REASONS FOR JUDGMENT
FINKELSTEIN J:
37 Mr Jegatheeswaran is a Sri Lankan national who fled Sri Lanka in 1996 with his wife and two children. He applied to the respondent Minister for the grant of a protection visa under the Migration Act 1958 (Cth), claiming that he had a well-founded fear of persecution at the hands of the government of Sri Lanka for reasons of political opinion. The application was refused. Mr Jegatheeswaran then unsuccessfully applied to the Refugee Review Tribunal to have the Minister's decision set aside. An application for review of the tribunal's decision by a judge of the court also failed. Mr Jegatheeswaran now appeals to the Full Court, contending that the tribunal had fallen into error in a number of respects, and that the trial judge should have set aside the tribunal's decision.
38 Before dealing with the nature of the alleged errors, it is convenient to describe the basis upon which Mr Jegatheeswaran sought to persuade the tribunal that he was a Convention refugee. Mr Jegatheeswaran is a Tamil from Jaffna, a town in the north of Sri Lanka. For many years Tamils have been waging a civil war against the government. They seek to establish an independent Tamil state in the northern and eastern provinces of the country. The civil war is bloody, and has resulted in tens of thousands of casualties. Not surprisingly government reaction has been harsh, and there have been serious human rights abuses. Young Tamils are arrested, tortured and sometimes murdered by the security forces.
39 Mr Jegatheeswaran's family moved from Jaffna to Colombo in 1983 after his father had obtained work in the capital. Later that year Mr Jegatheeswaran travelled to India to study. He obtained a commerce degree from the University of Madras in early 1988 and returned to Colombo where he was employed as a clerk by the Muslim Commercial Bank. Mr Jegatheeswaran married in 1993 and lived a peaceful life until 1995 when the Tamil Tigers took the civil war to Colombo. Since then Tamils who live in the capital have been subjected to harassment and torture, especially after terrorist attacks in the city.
40 Mr Jegatheeswaran claims that he was caught up in these events. This is the account he gave to the tribunal. In October 1995 the Liberation of Tamil Tigers Eelam (Tamil Tigers) destroyed an oil depot in Colombo. The security forces rounded up many Tamils in their search for those responsible for the bombing. Five members of the security forces came to Mr Jegatheeswaran's home, took him into custody and detained him for a number of days at a police station. Mr Jegatheeswaran was verbally abused and held in a cell in conditions that he described as "inhumane".
41 In January 1996 the Tamil Tigers planted a bomb at the Central Bank in Colombo. Hundreds of people were killed. On this occasion Mr Jegatheeswaran was not subjected to any harassment. The Tamil Tigers were responsible for another explosion in the capital, this time at the Dehiwella Railway Station, in July 1996. Yet again many people were killed. On the day of the bombing, Mr Jegatheeswaran was stopped at a checkpoint and searched by members of the security forces. One of the men punched Mr Jegatheeswaran in the face and caused an injury that required medical treatment. Mr Jegatheeswaran was detained for approximately fifteen minutes and then released.
42 Two months later two unknown men, apparently Tamil Tigers, came to the Commercial Bank and asked Mr Jegatheeswaran to provide them with information about the accounts of some of the bank's Tamil customers. Mr Jegatheeswaran refused to provide the information.
43 The most serious incident occurred in September 1996. Mr Jegatheeswaran often received large sums of money from his in-laws, who live overseas. He was given this money to support his wife's parents, who live in Colombo. Apparently a bank employee told the security forces that Mr Jegatheeswaran collected money on behalf of the Tamil Tigers. The security forces raided his home and ransacked it while searching for incriminating evidence. Mr Jegatheeswaran was taken into custody and held at the Panagoda Military Camp. He was severely beaten with a plastic pipe filled with sand. After four days of "interrogation and torture" he was released.
44 Mr Jegatheeswaran could no longer tolerate this treatment, so he and his wife decided to leave Sri Lanka and come to Australia. For that purpose they obtained visitors visas and, when they arrived in Australia, each applied for a protection visa.
45 In addition to the evidence of Mr Jegatheeswaran, the tribunal had obtained material about conditions in Sri Lanka. This included the 1999 Sri Lanka Country Report on Human Rights Practices published by the United States Department of State and a cable from the Department of Foreign Affairs and Trade dated 11 October 1999.
46 The tribunal accepted Mr Jegatheeswaran's account of the events in many respects, but rejected some of his more significant allegations of mistreatment. Thus, the tribunal rejected Mr Jegatheeswaran's claim that he had been taken into custody and tortured in September 1996. It did not accept that he had been approached by Tamil Tigers and asked to provide information about the Commercial Bank's customers. On the other hand, the tribunal found that Mr Jegatheeswaran had been detained in October 1995 following the bombing at the oil depot, and that he had been detained and assaulted at a security checkpoint after the bombing at the Dehiwella Railway Station. As to the detentions, the tribunal said that they were "for short periods … [and are] not serious enough to constitute persecution." In relation to the assault, the tribunal said that "the punching … was not serious enough to constitute persecution." It also found that because Mr Jegatheeswaran had not been detained for any significant period "he was of no continuing interest to the authorities." In those circumstances, the tribunal said that Mr Jegatheeswaran did not have a well-founded fear of persecution if he returned to Sri Lanka.
47 Mr Jegatheeswaran has identified three alleged errors in the manner in which the tribunal disposed of his application. He says that each error is a reviewable error of law. The first alleged error is that the tribunal failed to consider the cumulative effect of the harm found to have been suffered by him. Here Mr Jegatheeswaran relies upon the ground of review found in s 476(1)(e) of the Migration Act (that the decision involved an error of law, being an error involving an incorrect interpretation of the applicable law). The second alleged error is related to the first. It is alleged the tribunal erred in failing to consider whether multiple incidents of detention in inhumane conditions and the relatively minor assault could cumulatively amount to persecution. Again Mr Jegatheeswaran relies upon the ground of review in s 476(1)(e). Because these grounds overlap, it is convenient that they be considered together.
48 The trial judge pointed out that the authorities establish that the cumulative effects of events causing harm should be considered in determining whether a person might be subjected to persecution: Tharmalingam v Minister for Immigration and Multicultural Affairs (Lindgren J, 19 May 1998, unreported); Kaur v Minister for Immigration and Multicultural Affairs [2000] FCA 1401. In Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259 Kirby J said (at 294-295) that the tribunal must "consider all the relevant possibilities by looking back at the entirety of the material placed before [it]", and the decision-maker must "[stand] back from the particular grounds and [consider] the case in its entirety."
49 The trial judge examined the tribunal's reasons, particularly the passages cited earlier, being the passages which form the basis of Mr Jegatheeswaran's complaint. He came to the conclusion that the tribunal had considered cumulatively all the occasions of detention and the incidents of mistreatment, for the purpose of determining whether there was a likelihood that Mr Jegatheeswaran would be persecuted if he returned to Sri Lanka. I agree with that conclusion. The tribunal's reasons clearly show that it took all those matters into account. First, when the tribunal found that Mr Jegatheeswaran had been detained on two occasions it said that those "detentions are not serious enough to amount to persecution". It noted that Mr Jegatheeswaran had been released after each detention "which [it] finds, showed he was of no continuing interest to the authorities". In other words, the tribunal considered the cumulative effect of the two episodes of detention, and did not look at each episode in isolation. The assault which occurred in July 1996 was given separate consideration; the tribunal finding that it "was not serious enough to constitute persecution". But the separate treatment of the assault does not indicate that the tribunal failed to look at Mr Jegatheeswaran's case in its entirety. Indeed, the tribunal stated that it reached its conclusion that Mr Jegatheeswaran was not a Convention refugee after "[h]aving considered the evidence as a whole" and there is no reason to doubt this statement.
50 The third complaint is that there was "no evidence" to justify "the [tribunal's] decision", because "the decision [was] based on" a "particular fact [that] did not exist": see s 476(1)(g) and s 476(4)(b). It is alleged that the tribunal found as a "fact" that the "US state department report and the DFAT cable said that Tamils from the north of Sri Lanka did not have a well-founded fear of persecution unless they had a [political] profile above that of Tamils as a general class" an that "fact" did not exist.
51 In the course of submissions the question arose whether the tribunal had made the particular finding attributed to it. The relevant passage in its reasons reads:
"On the basis of [the] DFAT cable … the Tribunal finds that returnees do not face a real chance of mistreatment or disappearance. The Tribunal has considered the material provided by the Applicants and prefers the US report and the above cable … and finds that unless there is something that raises the profile of either or both of the Applicants above that of Tamils from the north they do not face a real chance of persecution."
After some discussion, counsel for Mr Jegatheeswaran accepted that the finding of "fact" that he sought to challenge on the "no evidence" ground was that "Tamils from the north of Sri Lanka do not face a real risk of persecution unless there is something that will raise their [political] profile above that of other Tamils". That is, the particular fact in respect of which it is said there is "no evidence" was not a primary fact, being what the relevant documents state, but a secondary fact, namely the inference drawn from the statements in the documents.
52 To understand what is encompassed by the "no evidence" ground of review it is convenient to consider what is meant by a finding of "fact". In common law jurisdictions important issues depend upon the distinction between law and fact. The law relating to appeals and judicial review often raises a distinction between a finding or conclusion of law and a finding of fact. It is in that context that we must decide what is meant by a "fact". In dealing with this issue, I will not attempt a complete definition; often it is easier to use a term correctly than to give a correct definition of it. In simple terms a fact is a quality or an event which has happened or existed, including not only a physical fact but also state of mind: F H Bohlen, "Mixed Questions of Law and Fact" 72 Univ of Pennsylvania Law Review (1924) 111, 112, quoted in Paton & Derham, Jurisprudence 1972 at p.204. Stated more broadly, a "fact" is an act, an action of a person, a state of affairs, a condition (including a state of mind) or an event. It is not limited to things tangible. Usually a "fact" is something which exists. But it need not be, for a "fact" may be positive or negative. That is, the non-existence of an act, action, condition, state of affairs or event can be a "fact", but a negative one: J Bentham, Rationale of Judicial Evidence (1827) Bk 1 at p.49-50. Further, a fact is not confined to the existence or non-existence of an act etc. A "fact" may be an act etc which will exist in the future: L Jaffe, Judicial Control of Administrative Action 1965 at p.548; de Smith, Judicial Review of Administrative Action 5th ed. 1995 at p.277.
53 In curial or administrative proceedings, it is often necessary to understand the difference between various categories of "fact". I have already made passing reference to the distinction between "primary facts" and "secondary facts". In British Launderers' Research Association v Borough of Hendon Rating Authority [1949] 1 KB 462 at 471, Denning LJ said that "[p]rimary facts are facts which are observed by witnesses and proved by oral testimony or facts proved by the production of a thing itself, such as original documents", and that secondary facts are "inferences deduced by a process of reasoning" from primary facts. This distinction has also been expressed as the difference between the "perception" of facts and the "evaluation" of facts: A L Goodhart, "Appeals on Questions of Fact" (1955) 71 LQR 402, 405. I will return to this distinction in a moment.
54 Another distinction often drawn is between "ultimate facts" and "evidential facts". Many synonyms for "ultimate fact" are in use, such as "operative fact", "dispositive fact", "material fact" and "constitutive fact". Ultimate facts are those to which legal consequences will attach. "Operative [ultimate] …facts are those which, under the general legal rules that are applicable, suffice to change legal relations, that is, either to create a new relation, or to extinguish an old one, or to perform both of these functions simultaneously." W Hohfeld, Fundamental Legal Conceptions 1923 at p.32. An evidential fact, on the other hand, is one to which no legal consequences immediately attach, but which is used to establish another fact to which legal consequences do attach. Usually an evidential fact is a primary fact which affords some logical basis for inferring some other fact. That other fact may be an ultimate fact or an intermediate evidential fact: W Hohfeld, Fundamental Legal Conceptions at p.34. This distinction raises the question whether ultimate facts can be proved directly, and if they can, whether they are evidential facts. The answer is in the negative for the reason that legal effect will attach to the conclusion that a particular fact has happened, not to the conclusion that a witness observed that fact: C Morris "Law and Fact" 55 Harv Law Rev 1303, 1328 (1942); see also W Hohfeld, Fundamental Legal Conceptions at p.34.
55 By reference to this terminology, the fact upon which a decision is based will usually be an "ultimate fact", for it is only upon the establishment of an ultimate fact that the law directly annexes consequences. However, it is not only when there is "no evidence" for an ultimate fact that a decision can be set aside. In Curragh Queensland Mining Ltd v Daniel (1992) 34 FCR 212 the Full Court held that a decision is based on the existence of each particular fact that is "critical" to the making of the decision. Black CJ, with whom Spender and Gummow JJ agreed, said (at 220-221):
"A decision may be based upon the existence of many particular facts; it will be based upon the existence of each particular fact that is critical to the making of the decision. A small factual link in a chain of reasoning, if it is truly a link in a chain and there are no parallel links, may be just as critical to the decision, and just as much a fact upon which the decision is based, as a fact that is of more obvious immediate importance. A decision may also be based on a finding of fact that, critically, leads the decision-maker to take one path in the process of reasoning rather than another and so to come to a different conclusion.
If a decision is in truth based … on a particular fact for which there is no evidence, and the fact does not exist, the decision is flawed whatever the relative importance of the fact."
56 According to this view, a "critical fact" need not be an "ultimate fact", but in some cases may be an "evidential fact", depending upon the significance of that fact. For example, if the existence of an ultimate fact is based on the finding of an evidential fact, then the evidential fact may be a critical fact, and if there is no evidence for that finding, the resultant decision may be an error of law. There may be other ways in which an unsubstantiated finding could be critical to the ultimate determination of the tribunal: cf S v Crimes Compensation Tribunal [1998] 1 VR 83, 90.
57 A trier of fact is required to determine whether an asserted fact is "true". In the case of a "primary fact", the question is whether the asserted fact has been shown to be true to the required degree of probability, or in some cases to the required degree of satisfaction. Once the requisite degree of probability or satisfaction has been reached, the asserted fact is assumed to be true. However, before there can be a finding that the asserted fact is "true" there must be some evidence to support it. If there is no evidence, then the finding may be in error of law. In the case of a secondary fact, there must be primary facts from which the secondary fact can be inferred. If the tribunal draws an inference which cannot reasonably be drawn, that is, if it draws an inference for which there is no evidence, there is an error in point of law: Tracy Village Sports and Social Club v Walker (1992) 111 FLR 32, 37-38.
58 The task of determining whether an asserted fact is true may require the trier of fact to consider the credibility of a witness and decide whether the witness is telling the truth. On the other hand, a witness may be telling the truth, but the trier of fact must decide whether the witness is mistaken or unbelievable in some respects. Sometimes the trier of fact must analyse the language used by the witness to discover the intended meaning. In the case of a secondary fact, the tribunal must determine whether a particular proposition can be inferred from proven facts. With regard to both primary and secondary facts, the trier of fact will bring to bear his general experience, and his ability to consider logically the "evidence" that has been tendered. The process of reasoning involved is personal. Sometimes it will be based on perceived or accepted views about human behaviour. Sometimes those views may be supported by general knowledge. Sometimes they may be the result of speculation or prejudice. In every case, the trier of fact does not act on evidence in relation to these matters: see generally J Thayer, A Preliminary Treatise on Evidence at the Common Law (1898) at p.270 ff. (I put to one side cases where the trier of fact may be assisted by the testimony of an expert). For some lively discussions on the judicial thought process, see M Damaska, "Rational and Irrational Proof Revisited" 5 Cardozo Journal of International and Comparative Law 25 (1997); W Twinning, "Civilians Don't Try: A Comment on Mirjan Damaska's 'Rational and Irrational Proof Revisited'", 5 Cardozo Journal of International and Comparative Law 69 (1997); T J Anderson, "On Generalisations I: A Preliminary Exploration", 40 South Texas Law Review 455 (1999). The trier of fact may be able to identify the source from which he gained his knowledge. Frequently, however, intuition (usually referred to as "logic") predominates and the trier of fact could not readily explain the source of his views or explain why he believes that those views are sound. The following are a few examples of the process of analysis that is involved in deciding facts. In a criminal case, an adverse inference may be drawn when an accused attempts to leave the jurisdiction after becoming a suspect. In some circumstances, certain conclusions that may be drawn from silence. Sometimes when a person does not deny an asserted fact, she will be taken to assent to it. In other circumstances, if a person does not assert the existence of a fact, that failure may be taken as evidence that the asserted fact is not true.
59 It goes without saying that the trier of fact's views about human behaviour will not always be sound. Those views may be grounded in prejudice or bias. The resultant findings of fact may be wrong. But the result cannot be challenged on the "no evidence" ground. That is to say, there can be no error of law of the "no evidence" type when one is concerned with a process of reasoning in respect of which no evidence is tendered: Guden v Minister for Immigration and Multicultural Affairs (2000) 58 ALD 352, and the cases that have followed it, are the only examples of cases that have applied the "no evidence" ground of review to a process of reasoning. I regret to say they are wrongly decided, in my opinion.
60 Returning now to the instant case, I will assume, without deciding, that the impugned finding of fact is a "critical" fact as that term is explained in Curragh. Speaking strictly, it might properly be described as an intermediate evidential fact, being based on evidential facts (the contents of the two documents), on which, together with other evidential facts, the tribunal's findings of ultimate fact are based. The question is whether the finding is one which could properly or reasonably be inferred from the "primary facts", that is, the contents of the two documents. It is convenient, in this connection, to set out a number of passages from the US Country Report:
"The government generally respected the human rights of its citizens in areas not affected by the insurgency; however the ongoing war with the LTTE continue to be accompanied by serious human rights abuses by the security forces.
…
In positive developments the government took steps to control abuses.
…
Large scale arrests of Tamils continued during the year [1999]; these arrests were particularly prevalent after LTTE bombings.
…
The majority of those arrested were released after periods lasting several days to several months; however, the total number of prisoners held … was consistently close to 2,000.
…
Security forces continue to conduct large scale detentions and arrests of young Tamils, both male and female, on suspicion of being members or sympathisers of LTTE. Major sweeps and arrests occurred in Colombo, in the east and on the Jaffna peninsula. Hundreds of Tamils at a time were picked up during police action. Most were released after identity checks lasting several hours to several days. … Tamils complained that they were verbally abused and held for extended periods of time at the security check points that have been set up throughout Colombo."
61 From these "primary facts" it was open to the tribunal to draw the inference that most Tamils that are arrested during "security sweeps" are released after identity checks, and that unless there is a particular reason to continue to hold a detained Tamil, the detainee will not be persecuted merely because he is a Tamil from the north. It was also open to the tribunal to infer from these primary facts that a Tamil from the north did not face a risk of persecution unless there was something else about that Tamil that would attract the attention of the authorities. At worst, the inference was one about which minds may differ because it involved a matter of judgment or degree, and even in that case the finding could not be vitiated for error of law.
62 I would dismiss the appeal with costs.
I certify that the preceding twenty six (26) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Finkelstein.