Kumantjara v Harris [1992] NTSC 64; 109 FLR 400 (24 August 1992)
[2]
COURT
IN THE SUPREME COURT OF THE NORTHERN TERRITORY OF AUSTRALIA
KEARNEY J
HRNG
DARWIN
#DATE 24:8:1992
Appearances not available.
ORDER
Appeals upheld.
JUDGE1
The Appeals
KEARNEY J On 12 June 1992 the appellant was
sentenced by the Court of
Summary Jurisdiction at Yulara to 18 months imprisonment on each of 2 counts
of aggravated unlawful assault
arising from an incident on 29 January the
sentences were to be served concurrently.
2. On 7 July the appellant appealed against
the severity of those sentences.
Ultimately, the grounds of appeal on which he relied were:-
That the sentences were manifestly
excessive, in all the
circumstances; and
That his Worship had erred in law, in that he had
sentenced on the incorrect
basis that the maximum punishment
for each of the offences charged was 5 years imprisonment,
and not 2 years.
On 12 June
the appellant was also convicted on a number of other charges
arising from a later incident, in April 1992. The total effective
sentence
which he received that day was 20 months imprisonment, with a non-parole
period of 9 months; he was also fined. However,
the appeals relate only to the
sentences imposed for the two aggravated unlawful assaults. They were argued
last Wednesday; I rule
on them today.
The incident on 2 January
The appellant admits that the following factual account is correct.
At about midnight
on 29 January 1992 Sergeant Harris and Constable Page
from Yulara Police Station found the appellant and several other persons in
a
utility parked on the road to the Olgas in the Uluru National Park. They
arrested the appellant's brother and placed him in the
rear of the police van.
They then asked the appellant if he would accompany them to the Police Station
so that they could speak to
him about an alleged assault. He declined the
invitation. He was then informed that he was under arrest for assault; he was
taken
from the utility and was walked under restraint to the police van.
At the van he said "I'm not going", struggled violently, and
dragged both
police officers to the ground. A female from the utility, Lois Hopkins, came
over and pushed Sergeant Harris in the
face with her open hand; she then went
to the rear of the utility and came back holding above her head a 4 foot long
steel crowbar
which had been sharpened at one end. Sergeant Harris then rose
to his feet intending to disarm her; while he was walking towards
her he was
struck on the side of his temple by another member of the appellant's group,
Arthur Walkabout, who had meanwhile been
screaming and yelling abuse at the
police.
Sergeant Harris then struggled with Mr Walkabout. About 6 or 7 persons
from the utility
then became agitated and started yelling abuse at the police.
Ms Hopkins seized the opportunity to try to open the door of the
police
van, in order to release the appellant's brother. Sergeant Harris broke off
his struggle with Mr Walkabout to try to stop
her. She then threatened him
with the steel crowbar, holding it above her head.
Mr Walkabout meanwhile picked up a fist-sized
rock and advanced on
Constable Page who was still on the ground attempting to handcuff the
appellant. Constable Page released the
appellant and stood up to defend
himself against Mr Walkabout. The appellant then stood up, grabbed the
crowbar from the woman,
and advanced towards both police officers saying "I'm
going to kill you". The woman picked up a fist-sized rock. The other persons
in the appellant's group advanced towards the police in a threatening manner.
The appellant was very agitated; he waved his
arms and the crowbar in the
air, repeating "I'm going to kill you". Sergeant Harris drew his revolver and
ordered the appellant,
Mr Walkabout and Ms Hopkins to stand back; they ignored
this, and continued to advance on the police. Sergeant Harris then fired
2
warning shots in the air. This also had no apparent effect on these 3 persons
who continued to bear down on the 2 police officers
who, in turn, were backing
away. The appellant then swung the crowbar violently at both police officers;
they ducked, and moved
back rapidly.
The appellant and Mr Walkabout then chased Constable Page down the road.
Sergeant Harris was able to enter the
police van. He drove after Constable
Page who was being pursued down the road. The appellant then turned and
charged at the police
van; he swung his crowbar at the van's windscreen, but
missed, as Sergeant Harris swerved the vehicle away.
Sergeant Harris
then picked up Constable Page, drove off some 400 metres,
and radioed for assistance.
In due course police came, and a number
of the appellant's group were
taken into custody. Several of them, including the appellant, had run off
into the bush and could
not be located. The appellant and Mr Walkabout were
found asleep in the bush at 8 am next morning; they were arrested and taken
into custody. When asked why he had behaved as he had the previous night the
appellant replied "I was drunk".
So much for the
facts of the incident. It led to the appellant facing 2
charges under s188(2)(m) of the Code, of unlawfully assaulting Sergeant
Harris
and Constable Page by threatening them with a dangerous weapon, the crowbar.
The proceedings before the Magistrate
The
facts were related; his Worship then made his usual S.W.A.M.P.
enquiry. He was informed by the prosecutor:- "The maximum penalty
in each
case, your Worship, is imprisonment for 5 years."
The Code provides that aggravated assault is a crime. It carries
on
indictment a penalty of 5 years imprisonment "or, upon summary conviction, - -
imprisonment for 2 years". So it can be seen that
while the prosecutor's
statement was correct as far as it went, it did not go on to point out that
the 5 year maximum applied only
following trial on indictment, and the maximum
which his Worship could impose was 2 years imprisonment.
His Worship was then
referred to the facts of the offences committed some
3 months later in April which the appellant admitted, and to the appellant's
prior record. Mr Howden, counsel for the appellant both before the Magistrate
and on the appeal, described it as "a very long record".
That is a fair
summation. Over some 19 years between May 1972 and September 1991 the
appellant appeared before courts of summary
jurisdiction on 22 occasions and
before this court once. He was convicted of some 50 offences. These included
stealing and traffic
offences; they also include resisting arrest (2
convictions), assaulting police (3 convictions), aggravated assault (2
convictions),
and being armed with an offensive weapon. He has been sentenced
to 5 terms of immediate imprisonment, including 3 years and 10 months
imprisonment in this court in 1986 for an aggravated dangerous act under s154
of the Code, arising from the driving of a motor vehicle.
The charges of
assaulting police, in 1974 and 1983, resulted in fines. The first aggravated
assault, in 1989, resulted in a Community
Service Order of 136 hours; the
second in May 1990 resulted in a suspended sentence of 6 months imprisonment
on his entering into
a bond to be of good behaviour for 12 months. He was
dealt with in October 1990 for various offences which entailed a breach of
that bond; for that breach he was committed to serve 2 months imprisonment,
but that was again suspended on a bond to be of good
behaviour for 3 years.
When he committed further offences in September 1991 he was not dealt with for
breach of that bond. At that
time he was sentenced to 2 months imprisonment
for driving whilst disqualified, but service of that sentence was also
suspended upon
his entering into a bond to be of good behaviour for 12 months.
Mr Howden conceded that the "most appropriate penalty" for the
aggravated
assaults was imprisonment, and "it really is just a matter for your Worship to
determine the length of that term of imprisonment".
He submitted that there
were two mitigating circumstances.
First, that the appellant was engaged simply in resisting arrest
when
the situation "got right out of hand" while he was on the ground and "not - -
party to a lot of what was going on"; that is
to say, much happened - - Ms
Hopkins and Mr Walkabout assaulting Sergeant Harris, Ms Hopkins getting the
crowbar which, if those
two had not behaved in that way, may have led to the
appellant facing "substantially less serious charges" than aggravated assault,
since he was then simply "on the ground and admittedly struggling with the
policeman". Mr Howden conceded that the appellant then
"acted in a
reprehensible fashion", when he arose, grabbed the crowbar, threatened the
police with it and later swung it at the police
van.
Mr Howden, while acknowledging that what the appellant did was "a serious
offence", urged as the second mitigating circumstance,
that "nobody was
actually struck by my client".
His Worship pointed out that the reason why nobody was "actually struck"
was
because the police took evasive action. I consider that his Worship
clearly and rightly rejected the fact that no one was struck
as a
circumstances mitigating punishment; as Mr Howden frankly acknowledged, if the
police had been struck by the crowbar the appellant
would probably have been
"facing charges of grievous bodily harm - - certainly far more serious than
these (charges)". A substantial
sentence of immediate imprisonment may always
be expected where there is an act of deliberate violence against a police
officer which
results in his being injured. The fact that no police officer
was struck means that that particular aggravating feature is not a
factor in
the case; to characterize it as a mitigating circumstance is a distortion of
language and meaning. Persons who attack
police officers trying to carry out
their duty cannot expect much mercy from the courts. It is no excuse at all
if such persons
had taken drink, if they had been drinking voluntarily. Mr
Howden did not rely on the applicant's drunken state, other than that
when he
used the words "I'm going to kill you" as he swung the crowbar, he had no
intention to do what he said, it was the drink
talking.
Then followed this exchange:-
" I have a situation here (of) 2 police officers in an
isolated area, one forced
to draw a handgun and use it, and
still that did not deter them. ... you tell me those police
are not entitled to protection
from this court and I'll tell
you they are, Mr Howden.
MR HOWDEN: I'm not telling you that, your Worship. I'm
saying that
my client should go to prison for this. I am
agreeing with you entirely on that point. All I'm saying is
that in setting
the objective penalty which your Worship
must do, there are certain circumstances which I ask your
Worship to take into account."
His Worship accepted Mr Howden's first submission in mitigation that
"the situation got out of hand not solely because of my
client's actions", but
noted:-
" if one goes back to the start, no way is (the appellant)
going to be put in the van. Now
that must have inflamed the
situation to some degree where others were concerned.
MR HOWDEN: To some degree, but certainly
not to justify
somebody going and getting a crowbar from the back of a car
and then punching the policeman to the side of the
head with
a clenched fist. Both things which my client (was) not
involved in, and the situation then became inflamed.
Clearly
it got right out of hand. There was a big group of
people there. And as your Worship correctly says, the
police were forced
to pull a gun out and fire a couple of
shots. - - - (I) say that the situation was not entirely one
that was in my client's
control. It was somewhat out of his
control because other people were playing a part in it as
well."
Mr Howden also submitted
that the appellant should be given credit for
ultimately pleading guilty to the 2 charges. His Worship accepted that. The
appellant
had pleaded not guilty on 21 April and had been granted bail to
appear on 12 June. Mr Howden stated that his client had in fact
been in
custody for some 36 days; it emerged that this was because he had breached the
conditions of his bail of 21 April. His Worship
backdated the sentences to
commence on 8 May, a course permitted by Code s405(2) which gave the appellant
full credit for his time
in custody.
One of the other charges the appellant pleaded to on 12 June, arising
from the later incident of April, was resisting
arrest. His Worship noted
that this charge:-
" shows a similar fact situation. That for some reason this
man has some contempt
for authority. You look at his
record. He's got to learn that if a policeman is wrong in
his action then he has a civil remedy.
If a policeman is
right in his action then he should go - well he should go
with him in any case, and if the policeman's
wrong it can
easily be corrected through the civil courts. It's as
simple as that. And alcohol is his problem, obviously."
Mr Howden agreed that alcohol was the appellant's "main problem", and
referred to "mitigating circumstances" in relation to
the April incident.
Mr Howden then referred to the appellant's "personal circumstances" as
follows:-
" he's a 38 year old
man. ... he's from Mutitjulu, Docker
River. He hasn't found any employment at the moment. He's
a single man. He was in receipt
of unemployment benefits
before he went to prison, of $290 a fortnight. He did have
a job last year collecting rubbish and
wood and he doesn't
have any children to speak of. He certainly has a large
family but no immediate family."
Mr Howden
then summarised his earlier submissions. He submitted that his
Worship should take into account on sentence that the incident of
29
January:-
" was inflamed by other people as well as by my client; also
that nobody was injured; also that my client has
been in
custody since 8 May; and that he has shown some
responsibility by coming to court today and pleading
(guilty) ..."
The sentencing at Yulara
His Worship proceeded to sentence immediately, and made the following ex
tempore remarks:-
"I take
into account what has been put to me. I'm not
impressed. I have 2 police officers in an isolated area. I
accept that the
crowbar came about as a result of the
intervention of another person, but it was your resist(ing)
in the first place which
brought that incident about. This
court has said on many occasions that police officers acting
properly in the execution of
their duty can expect the
protection of the court. And that must be more so in a
situation where you have an isolated area
with a number of
people.
Alcohol in fact aggravated what you did. It is no excuse to
say that you've been drinking. You've
learnt nothing. You
were given a suspended sentence in 1990 of 6 months for an
aggravated assault and it did nothing for you.
I believe I
have a duty to the community. I believe I have, also, an
obligation to show others of a like propensity to you
what will happen in situations like this.
... turning to the assault with the weapon on Sergeant
Harris, you are convicted
and sentenced to 18 months
imprisonment and that is (to) date from 8 May 1992. For the
assault on Constable Page, you are
convicted and sentenced
to 18 months imprisonment concurrent."
His Worship then sentenced the appellant for the offences
he had
committed in April and addressed him as follows:-
"Now you have a total period of imprisonment of 20 months.
And I set
a non-parole period of 9 months. And you
understand me, that this type of behaviour is not to be
tolerated. I believe the
community expects action to be
taken. Those 2 police officers were in fear of their
(lives). And it's not because they're
police officers, it's
because they're ordinary people who were threatened: "I will
kill you" And no doubt you had the present
ability to
effect that purpose if you'd got near enough."
Remarks on sentencing are not to be reviewed on appeal as though they
were a
reserved judgment; see the cautionary words of Muirhead J in Davey [1980] FCA 134; (1980) 2 A
Crim R 254 at 261.
The appellant's submissions
Mr Howden dealt first with the second ground of appeal on p2. He
submitted that the learned
Magistrate, in a mistaken belief that he could
impose a sentence of up to 5 years imprisonment (see p5), had imposed a
sentence of
what would have been a little more than 1/3 of that maximum term,
but was in fact 3/4 of the maximum term of 2 years which the Code
permitted
him to impose. He submitted that his Worship was quite correct in selecting a
proportion of about 1/3 of the maximum sentence
as the appropriate sentence
and, had he been correctly informed that the maximum punishment he could
impose was 2 years imprisonment,
and applied that proportion, this would have
resulted in the imposition of an entirely proper sentence of about 8-9 months
imprisonment.
The submission was, in effect, that his Worship had been
misinformed (p5), and this had led to the imposition of a manifestly excessive
sentence.
I reject this submission. It assumes that when considering the sentence
for this offence, the Magistrate should have
treated the maximum penalty he
could impose, 2 years imprisonment, as reserved for the "worst case" of this
type of offence to come
before him. That is not correct. The sentencing
approach which a Magistrate should take when dealing summarily with an
indictable
offence is set out by Stephenson J in Doyle (1987) 30 A Crim R 1 at
3-4, viz:-
"Because he was dealt with summarily the maximum penalty to
which he was exposed on each charge was imprisonment
with
hard labour for two years.
... The maximum penalty for housebreaking .... is
imprisonment with hard labour for 14 years.
It is my view
that when housebreaking and similar offences are dealt with
by magistrates ... then there may well frequently
be
occasions when they will impose sentences of two years'
imprisonment or slightly less. A magistrate, in deciding
whether
to deal with a housebreaking or similar offence
(summarily) should look at the spectrum of sentences up to
the maximum term
for the particular offence and if he elects
to deal with the case summarily he may impose a penalty
within that range taking
care not to exceed the maximum term
prescribed by s443 namely imprisonment with hard labour for
two years."
That approach
represents the law in this jurisdiction; see Sultan v
Svikart [1989] NTSC 20; (1989) 42 A Crim R 15 at 18, and Maynyard v O'Brien (1991) 57 A Crim
R 1 at 6. The sentencing task for his Worship was to consider the
circumstances of the offence and the offender, assess the sentence
which was
merited bearing in mind that a 'worst case' offence of this type merited 5
years imprisonment, and proceed to impose the
sentence he considered fit,
provided it did not exceed 2 years imprisonment. If he considered that the
proper sentence was more than
2 years imprisonment his proper course was to
decline to deal with the case summarily.
Mr Howden then dealt with the first ground
of appeal (p2). He submitted
that the effective sentence of 18 months imprisonment was well in excess of
the sentencing "tariff"
for an incident of aggravated assault of the present
character. In support of the assumption that he could rely on the "tariff"
to
demonstrate that the sentence was manifestly excessive, he relied on some
observations of mine in Mason v Pryce [1988] NTSC 28; (1988) 53 NTR 1 at 5, viz:-
"When the effective ground of appeal is that the sentences
imposed for common offences were manifestly excessive,
it is
very desirable that meaningful statistics be provided so
that the range of sentences which currently constitute the
[3]
norm for punishment of these offences in Courts of Summary
Jurisdiction may be ascertained. The question of the
sentencing
"tariff" is discussed generally in Clair v Brough
(1985) 37 NTR 11 at 14-16."
35. In Clair v Brough (supra) I said at p14:-
"I bear in mind that the sentences were passed in the
exercise by
the Magistrate of his discretionary sentencing
power. They are presumed to be correct, and should not be
disturbed except
for strong reasons ... It is clear that
where there is a "tariff", that is, a normal range of
sentences for a particular offence,
sentences imposed by
different Magistrates should fall within that range, unless
the circumstances of the offence or of the
offender are
exceptional."
36. The rationale for that approach was the need to avoid any unjustifiable
disparity in sentence.
As Mason J (as he then was) in another context in Lowe
v The Queen [1984] HCA 46; (1984) 54 ALR 193 at 196, said:-
"... inconsistency in punishment, because it is regarded as
a badge of unfairness and unequal treatment under
the law,
is calculated to lead to an erosion of public confidence in
the integrity of the administration of justice. It is
for
this reason that the avoidance and the elimination of
unjustifiable discrepancy in sentencing is a matter of
abiding
importance to the administration of justice and to
the community."
37. I also said in Clair v Brough (supra) at p15:- "... to
put it simply,
like offenders should be treated alike and not be subject to the variations of
personality between their judges."
38. I adhere to this general approach to sentencing for common offences for
which a sentencing "tariff" has been established. Not
all offences fall into
that category. Yardley v Betts (1979) 22 SASR 108 was a case of aggravated
assault, in terms of our Code, in which the Court had the benefit of a table
of sentences imposed for offences
of the type before it. King CJ discussed
fundamental principles of sentencing and continued at p113:-
"How are these principles
to be applied to offences of
assault? Assaults vary very greatly in seriousness. Some
result in injury to the victim and
some do not. Some are
committed under provocation in the heat of the moment and
others are wanton and premeditated attempts
to impose the
offender's will on the victim by force. Some are mere man to
man altercations and others are terrifying and cowardly
examples of mass violence. Many other variations could be
mentioned. The offenders vary from the normally law-abiding
person
who is caught up in a situation of stress which
erupts into violence, to the habitual bully and thug. In
some cases a term
of imprisonment may enhance rather than
diminish the prospects of the offender avoiding crime in the
future. In other cases,
a term of imprisonment may turn a
usefully employed person into a frustrated unemployed
person, may deprive the offender of
the best and most
stabilizing influences in his life by disrupting a good
family situation, and may increase a propensity to
crime by
placing him in the company of criminals. The need for
deterrent punishment will vary according to the
circumstances
of the offence.
A consideration of these factors leads to the conclusion
that cases of assault require individual assessment
and
treatment. In my opinion there can be no presumption one
way or the other as to whether imprisonment is the
appropriate
way of dealing with any particular case. A
judicial policy which were to embody such a presumption in
respect of assaults
generally, or assaults which could be
characterized as "serious", or assaults where "some injury
is caused to the victim",
would not, in my view, be
justified. It is worth pointing out that the degree of
injury suffered by the victim is not in every
case a
satisfactory measure of the gravity of the offence or the
culpability of the offender".
39. Nevertheless, Mr Howden
presented as a useful sentencing guide summaries
of the facts and circumstances of 12 cases of aggravated assault in which
sentences
were imposed between August 1991 and August 1992 in the Alice
Springs, Tennant Creek, Lajamanu and Ali Curung Courts. These details
were
culled from the files of CAALAS. They constituted all the cases in those
files for that period which involved assaults by Aboriginal
men using
dangerous weapons. The circumstances of the offences and the offender varied
considerably. None of the cases involved
assaults on Police; the respondent
was unable to produce any such cases. The penalties imposed ranged from $500
fine through suspended
sentences of 6 weeks, 2 months, 3 months and 6 months
imprisonment, to terms of immediate imprisonment ranging from 2 months to 18
months. Most of the 12 cases involved the infliction of bodily harm. In the
5 cases which involved only a threat (as here) the
penalties ranged from $500
fine to suspended sentences of up to 3 months imprisonment, with one sentence
of immediate imprisonment
of 2 months. Conversely, the only two cases of the
twelve in which the sentences imposed approximated the present sentences,
involved
assaults resulting in injuries to the victims, where the defendant
had provoked and created the incident. In terms of the outcome
to the
victims, those cases were clearly more serious cases than the present one.
40. Mr Howden submitted that in the light of this
range of sentences, as
analysed, the sentences of 18 months imprisonment in the present case were
manifestly excessive. However,
I accept the view of King CJ in Yardley v Betts
(supra) that a "tariff" approach to cases of assault is not open. Indeed, the
very
variety of the sentences imposed in the 12 cases put forward, reinforces
that view. The information supplied is therefore of very
limited utility in
considering whether the sentences imposed are manifestly excessive.
41. Mr Howden informed me that Ms Hopkins
and Mr Walkabout have both been
dealt with by the Court for their part in the incident. They pleaded to
lesser charges than aggravated
assault. Ms Hopkins received suspended
sentences of imprisonment totalling 7 months, while Mr Walkabout received 2
concurrent sentences
of 3 months imprisonment for assaulting the police. Mr
Howden rightly did not seek to make any submission founded on disparity of
sentencing as between the appellant and these two.
The respondent's submissions
42. Mr Roberts, of counsel for the respondent, conceded
that on the cases
which had come before the Courts of Summary Jurisdiction, sentences of 12-18
months imprisonment for aggravated
assault appeared to be restricted to those
where actual serious injury had been inflicted. He confirmed that assaults on
Police officers
were usually prosecuted under s158 of the Police
Administration Act, which carries a maximum punishment of a fine of $1000 or
imprisonment for 6 months, or both. In relation to such charges, he said,
a
sentence of immediate imprisonment was usually imposed only where a weapon had
been used, or an actual injury inflicted on a Police
officer. Mr Roberts also
informed me that his Worship had warned when sentencing in various cases from
April this year that Police
officers located in remote communities would be
protected by the courts. This was presumably a response by the court to an
increased
incidence of assaults upon Police. The present assaults took place
in January, before the Bench had issued these warnings.
Conclusions
43. When imposing punishment on those who commit aggravated assaults on
Police officers carrying out their duty, the courts are
always conscious of
the need for general deterrence. By the nature of their work, which is
carried out in the public interest of
maintaining peace and good order, Police
are always in a vulnerable position. The courts have always seen them as a
particular category
of persons who require the protection of the courts, as
far as it can be given, from physical violence. This aspect is particularly
to the fore, when the officers are in a particularly vulnerable situation,
such as those posted to remote locations. The appropriate
sentence in such
cases will be one of immediate imprisonment, of a fairly long term.
44. The present case is not untypical of situations
with which Police must
cope in the Territory; a number of people in a remote location, clearly the
worse for drink, and 2 police
officers considerably outnumbered by them
seeking to do their duty. The appellant's physical resistance to arrest was
clearly the
spark which inflamed the others. Such a situation can become very
dangerous, as a combination of engendered mass hysteria and drink
leads to a
complete loss of individual restraint and the release of mob fury. The
appellant's later behaviour with the crowbar was
reprehensible and highly
dangerous. It must be strongly condemned and this condemnation is shown by
the imposition of condign punishment.
The appellant's record is such that he
can be given no leniency on that account. Fortunately for him, no Police
officers suffered
any actual bodily harm.
45. If there is an increased incidence of assaults on Police, it will be
necessary to impose heavier sentences;
that has not been sought to be
established before me. Bearing in mind the matters I have mentioned, and the
serious criminal conduct
of the appellant, I consider nevertheless that 18
months imprisonment, currently, is manifestly excessive for what he did in
January.
46. The appeals are upheld. The two sentences of 18 months imprisonment
imposed on 12 June are quashed. In lieu thereof, the appellant
is sentenced
to 14 months imprisonment for the aggravated assault on Wayne Harris and 14
months imprisonment for the aggravated assault
on Christopher Page. Those
sentences are to be served concurrently and to be deemed to have commenced to
be served on 8 May 1992.
47. The other sentence of 2 months imprisonment imposed by the Magistrate on
12 June for resisting arrest on 19 April, will now
be served cumulatively upon
these concurrent sentences of 14 months.
48. It is unnecessary to adjust the non-parole period of 9
months which was
fixed in relation to an effective sentence of 20 months imprisonment; there is
now an effective sentence of 16 months.