grounds of appeal
58 In an amended notice of appeal, the appellant claimed:
(1) His Honour erred in holding that on a proper reading of its reasons for decision the Tribunal had found that the visitors to the appellant's father's house were not motivated by a Convention reason.
(2) His Honour should have held that the Tribunal had not made any finding as to the motivation of the visitors to the appellant's father's house and therefore had not addressed a material claim advanced by the appellant.
(3) His Honour should have held that by reason of the failure to make findings as to the motivation of the visitors to the appellant's father's house the decision involved an error of law being an error in the interpretation or application of the applicable law.
59 As will be seen from this, the appellant's case focussed solely on the Tribunal's treatment of the article in Le Phare. In amplifying his grounds, counsel for the appellant submitted that the Tribunal had failed to apply the law as stated in Minister for Immigration and Ethnic Affairs v Guo (1997) 191 CLR 559 ("Guo") and in Minister for Immigration and Multicultural Affairs v Rajalingam (1999) 93 FCR 220 ("Rajalingam"). This was because it had not turned its mind to the degree of probability that the events reported in the article were motivated by a Convention reason. That is, according to the appellant, the Tribunal failed to apply the "What if I am wrong?" test as propounded in Guo and Rajalingam. In the alternative, the appellant submitted that the Tribunal erred by improperly imposing an onus on him to establish his case and, in particular, that the reported events were motivated by a Convention reason.
did the tribunal fail to consider mr kalala's case as guo required?
60 As already noted, before the Tribunal, the appellant relied on the article and the events reported in it as a separate basis for his claim that he had a well-founded fear of persecution for political opinion. The factors in the article said to be supportive of his case were (1) the military dress of some of the assailants; (2) the assailants' language was that of Kabila's forces; (3) the appellant was referred to as "a dangerous enemy"; and (4) Goma, a stronghold of Kabila's forces, was mentioned. Indeed, one might, perhaps, infer from the article that members of Kabila's forces were in pursuit of Mr Kalala in order to punish him for something that had occurred (or which they had learned) in Goma. The appellant's counsel submitted that the possibility of such an inference, considered in light of the country information, was sufficient to require the Tribunal to apply the "What if I am wrong?" test in determining whether Mr Kalala had a well-founded fear of persecution based on the article alone.
61 Plainly enough, as the primary judge held, the Tribunal was not affirmatively satisfied that the persons reported to have been seeking the appellant were motivated by a Convention reason. The appellant did not challenge this finding. The appellant submitted, instead, that his Honour erred in finding that the Tribunal had "positively excluded a Convention based reason". The appellant's case depended heavily on the language used by the Tribunal in dealing with the article in Le Phare. What the Tribunal said was as follows:
The Tribunal accepts and finds that this is an actual article ie that the article appeared in the 'Le Phare' newspaper of that date. The article appeared after the Applicant had been detained in Australia on 18 February 1998. The timing of the article leads the Tribunal to suspect that the article is not a genuine report of an event ie that the Applicant's father may have reported a false incident in an attempt to assist his son. However, there is no easy way to investigate this as a journalist from a recognised and independent newspaper would not reveal his source. The Tribunal therefore proceeds to consider the events described in the article.
The Tribunal finds that there is nothing in the article on which the Tribunal could base any factual findings material to a current Convention claim.
There was the possibility, at the time of publication, that someone who identified the Applicant may have contacted the authorities about him (thereby possibly exposing him to harm), if they made an assumption that the attackers were connected to the Government and acting in some official capacity, but the Tribunal finds that there is not a real chance of this happening in the foreseeable future if the Applicant returned, given the more than two years that have passed since the publication date. That is, the Tribunal finds that the article itself could not found a separate claim, independent of the Tingi Tingi claim. Similarly, the Tribunal finds that there is not a real chance of the authorities having retained the article or details of it now, more than two years later, and acting on it in the foreseeable future if the Applicant returns.
The Tribunal also finds that there is nothing in the article to link it with the Applicant's claim to have been in Tingi Tingi or indeed with any other Convention reason (noting of course that the Applicant has only ever based his claims on the Tingi Tingi incident).
The Tribunal finds that the article does not refer to events at the Tingi Tingi camp or to the camp itself. The Tribunal finds that the article does not identify the persons alleged to have attacked the Applicant's father, nor, as importantly, whether their motivation for seeking the Applicant was for a Convention reason. The article does not mention motivation other than to refer to the Applicant as 'a dangerous enemy'. It may mean a personal enemy of the attackers or of someone else or some other entity, but the Tribunal finds that there is insufficient material available to the Tribunal for it to decide this.
The Tribunal finds that the article does not identify the alleged assailants as 'Kabila's agents', nor are there sufficient facts available to draw that inference.
The Tribunal finds that there is no evidence before it to enable it to make any findings of fact about the following words alleged to have been uttered;
'We are hot on his trail since Goma now we have come to learn that all this time you have been hiding him.'
The Tribunal notes that the Applicant has not claimed to have hidden at his father's house and indeed the words in bold cannot be accurate as the Applicant had been in detention in Australia since 18 February 1998. How could someone inform these people that the Applicant had been hiding there, if he never had been. The Applicant also never claimed that he had been at Goma after 6 May 1997.
The article is problematic because of its timing and its contents which do not fit the Applicant's claims. Some group of people may have been after the Applicant for an unknown reason, it is not appropriate for the Tribunal to guess and the Tribunal finds that the article is not supportive of the Applicant's claim to have a well-founded fear of persecution for a Convention reason.
(Underlining added; bold type original)
62 Relying specifically on the words underlined, the appellant's counsel submitted that, although the Tribunal found that it was not satisfied that the motivation of the reported assailants was for a Convention reason, it did not positively exclude that motivation. Referring to the remarks of Gleeson CJ and McHugh J in Abebe v The Commonwealth of Australia (1999) 197 CLR 510 ("Abebe") at [82] and [83], the appellant contended that, in the circumstances of the case, "[the Tribunal's] task remained incomplete" since it was bound to consider the degree of probability that the reported events had occurred for a Convention related reason.
63 In Abebe at [83], Gleeson CJ and McHugh J observed that:
[E]ven if the Tribunal is not affirmatively satisfied that the events deposed to by an applicant have occurred, the degree of probability of their occurrence or non-occurrence is a relevant matter in determining whether an applicant has a well-founded fear of persecution.
This was, as their Honours acknowledged, simply to reiterate that part of the joint judgment in Guo at 576 which stated:
In determining whether there is a real chance that an event will occur or will occur for a particular reason, the degree of probability that similar events have or have not occurred or have or have not occurred for particular reasons in the past is relevant in determining the chance that the event or the reason will occur in the future.
64 The Tribunal's reasons showed, so the appellant said, that the Tribunal was unable to determine, with sufficient conviction, that the motivation for the events reported in Le Phare was not for a Convention reason. The Tribunal, therefore, was required to take into account the possibility that the alleged events might have occurred for a Convention reason.
65 As the decisions of the High Court in Guo and of the Full Court of this Court in Rajalingam make clear, the Tribunal is not obliged to state expressly "its degree of conviction or confidence" in its findings: see Rajalingam at [64] per Sackville J and [140] per Kenny J. As Sackville J (with whom North J agreed) said in Rajalingam at [64]-[67]:
In Guo itself, the findings were not expressed this way, yet the joint judgment considered it was enough that the [Tribunal] appeared to have no doubt that the probability of error was insignificant. …
…
In general, however, the question of whether the [Tribunal] should have considered the possibility that its findings of fact might not have been correct is to be determined by reference to the [Tribunal's] own reasons. If a fair reading of the reasons as a whole shows that the [Tribunal] itself had 'no real doubt' (to use the language in Guo) that claimed events had not occurred, there is no warrant for holding that it should have considered the possibility that its findings were wrong. Reasonable speculation as to whether the applicant had a well-founded fear of persecution does not require a possibility inconsistent with the [Tribunal's] own findings to be pursued. A 'fair reading' of the reasons incorporates the principle that the [Tribunal's] reasons should receive a 'beneficial construction' and should not be 'construed minutely and finely with an eye keenly attuned to the perception of error': Wu Shan Liang, at 271-272, quoting Collector of Customs v Pozzolanic Enterprises Pty Ltd (1993) 43 FCR 280 (FC), at 287. Only if a fair reading of the reasons allows the conclusion that the [Tribunal] had a real doubt that its findings on material questions of fact were correct, might error be revealed by the [Tribunal's] failure to take account of the possibility that the alleged events might have occurred (or the possibility that an event said not to have occurred did not in fact occur). If the fair reading allows of such a conclusion, the failure to consider the possibilities might demonstrate that the [Tribunal] had not undertaken the required speculation about the chances of future persecution.
66 Also in Rajalingam, I said at [140]:
There is, however, nothing in the judgments of the majority in Guo or Wu Shan Liang to require the [Tribunal] to address the specific question 'What if I am wrong?' after it has made findings of fact and in the course of determining whether it is satisfied that the applicant has a well-founded fear of persecution. Indeed, I doubt that Kirby J intended to be understood as requiring that: see Wu Shan Liang at 293. In deciding whether it has a relevant satisfaction for grant of a protection visa, the Tribunal is required to bear in mind the totality of the case. That, as we have seen, includes any relevant uncertainty that it entertains as to whether claimed events in the applicant's past may ground a fear of persecution for a Convention reason. In that respect, the Tribunal is required to do no more than to satisfy itself in accordance with commonsense and the ordinary experience of mankind.
See also Khan v Minister for Immigration and Multicultural Affairs [2000] FCA 1478 at [31] and S v Minister for Immigration and Multicultural Affairs (2000) 175 ALR 575.
67 As in any case that comes before the Tribunal, the Tribunal was required to consider the totality of the material before it in determining whether it was satisfied that the applicant had a well-founded fear of being persecuted for a Convention reason. In this regard, the Tribunal was required to take into account any relevant uncertainty it might have as to whether the events relied on by the applicant grounded a fear of persecution for a Convention reason. In Mr Kalala's case, the Tribunal's findings show that it had no real doubt in rejecting his central claims that he had a well-founded fear of persecution for a Convention reason based on events at Tingi Tingi camp or at a camp that he thought was Tingi Tingi camp.
68 Moreover, the Tribunal expressed no real doubt about its finding that the article in Le Phare and its contents neither supported Mr Kalala's central claims nor any other Convention-based claim. The Tribunal was not satisfied that unnamed persons were searching for Mr Kalala in order to injure him for a Convention reason. Despite some looseness in its language, it was not in any real doubt , so it seems to me, about this last-mentioned matter. This is evident from the Tribunal's specific findings about the article. They were as follows.
(1) The article could not found a separate claim, independent of the Tingi Tingi claim, by reason of its publication (i.e., although at the time of its publication someone may have contacted the authorities about Mr Kalala, that risk had faded away with the passage of time).
(4) The article contained "nothing to link it with [Mr Kalala's] claim to have been in Tingi Tingi or indeed with any other Convention reason".
(5) The article did not refer to the events at Tingi Tingi camp or to the camp itself.
(4) The article neither identified the relevant assailants as "Kabila's agents", nor stated whether they were seeking Mr Kalala for a Convention reason.
(5) Although the article referred to Mr Kalala as "a dangerous enemy", it did not indicate what was intended by this expression.
(6) The article was not supportive of Mr Kalala's claim to have a well-founded fear of persecution for a Convention reason.
69 The Tribunal also found that it had insufficient information to determine what was intended by the words "a dangerous enemy" or "We are hot on his trail since Goma and now we have come to learn that all this time you have been hiding him". It found too that there was insufficient material to enable it to draw an inference as to the identity of the assailants.
70 The doubt that the Tribunal actually expressed was whether the events described in the article in Le Phare had occurred at all. Noting that this doubt could not be resolved one way or the other, it considered the significance of the article and the events it related on the basis that the article was an accurate report of something that had happened. In this way, the Tribunal dealt with its uncertainties about material events. As already noted, Guo and Rajalingam commended this approach in the event that a doubt of this nature arose: see Guo at 576 and Rajalingam at [67] and [140].
71 As the above analysis shows, after discounting the possibility that the mere publication of the article might have provided an independent basis for the fear claimed by Mr Kalala, the Tribunal turned its mind to its contents. As appears from its specific findings, the Tribunal held, in substance, that the contents not only failed to substantiate the Tingi Tingi claim but also the existence of any well-founded fear of persecution for a Convention reason on any other basis. It is true that the Tribunal said, in relation to the latter possibility:
Some group of people may have been after the Applicant for an unknown reason, it is not appropriate for the Tribunal to guess … .
As the primary judge observed, all that the Tribunal meant by this was that it had insufficient information to make more definitive findings.
72 Gummow and Hayne JJ remarked in Abebe at [187]:
The proceedings before the tribunal are inquisitorial and the Tribunal is not in the position of a contradictor. It is for the applicant to advance whatever evidence or argument [he] wishes to advance in support of [his] contention that [he] has a well-founded fear of persecution for a Convention reason. The tribunal must then decide whether that claim is made out.
Mr Kalala had not offered any reason for his persecution other than the events at Tingi Tingi camp or a camp called Tingi Tingi. If that reason were rejected, then it did not follow that his claim for protection would inevitably fail. The Tribunal would need to consider whether the material supported any other basis on which it could be satisfied that his fear was well-founded. For the reasons already given, it seems to me that the Tribunal did just this. The Tribunal was not required to speculate about a possibility that it did not consider was open on the material (not being the subject of any claim by Mr Kalala): cf Satheeskumar v Minister for Immigration and Multicultural Affairs [1999] FCA 1285 at [15]-[16].
73 Accordingly, I reject the appellant's submission that the Tribunal failed to apply the law as set out in Guo and Rajalingam and, in particular, failed to address the "What if I am wrong?" test. The primary judge did not err in finding that, reading the Tribunal's reasons as a whole, the Tribunal had effectively excluded the possibility that the events recounted in Le Phare were motivated by a Convention reason. In this regard, his Honour construed the Tribunal's reasons as the authorities required: see Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259. As the appellant conceded "[i]t was not necessary in order to disprove a Convention reason, that the Tribunal establish as a positive fact what the reason was".
did the tribunal treat the appellant as carrying an onus of proof?
74 In a proceeding before the Tribunal, the applicant carries no onus of proof: see, e.g., Abebe at [83]. Counsel for the applicant submitted, however, that, in this case, the Tribunal had erred by imposing just such an onus upon Mr Kalala in making out his case. Counsel relied upon the following passage appearing in the Tribunal's reasons as indicative of error:
The mere fact that a person claims fear of persecution for a particular reason does not establish either the genuineness of the asserted fear or that it is 'well-founded' or that it is for the reason claimed. It remains for the applicant to satisfy the Tribunal that all of the statutory elements are made out: MIEA v Guo & Anor (1997) 144 ALR 567 at 596. Although the concept of onus of proof is not appropriate to administrative inquiries and decision-making (Yao-Jing Li v MIMA (1997) 74 FCR 275 at 288), the relevant facts of the individual case will have to be supplied by the applicant himself or herself, in as much detail as is necessary to enable the examiner to establish the relevant facts. A decision-maker is not required to make the applicant's case for him or her: Prasad v MIEA (1985) 6 FCR 155 at 169-70; Luu & Anor v Renevier (1989) 91 ALR 39 at 45. Nor is the Tribunal required to accept uncritically any and all the allegations made by an applicant: Randhawa v MIEA (1994) 52 FCR 437 at 451.
The appellant's counsel submitted that the Tribunal had taken certain observations of Kirby J in Guo out of context and had "overstate[d] what his Honour was intending".
75 In Guo, Kirby J said at 596:
[T]he mere fact that a person claims fear of persecution for reasons of political opinion does not establish either the genuineness of the asserted fear or that it is 'well founded' or that it is for reasons of political opinion. It remains for a Minister in the first place to be 'satisfied' … and, where that decision is adverse and a review is sought, for the applicant to persuade the reviewing decision-maker that all of the statutory elements are made out.
When the relevant passage in Kirby J's judgment is examined and compared with the Tribunal's synopsis, there is no error shown in the Tribunal's statement of the law. Indeed, his Honour's observations on this point do not differ greatly from the more recent remarks of Gummow and Hayne JJ in Abebe, especially at [187] (set out above).
76 Although carrying no onus of proof, Mr Kalala placed a great deal of material before the Tribunal with a view to satisfying it that he had a well-founded fear of persecution for a Convention reason. This was in accordance with the procedure contemplated by the Act. The Tribunal considered that material in order to decide whether it was satisfied that that he was a person to whom Australia has protection obligations under the Refugees Convention, as it was required to do. Its reasons do not establish that it decided this question on the basis that Mr Kalala carried the onus of proof.
conclusions
77 The grounds of appeal are not made out. The primary judge held that the Tribunal had properly addressed the issue of whether the events described in the article gave rise to a well-founded fear of persecution for a Convention reason, whether based on the Tingi Tingi camp claim or otherwise. His Honour also held that the Tribunal had made a specific finding that the article in Le Phare and its contents were not such as to give rise to a well-founded fear of persecution for a Convention reason.
78 Gummow and Hayne JJ noted in Abebe at [190]:
Inquiring whether a person has a well-founded fear of persecution is attended by very great difficulties.
This case graphically illustrates the truth of this observation. For the reasons stated, however, there is, in my opinion, no error shown in the decision under appeal. I would dismiss the appeal.
I certify that the preceding forty-seven (47) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Kenny.