Consideration
25 On 3 June 2020, the applicant completed a personal circumstances form for the purpose of advancing his request for the cancellation of his visa to be revoked. The form was provided to the delegate and was also before the Tribunal. Under the heading "Impediments to return" question 12 of the form asked the applicant whether he had any diagnosed medical or psychological conditions. The applicant responded "yes" and requested that regard be had to the submission to the delegate dated 5 May 2020 (particularly at [71]-[81]), the attachments to the submission, and the observations of clinical psychologists Mr Watson-Munro and Mr Bernard Healy.
26 The applicant was then asked to provide details about any treatment that he was undertaking which he would like "the decision-maker to take into account". The applicant responded that he "suffers from depression and sleep disturbance but does not receive medication or ongoing treatment for this in prison".
27 Question 13 of the personal circumstances form asked the applicant under the heading "Return to your country of citizenship" whether he had any concerns or fears about what would happen to him if he were to return to Vietnam. The applicant again asked that the submission dated 5 May 2020 be considered, and said that his "concerns relate primarily to not being abel [sic] to see his children again and the significant emotional and financial difficulties he would face in Vietnam" (emphasis added). In response to question 14, which asked the applicant to provide any other information he would like the decision-maker to consider, the applicant again referred to the submission of 5 May 2020 as a whole.
28 I accept the contention of the applicant that, although these questions may have been drafted with the requirements of paras 14.1 and 14.5 of Direction 79 in mind, there was no express indication to that effect on the face of the document.
29 The submission dated 5 May 2020, referred to above (the May submission), was put to the delegate in support of the applicant's request that the cancellation decision be revoked. At [71]-[81], the applicant made a submission to the delegate under the heading "Extent of impediments if removed". The first part of that submission at [71]-[74] was in the following terms:
71. The significant psychological impediments that [the applicant] will face if removed to Vietnam also weigh heavily in favour of revocation. As Mr Watson-Munro notes at page 5 of his report:
It is apparent from his earlier history in Vietnam that he was already highly vulnerable in terms of symptoms of depression, anxiety, low self-esteem and insecurity. In this regard, he described considerable domestic violence within his home as a child and adolescent. This correlated well with his statement dated 3 May 2019, particularly from paragraphs 5 onwards.
72. Mr Watson-Munro conducted psychometric assessment, which confirmed that [the applicant] is experiencing a moderate and recurring Depressive Disorder (296.32) according to DSM-5 criteria and acknowledged suicidal ideation, noting at page 7 that:
This clearly speaks to the intensity of his depression in the present and his sense of despair regarding the future. In passing, this will be significantly aggravated if he is deported, particularly in the context of his concerns for his children.
73. Mr Watson-Munro concludes at page 12 of this report that:
[The applicant] will be significantly destabilised if he is required to return to Vietnam. I say this advisedly on the basis of him losing contact with his children and the strong likelihood that he would not be able to see them again. As noted, this dynamic fed into his earlier childhood experiences of familial discord and violence. Arising from this, [the applicant] will inevitably experience a sense of profound loss and failure should he be deported. In this context, there will be a significant recrudescence and escalation in his overall symptomatology.
74. Mr Watson-Munro's comments are consistent with the "real concern" expressed by Clinical Psychologist Bernard Healy in respect of [the applicant's] depression and emotional lability following his conviction, and suggest that his experience of removal from Australia is likely to be highly traumatic for him.
30 The applicant contended that these paragraphs could not be read in any manner other than advancing the propositions that the applicant currently suffers psychological conditions and that those conditions will be aggravated if he is deported. I accept that characterisation. Read as a whole and putting to one side contextual considerations to which I will return, the representation here made is that, in circumstances where the applicant is psychologically ill including because of a depressive disorder, removal from Australia is likely to be highly traumatic for him particularly because removal will involve separation from his daughters. These are the "significant psychological impediments" that are asserted to "weigh heavily in favour of revocation". The textual content of paras [71] to [74] read without reference to the heading and the remainder of this section of the submission is unambiguous. A 'psychological impediment' is clearly raised as a reason in favour of revocation.
31 However, whether any ambiguity is raised must be answered not merely by reference to the text of the paras [71]-[74] but also by reference to context. Context is provided by the remainder of the section amongst other considerations. Paragraphs [75]-[81] stated (emphasis added and citations omitted):
[75] It should also be borne in mind that cancellation will likely result in severe financial hardship for [the applicant]. He is currently 44 years old, and unlikely to be released from prison until he is almost 46. The Pension & Development Network notes that:
Currently the state pension scheme in Vietnam, which is called 'social insurance', is administered solely by the Government's Social Insurance Agency (SIA). This is a scheme that is compulsory in the state sector and compulsory in the non-state sector with the exception of small businesses that commonly choose to ignore this requirement. It is a standard pension scheme whereby a small fixed percentage of the worker's salary is paid to the SIA on a monthly basis. Upon reaching retirement age the worker is able to receive the money that they have contributed in either a lump sum, or if they have contributed for over 20 years then they can choose to receive a pension for life.
[76] It is highly unlikely, given his age, that [the applicant] will be able to contribute to a pension fund for 20 years prior to retirement, meaning that any social benefits he receives in old age are likely to be limited by his level of contributions. Those contributions will in turn be limited by his capacity to find paid work after a 25-year absence from Vietnam, and his return in the aftermath of a global economic downturn caused by the COVID-19 epidemic.
[77] This is particularly concerning in light of Mr Healy's observation at page 7 of his 5 July 2014 report regarding [the applicant's] possible cognitive deficit:
Specific testing revealed an estimated IQ in the borderline to below average range, where 82% - 95% of people his age would do better. Powers for delayed recall were reduced and one could not discount the presence of higher-level cerebral impairment, possibly congenital in origin, but perhaps due in part to injuries sustained in a road accident in 1994.
[78] Moreover, the Pension & Development Network goes on to note that:
The vast majority of older people in Vietnam are cared for by their families, whether they receive a pension or not. The state pensions are insufficient to live from and so the additional support of the family is required. Older people without pensions that are extremely poor can get assistance under other government programs, though these programs are not well resourced.
[79] [The applicant's] unhappy family life growing up is described consistently in his own statement and the reports of two psychologists, suggesting that family support upon his immediate return is likely to be problematic at best.
[80] His children will clearly remain in Australia, and he will return to Vietnam as a single man with evident difficulties relating to other people (see, for example, page 6 of Mr Healy's 5 July 2014 report).
[81] The prospect of family support in his old age therefore appears to be remote, and his circumstances - compared to those of the general population - will most likely be characterised by serious financial, as well as emotional, hardship into old age.
32 It is clear that these paragraphs are addressing an asserted financial hardship upon the applicant of relocation to Vietnam as a reason for revocation. Two matters are raised in support. The second is a lack of familial support in Vietnam. The first is that on his retirement from the workforce in Vietnam, the applicant will not access an aged-pension which will sustain his basic needs. That is said to be likely for a number of reasons including because the rate paid for an aged-pension will be based upon the number of years of contributions made by the applicant to the relevant pension fund. In that respect, the applicant's remaining working life, his capacity to work and his capacity to find work was relied upon and said to be limited. There is a reference made to the applicant's health in the context of his capacity to work. However, reliance is only placed on the applicant's "possible cognitive deficit". Notably, the applicant's depressive disorder (dealt with at [71]-[74]) is not referred to or relied upon.
33 The content of [75]-[81] when compared with that of [71]-[74] readily conveys an understanding that, although each part is addressing what may broadly be characterised as an asserted impediment to the applicant's removal from Australia, each is addressing a different impediment. Paragraphs [75]-[81] are addressing psychological harm arising from the applicant's removal from Australia and his consequent separation from his daughters. Paragraphs [75]-[81] are addressing the difficulties which the applicant will likely experience upon his relocation and residence in Vietnam.
34 That a separate subject is addressed by each part of this section of the submission is underscored by the opening line of [75] which states that "[i]t should also be borne in mind that cancellation will likely result in severe financial hardship" (emphasis added). The use of the adverb 'also' is redolent of this section of the submission dealing with two subject matters rather than one. It readily conveys to the reader the author's intent to move from one subject to a new and additional subject. The same may be seen at [81] of the submission where the section on impediments concludes that the applicant's circumstances will most likely be "characterised by serious financial, as well as emotional, hardship into old age" (emphasis added). That conjunctive language, which serves to identify reliance upon two categories of hardship, is also used in a list of reasons for revocation provided by way of summary at [15] of the May submission. In an obvious reference to that part of the submission which later appears under the heading "Extent of impediments of removed", the submission said (emphasis added):
The significant hardship that he would face if removed to Vietnam, in particular arising from his permanent separation from his children and likely financial circumstances.
35 I accept, however, that some ambiguity arises because of the heading used to introduce the section of the submission in question. The words "Extent of impediments if removed" are general and when used as a heading do not of themselves suggest that what follows will be specific to a particular category of impediment such as a financial impediment of the kind dealt with by para 14.5 of the Direction. However, to the trained eye, namely, a person such as a delegate of the Minister or a member of the Tribunal familiar with Direction 79, the words are recognisable as those in the heading to para 14.5 of that Direction. Furthermore, such a person would likely observe from other headings used by the May submission that the submission has been framed by reference to Part C of Direction 79. That is underscored by express references made at [14] of the May submission to Direction 79 and the Direction's function of setting out considerations that the decision-maker must have regard to. It is further emphasised by the guidance given by the May submission at [16] that "[e]ach of the relevant primary and other considerations [in Direction 79] are, if relevant, dealt with in the order that they appear in the Direction".
36 For those reasons, a person familiar with Direction 79 would objectively understand that the heading "Extent of impediments if removed" is heralding a section intended to address the content of para 14.5 of Direction 79. However, once a reader familiar with para 14.5 reads the text under the heading, it will likely be apparent to the reader that the content of the section travels beyond the impediment which circumscribes the scope of para 14.5.
37 There are then two possibilities available for resolving the inconsistency between heading and content. First, it might be thought that the author intended to raise the psychological impediment as a reason for revocation but has used an inappropriate heading. Second, it might be thought that the psychological impediment was raised merely in support of the financial impediment dealt with directly in paragraphs [75] to [81]. Either approach would resolve the inconsistency between heading and content, but the first, that the author misunderstood the scope of para 14.5 and used an inappropriate heading under which to raise the psychological impediment as "another reason", is to my mind the more obvious inference that a reasonable reader would make.
38 My reasons for that conclusion have been largely canvassed already. The language utilised casts the psychological impediment as being of itself an impediment (i.e. a "reason") "which weigh[s] heavily in favour of revocation" (at [71]). There is no suggestion that the psychological impediment (the reoccurrence or aggravation of the depressive disorder) is agitated simply in support of the separately identified "financial hardship" impediment at [75]. Indeed, when the submission at [77] directly dealt with the relevance of the applicant's health to the financial hardship, no reference at all was made to the applicant's psychological ailment. Further and tellingly in my view, the context reveals that two distinct subjects are being addressed including because the conjunctive language at [75], [81] and [15] point to reliance being made upon a plurality of impediments.
39 I appreciate that the reader will have recognised that the submission was made by a lawyer and presumably by someone with some familiarity with Direction 79. That fact does tend against an inference drawn by the reader that a misunderstanding of the scope of para 14.5 led to the use of an inappropriate heading. However, I think the reasonable reader would have appreciated that even a lawyer may have judged the scope of the paragraph by reference to its heading rather than its content and that, moreover, a mistake of that kind is a more explicable basis for the inconsistency than the notion that a lawyer intending to exclusively raise financial hardship as the sole impediment relied upon would have drafted this section in the terms in which it was. That conclusion is also supported by the fact that the heading to para 14.5 is itself misleading as to the scope of that paragraph.
40 There is, as I perceive it, an over reliance on textual taxonomical precision in the Minister's approach of the kind that Allsop CJ warned against in Navoto v Minister for Home Affairs [2019] FCA 295.
41 By the time the application for revocation came to be determined by the Tribunal, there were other contextual considerations available from the material before the Tribunal which served to support the conclusion I have reached that a sufficiently clear representation of a psychological impediment was raised and relied upon by the applicant.
42 There was a substantial body of evidence put by the applicant which directly addressed the psychological impediment including expert evidence, some of which expressly opined that by reason of the applicant's separation from his children, the applicant's depressive disorder "will be significantly aggravated if he is deported".
43 In support of the May submission, the applicant relied on the reports of Mr Bernard Healy, a clinical psychologist, which were provided to the Department. In his report dated 5 July 2014, Mr Healy reached the following conclusions in respect of the applicant's health, including that the applicant suffers from "significant depression, elements of anxiety and a mild paranoid trend" (emphasis added):
His health was sound to the age of 16, when he contracted pleural pneumonia, resulting in a legacy of weakness in the chest. Since the age of 18 he has suffered severe headaches and insomnia. In 1994 in a road accident he sustained a back injury. For many years he has experienced joint pain, he believes from arthritis. In 1998 he injured a finger at work … and still has trouble flexing and grasping with the hand.
…Specific testing revealed an estimated IQ in the borderline to below average range, where 82% - 95% of people his age would do better. Powers for delayed recall were reduced and one could not discount the presence of higher level cerebral impairment, possibly congenital in origin, but perhaps due in part to injuries sustained in a road accident in 1994. Personality testing was indicative of significant depression, elements of anxiety and a mild paranoid trend. He expressed suicidal ideation, but was reminded of his responsibilities for his two very young daughters …
44 In a supplementary report dated 24 June 2015, Mr Healy reached the following further conclusions following additional consultation and review (emphasis added):
… He presented similarly to the way he did previously, although on this occasion he was more labile emotionally, stressed and depressed over his predicament (a Jury found him 'guilty' of trafficking in a large commercial quantity of cannabis) and concern for the wellbeing of his two daughters, now aged 9 and 6, about the state of his own health (with weight loss, gastric upset to the point where he was no longer able to tolerate prescribed anti-depressant medication, marked frequency of urination, and problems with arthritis).
… I reiterate real concern about his depression, resulting in weight loss, emotional lability and isolation in prison (compared with others), compounded by his significant physical health problems. Certainly prison experience for him is far more onerous than that normally experienced by others.
45 The applicant also relied on reports of Mr Tim Watson-Munro, a forensic psychologist, in support of his application for revocation. The applicant expressly referred to the findings of Mr Watson-Munro's report dated 23 August 2019 in the May submission. Relevantly, in the report dated 23 August 2019 Mr Watson-Munro found that the applicant was a "depressed and anxious man" with "a complex developmental and clinical history with longstanding symptoms of depression, anxiety and diminished self-esteem". Mr Watson-Munro found that, inter alia, his symptoms had been "compounded" by "his general fears of deportation".
46 Under the heading "Psychometric assessment", Mr Watson-Munro reached the following conclusions (emphasis added):
[The applicant] was administered the Beck Depression Inventory a self reporting questionnaire which canvases [sic] psychological and physiological symptoms of depression and anxiety experienced by the respondent over the past fortnight.
He is currently experiencing a moderate and recurring Depressive Disorder (296.32) according to DSM-5 criteria …
He endorsed statements referable to symptoms of sadness and pessimism "I am so sad or unhappy that I can't stand it … I feel more discouraged about my future than I used to be." He also acknowledged suicidal ideation. This clearly speaks to the intensity of his depression in the present and his sense of despair regarding the future. In passing, this will be significantly aggravated if he is deported, particularly in the context of his concerns for his children. He alluded to a grandparent evidently suiciding at the age of 53. He concedes substantially diminished appetite claiming that he initially lost 12 kilograms, which has now been regained. He nonetheless stated that he has no appetite at all.
[The applicant] equally so suffers sleep disturbance with early morning wakening.
47 Elsewhere Mr Watson-Munro found that the applicant had "a complex and fairly traumatic clinical and developmental history", suffered "significant psychological symptoms arising from his exposure to a protracted history of domestic violence during his formative years" and that his "significant symptoms of depression and anxiety … have been further compounded in more recent years by an absence of contact with his children aged 13 and 11".
48 In response to a specific request to opine on the "likely impact on [the applicant's] wellbeing should he be returned to Vietnam, having particular regard to the fact that his two children will remain in Australia", Mr Watson-Munro stated (emphasis added):
[The applicant] will be significant[ly] destabilised if he is required to return to Vietnam. I say this advisedly on the basis of him losing contact with his children and the strong likelihood that he would not be able to see them again. As noted, this dynamic fed into his earlier childhood experiences of familial discord and violence. Arising from this, [the applicant] will inevitably experience a sense of profound loss and failure should he be deported. In this context, there will be a significant recrudescence and escalation in his overall symptomatology.
49 A supplementary report dated 29 September 2020 was only before the Tribunal. After further consultation, Mr Watson-Munro was specifically instructed to opine on the impact of deportation on the applicant's well-being, having regard to particular matters. Mr Watson-Munro concluded that it was "clear that deportation will have a devastating impact upon [the applicant]". In support of this conclusion, Mr Watson-Munro referred to, inter alia, the possibility of "having a meaningful relationship [being] dramatically curtailed if he is deported", the likelihood of receiving treatment being minimal if he is returned to the Vietnam, and the risk of a "recrudescence of his psychological problems".
50 In cross-examination before the Tribunal, Mr Watson-Munro confirmed that his opinion had not changed from that expressed in the two reports. Mr Watson-Munro also stated that being returned to Vietnam would be clearly "detrimental to his psychological wellbeing", was weighing heavily upon him, and would have "big impact upon his emotional equilibrium".
51 Significantly, when the delegate summarised the May submission in the reasons given by the delegate, each of the psychological impediment and the financial impediment was listed as a separate basis for the revocation request. The delegate stated:
I consider that the revocation request and any supporting submissions made by or on behalf of [the applicant] can reasonably be summarised as follows:
…
• He has a 'sense of despair regarding the future' and 'this will be significantly aggravated if he is deported, particularly in the context of his concern for his children' and his removal from Australia 'is likely to be highly traumatic for him'.
• If he is removed to Vietnam he has 'remote prospects' of family support, will be without his children and his life will 'most likely be characterised by serious financial, as well as emotional hardship into old age'.
52 The section of the delegate's reasons in which those two considerations were addressed was headed "Extent of impediments if removed to home country". The heading is also an apparent reference to the heading in para 14.5 of Direction 79. The first paragraph of that section in which the delegate says that he had regard to impediments faced by the applicant in establishing himself and maintaining basic living standards in his home country was obviously addressing the content of that paragraph.
53 However, in the paragraph which immediately followed, the delegate said "I note Mr Bayly's submission that if [the applicant] is removed to Vietnam he has 'remote prospects' of family support, will be without his children and his life will 'most likely be characterised by serious financial, as well as emotional hardship into old age'". The delegate's use of "as well as" picked the conjunctive language in the May submission, demonstrating the distinction between the submission as to the emotional hardship of deportation and the submission as to the financial hardship of deportation.
54 At [71] of the decision, the delegate dealt with that submission as to emotional hardship in greater depth:
I have considered Mr Bayly's submission that Mr Watson-Munro's found that [the applicant] 'is experiencing a moderate and recurring depressive disorder' and 'acknowledged suicidal ideation' and that [the applicant] has a 'sense of despair regarding the future' and 'this will be significantly aggravated if he is deported, particularly in the context of his concern for his children'. Mr Watson-Munro concludes that [the applicant] 'will be significantly destabilised if he is required to return to Vietnam', particularly if he loses contact with his children and is not able to see them again, which would lead to a reoccurrence and 'escalation in his overall symptomatology'. Mr Bayly also states that Mr Watson-Munro's comments are consistent with a clinical psychologist's concerns (in a report prepared for the Court in 2014) regarding [the applicant's] 'depression and emotional liability', which suggests that [the applicant's] removal from Australia 'is likely to be highly traumatic for him'.
55 The delegate then turned to consider the "severe financial hardship" that the applicant may face if he were returned to Vietnam. Later (at [75]) the delegate returned to considering the difficulties the applicant will face if returned to Vietnam "primarily due to the separation from his children". The delegate concluded (at [76]) that the applicant would be able to relocate to Vietnam "without significant impediments".
56 The fact that the delegate identified the separate psychological impediment representation assumes significance in this case. During the course of argument, attention was directed to SZBEL v Minister for Immigration and Multicultural and Indigenous Affairs (2006) 228 CLR 152 as authority for the proposition that the findings of the delegate at first instance may frame the approach of the Tribunal on review: see at [35] (Gleeson CJ, Kirby, Hayne, Callinan and Heydon J). I accept that SZBEL concerned procedural fairness and arose in a different statutory context. Nevertheless, it is axiomatic that a review of a decision of a delegate will be framed by the issues in contest before the delegate which remain in contest before the Tribunal. That the delegate's reasons identified a particular claim as being in contest would ordinarily contribute to the Tribunal's understanding of the claims made by the applicant as they arise on the material before the Tribunal.
57 Here, the Tribunal should have been further assisted in its understanding that the psychological impediment claim had been made and was being pressed. The Applicant's Statement of Facts, Issues and Contentions before the Tribunal restated the claim but also emphasised its primary status vis a vis the claim of financial hardship. Under the heading "Extent of impediments if removed" the applicant submitted that it was not contended that the applicant would be destitute if he were returned to Vietnam. The applicant conceded that he had family in Vietnam, although noting that his traumatic childhood would pose difficulties for him.
58 Instead the applicant emphasised that the "overwhelming impediment" for him was the separation from his children and the consequent impact on his mental health (emphasis added):
76. The overwhelming impediment for the Applicant will be the separation from his children and [t]he inability to resume the parenting role in their lives that he once had.
77. To that end, the opinion of Tim Watson-Munro is that "[if the Applicant] is required to return to Vietnam, the likelihood of him receiving treatment and support will be minimal and in this context, there may be a recrudescence of his psychological problems."
78. He described the likely effect on the Applicant as "devastating".
79. This consideration weight [sic] in favour of revocation.
59 Once it is appreciated, as it must be, that on the materials before the Tribunal the "overwhelming" concern of the applicant about the 'extent of impediments if removed' was emotional, it follows that a reasonable understanding of what the applicant was claiming could not be reduced to the largely economic focus of para 14.5 of Direction 79.
60 The contention about the consequences on the applicant's mental health of his deportation had been repeated at each stage of the claim and were supported at all times by probative expert material to that effect. Aspects of the expert opinions directly considered the consequences of deportation on the applicant's mental health and can readily be appreciated as having been sought by the applicant for the purpose of substantiating a submission to that effect. The applicant had clearly sought to establish that his mental health was a pivotal fact underlying his application for the revocation of the decision to cancel his visa. The relevance of that fact to the application was that deportation would have devastating consequences on his already fragile state. The Court engages in no exercise of reconstruction in identifying that matter. It was not a fact buried in the documents before the Tribunal. It was, to adopt the language of the applicant, the "overwhelming impediment" that he would face if he were to return to Vietnam. It was sufficiently explicable in the submissions to the Tribunal and overwhelmingly supported by the material before the Tribunal.
61 Whilst the headings supported the Minister's case, reliance on headings was, as discussed, undermined by the fact that the overwhelmingly emotional nature of the applicant's claims could not be reduced to the terms of para 14.5 of Direction 79. That demonstrates that it was sufficiently clear that the applicant's mental health was not put for the sole purpose of responding to para 14.5 of Direction 79. Once that is accepted, the submissions and material, taken together and read as whole, demonstrate that the psychological impediment was a key and essential thread in the representations put to the delegate, and subsequently to the Tribunal, as to "another reason" to revoke the cancellation decision. In those circumstances the Tribunal was obliged to deal with the representation but it failed to do so.