The appeal
20 Ground 1: The sentencing judge erred in his application of s 21A(2) of the Crimes (Sentencing Procedure) Act 1999 in a manner such that lesser sentences are warranted in law: House v The King (1936) 55 CLR 499 at 504-505; s 6(3) of the Criminal Appeal Act 1912.
21 In dealing with the matters required to be taken into account under s 21A of the Crimes (Sentencing Procedure) Act 1999, his Honour made the general observation that he had taken them into account, mentioning, however, the following particular matters: the applicant's prior convictions including the conviction for indecent assault; the substantial injury and emotional harm caused by the offences; that his Honour "could not imagine a grosser breach of trust"; the victim was vulnerable; the offences involved a series of criminal acts; and, "some degree of planning or organisation must have been involved, particular in relation to those offences committed after the Form 1 offence and including the Form 1 offence in 2002". So far as the charges were concerned, only one offence covered the period following the Form 1 offence. The reference to "offences" suggests that his Honour was indeed sentencing the applicant for his course of conduct. If so, this is an error. The commission of the further offences has the consequence that the appellant should not be sentenced on the basis that the small number of particular offences reflected the extent of his culpability in the sense of reducing their criminality as being isolated or aberrant instances, but he cannot be sentenced for charges that were not brought and to which he did not plead.
22 His Honour also mentioned the applicant's having shown remorse and the utilitarian benefit of his pleas of guilty. His Honour found himself unable to say that the applicant had good prospects of rehabilitation but accepted that he had insight into his offending behaviour and a resolve to rehabilitate himself.
23 The applicant submits that by not differentiating between the differing offences when finding aggravating factors to be present, the learned sentencing judge was in error. In R v Tadrosse [2005] NSWCCA 145 at [22] - [23], Howie J (Grove and Hall JJ agreeing) observed that to do so is "not a principled approach and is one that could lead to error, particular in the case of aggravating factors that will often be very specific". The Crown prosecutor conceded in this Court that his Honour's approach might establish error.
24 The applicant also submitted that listing the aggravating features without explaining why they were found to be present or referring to the factual basis for them was an error, citing R v Walter [2005] NSWCCA 109 at [32] per Johnson J (Giles JA and Hoeben J agreeing), Tadrosse at [21]; R v McNamara [2005] NSWCCA 195 per Hall J (Simpson and Buddin JJ agreeing) at [32], see also [37]. Nor was there an explanation as to how the prior criminal offence of indecent assault was found to be aggravating although the applicant concedes that the effect of this conviction may have been to "indicate a more severe sentence is warranted for the reasons identified in R v Shankley [2003] NSWCCA 253 by Howie J at [31], applying the principle in Veen v The Queen (No 2) (1998) 164 CLR 465".
25 More troubling is the reference by his Honour to the vulnerability of the victim (s 21A(2)(l)) as an aggravating factor. The applicant submits that the vulnerability of the victim is reflected in the element of the offences under s 61M(2) and s 66A that the victim must be "under the age of ten years". The extent of vulnerability of the victim has always been a relevant feature of the objective circumstances that should be taken into account on sentence. However, the age of AH at the time of the offences was not so significantly under the age of ten years as to justify the additional punishment of the applicant by identifying her age as an aggravating factor of the offence. That feature is already taken into account as a necessary element of the crime and cannot be regarded as an additional aggravating factor. Of course, had AH been significantly younger than ten years, that would have made the offences more grave within the range of offences covered by the relevant sections, the seriousness of which is marked at all events by the maximum penalties. In relation to Count 3, the age of the victim was an element, namely she was between the age of ten and sixteen.
26 It is submitted, accordingly, that the finding by the learned sentencing judge that an aggravating feature of the offences was that the victim was vulnerable was in breach, not only of general principle, but of the concluding words of s 21A(2), namely that "the Court is not to have additional regard to any such factor in sentencing if it is an element of the offence". It seems to me that this complaint is made good: R v Pearson [2005] NSWCCA 116.
27 Another element of the victim's vulnerability was that she was in the applicant's home and he was her father lawfully having care and custody of her. Count 3 was a charge under s 66C(1), which carried a maximum term of imprisonment of eight years. The applicant had not been charged with an offence under s 66C(2), a specific element of which is that the victim was under the authority of the offender at the time of the offence. The latter offence carries a maximum penalty of ten years' imprisonment. Accordingly, taking into account the additional element of this count was an error: R v De Simoni (1981) 147 CLR 383. It seems to me that this limitation also applied to his Honour's otherwise correct observation concerning the applicant's gross breach of trust: cf R v Newham [2005] NSWCCA 325.
28 It is, in substance, conceded by the Crown prosecutor in this Court that the approach by the learned sentencing judge to these matters established error but it was contended that they were "somewhat technical…having no practical significance in the determination of the overall sentence in respect of most of the factors mentioned by him" (adopting the language of Howie J in Tadrosse at [22]). Insofar as this submission rests on the argument that the additional maximum penalty of two years applicable to an offence under s 66C(2) as distinct from the offence under s 66C(1) is "minimal", I do not agree.
29 It seems to me that these distinctions are imperative to be borne in mind for the reasons given in Pearce v The Queen (1998) 194 CLR 610, requiring as a matter of fundamental principle the separate consideration of each offence for which an offender is being sentenced before moving to questions of totality.
30 A similar difficulty is presented by his Honour's identification of the fact that the offence involved a series of criminal acts. In Tadrosse, Howie J said -
"[28] His Honour was also in error in taking into account as an aggravating feature s 21A(2)(m) 'the offence involved multiple victims or a series of criminal acts'. Clearly there were multiple offences before the Court and they indicated that there were multiple victims and a series of criminal acts. But the applicant was going to be sentenced for each of those offences and the fact that there were multiple victims and multiple acts of criminality would be addressed by the sentences to be imposed for each of those offences in accordance with the principle of totality. With respect, it is illogical to take into account, where there are multiple offences charged, that it is an aggravating factor relevant to each offence that there is a serious of criminal acts disclosed by the offences before the Court.
[29] Clearly the aggravating factor in s 21A(2)(m) is concerned with the situation where a single offence contained a number of allegations of criminal acts that are part and parcel of a single course of criminal conduct. A charge of this nature will be frequently found in cases of fraud or dishonesty perpetrated against a single victim such as a charge of embezzlement or larceny as a servant. It is also common to charge multiple instances of supplying drugs over a lengthy period of time as one offence under s25 of the Drug Misuse and Trafficking Act . Of course there are offences that have, as an element of the offence, multiple acts of criminality, such as an offence of an ongoing drug supply under s 25A of the Drug Misuse and Trafficking Act or an offence of persistent sexual abuse of a child under s 66EA of the Crimes Act . When sentencing for such an offence, the court must bear in mind the prohibition against taking into account as a mater of aggravation that which is an element of the offence charged."
31 In the present context, one of the difficulties of taking into account the fact that there were a series of offences and having regard to the fact that the second count was a representative count is that the applicant should not be sentenced as though he was convicted of an offence under s 66EA. As I have mentioned, the fact that the second count was a representative charge provided a context for its commission and, of course, disentitled the applicant to leniency upon the basis that the offence was an isolated one. Those considerations were relevant in sentencing the applicant for that representative charge. But, that having been done, there was no proper basis for increasing the sentence further simply because of the articulation in s 21A(2)(m) of the aggravating feature comprising the multiplicity of offences. However the argument is put, the consideration of fundamental importance is that there should be no double counting.
32 The applicant complains that the learned sentencing judge did not specify the manner in which the offences were aggravated by the s 21A(2)(m) feature. I think it was desirable that the learned sentencing judge should have stated precisely how he took this factor into account. However, I am not prepared to conclude that his Honour doubly punished the applicant. There was a proper basis for giving some limited application to s 21A(2)(m) and I do not accept that, in doing so, his Honour fell into the error contended for on the applicant's behalf.
33 The applicant also takes issue with the learned sentencing judge's finding that "to some extent some degree of planning or organisation must have been involved". The applicant in this regard relies upon the evidence that the applicant was "out of control" and that the offence in Count 1 and the Form 1 offence were most likely spontaneous. It seems to me that there is no evidence justifying the conclusion in respect of Count 1 that it was other than spontaneous. Certainly, no element of planning was involved. However, the applicant's taking advantage of his wife's absence (procured by him) from the lounge room when he committed the Form 1 offence justified, I think, the highly qualified description of this feature given by the learned sentencing judge. So far as count 3 is concerned, it is clear that some element of planning was involved, as it was not spontaneous. In respect of the first count, therefore, I think this complaint is made good.
34 As I have mentioned, the Crown in this Court conceded that the learned sentencing Judge may have erred in respect of the third count but submitted that the objective seriousness of the offences, in particular that in count 2, required the imposition of a sentence of at least the period determined by His Honour so that, notwithstanding any identified errors, the sentences imposed were within his Honour's discretion and no lesser sentence is warranted: s 6(3) Criminal Appeal Act 1999. I will return to this submission after considering the other grounds of appeal.