Factual Background
3Except as otherwise indicated, I find the facts to be as follows.
4On 14 June 2008 the plaintiff was charged with the offence of driving with a High Range Prescribed Concentration of Alcohol pursuant to s9(4)(a) of the Road Transport (Safety and Traffic Management) Act 1999. The arresting police officers confiscated the plaintiff's licence and he was suspended from driving from that date. The plaintiff was issued with a Court Attendance Notice requiring him to appear at the Penrith Local Court on 9 July 2008. As a result of his loss of licence, it was necessary for the plaintiff to employ a driver which cost him in excess of $26,000.
5The proceedings were adjourned on a number of occasions. On 24 September 2008 the plaintiff entered a plea of not guilty. The proceedings were listed for hearing at the Penrith Local Court on 19 November 2008. On that date, agreed facts were tendered to the Court by the prosecutor. Those agreed facts asserted a reading of .1, which was within the Middle Range Prescribed Concentration of Alcohol.
6On the basis of those agreed facts, the presiding magistrate (the second defendant) was invited to find the plaintiff guilty of the offence of driving with the Middle Range Prescribed Concentration of Alcohol (a mid-range offence) as an alternative to the High Range Prescribed Concentration of Alcohol charged. His Honour found the mid-range offence proved and proceeded to sentence on that offence.
7Having heard submissions, his Honour gave judgment in the matter as follows:
"HIS HONOUR: Well this is a very unusual matter for an offence to be charged before the Court. I have heard of cases like this in the past but I have never had one before me, nor been involved in one and when I take into account all of the material that Mr Blunt has put before me, I think of some significance is the fact that the defendant has already suffered a far more significant extra-curial punishment than is even available to the Court. For this offence, the maximum penalty is $2,200 in fines. There is, of course, a possible gaol sentence of 9 months, and it is a first offence in five years and so that is the penalty. Automatically there is a disqualification of 12 months, and the Court has power to reduce it to 6 months. Mr Davis has not driven for the period commencing on 4 June. His licence is attached to the papers and I accept that he has employed a driver in that time.
In the guideline judgment concerning these matters the guidelines all relate to high-range matters. From recollection there is reference to - there are some references to mid-range driving in the matters, but I take all the material into account that I have referred to, but most especially the fact that the matter comes before the Court as a plea of guilty.
I take into account the lack of danger, or potential danger to the public by virtue of the fact that the defendant was driving and I am persuaded by defence counsel to deal with the matter pursuant to s10A."
8The reference to s10A was a reference to the Crimes (Sentencing Procedure) Act 1999 (the Act). Section 10A provides:
"10A(1)A court that convicts an offender may dispose of the proceedings without imposing any other penalty.
(2) Any such action is taken, for the purposes of the Crimes (Local Courts Appeal and Review) Act 2001 and the Criminal Appeal Act 1912 to be a sentence passed by the court on the conviction of the offender."
9After the passing of sentence, Mr Blunt on behalf of the plaintiff, requested that his licence be returned to him. His Honour gave such a direction.
10Later that same day, of the Court's own motion, his Honour arranged to have the matter come before him again. His Honour said:
"Sergeant I have asked Linda to bring back the papers in relation to the PCA matter that Mr Blunt was in, as I dealt with that under s10A and I'm just concerned that as there is a conviction that - Mr Johnson - because a conviction has been recorded that the Motor Transport authorities might in fact impose their own disqualification. ...."
11Thereafter the sound recording ceased. What then occurred is set out in an affidavit of Mr Blunt, sworn 15 October 2010. The contents of this affidavit have been accepted by the parties as accurate. Mr Blunt set out what occurred:
"10. However upon my attendance, I recall Magistrate Bugden said:
"Mr Blunt, I am concerned with the fact that I have convicted your client and what the effect is that that will have on his licence."
11. I replied, words to the effect:
"Considering the Court has dealt with the matter pursuant to s10A, and that you ordered no penalty be imposed, it was my opinion that this includes that there be no disqualification as disqualification is classified as a penalty."
12. Magistrate Bugden replied:
"I am concerned that the Roads and Traffic Authority will impose a statutory period."
13. Magistrate Bugden further stated:
"Having regard to my order that there be no penalty, I want to make it clear that there be no disqualification."
12The record of the Court in respect of that day is of little assistance, it records merely:
"This charge proceeded and was dealt with as a mid-range offence only. Dealt with under s10A."
13The Roads and Traffic Authority subsequently imposed a period of disqualification of 12 months, pursuant to s188(2)(b) of the Road Transport (General) Act 2005 (RT(G) Act) commencing on 19 November 2008. That section relevantly provided:
"188(2)(b) Where the conviction is for an offence under section 9 (3) or 12 (1) of the Road Transport (Safety and Traffic Management) Act 1999:
(i) the person is automatically disqualified for 12 months from holding a driver licence, or
(ii) if the court that convicts the person thinks fit to order a shorter period (but not shorter than 6 months) or longer period of disqualification-the person is disqualified from holding a driver licence for such period as may be specified in the order,
..."
14On 9 December 2009 the plaintiff filed an application to re-open the sentence proceedings pursuant to s 43 of the Act (the "application proceedings"). Section 43 relevantly provides:
"43(1) This section applies to criminal proceedings (including proceedings on appeal) in which a court has:
(a) imposed a penalty that is contrary to law, or
(b) failed to impose a penalty that is required to be imposed by law,
and so applies whether or not a person has been convicted of an offence in those proceedings.
(2) The court may reopen the proceedings (either on its own initiative or on the application of a party to the proceedings) and, after giving the parties an opportunity to be heard:
(a) may impose a penalty that is in accordance with the law, and
(b) if necessary, may amend any relevant conviction or order.
..."
15On 28 January 2010 the application proceedings were listed before his Honour sitting at the Griffith Local Court. The application before his Honour was headed "Application for Correction of Sentence". The order sought was "that the automatic period be corrected to 12 months". The grounds for the application were stated as:
"The Magistrate ordered that there be no penalty in respect of this offence pursuant to section 10A of the Crimes (Sentencing Procedure) Act . This included no licence disqualification. The Roads and Traffic Authority do not recognise no disqualification."
16The transcript of proceedings before his Honour for that day includes the following:
"MAGISTRATE: Yes, I dealt with a matter at Penrith 12 months ago something like that. It was at Penrith on 19 November 2008, dealt with it pursuant to section 10A but did not impose a disqualification and that was of course 12 months ago. He had already been suspended by the police from the date of the offence which was 14 June and unless I hear something from yourself to the contrary, what I propose to do is to mark the papers in the following way:
"Pursuant to section 43 I reopen the proceedings and impose a disqualification of 12 months to commence on 14 June 2008 and that will go into 13 June 2009."
17The following exchanges took place. Mr Gallagher appeared for the plaintiff on this occasion:
"GALLAGHER: Your Honour for the record my instructions from instructing solicitors would be to seek the minimum disqualification period. I know that it is only a matter of protest.
MAGISTRATE: The application says that the automatic period to be corrected to 12 months.
GALLAGHER: To six months, your Honour.
MAGISTRATE: No 12 months. I've got an application in front of me and that application prepared by Paul Blunt says that the automatic period be corrected to 12 months and that's what I propose to do. That 12 months is of course expired by 6 months now.
...
MAGISTRATE: That was the application in front of me. Do you wish to change the application?
GALLAGHER: Your Honour do you have before you the submissions of Mr Blunt made 28 January 2010?
MAGISTRATE: No I don't.
SERGEANT McGOLDRICK: Nor do I your Honour.
GALLAGHER: If I could tender those.
SERGEANT McGOLDRICK: If I could have a copy because I will seek to be heard on the reduction of the automatic period in light of the objective circumstances of the offence and the record.
MAGISTRATE: Are your instructions to seek 6 months?
SERGEANT McGOLDRICK: They are your Honour.
MAGISTRATE: Oh, I see. Well when he lodged the application he put 12 months down.
GALLAGHER: That is the automatic period your Honour and I assume only that the submissions would then need to have that automatic period reduced to 6 months.
MAGISTRATE: There was nothing on the application that was lodged that's why here it said 12 months.
GALLAGHER: Your Honour I don't have a copy of the application.
MAGISTRATE: Here it is, you can have a look, it's up the top.
GALLAGHER: Your Honour my submission on that would be that that is the correct automatic period for your Honour to impose, however, the application itself is here to consider reduction to 6 months.
SERGEANT McGOLDRICK: I'll just read this document your Honour.
MAGISTRATE: Yes, I'm reading at the same time. Reading ...
MAGISTRATE: Look I've read that document. I don't propose to change the order that I've made. I make it the 12 months and that expires on 13 June 2009. In fact the document you handed up refers to a transcript attached. There is no transcript attached.
GALLAGHER: Your Honour I do have the transcript if you wish to read it. I understand this is a purely procedural matter.
MAGISTRATE: Yes I've made the order that I'm making. I hand down the papers."
18Although the transcript does not indicate that a break in the proceedings took place, it is clear that the matter concluded before his Honour at that point in time.
19Later the same day, the matter came back before his Honour and the following exchange took place before his Honour and Mr Gallagher:
"MAGISTRATE: Now Mr Gallagher you've come back.
GALLAGHER: Unfortunately your Honour. If I could your Honour I would like to re-mention the matter of Kane Davis. I've received some instructions from my principal relevant to these proceedings. I understand the order that was made. I would ask the Court's indulgence in a reconsideration of that. The submissions made to your Honour on my principal's behalf.
MAGISTRATE: Yes.
GALLAGHER: They did not include the transcript of proceedings.
MAGISTRATE: No.
GALLAGHER: Now your Honour I would ask that.
MAGISTRATE: What are you asking? You want 6 months rather than 12?
GALLAGHER: The relevance being your Honour, which I myself only found out just recently was that he was picked up by the RTA and he was issued with a Drive While Disqualified charge between the 6 and 12 months period of what would have been between the 6 and 12 month period had he been disqualified by this Court. There's two ways to rectify it of course.
MAGISTRATE: Well section 43 a second time today.
GALLAGHER: Yes your Honour there is obviously the bringing forward a defence whether that be down the lines of ... . My instructions are to act at that line. Pursuit can't be taken or alternatively if the disqualification is reduced that would not need to happen. Now I'm not asking the Court to make that decision based on this submission however I'm asking the Court to make that decision based on the transcript that wasn't here on the last occasion.
MAGISTRATE: I'll read the transcript over lunch. How many pages is it?
GALLAGHER: Five or six I think your Honour.
..."
20Having read the transcript, when his Honour came back he said:
"MAGISTRATE: Well I'm minded to without hearing from Mr Gallagher. I've read the transcript and that did change things from this morning when you handed me the certificate and so I again pursuant to s43 I re-open the proceedings and impose a disqualification of 6 months. That 6 months is to start on 14 June 2008. That'll go to 13 December 2008. I hand down the papers."
21The prosecution did not object to the re-opening of the proceedings, nor did the prosecution oppose the period of disqualification proposed by his Honour.
22By letter dated 17 March 2010 Messrs Hunt and Hunt, solicitors, on behalf of the Roads and Traffic Authority wrote to the Registrar of the Griffith Local Court. In that letter they sought to have the matter re-listed before his Honour on the basis that his Honour had erred in purporting to apply s43 of the Act when he made the orders of 28 January 2010. The plaintiff opposed the matter being re-listed.
23His Honour acceded to the request of the Roads and Traffic Authority and the matter came before him on 13 May 2010 in the Local Court at Griffith. Having heard submissions his Honour stood the matter over to Deniliquin on 24 June 2010 for the purpose of handing down judgment.
24On 24 June 2010 his Honour handed down his judgment. In doing so he purported to apply s43 of the Act. His Honour concluded that he had not had power to re-open the matter pursuant to s43 on 28 January 2010 and consequently had no power to make the orders which he made on that date. His Honour then, in effect, reinstated the order which he had originally made on 19 November 2008, i.e. that a conviction of driving with the Middle Range Prescribed Concentration of Alcohol be recorded against the plaintiff pursuant to s10A of the Act.