Fraudulent misrepresentation should not have been left to the panel
101 Counsel for the appellant raised a number of different matters in support of this submission, the main one being that fraudulent misrepresentation was never any part of the prosecution case. The substance of the submission was that such evidence as might have borne on this question was led as "grooming evidence" or relationship evidence, and relied on for that purpose alone, with the result that this was not an issue the defence were required to meet at trial, and hence, should not have been left to the panel.
102 The evidence is that, prior to trial, the prosecutor, in a document headed 'Prosecution Alleged Matters of Fact," indicated that at trial the prosecutor intended to rely upon s 67 of the Crimes Act to prove that any consent was vitiated by:
"a. the abuse by LCDR Jones of his position of authority over, or professional and other trust in relation to [the complainant] (s 67 (1) (g)); and/or
b. threats by LCDR Jones to publicly humiliate or disgrace or to physically or mentally harass [the complainant] (s 67 (1) (d)); and/or
c. LCDR Jones making fraudulent misrepresentations as to matter of fact (sic) he knew to be false to [the complainant]."
103 That document then set out at considerable length the evidence upon which the prosecution intended to rely at trial. There is nothing in the document about any evidence which might amount to a fraudulent misrepresentation of fact, and, indeed, no mention is made of how the prosecution intended to put its case on this issue, and evidence concerning the allegations of smacking daughters or others is not even mentioned.
104 The prosecutor, in his opening address, did not specifically open a case based on fraudulent misrepresentation. The way the case was put, so far as s 67 is concerned, was:
"But for the purpose of consent, as it relates to an act of indecency for this charge, consent can be negated. Somebody who is appearing to give consent can be negated. And it's common sense, when somebody, not this case obviously, consents to some form of sexual activity so threats to inflict violence on a third person are not carried out, that is obviously not real consent. That consent is negated. Under the relevant law that applies in this case, consent can be negated if it is obtained by the abuse of a person of his or position of authority over or professional or other trust in relation to that person, amongst a number of other reasons.
Obviously you will have anticipated that by virtue of his position as head of her department, by virtue of his rank as a lieutenant commander, by virtue of the huge rank disparity between him and her, and other aspects of the evidence that you will hear about that relationship, we will say firstly it's the prosecution case that there was at no stage any real consent by the complainant to this activity. But if there be some question that perhaps by allowing this conduct to happen the accused was entitled to believe there was consent, you recall I said he has to know she's not consenting, I would be submitting ultimately that even if you were unsure beyond reasonable doubt whether she was willingly taking part or not in the sense that she has bent over his knee and been smacked, there was not real consent in this case because that consent was obtained by an abuse of this position of authority over. In effect, she's ordered to do something, she does it. That's not real consent in our submission. Or that's our case."
105 Elsewhere in his opening address, the prosecutor twice referred to consent being negated by abuse of authority, but no case was opened on either threats or fraudulent misrepresentation.
106 It was conceded by BRIG L McDade for the respondent that the evidence concerning smacking his children was led as "grooming evidence," and relationship evidence.
107 The first mention of the appellant's daughters was early made in the complainant's evidence-in-chief, when she was asked whether the appellant ever spoke to her about his own career:
"He told me a little bit how he was vice-president of Telstra company and also how he was working in Woodside and his daughters were - you know, were earning a hundred plus a year and very successful, and they're just the same age as me."
When and where this was said is not entirely clear, but it may have occurred at some time prior to the events involved Charge 1 in the appellant's cabin.
108 As to Charge 1, there was no allegation about spanking his daughters, although there was some reference to the spanking being so that the complainant would know "how to be disciplined the way that Australians were disciplined" and "This is what a father should have done. I'm like a father to you....You're just like my daughter." The complainant's evidence was that she complied because:
"I don't know. I was scared of him...I didn't know what I should do."
109 As to the second incident (Charge 4), there was evidence that the appellant said "This is what Australians do to their children" and she took her pants off when told to do so because the appellant said: "Look at my daughters, they're so successful." However, when told to remove her underpants, she did not know what to do. She stood there, the appellant pulled her underpants down to her knees, but nothing further happened because there was an interruption caused by a knock at the door.
110 As to the third incident, Charge 6, the evidence was that the appellant demanded that the complainant remove her DPNVs because she had betrayed his trust by revealing to SBLT M Clarke that he had assisted her to write an e-mail. She said she complied because "I was scared of him and he told me to do it. I didn't know what to do. He was so upset with me. His face was red and I can see him very angry." He then grabbed her, got her to bend over his lap, pulled her underwear down and hit her hard about 10 times on the buttocks. It was not alleged that there was any false representation of fact of any kind.
111 As to the fourth incident, Charge 9, this related to an incident when the complainant admitted to driving without a licence. The appellant became very angry, said she deserved a smacking because what she did was very wrong, grabbed her hand and guided her onto his lap. Although there were some comments made about her acting like a child, the complainant was not asked if she consented to being smacked or not. To the extent that absence of consent might be inferred, there was nothing to suggest it had anything to do with a fraudulent misrepresentation of fact.
112 As to the fifth incident, Charge 12, the circumstances as conveyed by the complainant were that when she and the appellant arrived at the complainant's house, after going out to dinner together, the appellant, for no particular reason apart from, it may be inferred, his own sexual gratification, decided he wanted to smack the complainant on her bottom. The complainant said "No." The appellant became upset, and said that he would not help her any more. The complainant was "scared", "didn't know what to do", "was beginning to rely on him" "glad of the opportunity to be an Acting Killick," but there is no mention of any fraudulent misrepresentation. Her evidence was that she maintained that she did not want to do it, told him she had her period so as to avoid having to remove her underpants, but was nevertheless spanked whilst wearing a dress.
113 The sixth and seventh incidents, Charges 15 and 18, resulted in an acquittal.
114 The eighth incident, Charge 20, concerned an occasion when the complainant returned to the ship after a date with a person named Karl. Again there is no mention of anything which could be suggestive of fraudulent misrepresentation. The assault was apparently accepted by the panel as non-consensual, although the basis for this is not clear.
115 The ninth incident, Charge 22, related to an incident after the complainant had returned from leave in the Philippines. The complainant's evidence was that whilst there, she had told her grandmother what had been going on, and promised her grandmother "it wouldn't happen again" and she "couldn't let him anymore." The appellant told her to remove her clothes in front of him because he wanted to see her naked. The evidence is somewhat vague as to what exactly happened and where, but the high point of the prosecution case was that all that happened was that the appellant patted her on the bottom.
116 No cross-examination was directed towards whether or not there was a fraudulent misrepresentation of fact which induced the complainant to consent.
117 The next piece of evidence came from the witness, SBLT Clarke who was called to give evidence about, amongst other things, what the complainant had revealed to her about the spanking incidents. In the course of this conversation, the complainant told SBLT Clarke that the appellant had told her that, not only had he spanked his daughters, but he had spanked SBLT Clarke as well. When SBLT Clarke told the complainant that this had not happened to her, the effect on her was to cause her to become more distressed and embarrassed. No evidence to this effect was given by the complainant, and it was conceded that the prosecution was taken by surprise when this evidence came out at trial. No cross-examination was directed towards this issue.
118 Evidence was given by LS R Cowling about a number of matters, none of which related to this issue, until on cross-examination, a question was put (which was directed towards a different issue) which led to a further question in re-examination, when the prosecutor asked, (without objection):
"Did she ever ask whether such things had ever happened to you? --- She asked the question to myself and SBLT Clarke if we'd ever been involved or know of any incidents that happened. Both myself and SBLT Clarke discussed something that happened to both of us when we were quite younger...".
119 This was the extent of her evidence on this topic, and the whole of the evidence potentially relevant to this topic.
120 In the prosecutor's address to the panel, he referred to the evidence of the suggestion that the appellant told the complainant that he had done this to his daughters, as the "grooming of a vulnerable person to engage in acts of indecency with or without her consent." Elsewhere he said that the relationship "was one where he effectively groomed her into that position where he was able to perpetrate these things upon her. He was a Lieutenant Commander." The effect of the address was that in relation to some specific charges, there was simply no consent at all, whilst in relation to others, the complainant's consent was negated by the abuse of his position as her superior officer. The prosecutor said that having taken the panel through the charges, that in relation to many of them "it's clear there was no consent and she made it clear to him. And in some of the others she didn't have any choice, it was orders." Fraudulent misrepresentation of fact was not mentioned at all.
121 During the course of defence counsel's address to the panel, he said:
"It seems to have been faintly suggested that [the complainant] consented to this conduct as a result of some kind of fraudulent misrepresentation, and that, it is said, vitiated the consent that she gave. However, it was not, in my respectful submission, altogether clear what the misrepresentation was and, if there was any misrepresentation, how it is said to be fraudulent. In this sense - misrepresentations can be of many kinds, they can be innocent, they can be knowing, they could even be negligent but when it's suggested that there has been a fraudulent misrepresentation, then, it's up to my friend to establish [to] the requisite standard of proof that it was a knowingly false (sic) misrepresentation. In my submission, he wouldn't get close to having you accept that that occurred."
That was the only reference to that topic in his address.
122 Reference has already been made to the direction which the Judge Advocate gave on this topic, the discussion with counsel for a redirection, and the very brief redirection given. No objection was taken by counsel for the accused that the Judge Advocate should not have directed the panel at all on this topic; nor that such direction was deficient because (1) no instruction was given to the panel as to what amounts in law to a fraudulent misrepresentation and (2) the panel was not directed as to which count or counts that subject might be relevant to, it being left on the basis that it could be considered in relation to each charge, when the evidence of the complainant at its highest related the "daughters" spanking only to Charges 1 and 4. This left the panel in the position that it could be considered in relation to all charges, as if this carried over as something affecting the complainant's mind even before the first incident. Why defence counsel even raised it at all, and why objection was not taken at the trial is difficult to understand. Prior to the request for a redirection, the Judge Advocate in discussions with counsel as to what directions would be given at no time intimated that it was something that the panel needed to be instructed about; nor was it mentioned in the aide memoire which the Judge Advocate had prepared.
123 To the extent that SBLT Clarke and LS Cowling were permitted to give evidence about an allegation made to them by the complainant suggestive that the appellant had told the complainant that he had smacked both of them, the complainant gave no evidence of this. There was no evidence that this caused the complainant to consent to any of the relevant indecent acts. It was a hearsay account, and although not objected to, it was possibly admissible as evidence of complaint going only to credit under s 68 of the Evidence Act 1995 (Cth) ("the Evidence Act"); but it was not made clear that it was being admitted for all purposes under s 60. Even if admissible under s 60, the appellant was in no position to challenge it, or to cross-examine the complainant about it, except by giving evidence himself. No direction was given to the panel about that aspect of this evidence. Although no complaint is raised in this appeal about this aspect of the direction, at the very least, the panel should have been reminded that the complainant gave no evidence of this, and therefore could not be cross-examined upon it; alternatively, the Judge Advocate could have been asked to limit its use under s 136, but counsel did not do so.
124 Because of the Judge Advocate's approach to giving her directions in respect of the elements of each charge by referring back to her general directions on consent on each occasion, fraudulent representation was not explored as an element of each charge together with its constituent parts. The directions on fraudulent representation ought not to have been given at all but having embarked upon that course and, with the encouragement and participation of both counsel to embark on further clarifying directions, they were inadequate.
125 The issue, then, is whether, as a consequence, a substantial miscarriage of justice has occurred (s 23(1)(c)).
126 In Darkan v The Queen (2006) 227 CLR 373 Gleeson CJ, Gummow, Heydon and Crennan JJ said at [84]:
"An appellate court invited to consider whether a substantial miscarriage of justice has actually occurred is to proceed in the same way as an appellate court invited to decide whether a jury verdict should be set aside on the ground that it is unreasonable, or cannot be supported having regard to the evidence."
127 Their Honours referred to the statement of principle in Weiss v The Queen (2005) 224 CLR 300 at 316 [41]. The Court in that case said:
"But there are cases in which it would be possible to conclude that the error made at trial would, or at least should, have had no significance in determining the verdict that was returned by the trial jury. The fact that the jury did return a guilty verdict cannot be discarded from the appellate court's assessment of the whole record of trial. Secondly, it is necessary always to keep two matters at the forefront of consideration: the accusatorial character of criminal trials … and that the standard of proof is beyond reasonable doubt." (at 317 [43]).
128 The Court considered it important that the appellate court reflect whether a substantial miscarriage of justice had actually occurred at 317 [44]:
"No single universally applicable description of what constitutes 'no substantial miscarriage of justice' can be given. But one negative proposition may safely be offered. It cannot be said that no substantial miscarriage of justice has actually occurred unless the appellate court is persuaded that the evidence properly admitted at trial proved, beyond reasonable doubt, the accused's guilt of the offence on which the jury returned its verdict of guilty." (emphasis in original)
129 The Court in Weiss referred to Wilde v The Queen (1988) 164 CLR 365 particularly at 373 where Brennan, Dawson and Toohey JJ referred to the phrase employed by Fullagar J in Mraz v The Queen (1955) 93 CLR 493 at 514 that:
"[I]t cannot be said that there has been no substantial miscarriage of justice if the applicant has thereby lost 'a chance which was fairly open to him of being acquitted' …"
and
"Unless it can be said that, had there been no blemish in the trial, an appropriately instructed jury, acting reasonably on the evidence properly before them and applying the correct onus and standard of proof, would inevitably have convicted the accused …" (at 371-372).
130 Their Honours further concluded that, even if the prosecution case were strong and a reasonable jury would inevitably have convicted, if the proceeding is 'fundamentally flawed' in a way which went to the root of the proceedings, then the accused person did not have a proper trial and, therefore, there has been a substantial miscarriage of justice.
131 It is highly unlikely that any member of the panel reasoned to guilt on the basis that the complainant's consent was vitiated by "the fraudulent representation" of the appellant that he had similarly disciplined his daughters to their benefit (or SBLT Clarke or LS Cowling). There was no evidence to that effect from the complainant. In a thorough and lengthy cross-examination, any "lurking" inference to that effect was never put. As the review of the opening by the prosecutor, the evidence and the closing addresses demonstrates, this basis for negativing consent did not, in truth, get an airing.
132 The error in directions (or absence of a complete direction) in the circumstance of this case, was not such a departure from the essential requirements of the law that it went to the root of the proceedings. As the review of the evidence under each of the several grounds demonstrates, this was a very strong prosecution case. The charges upon which the appellant was acquitted did not involve issues of consent. Had that been the case then the prejudicial conduct charges would likely have been upheld. They were clearly incidents about which the panel had a doubt. The appellant has not demonstrated that a substantial miscarriage of justice occurred by reason of the irregularity in the proceedings.
133 This ground is not made out.