act 1986.
G. Whether essential facts found by the Court/Tribunal which would have supported the decision to which the Court/Tribunal came, and if yes, whether those facts were based on evidence and fall within a statute properly construed?
H. Whether a program of support is necessary, pursuant to s.94 of Social Security Act 1991 to determine continuing inability to work, and if yes, whether a participation plan under the Act can be a program of support and vice versa?
I. Whether natural justice was denied to the appellant, or the Tribunal acted in excess of jurisdiction or without jurisdiction?
J. Who should pay the costs of the Appeal?
7 The Secretary of the Department of Social Secretary (the Secretary), the respondent in this appeal, correctly claimed that some of the above issues and questions had not been raised before the Federal Circuit Court and Mr Kumar therefore required leave to raise them for the first time before this Court. In broad terms, those matters were:
(a) the validity of s 94(5) of the Act (Question A above);
(b) the validity of s 94(2)(aa) of the Act (Question B above); and
(c) whether Mr Kumar was denied natural justice by the Tribunal (the third central issue and Question I above).
8 The Secretary opposed leave being granted to Mr Kumar to raise these three matters. After hearing from him at quite some length, I refused that leave. I did so on the grounds that: Mr Kumar had ample opportunity to raise these matters before the Federal Circuit Court; he had offered no satisfactory explanation as to why he had not done so; and none of these matters had any obvious merit. This refusal did not, it has to be said, significantly reduce the scope of the issues Mr Kumar attempted to raise in this appeal.