Grounds 1, 2 and 3
27 It is convenient to commence consideration of Mr Ketjan's originating application by examining the issue he raises referable to grounds 1, 2 and 3, namely whether Mr Ketjan's sentence of 18 months imprisonment, following his 15 February 2011 conviction, could not be taken into account by the Minister in concluding that Mr Ketjan had a substantial criminal record, because he had served it before s 501(3A) commenced. Section 501(7)(c) provides that for the purposes of the character test a person has a substantial criminal record if the person has been sentenced to a term of imprisonment of 12 months or more.
28 First, item 32(1) of Sch 1 to the Amendment Act provided:
32. Application of amendments made by items 3, 4, 7, 8, 9, 17, 18 and 20 to 24
(1) The amendments made by items 3, 4, 7, 8, 9, 17, 18 and 20 to 24 of this Schedule apply to a decision made on or after the commencement of this item to cancel a visa under subsection 501(3A) of the Migration Act 1958, whether the sentence of imprisonment on the basis of which the visa is cancelled was imposed before, on or after the commencement of this item.
(Emphasis added.)
29 Section 501(3A) was introduced by an amendment made by item 8 of Sch 1 to the Amendment Act (to which reference is made in item 32) - it follows that the terms of item 32(1) are relevant to the interpretation of s 501(3A).
30 The question arises as to what is meant by "the sentence of imprisonment on the basis of which the visa is cancelled" within the meaning of item 32(1), by reference to cancellation of a visa under s 501(3A). Insofar as it refers to "the" sentence "on the basis of which the visa is cancelled", the language in item 32(1) is ambiguous. The only specific reference to a "sentence of imprisonment" in s 501(3A) is to the sentence identified in s 501(3A)(b) which the person is serving on a full-time basis in a custodial institution, such as to trigger the mandatory cancellation of the visa. However, section 501(3A)(a)(i) refers to the "substantial criminal record" of the person (s 501(7)(a),(b) and (c)), and s 501(7)(c) refers to a "sentence" of the person "to a term of imprisonment of 12 months or more".
31 Despite the persuasive argument of Mr Boccabella for the applicant, and the somewhat unhappy ambiguity of item 32(1), I am persuaded that the plain language of the item encompasses either or both the sentence of imprisonment which the person is serving full time in a custodial institution (s 501(3A)(b)) and the sentence of imprisonment giving rise to the substantial criminal record (ss 501 (3A)(a)(i) and 501 (7)(c)). Either sentence could properly be described as "the sentence of imprisonment on the basis of which the visa is cancelled" for the purposes of s 501(3A), because both are necessary to trigger the operation of s 501(3A). Further, item 32(1) could legitimately contemplate circumstances where either sentence was imposed before, on or after the commencement of the item - and indeed this is precisely the circumstances of Mr Ketjan in relation to the sentence he was serving at the date of the visa cancellation (which was imposed after the commencement of s 501(3A) on 14 December 2014), and the sentence giving rise to his substantial criminal record (which was imposed, and completed, before the commencement of s 501(3A)).
32 Second, there is nothing in the plain language of s 501(3A) (or in the Amendment Act, which focuses on the date of imposition of sentences) which has the result that a sentence for a criminal conviction imposed prior to the commencement of the section on 14 December 2014, and giving rise to the "substantial criminal record" of the person, would need to be completed after 14 December 2014.
33 Third, other than arguably through the language of item 32(1) and its reference to "the sentence of imprisonment on the basis of which the visa was cancelled" s 501(3A) does not purport to link the requirement that the Minister be satisfied the visa holder failed the character test because he or she has a substantial criminal record (s 501(3A)(a)(i)), and the requirement that the visa holder be serving a sentence of imprisonment on a full-time basis in a custodial institution (s 501(3A)(b)). Materially in this case, the effect of s 501(3A) is that if a visa holder has a substantial criminal record, the requirement that the Minister cancel his or her visa is triggered if the visa holder serves a sentence of imprisonment on a full-time basis in a custodial institution.
34 On balance, I am satisfied that the sentence of imprisonment giving rise to a substantial criminal record for the purposes of s 501(3A)(a)(i) need not arise from the conviction for which the visa holder is sentenced for the purposes of s 501(3A)(b). This is made further clear by the Explanatory Memorandum to the Migration Amendment (Character and General Visa Cancellation) Bill 2014 which relevantly provided:
Item 8 After subsection 501(3)
30. This item inserts new subsections 501(3A) and 501(3B) in Part 9 of the Migration Act.
31. New subsection 501(3A) of the Migration Act provides that the Minister must cancel a visa that has been granted to a person if:
• the Minister is satisfied that the person does not pass the character test because of the operation of:
• paragraph 501(6)(a) (substantial criminal record), because of the operation of paragraphs 501(7)(a), (b) or (c); or
• paragraph 501(6)(e) (sexually based offences against children); and
• the person is serving a sentence of imprisonment, on a full-time basis in a custodial institution, for an offence against a law of the Commonwealth, a State or a Territory.
32. This item ensures that the visa of a non-citizen who is in prison and objectively does not pass the character test because they have a substantial criminal record (as set out in subsection 501(7) of the Migration Act and amended by items 13 to 15 of this Schedule) or because of a sexually based offence involving a child (as set out in new paragraph 501(6)(e) inserted by item 12 of this Schedule) must be cancelled without notice to the visa holder.
33. A person whose visa has been cancelled under subsection 501(3A) of the Migration Act is able to seek revocation of this decision under new section 501CA inserted by item 18 of this Schedule. Merits review of a decision of a delegate not to revoke the decision to cancel the visa is available under new paragraph 500(1)(ba) inserted by item 4 of this Schedule.
34. The intention of this amendment is that a decision to cancel a person's visa is made before the person is released from prison, to ensure that the non-citizen remains in criminal detention or, if released from criminal custody, in immigration detention while revocation is pursued.
…
35 It follows from the Explanatory Memorandum that a visa must be cancelled if the visa holder has a substantial criminal record or conviction for a sexually based offence involving a child, and if the visa holder is serving a custodial sentence. Neither the date the visa holder completed his or her sentence giving rise to a substantial criminal record, nor the date the visa holder completes his or her custodial sentence for the purposes of s 501(3A)(b), is relevant to whether the requirements of s 501(3A) are met. Mr Boccabella raised the spectre of a person serving a sentence of more than 12 months, 30 years in the past, and then after 14 December 2014 whilst imprisoned for an unrelated matter having his or her visa mandatorily cancelled. In my view this is the effect of the legislation. The Minister, of course, is empowered to revoke that decision if the Minister considers there are grounds to do so under the Migration Act.
36 Fourth, Mr Ketjan also relied on observations of the High Court of Australia in Minogue v Victoria [2018] HCA 27, a case involving State provisions relating to prisoner parole. At [47] the High Court said:
47. The consequence of s 74AAA(4) applying is effectively to deny a prisoner an opportunity for parole. In Smith v Corrective Services Commission (NSW) reference was made to the established principle of statutory construction that a penal statute, or one affecting a person's liberty, should be construed strictly. The Court was there dealing with a provision concerning the remission of a period of imprisonment with respect to a prisoner where parole had been revoked. It is unnecessary to decide whether this principle should be viewed as a general rule of construction, as a subsidiary rule of construction, or merely as a matter of context because, however this strict approach to construction is viewed, it reinforces the limited role for the Board with respect to s 74AAA(1). That is so regardless of the fact that the plaintiff has no right, as such, to parole, as previously discussed.
(Footnotes omitted, emphasis added.)
37 Mr Ketjan's case was that Minogue was relevant because (in summary) the mandatory visa cancellation power under s 501(3A) affected a person's liberty similarly to the opportunity for parole considered in Minogue, the legislation governing mandatory visa cancellation must be construed strictly, and therefore the sentence of imprisonment on the basis of which the visa is cancelled could only be the one the visa holder was serving at the date of mandatory cancellation.
38 Mr Boccabella for Mr Ketjan also submitted that it was no function of the courts to fill in gaps in legislation. In particular, I note the statements of the sentencing Magistrate on 1 October 2015 to the effect that Mr Ketjan's sentences were concurrent and, cumulative with the suspended sentence, totalled 13 months. Counsel submitted that accumulation of sentences was only relevant for the purposes of s 501(7)(d), not for the purposes of s 501(3A) (which was specifically activated where a person had a substantial criminal record on the basis of s 501(7)(a), (b) or (c)).
39 In my view the comments of the High Court in Minogue do not assist Mr Ketjan. Whilst there is ambiguity attendant on item 32(1), ultimately there is no ambiguity in the language of s 501(3A), and no gaps, such that there is room for construction of the legislation other than in terms of the plain language of the section. Indeed, while there were submissions from both parties concerning the proper characterisation of Mr Ketjan's sentences following his 1 October 2015 conviction, and whether they should be treated as cumulative such as to exceed 12 months, in my view whether those sentences cumulatively exceeded 12 months was irrelevant. Section 501(3A) plainly contemplates that the Minister must cancel a visa in circumstances where the visa holder has a substantial criminal record (as was the case here, referable to Mr Ketjan's 2011 conviction) and was serving a sentence of custodial imprisonment not referable to any particular length of time (as was the case here, referable to Mr Ketjan's 2015 convictions).
40 Further, and in any event, I am not satisfied that the circumstances of the present case involve a retrospective operation of s 501(3A). This is because it could not be said that the events triggering s 501(3A) were entirely in the past, such that the mandatory cancellation of Mr Ketjan's visa operated retrospectively. While the sentence giving rise to the substantial criminal record of Mr Ketjan did relate to an historical conviction, the legislation contemplates such an event in that s 501(3A)(a) refers to a criminal record. However, the event which triggered the mandatory cancellation, namely Mr Ketjan's 2015 convictions and sentence of imprisonment, clearly post-dated the commencement of s 501(3A). As the Full Court observed in Interhealth Energies Pty Ltd as Trustee of the Interhealth Superannuation Fund v Commissioner of Taxation [2012] FCAFC 185; (2012) 209 FCR 33, adopting the comments of Professors Pearce and Geddes:
59. There is no relevant impact upon existing rights or liabilities. The section merely made provision for the regulation of those matters for the future. In those circumstances, there is not a retrospective operation - see the discussion in Statutory Interpretation Australia by Pearce DC and Geddes RS (7th ed, LexisNexis, 2011) (at [10.3] and [10.4]) where the learned authors say:
[10.3] All legislation impinges on existing rights and obligations. Conduct that could formerly be engaged in will have to be modified to fit in with the new law. (This statement was approved by the High Court: Chang v Laidley Shire Council [2007] HCA 37; (2007) 234 CLR 1 at 33; [2007] HCA 37; 237 ALR 482 at 507.) It cannot therefore be said that in this sense legislation is retrospective because this is true of all legislation. Legislation only operates retrospectively if it provides that rights and obligations are changed with effect prior to the commencement of the legislation. The statement of the law advanced by Dixon J in Maxwell v Murphy (see [10.1]) in referring to 'rights or liabilities which the law had defined by reference to the past events' confirms this view.
...
[10.4] Future operation based on past events
...
60. The Victorian Full Supreme Court put the matter succinctly in Robertson v City of Nunawading [1973] VicRp 81; [1973] VR 819 at 824: '[The] principle is not concerned with the case where the enactment under consideration merely takes account of antecedent facts and circumstances as a basis for what it prescribes for the future, and it does no more than that'.
41 I also note the following comments of Professors Pearce and Geddes in a subsequent edition of their learned treatise:
10.4 It is important when considering the question of retrospectivity to draw a distinction between legislation having a prior effect on past events and legislation basing future action on past events. Jordan CJ contrasted these circumstances in Colman v Shell Co of Australia Ltd (1943) SR (NSW) 27 at 31:
… as regards any matter or transaction, if events have occurred prior to the passing of the Act which have brought into existence particular rights or liabilities in respect of that matter or transaction, it would be giving a retrospective operation to the Act to treat it as intended to alter those rights or liabilities, but it would not be giving it a retrospective operation to treat it as governing the future operation of the matter or transaction as regards the creation of future particular rights or liabilities.
(Pearce DC and Geddes RS, Statutory Interpretation in Australia (8th ed, LexisNexis Butterworths, 2014)
42 These comments are applicable in this case. Mr Ketjan's rights and obligations prior to the commencement of s 501(3A) were not changed. Although his substantial criminal record was a requirement of s 501(3A), it was his sentence of imprisonment after 14 December 2014 which triggered the visa cancellation. The 2011 sentence was treated by s 501(3A) as relevant to the cancellation of his visa after he was subsequently imprisoned in 2015 and s 501(3A) triggered. This did not constitute a retrospective application of s 501(3A), as submitted by Mr Ketjan.
43 It follows that Mr Ketjan's contention that the mandatory visa cancellation regime did not apply to him and that the decision of the delegate to purportedly cancel his visa was not a decision at all, has no merit. Grounds 1, 2 and 3 are not substantiated.
44 The Minister further submits that even if Mr Ketjan were correct, the decision which would be infected by jurisdictional error would be the delegate's mandatory cancellation decision, and it is unclear how jurisdictional error would flow into the Minister's revocation decision. If the mandatory visa cancellation regime did not actually apply to Mr Ketjan, but the Minister had assumed that it did, then it is difficult to conclude otherwise than that the Minister's consideration of whether to revoke the visa cancellation decision was founded on an incorrect premise. However in circumstances where I am satisfied that the regime did apply to Mr Ketjan, it is unnecessary for me to make any conclusive findings in relation to this issue.