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[1999] VSCA 28
Court of Appeal (Vic)
1999-03-26
TADGELL, BATT and CHERNOV, JJ.A.
Original judgment source is linked above.
NEGLIGENCE - Medical negligence - Alleged breach of duty by surgeon to patient during and after surgical procedure necessitating further surgery by another surgeon. EVIDENCE - Failure by plaintiff without explanation to call the other surgeon as a witness - Failure by trial judge to advert to and properly apply principle in Jones v. Dunkel [1959] HCA 8; (1959) 101 C.L.R. 298. New trial ordered.
"... I was getting a small discharge probably once or twice a week and it would last for a couple of days and it would disappear and then it would come back again. ... It would be enough to stain my shirt. It would be noticeable. You'd get maybe a capful or something of discharge. ... It was a clear, yellowish sort of colour with an odour to it. ... It was a pretty bad smell."
Dr Jones noted on examination a clear, creamy discharge from the respondent's umbilicus but found no anatomical abnormality. He looked for foreign bodies and debris, which are said to be common causes of a discharging umbilicus, but found nothing of the kind and could identify no cause of the problem. A swab pathologically examined recorded no growth. The only possible cause that occurred to Dr Jones was that of a patent urachus. He sought a consultation for the respondent with a urologist in order to investigate that possibility but there was a long waiting time of some six weeks which did not suit the respondent and, in the event, Dr Jones arranged for him to see the appellant, which he did on 19 March. The respondent then told the appellant that he had had an intermittently discharging umbilicus for some months, that he had used Betadine on it, that his general health was good and that he had not been in any other way inconvenienced. On examination of the respondent's umbilicus the appellant found, as he swore, no obvious sinus or abnormality and no redness or discharge. He could see neither any discharge nor a cause for a discharge but felt a small palpable defect - a hole - in the linea alba below the umbilicus. Otherwise the examination was normal. It is notable that the respondent in his evidence was unable to say whether, when the appellant first saw him, the umbilicus was discharging. The appellant considered a number of possible causes for the discharge that the respondent described to him, including the possibility of a pilonidal sinus, a sebaceous cyst and a patent urachus, apparently discounting the last - a very rare condition. He was unable by examination to ascribe a relevance to the palpable defect but, having made no other pathological finding, he felt (as he put it) "that maybe the defect represented one of those rarer causes of discharge which we couldn't see." Having regard to the history that the respondent had related, to the findings at examination and to the respondent's expressed wish to achieve a speedy resolution of the then long-standing complaint, the appellant recommended that the umbilicus be surgically explored. He swore in cross-examination - and no contradiction was offered - that the respondent was "very happy with my advice to explore because he was sick of the problem". According to the respondent's evidence the appellant told him that he thought the problem was a small hernia; and he understood that an operation was to be conducted to repair the hernia and explore the umbilicus - "I think a bit of both". Arrangements were made for the appellant to carry out a procedure at St. John of God Hospital, Geelong, on 26 March. As it was, the operation to which the respondent on 22 March gave his written consent was described only as "exploration of umbilicus". On 26 March, at the appellant's invitation, Dr Jones assisted at the operation. The umbilicus was (as the appellant swore) thoroughly examined under anaesthetic and found to be clean and healthy, with no abnormality. An exploratory operation was performed and a small hole in the linea alba was repaired with monofilament nylon sutures. There was no herniation and no sinuses or cysts were found. The skin, which was clean, was closed only lightly with two or three sutures, in accordance with the appellant's normal practice, to allow for drainage. No drain was inserted and no intravenous antibiotic cover was provided, the appellant seeing no need for either. The appellant, inspecting the wound some hours after the operation, was content with what he saw, and the respondent remained in hospital overnight.
"... without any attempt beyond the preparatory washing immediately before the operation to clear the area of infection and underlying cause of infection and the bacteria, wherever it happened to be resident. No attempt was made to kill it, to eradicate it - just wash it - and I believe that indicates a departure from the standard of care which the plaintiff had a right to expect would be exercised on his behalf by a person of the skill and experience of Mr Kidman."
His Honour appears also to have found (although it is not altogether clear) that the appellant should not have performed the March 1993 operation at all; and that the appellant's post-operative supervision was inadequate. The respondent, according to the learned judge, suffered from a -
"... prolongation and exacerbation of symptoms from discharges from the umbilicus due to the failure to take adequate care prior to operating and operating in circumstances where he should not have operated at all and followed that with an inadequate regime of supervision with, as far as I can see, until the second operation, no attempt to deal with the problem other than just simply letting it take care of itself."
That all referred to the first operation in March 1993 and its aftermath.
"The second operation did not do any better than the first and one is left with the inescapable feeling that the knife was too quickly used in the first place and subsequently nature was left to take its course, when it was not left to take its course in the first place. The intervention, as I say, which came second, did not do any good to Mr Corstorphan and it is my view that from start to finish the evidence indicates that the problems which Mr Corstorphan presented to his surgeon for treatment were inadequately treated. Subsequent to the operation, he was inadequately supervised and I find as a fact that those things are so, at least to the point of being more likely than not, and at least to the point that even in the face of the gravity of these findings concerning the exercise of his professional skill by a highly qualified and skilled surgeon, even so I am of the opinion that is more likely than not to have been the case and more likely than not to have been the cause."
(a) performance of an operation "at all" in March 1993; (b) pre-operative preparation in March 1993; (c) failure to apply intravenous antibiotic cover during the March 1993 operation having regard to what the judge called "obvious chronic infection"; (d) regime of supervision of the respondent after the March 1993 operation and after the June 1993 operation -
constituted a failure to take reasonable care and thus gave rise to a liability in negligence.
(a) for the respondent: orally from Mr Arnold Mann (a surgeon called as an expert witness), from the respondent himself and from his wife; and a report in writing prepared by a surgeon, Professor V.H. Cumberland, who died before the trial; and (b) for the appellant: orally from Dr Jones, from the appellant himself and from Mr H.R. Roberton, a surgeon who was called as an expert witness.
"Well, he had what's called omphalitis, in other words, inflammation of the belly button. This is almost invariably due to the accumulation of dead cells in the bottom of the pit which is the umbilicus. ... and they form smelly little residues and these things can of their own accord or because someone tries to scratch them out, cause inflammation in the area. That I think is the condition from which he was suffering and the appropriate treatment for that is to get little pledgets of cotton wool, dip them in water or salt water and clean out the umbilicus. If one wants to be a little bit flasher than that, then get a bit of Betadine from the chemist which is an antiseptic and put the pledget of cotton wool in the antiseptic - a fresh one - and apply a little bit of antiseptic to it. That's what he needed."
When first asked in chief about the operation that was performed in March 1993 Mr Mann said -
"I can't see a single reason for having done any surgery at all. I questioned this man very very closely to see whether he had any symptoms which one could say were a hernia."
Then, having deposed that his questioning of the respondent indicated to his satisfaction that there had been no evidence of a hernia, Mr Mann swore -
"So my conclusion is that there was no operation required. There was no evidence that any operation was required. ... So it's quite easy to detect whether a hernia is present or absent. There's nothing in Mr Kidman's notes, nothing in his letter at the time that says this patient had a hernia. So I don't understand what he was doing."
"I do ['not' has presumably been omitted here] believe that the crucial matters, such as whether or not this man had and presented with a discharging umbilicus at the time he first saw Dr Jones and Mr Kidman, and that that condition was inadequately dealt with prior to operation, are things about which I would be saying I was able albeit with reluctance to draw an inference in favour of the defendant or against the plaintiff because I find that the evidence is quite plainly against the defendant."
It is not easy to be certain of what that sentence intends to convey. It seems, however, to carry with it an implication that the appellant was not to be believed when he swore that the respondent's umbilicus was not discharging when he first saw it in March 1993; and that his Honour disbelieved the evidence of the appellant and that of Dr Jones (to much the same effect) that there was no indication of infection of the umbilicus when the March operation was carried out.
"HIS HONOUR: Help me about this then, Mr Kidman. If that's correct then what did you mean in saying to Dr Buckley in your letter to him of 12 May that his original problem was a 'chronically infected discharging umbilicus with an underlying hernia'?---He had had a chronically intermittent discharging - - - It doesn't say anything about it being intermittent there?---No, it doesn't but we know that it was and when we saw it, it was clean. But you didn't say that to Dr Buckley, did you?---No, I didn't. Indeed, I would read that as being the direct opposite - you saw him with what was an infected discharging umbilicus---No, I didn't, Your Honour. But that's what you told him, isn't it?---No, it's not. I mean, the history has been going on intermittently for 18 months but when I saw him there was no - - - I have deliberately searched that letter for that word 'intermittent' and I can't find it?---No, it's not there but we've heard that it was and I mean, I've left out a word but it was intermittent."
"... where a party without explanation fails to call as a witness a person whom he might reasonably be expected to call, if that person's evidence would be favourable to him, then, although the jury may not treat as evidence what they may as a matter of speculation think that that person would have said if he had been called as a witness, nevertheless it is open to the jury to infer that that person's evidence would not have helped that party's case; if the jury draw that inference, then they may properly take it into account against the party in question for two purposes, namely: (a) in deciding whether to accept any particular evidence, which has in fact been given, either for or against that party, and which relates to a matter with respect to which the person not called as a witness could have spoken; and (b) in deciding whether to draw inferences of fact, which are open to them upon evidence which has been given, again in relation to matters with respect to which the person not called as a witness could have spoken".
"... I find that Mr Millar was present at court at some stage in the course of the hearing of this action and was spoken to by the plaintiff's representation outside the court and was not called. I agree that in those circumstances the law operates so as to permit the inference that in those circumstances the evidence would not have helped the party who did not call him, which in this case was the plaintiff who brought him to court, and the defendant made belated attempts to call him, which brings down no credit on their shoulders; but that is a sideshow [sic]."
The second aspect refers to distinct purposes to which a failure to call evidence may be put in evaluating evidence that has actually been given ( whether for one side or the other) including the drawing of other inferences. The learned judge appears not to have adverted to this second possible aspect - the evaluative aspect - and to have denied himself an opportunity thereby to resolve such doubts, ambiguities and conflicts as were raised by the evidence that was before him. Immediately following the passage from the judge's reasons that I have last quoted, his Honour continued -
"The inference having been drawn that his [scil. Mr Millar's] evidence would not have helped, does not permit me to speculate about what he would have said had he been called, but it does enable me to draw an inference more readily where I might have been hesitating to draw one before considering that failure. That doctrine has never, in my view, operated to provide evidence where none exists. Nor does it operate to compel acceptance of an inference which one is not disposed to accept anyway, whether his evidence would have helped or not."
Then followed the passage from the judge's reasons that I have set out in paragraph 17 above. The judge said no more about the failure of the respondent to call Mr Millar. The evidentiary issues referred to in the last-mentioned passage - apparently regarded by the judge as "crucial matters" - were unquestionably the subject of conflicting or ambiguous or doubtful testimony. His Honour was obliged to resolve the conflict, ambiguity or doubt, so far as he could, by reference to legitimately available processes of reasoning. His Honour's reasons indicate to me that, in apparently rejecting the appellant's evidence on the question whether the respondent did or did not present to him with a discharging an umbilicus, he did so without properly considering the effect of the respondent's failure to call Mr Millar. I am far from saying that the judge was obliged to reach a particular conclusion on that question by reference to the failure to call Mr Millar; but in the circumstances of this case I think his Honour was in error not to have considered that he could be assisted in deciding the question, among other "crucial matters", by reference to the respondent's unexplained failure to call the available witness.
"It is certainly a maxim that all evidence is to be weighed according to the proof which it was in the power of one side to have produced, and the power of the other to have contradicted."
"... involves the treatment of a failure to adduce evidence as a reason for increasing the weight of the proofs of the opposite party or reducing the weight of the proofs of the party in default: O'Donnell v. Reichard. The principle may be invoked for a deficiency in the evidence either of a party bearing the legal onus of proving an issue, or of a party bearing the evidentiary burden only ... . If the failure is of the latter kind, the direct evidence of the party with the onus of proof can be more readily accepted, and inferences in his favour may be more confidently drawn ... . If the failure is of the former kind, a consonant formulation would be that the direct evidence of the party carrying the onus may be more readily rejected, and the inferences for which he contends may be treated with greater reserve. The default 'brings a great slur on his cause': Ward v. Apprice (1704) 6 Mod. Rep. 264; 87 E.R. 1011." [per Holt, C.J.]
See also O'Donnell v. Reichard, at 919 and 920-1, per Gillard, J.
Kidman
Corstorphan [1999] VSCA 28