Ground 1: Crimes Act s 73
88Ground 1 of the appeal challenges the convictions in respect of Counts 5 and 6. The counts as pleaded in the indictment, after amendment, alleged that the appellant had sexual intercourse with the complainant, who was then 16 years of age and under the appellant's (special) care by reason that he was her foster parent.
89The basis of the ground is that the appellant could not be shown to have been the complainant's foster parent. The term "foster parent", so the appellant's argument ran, does not and cannot extend to a person in a de facto relationship with a natural parent of a complainant. The outcome of the ground depends entirely upon the construction that is placed upon the term "foster parent" - as it appears in s 73.
90Initially, the Crown accepted the argument advanced on behalf of the appellant and conceded the ground. A necessary consequence of the concession, if accepted by the Court, is that the convictions on these counts be quashed and verdicts of acquittal entered.
91In explaining, in its written submissions, the basis on which it made the concession, the Crown made a strong case in support of the appellant. After discussion with the Court, however, the Crown withdrew the concession. Nevertheless, it did not advance any argument to the contrary of that put on behalf of the appellant, and the Court was therefore left with no contradictor. In saying that, I mean no criticism of the Crown - it adopted an ethical and fair position, having regard to the advice it received. But that left the Court in the position of conducting its own researches, without the benefit of argument against that put on behalf of the appellant.
92A convenient starting point in consideration of the meaning to be ascribed to the term "foster parent" as used in s 73 is the evolution of that section. That was the subject of analysis by Giles JA in Miller, to which I have already referred. Some repetition of what his Honour there said is inevitable. (His Honour's history, of course, stops at 2001, when Miller was decided, at which time s 73 was not in the form it takes today. Just how it came to assume its present form is a matter of considerable importance to which I will return.)
93The feature of s 73 and its forerunners with which I am principally concerned is what is, perhaps colloquially, known as "the age of consent". Also of interest are the relationships to which the section is directed. Over the years, s 73 (and its forerunners) have criminalised sexual intercourse between persons in specified relationships, in which one participant is of, or below, a specified age. The provisions have been separate from, and independent of, other provisions criminalising sexual intercourse between a male of any age, and a female under a specified age - ("the carnal knowledge" provisions").
94Throughout its history, until 2003, the provisions were directed only to sexual intercourse between a male person in some position of authority, and a female of or under a specified age. No parallel provision existed in relation to males of an equivalent, or any, age.
95The origin of s 73 lies in s 43 of the Criminal Law Amendment Act 1883 (NSW) ("the 1883 Act"). That section relevantly provided:
"43.Whosoever being a schoolmaster or other teacher unlawfully and carnally knows any girl of or above the age of 10 years and under the age of 16 years being his pupil and whosoever being a father carnally knows any girl between such ages being his daughter shall be liable to penal servitude for 14 years. ... And the consent of the pupil or daughter shall be no defence to any charge under this section. Provided that nothing in this clause contained shall prevent such schoolmaster, teacher or parent from being prosecuted under either section 41 or section 42 of this Act."
96Section 43 has to be seen in the light, particularly, of s 42, which relevantly provided:
"42.Whosoever unlawfully and carnally knows any girl of or above the age of 10 years and under the age of 14 years shall be liable to penal servitude for 10 years. ... And the consent of the girl shall be no defence to any charge under this or the preceding section."
The preceding section, s 41, created a separate offence, punishable by death, of carnal knowledge of a girl under the age of 10.
97That is, as far back as 1883, the NSW Legislature saw fit to draw a distinction between the age of a female at which it became unlawful for a person (read male) to have intercourse with her - and the age of a female at which it became unlawful for a schoolmaster, teacher or father to have intercourse with her. (It seems that there was then no general prohibition on incest.) The general prohibition, contained in s 42, was of sexual intercourse with a girl under the age of 14. In other words, the age of consent for a female was fixed at 14; but where the prescribed relationship (schoolmaster or teacher and pupil, or father and daughter) was shown to exist, the age prescribed was 16. That suggests that, even in 1883, the Legislature perceived a need to afford protection from sexual predation to young females, and that that protection ought to extend, where a specified relationship of power or authority existed, beyond the age at which protection generally was given.
98It is relevant here to note that there was no equivalent protection afforded to young males. That was because any form of homosexual intercourse was unlawful, initially under the English common law, inherited by NSW on settlement: see Blackstone, Commentaries on the Laws of England, 17th ed, 1830, Vol 4. (No recognition appears to have been given to the possibility of heterosexual intercourse between an adult female, or a female in a position of authority, and a young male; or, if such a possibility were contemplated, it was not perceived as calling for criminal penalty.) There was, therefore, no call to prescribe an age of consent for young males. That remained the case until 1984, when the Crimes (Amendment) Act of that year ("the 1984 Act") was passed by the NSW Parliament. I shall say more of the 1984 Act below.
99In 1900 "an Act to consolidate the Statutes relating to Criminal Law" was passed by that Legislature. It became the Crimes Act 1900. By s 71 (in substitution for s 42 of the 1883 Act), the general age of consent for females remained at 14. Sexual intercourse with a female below that age constituted carnal knowledge and was punishable by penal servitude for 10 years. (The death penalty continued to be provided for carnal knowledge of a girl under 10.)
100Section 43 of the 1883 Act was re-enacted as s 73 of the Crimes Act and was then in the following terms:
"Whosoever, being a schoolmaster, or other teacher, or a father, unlawfully and carnally knows any girl of or above the age of 10 years, and under the age of 16 years, being his pupil or daughter, shall be liable to penal servitude for 14 years."
Although the language is different, and more modern, the effect of s 73 was similar to the effect of s 43, and the penalty was unaltered. The prohibited relationships were those of schoolmaster or teacher and pupil, and father and daughter; the age of the female up to which sexual intercourse between those parties was criminalised was 16.
101In 1910 the Crimes (Girls' Protection) Act 1910 was passed, implementing amendments to the Crimes Act. Section 71 of the Crimes Act was amended so that the general age of consent became 16; s 73 was amended so that the prohibited age of sexual intercourse with a female, where the prescribed relationship existed, was 17. The relationship of stepfather and stepdaughter was added to the specified relationships. That amendment also introduced two defences to the charge of carnal knowledge (s 71) that had not previously appeared. These were that the girl in question was over the age of 14: and, either, that she was a common prostitute or an associate of common prostitutes or that the accused had reasonable cause to believe that she was over the age of 16. This amendment also imposed a limitation period of six months for the prosecution of an offence against s 71.
102The rationale for the 1910 amendments to the Crimes Act was stated in the Second Reading Speech by Colonel Onslow, who introduced the Bill, as follows:
"The object of the Bill is to protect girls under the age of 16 years, and, so far as parents and guardians are concerned, girls under the age of 17, against offences which are dealt with under section ... 71 [and] 73 ... of the Crimes Act of 1900; and it is further to extend the protection of that act to stepdaughters, as well as to daughters, in certain cases." (Parliamentary Debates (Hansard) Legislative Assembly, 2nd Series, 27 July 1909, Vol 33 at 780)
103In 1924, by the Crimes (Amendment) Act of that year, ("the 1924 Act") the existing s 73 was stated to have been omitted, and a substitute s 73 inserted. However, there is no material (if any) difference between the two versions. The section then read:
"73.Whosoever, being a schoolmaster or other teacher, or a father, or stepfather, unlawfully and carnally knows any girl of or above the age of 10 years, and under the age of 17 years, being his pupil, or daughter, or stepdaughter, shall be liable to penal servitude for 14 years."
104The 1924 Act also introduced, it seems for the first time, an offence of incest; it became an offence for a male to have carnal knowledge of his mother, sister, daughter or granddaughter, and for a female of or above the age of 16 to permit her grandfather, father, brother or son to have carnal knowledge of her.
105The next relevant amendment to s 73 was made in 1985, by the Crimes (Child Assault) Amendment Act 1985. The words "of or above the age of 10 years and under the age of 17 years" were omitted, and, in substitution, the words "of the age of 16 years" inserted. The substitution was relatively short-lived. In 1987, by the Statute Law (Miscellaneous Provisions) Act 1987, s 73 was again amended, to omit the words "of the age of 16 years" and reinsert the words "of or above the age of 10 years and under the age of 17 years". The section then read:
"Whosoever, being a schoolmaster or other teacher or a father, or step-father, unlawfully and carnally knows any girl of or above the age of 16 years, and under the age of 17 years, being his pupil, or daughter, or stepdaughter, shall be liable to imprisonment for 8 years."
106That was how the section stood in 2001, when Miller was decided.
107I have mentioned above that homosexual intercourse was absolutely prohibited. I will attempt to deal more briefly with the history of these provisions. (They have a relevance which may not be immediately apparent.) Section 59 of the 1883 Act appeared under the heading "Unnatural Offences", with a side note "Sodomy and Bestiality." It provided:
"59.Whosoever commits the abominable crime of buggery either with mankind or with any animal shall be liable to penal servitude for life or any term not less than five years."
Section 60 made like provision for attempts to commit offences against s 59.
108In 1900, s 59 was transferred, in identical terms, into the Crimes Act 1900 as s 79 of that Act.
109In 1955, by the Crimes (Amendment) Act 1955, two new sections, ss 81A and 81B, were inserted. They were in the following terms:
"81AWhosoever, being a male person, in public or private, commits, or is a party to the commission of, or procures or attempts to procure the commission by any male person of, any act of indecency with another male person shall be liable to imprisonment for two years.
81B(1)Whosoever, being a male person, in any public place -
(a)solicits or incites: or
(b)attempts to solicit or incite,
in any manner whatsoever any male person to commit or to be a party to the commission of any offence under section seventy-nine, eight-one, or 81A of this Act shall be liable to imprisonment for 12 months.
..."
110Except for reduction in penalty (from imprisonment for life or a minimum of five years provided by the 1883 Act, to a maximum penalty of imprisonment for 14 years, provided by the 1924 Act), s79 remained in the form set above until 1984. By the Crimes (Amendment) Act 1984 the heading "Unnatural Offences" was omitted, as was the reference to "the abominable crime of buggery". The section continued to provide for an offence of bestiality. The effect of this amendment was to decriminalise homosexuality, with the exception effected by a new s 78K.
111The new s 78K provided:
"78KA male person who has homosexual intercourse with a male person of or above the age of 10 years, and under the age of 18 years, shall be liable to penal servitude for 10 years."
112This was, in a sense, the male (or homosexual) equivalent of s 71, in that it enacted an age of consent. One marked difference will be observed: while the age of consent for females was 16, that is the age of consent for female heterosexual intercourse was 16, the age of consent for male homosexual intercourse was 18 years.
113A male parallel of s 73 was also enacted, in s 78N, in the following terms:
"A male person, who, being a schoolmaster or other teacher, or father, or stepfather, has homosexual intercourse with any male person of or above the age of 10 years, and under the age of 18 years, being his pupil, son or stepson, shall be liable to penal servitude for 14 years."
The effect of this was to make homosexual intercourse, where the prescribed relationship existed, and the pupil, son or stepson was under the age of 18, more serious than homosexual intercourse with a person under the age of 18, which continued to be a criminal offence (s 78K).
114That was the statutory history as at 2001, when Miller was decided. The appellant in that case (to whom, to avoid confusion, I will refer by name) was charged under s 73 as a stepfather. He entered a plea of guilty to that count. The Crown accepted the plea in full satisfaction of the indictment (which had contained also a count of sexual intercourse without consent). Like the present appellant, Miller had cohabited with the complainant's mother, but was not married to her. The Crown sought and was granted leave to withdraw its acceptance of the plea of guilty, on the basis that, in those circumstances, Miller could not be shown to have been the complainant's stepfather. At first instance it was held that a stepfather could only be "a person linked by marriage to the victim's mother" withdraw acceptance of the plea was accordingly granted to the Crown. Miller was granted leave to appeal to the Court of Criminal Appeal, but the appeal was dismissed, this Court upholding that conclusion. In the course of his judgment, Giles JA considered the purpose of the then s 73. His Honour said:
"51.Let it be accepted that the purpose of s 73 of the Act was and is to protect young girls from abuse by persons who are positions of authority and control over them. Nonetheless the legislature has chosen to fulfil the purpose by stating particular relationships which will normally bring authority and control - teacher and pupil, father and daughter, stepfather and stepdaughter. It has not used the criterion of authority and control. ..." (italics added)
115Giles JA went on to consider the "ordinary" meaning of the terms "step-father" and "step-daughter". After considering dictionary definitions, and relevant decided cases, he concluded that:
"42.Marriage between the step-parent and the parent of the child is the basis of the step-relationship ..."
and that Miller was not a "stepfather" within the meaning of s 73.
116The present argument is that reasoning of the same kind that led the Court, in that case, to its conclusion in respect of the meaning of "stepfather", must lead the Court as presently constituted to the same conclusion in respect of the meaning of "foster parent". That is that on consideration of the "ordinary" meaning of the term (no relevant decided case was cited) this Court should conclude that the appellant is not a "foster-parent" within the meaning of s 73.
117It is of some note that neither "step-father" (or "step-parent") nor "foster parent" has ever been defined in the Crimes Act.
118It is now necessary to take the history forward, and to explore how s 73 came to be in its present form. It is because the explanation is entwined with the course of amendments to the law relating to homosexual acts, that I have set out above the history of those provisions.
119In 2003, the then Attorney-General, Mr Debus, introduced into the Legislative Assembly the Crimes Amendment (Sexual Offences) Bill 2003 ("The Bill"). The long title of the Bill was:
"An Act to amend the Crimes Act 1900 to provide for the equal treatment of sexual offences against males and females and to increase the penalties for sexual offences against children; and for other purposes"
120The amended version of s 73 that was proposed in the Bill was in the following terms:
"73.Sexual intercourse by teacher
(1)Any teacher who has sexual intercourse with a pupil of the teacher who is of or above the age of 16 years and under the age of 17 years is liable to imprisonment for 8 years.
(2)Any person who attempts to commit an offence under sub-section (1) is liable to the penalty provided for the commission of the offence.
(3)A teacher does not commit an offence under this section if the teacher and the pupil to whom the charge relates were, at the time of the offences alleged to have been committed, married to each other."
This proposed provision retained the age of consent (within the specified relationships) as 17; and it removed the relationship of father and daughter, and stepfather and stepdaughter. That was because it was proposed to deal with those relationships separately, as incest: see cl 15 of the Bill, proposing a new s 78A. Moreover, it applied equally to males and females, whether as teacher or pupil. That reflected the overriding purpose of the Bill.
121The Parliamentary Debates with respect to the Bill make interesting reading. However, it seems that the amendment to s 73 proposed was almost incidental. An Explanatory Note that accompanied the Bill contained the following:
"Overview of Bill
The object of this Bill is to amend and repeal some provisions of the Crimes Act 1900 ... to provide for the equal treatment of sexual offences irrespective of whether the victim or the perpetrator is male or female. In particular, the Bill repeals certain provisions that apply solely to a male homosexual act. The result will be that, in the future, certain types of sexual offences by any person, whether male or female, against any other person, whether male or female, will be dealt with on the same bases including as to the age of the victim, the defences available to the accused and the penalties for the offence. The age of consent for all persons will be 16 years."
122The purpose of the Bill was, as explained in the Second Reading Speech delivered by Mr Debus:
"... to provide for the equal treatment of sexual offences irrespective of whether the victim or the perpetrator is male or female. The Crimes Act is presently discriminatory in that it provides different penalties for sexual offences depending on whether the perpetrator and victim are male or female. The Act is also discriminatory in that it provides different ages of consent for heterosexual and homosexual intercourse. The bill removes this discrimination and ensures equal treatment before the law. The bill rationalises the age of consent in New South Wales to 16 years of age for all persons irrespective of gender or sexual orientation. ..." (Parliamentary Debates (Hansard) NSW Legislative Assembly, 7 May 2003, p 374) (italics added)
123Put simply, the purpose of the Bill, and its principal focus, was to equalise the age of consent with respect to males and females by removing the prohibition on homosexual intercourse between males between the age of 16 and 18. That was a highly controversial proposal and gave rise to extensive debate in both Houses of the NSW Parliament. In those circumstances, it is hardly surprising that the proposal to amend s 73 attracted little attention. The Explanatory Note contained little with respect to the proposed s 73, being limited to this:
"Schedule 1[12] recasts sections 73-75 of the Principal Act (which make it an offence for a male teacher or parent to have carnal knowledge of a female pupil or child under 17 years of age). The revised offence will apply to both males and females. The proposed offence will not apply if the persons concerned are married to each other. References to parents are omitted and dealt with in the revised incest offence - see Schedule 1[15]."
124What was contained in the Explanatory Note was echoed by the Attorney-General in the Second Reading Speech. With respect to s 73, he said:
"The [B]ill also removes the offence of carnal knowledge by a male teacher, parent or stepparent under s 73 of the Act. The provision is replaced with the offence of sexual intercourse by a teacher. The revised offence will apply to both male and female perpetrators and complainants. References to parent and stepparent have been removed as they are adequately dealt with in the revised incest provision. The revised incest provision applies to any person who has sexual intercourse with a close family member of or above the age of 16 years. The Act presently only criminalises behaviour defined as carnal knowledge, within the family, committed by a male against a female or allowed by a female to be committed against her by a male."
125In other words, the purpose - and, it seems, the principal purpose - of the then proposed amendment to s 73 was also to equalise the law so that it applied in the same way to both males and females. The section, if amended as proposed, would have been limited to sexual intercourse between a teacher (of either gender) and a pupil (of either gender) who was over 16 years and under 17 years. The reference to "father" and "step-father" in the pre-2003 s 73 were, as the Attorney-General explained, to be removed because offences of that kind were dealt with in provisions concerning incest, in what became s 78A. Those proposals also removed differentiation based on gender in respect of incest offences.
126How, then, did s 73 come to be in its present form (which, as I have shown, is not the form in which it was presented to Parliament in the Bill)? The answer to that question is to be found in the speech in the Legislative Council of the Honourable Tony Burke. On 22 May 2003 Mr Burke said:
" ... immediately after I conclude my speech I will circulate an amendment. One concern that was continually raised was the issue of predatory behaviour, which I have already referred to. One argument that arose immediately ... is that predatory behaviour against 16 year olds and 17 year olds does not apply only in homosexual relationships; it applies also in heterosexual relationships. I do not consider that to be an argument for saying that we do not need to do anything. I see it as an argument for asking, 'where is this bill deficient in the context of predatory behaviour?'
I read the Attorney-General's second reading speech in the other House. In that speech the Attorney-General referred to the fact that it would be an aggravated offence for people under the age of 16 if the older person had authority over the younger person. Immediately I thought that if the phrase 'under the authority of' is used in the second reading speech it would be easy to craft an amendment that would adopt the same principle and to apply it to the legislation. ... My amendment deals with the current provision relating to persons in positions of authority, which refers only to teachers. ...
Clearly, teachers are not the only persons in positions of authority. ... My amendment will not touch the teacher provision - although I am happy to consider forms of words to remodel that provision - but will expand the definition of predatory conduct against a 16 year old or 17 year old to any person who is in authority over that teenager. ... "(Parliamentary Debates (Hansard), Legislative Council, 22 May 2003, p 1005)
127The reference in the second extracted paragraph above was a reference to what Mr Debus had said in the Second Reading Speech about cl 9 of the Bill, proposing substantial amendment to s 66C of the Crimes Act, which then created an offence of sexual intercourse with a person between 10 and 16 years (the descendent of s 71), and an aggravated form of the offence where the person was, either generally or at the time of the sexual intercourse only, under the authority of the person accused. The Bill proposed one offence of sexual intercourse with a person between 10 and 14, and another of sexual intercourse with a person between 14 and 16. In each case, an aggravated form of the offence was to be created; circumstances of aggravation included that the alleged victim was, either generally or at the time of the commission of the offence, under the authority of the alleged offender. The outer age limit was to remain at 16.
128Mr Burke also referred to and quoted from the Final Report of the Royal Commission into the New South Wales Police Service ("the Royal Commission"), Vol V: The Paedophile Inquiry, August 1997. At 14.43, the Royal Commissioner invited consideration of:
"creating an offence in relation to an extended group of persons standing in special relationships (cf ss 73 and 78A [of the Crimes Act]) as specified in paragraph 14.40 for which the relevant age would increase (17 years under s 73) to 18 years (as is currently the case with s 78N), to which the defence of consent but honest and reasonable mistake would not apply ..."
129At 14.40, in the context of considering a defence of "mistaken but reasonable belief as to consent" the Commissioner referred to "persons standing in a 'position of trust'." He reported:
"It would define such persons to include parents, step-parents, foster parents, guardians, custodians, school teachers, religious advisers, health professionals, or any other person providing instruction or services to, or having the care or supervision of or authority over the child, and not being married to that child ..."
130Much of this found its way into the speech subsequently made by Mr Burke when, on 27 May 2003, he formally moved the amendment that he had foreshadowed five days earlier. The amendment he proposed was identical with s 73 as it was ultimately enacted. Having proposed the amendment, he said:
"The amendment does a number of things. First, it corrects the anomaly with respect to stepparents. Second, it extends the existing provision that relates specifically to teachers and students who are 16 years of age to a penalty of 8 years and 4 years for 17 year old students. Third, the amendment introduces a number of relationships other than teacher [sic] where there is a similar power relationship and power imbalance. These relationships include those between custodial officers and inmates, people providing religious, sporting, musical or other instruction and their pupils, and the relationship between a health professional and a patient. An offence with respect to a parent is not in the amendment because parents are covered in the provisions relating to incest. ..."(Parliamentary Debate (Hansard), Legislative Council, 27 May 2003, p 1145.) (italics added)
131The Minister who represented the Attorney-General in the Legislative Council, the Hon Carmel Tebbutt, accepted the amendment. That then became the proposal, and it was enacted as the current s 73.
132Just what was the "anomaly with respect to stepparents" to which Mr Burke referred cannot be ascertained with certainty from the Debates. It may be that reference to Miller was contained in some briefing papers that were circulated, but which have not been yielded up by my research. It is a reasonable, though perhaps not certain, inference that the "anomaly" to which Mr Burke referred was that exposed by Miller. Whether or not that was the anomaly which Mr Burke had in mind, it is and remains an anomaly. While seeking by the introduction of the Bill to remove one invidious anomaly (discriminating, in, specifically, the age of consent on the ground of gender), Parliament has, if the appellant's argument is correct, and whether intentionally or otherwise, perpetuated an equally invidious discrimination. That is discrimination against certain young people on the ground of the marital status of their parents. A child of 16 to 18 whose parent is lawfully married to the perpetrator of sexual abuse, even if consensual, or even if, on prosecution, the Crown could not prove absence of consent, has the protection of s 73. A child whose parent lives in a de facto relationship with that person does not.
133Miller has stated the law in this respect since 2001. (It was never suggested in this Court or in the District Court, that Miller was other than correctly decided). A simple amendment, defining "stepparent" to include a de facto partner of a parent would have cured the anomaly. That was not done. Even when the relevant sections of the Crimes Act were under active review in 2003, the opportunity was not taken to make the correction. In this respect the Parliament has been let down badly by its criminal law advisers.
134In the circumstances outlined above, it seems to me to be an inevitable conclusion that Mr Burke, in proposing the amendment, intended to achieve three purposes. One was to extend the protection (previously afforded by s 73 only to females, and then only up to the age of 17) to male and female children up to the age of 18; this he sought to do by subs (2). A second purpose was to extend the reach of s 73 to a wider range of persons in authority over children up to that age; this he sought to do by introducing the notion of "special care", as defined in subs (3), and adopting the report of the Royal Commission. A third purpose, in my opinion, was to overcome the "anomaly" exposed by Miller; concerning parents in de facto relationships; this he sought to do by the introduction of the word "foster parent" into the categories of "special care relationships". Moreover, I would infer that Parliament, in accepting Mr Burke's amendment, and passing s 73 in the form proposed by him, adopted his purposes.
135Mr Burke's references to "the anomaly concerning stepchildren" is evidence from which it may be inferred that he was aware of the decision in Miller. It is inconceivable that he intended that the protection of s 73 would be extended to the child of a parent who was lawfully married to a person not the child's natural parent, but withhold it from the child, one of whose natural parents cohabited, without lawful marriage, with another person who assumed the role of (alternative) parent.
136It is of interest that the Report of the Royal Commission (1997) predates the decision in Miller. That, in my opinion, explains why no proposal was made by the Royal Commission to include in its catalogue of persons in a "position of trust" de facto spouses of parents of children. The anomaly later exposed in Miller had not then been discovered.
137Plainly, the first two purposes of Mr Burke were achieved. The question for present determination is whether the language used achieves the third purpose. That calls for consideration of some principles of statutory construction. In what follows I have drawn heavily upon the discussion in Chapter 2 (especially paras 2.19 - 2.36) of D C Pearce & R S Geddes: Statutory Interpretation in Australia, 6th ed (2006) As is there set out, two approaches to statutory interpretation have emerged: the literal approach, and the purposive approach. The literal approach depends upon reliance on the natural and ordinary meaning of the words used in the statute under consideration. (I have relied upon the 6th edition in preference to the current 7th edition because the latter contains a less expansive analysis, while not abandoning that contained in the former.)
138Recourse may first be had to dictionary definitions. These are both plentiful, and surprisingly varied. The following definitions appear in the various identified dictionaries:
- The Macquarie Dictionary (Federation Edition) 2001:
"foster care ... the upbringing or the supervision of the upbringing of foster children, in a private home or a public institution.
foster child ... a child brought up by someone not its own mother or father.
foster brother ... a boy brought up with another child of different parents.
foster sister ... a girl brought up with another child of different parents.
foster child ... a child brought up by someone not its own mother or father.
foster daughter ... a girl brought up like one's own daughter, though not such by birth.
foster father ... one who takes the place of a father in raising a child.
foster mother ... a woman who takes the place of the mother in bringing up a child.
foster parent ... a foster faster or foster mother." (the italics are mine)
In the 2005 edition, the definition of "foster child" became:
"a child brought up by someone who is not their natural or adoptive mother or father."
The other definitions remained as in 2001.
- The New Shorter Oxford Dictionary, 1993:
"foster ... having a specified familial relationship not by blood or adoption, but by virtue of nursing, bringing up, or care, as foster brother, foster daughter, foster sister, foster son. OE.2 concerned with the care of orphans, or children in need of a temporary but stable home."
- The Shorter Oxford Dictionary:
"foster ... having a specified familial relationship not by blood or adoption, but by virtue of nursing, bringing up, or care, as foster brother, foster daughter, foster sister, foster son;
foster child ... a child nursed or brought up as their own by people other than his or her biological or adoptive parents;
foster father ... a man who brings up a child as his own ... foster mother ... (a) woman who nurses and brings up a child as her own, or on behalf of the child's natural mother."
- Collins Dictionary, 1979:
"foster child ... a child looked after temporarily or brought up by people other than its natural or adopted parents."
There is in this dictionary no definition of "foster parent", "foster father", or "foster mother".
Additional definitions appear in the 2003 version, as follows:
"foster child ... a child looked after temporarily or brought up by people other than its natural or adoptive parents;
foster father ... a man who looks after or brings up a child or children as a father, in place of the natural or adoptive father;
foster mother ... a woman who looks after or brings up a child or children as a mother, in place of the natural or adoptive mother." (the italics are mine)
A 1986 Australian edition of the Collins Concise Dictionary of the English Language contains (rather curiously) the following definition of "foster" (as a transitive verb):
"5. (in combination) of or involved in the rearing of a child by persons other than his natural parents."
139In both the Concise Oxford Dictionary of Current English, 8th ed, and the Australian Concise Oxford Dictionary, 4th ed, a number of definitions of "foster" are given. Both include:
"v,tr 3a bring up (a child that is not one's own by birth); (my italics)
...
adj: 1 having a family connection by fostering and not by birth (foster brother; foster child; foster parent)."
I have italicised those definitions most pertinent to the present question.
These two dictionaries diverge when dealing with fostering under the auspices of government agencies, but not otherwise.
140Counsel for the appellant also drew upon definitions contained in various legal dictionaries (Butterworth's Australia Legal Dictionaries; Australian Legal Words and Phrases; Halsbury's Laws of England). Reference was also made to definitions contained in other statutes, such as the Adoption Act (NSW) 2000, and the Children and Young Person's (Care and Protection) Act 1998. I have not found these helpful. That is because all of the definitions contained in the dictionaries define words such as "foster parent" and "foster home" by reference to the statutory context from which the definitions are drawn. The words are defined for the purposes of the statutes in which they appear. They do not, in my opinion, translate into general currency. That is so also of the references to the terms used in the Adoption Act and the Children and Young Persons (Care and Protection) Act. Frequently, the terms are defined for the purpose of authorising, or regulating state-sanctioned foster care of children in need. In those circumstances, a word in common parlance is given a specific statutory meaning but for the limited purpose of the statute in which it is used. It would be quite wrong to graft the specific statutory meaning on to the word as used in common parlance.
141The Crown's concession as to the inapplicability of the term "foster parent" to the appellant was based, at least in part, upon the Collins Concise Dictionary definition of "foster" (as a verb) (see para *[102] above. The submission was put as follows:
"29.The Collins Concise Dictionary definition for foster parents stated '(In combination) of or involved in the rearing of a child by persons other than his natural parents'.
30.This definition of a 'foster parent' in the Collins Concise Dictionary accords with the current understanding of the term. The important part of the definition though was missed by His Honour [the trial judge] - that being that the rearing of a child by persons OTHER than his natural parents. The victim here was being reared by her NATURAL MOTHER, and male partner. This was not a foster parent situation at all." (emphasis in the Crown's submissions.)
142I do not accept this as correct. Despite the wide diversity of domestic arrangements in which family units now live, it is still common for children to live with and be brought up by two adults, either or both of whom may be a natural (or adoptive) parent. That one of the caregivers is a natural parent does not, in my opinion, preclude the other taking on the role of a foster parent. This most readily emerges from the definitions of "foster father" and "foster mother" in the 2003 Collins Dictionary, and, possibly least readily, from the definition of "foster child" in the 1979 version ("a child looked after temporarily or brought up by people other than its natural or adopted parents").
143The definition of "foster child" in the 2001 Macquarie Dictionary is open to two interpretations. Where a child is brought up by two caregivers, the definition may mean a child brought up by caregivers neither of whom is "its own (biological or adoptive) mother or father"; alternatively, it may mean a child brought up by caregivers one of whom is not its own mother or father. The latter fits more neatly with the definitions in that dictionary of "foster father" and "foster mother", both of which envisage a person taking the place of the mother or the father in bringing up a children, but neither of which excludes the involvement of a natural parent of the other gender.
144I appreciate that a de facto partner of a parent of a child does not immediately spring to mind as an example of a foster parent. Nor, however, does such a person obviously or necessarily fall outside that description.
145Even under a strict literal approach to the construction of s 73, it is, in my opinion, possible to construe the term "foster parent" so as to include a de facto spouse cohabiting with (and participating in the rearing of the children of) the natural parent of a child. But in case the literal approach to the interpretation of the term is thought to yield an equivocal result, recourse may be had to the purposive approach - which is, in any event (in my opinion) the more contemporary and favoured method of dealing with obscure questions of statutory construction. That is, not least, because s 33 of the Interpretation Act 1987 so dictates. It is, according to McHugh JA (as he then was):
" ... the method of statutory construction which now prevails": Kingston v Keprose Pty Ltd (1987) 11 NSWLR 404
146In Project Blue Sky Inc. & Ors v Australian Broadcasting Authority [1998] HCA 28; 194 CLR 355, McHugh, Gummow, Kirby and Hayne JJ said:
"78.However, the duty of a court is to give the words of a statutory provision a meaning that the legislature is taken to have intended them to have. Ordinarily, that meaning (the legal meaning) will correspond with the grammatical meaning of the provision. But not always. The context of the words, the consequences of a literal or grammatical construction, the purpose of the statute or the canons of construction ... may require the words of a legislative provision to read in a way that does not correspond with the literal or grammatical meaning. ..."
147Their Honours quoted, at some length, from Bennion: Statutory Interpretation, 3rd ed (1997), Butterworths. There, the learned author wrote:
"The distinction between literal and legal meaning lies at the heart of the problem of statutory interpretation. An enactment consists of a verbal formula. Unless defectively worded, this has a grammatical meaning in itself. ... Unhappily [the] state of being able to rely on grammatical meaning does not prevail in the realm of statute law; nor is it likely to. In some cases the grammatical meaning, when applied to the facts of the instant case, is ambiguous. Furthermore there needs to be brought to grammatical meaning of an enactment due consideration of the relevant matters drawn from the context (using that term in its widest sense). Consideration of the enactment in its context may raise factors that pull in different ways. For example, the desirability of applying the clear literal meaning may conflict with the fact that this does not remedy the mischief that Parliament intended to deal with."
148The last sentence has, here, direct applicability. Even if (contrary to my stated view) the clear literal meaning of "foster parent" excluded a person in the position of the appellant, the result would be that the statute failed to remedy the mischief with which Parliament intended to deal.
149Section 34 of the Interpretation Act permits the use of extrinsic material, in stated circumstances, in the interpretation of statutes. It relevantly provides:
"34(1).In the interpretation of a provision of an Act ... if any material not forming part of the Act ... is capable of assisting in the ascertainment of the meaning of the provision, consideration may be given to that material:
(a)to confirm that the meaning of the provision is the ordinary meaning conveyed by the text of the provision ... or
(b)to determine the meaning of the provision:
(i) if the provision is ambiguous or obscure, or
(ii)if the ordinary meaning conveyed by the text of the provision (taking into account its context in the Act ... and the purpose or object underlying the Act ... ) leads to a result that is manifestly absurd or is unreasonable.
(2)Without limiting the effect of sub-section (1), the material that may be considered in the interpretation of a provision of an Act, ... includes:
(a)all matters not forming part of the Act that are set out in the document containing the text of the Act as printed by the Government Printer,
(b)any relevant report of a Royal Commission ... that was laid before either House of Parliament before the provision was enacted or made.
(c)...
(d)...
(e)any explanatory note or memorandum relating to the Bill for the Act, or any other relevant document, that was laid before, or furnished to the members of, either House of Parliament by a Minister or other member of Parliament introducing the Bill before the provision was enacted or made,
(f)a speech made to a House of Parliament by a Minister or other member of parliament on the occasion of the moving by that Minister or member of a motion that the Bill for the Act be read a second time in that House,
(g)...
(h)any relevant material in the minutes of proceedings or the votes and proceedings of either House of Parliament or in any official record of debates in Parliament or either House of Parliament.
(3)In determining whether consideration should be given to any material, or in considering the weight to be given to any material, regard shall be had, in addition to any other relevant matters, to:
(a)the desirability of persons being able to rely on the ordinary meaning conveyed by the text of the provision ... and
(b)the need to avoid prolonging legal or other proceedings without compensating advantage."
150For the purposes of sub-paras (1)(a) and (1) (b)(ii), having regard to the diversity and lack of uniformity in the dictionary definitions I have set out above, I find it difficult to discern any "ordinary meaning" of the term "foster parent". However, for that very reason, I am satisfied that, for the purposes of sub-para (1)(b)(i), the meaning of that term is "ambiguous or obscure", and therefore the meaning of s 73 is ambiguous or obscure. For that reason it is permissible to have regard to extrinsic materials of the kind referred to in s 34(2). The most helpful of these is the speech made by Mr Burke in explaining the amendment that he proposed. This was, for the purposes of subs (2)(f) a speech made following the Attorney-General's Second Reading Speech.
151Although it may not come squarely within subs (2)(b) I am also of the view that the Report of the Royal Commission is relevant and admissible in order to explain Mr Burke's speech. (My doubt is based upon the circumstance that the Report was laid before Parliament in 1997. That is somewhat remote to 2003. Subsection (2)(b), in my opinion, is more likely directed to reports of the kind mentioned that were connected with the introduction of the legislation under consideration.)
152The "modern approach" to statutory construction was subjected to searching analysis by McHugh JA in Kingston (McHugh JA dissented as to the application of the principles, but there has been no suggestion that his statements of principle were other than correct.) His Honour identified as a "difficulty" the determination:
" ... whether Parliament intended a particular set of facts to fall within the factual outline of the proposition [contained in the statutory provision under consideration];"
and the determination of:
"...the ambit of the factual outline which Parliament intended to enact".
153His Honour said:
"Where the text of the legislative provision which embodies the proposition is grammatically capable of only one meaning and neither the context, the purpose of the provision nor the general purpose of the Act throws any real doubt on that meaning, the grammatical meaning must be taken as representing Parliament's intention as to the meaning of the law. A court cannot depart from the grammatical meaning of a provision because that meaning produces anomalies or injustices where no real doubt as to the intention of Parliament arises: ... If the grammatical meaning does give rise to an injustice or anomaly, however, a real doubt will usually arise as to whether Parliament intended the grammatical meaning to prevail: ... A resulting anomaly or injustice is not itself, however, a ground for departing from the grammatical meaning. Equally the natural and ordinary grammatical meaning of the provision is not decisive ....
Ascertaining the ordinary grammatical meaning of a legislative provision is only the first step in the process of statutory construction. If the consequences of the literal or grammatical construction raise a real doubt as to Parliament's intent, the court is justified in refusing to give the words their literal or grammatical construction ..." (pp 421, internal references omitted)
154McHugh JA cited Sutherland Publishing Co Ltd v Caxton Publishing Co Ltd [1938] Ch 174 at 201 where the following appeared:
"...[when] the purpose of an enactment is clear, it is often legitimate, because it is necessary, to put a strained interpretation upon some words which have been inadvertently used." (italics added by McHugh JA).
155His Honour went on to say:
"However, it is not only when words have been inadvertently used that a court is empowered to give a legislative provision a strained construction. A strained construction may be justified because words have been omitted ... or because by inadvertence Parliament has failed to deal with an eventuality required to be dealt with if the purpose of the Act is to be achieved ...: or because the statute proceeds on a mistaken assumption ... or because the purpose of the provision indicates that Parliament did not intend the grammatical meaning to apply ... or because words must be omitted to avoid absurdity. As many of the cases show, the purpose of the legislation may require a meaning to be placed on the words of a particular provision which, standing alone, they cannot reasonably bear. ..." (p 422)
156He then referred to Jones v Wrotham Park Settled Estate [1980] AC 74, where it was said that if the application of the literal or grammatical meaning would lead to results which would defeat the purpose of the statute the court may read words into the legislation. He identified three conditions which must be met before the court may take that course. These are:
(i)the court must know the mischief with which the Act was dealing;
(ii)the court must be satisfied that by inadvertence Parliament has overlooked an eventuality which must be dealt with if the purpose of the Act is to be achieved:
(iii)the court must be able to state with certainty what words Parliament would have used to overcome the omission if its attention had been drawn to the defect.
157Under the heading "The purposive approach", McHugh JA said:
"Purposive construction often requires a sophisticated analysis to determine the legislative purpose and a discriminating judgment as to where the boundary of construction ends and legislation begins. But it is the technique best calculated to give effect to the legislative intention and to deal with the detailed and diverse factual patterns which the legislature cannot always foresee but must have intended to deal with if the purpose of the legislation was to be achieved.
If the objects and purposes of a statute and the means of their achievements are not declared, they can only be determined by examining the statute as a whole. The ordinary meanings of the individual words together with any statutory definitions will invariably indicate what those objects, purposes and means are. The cumulative weight of their core meanings will indicate the general purpose or purposes of the statute. ... when the statute has been read as a whole and its purpose determined, the prima facie meaning of a provision must, if necessary, give way to the construction which gives effect to the statutory object or purpose. ... the general objects and purposes of the statute will give colour to the individual words, phrases and provisions sometimes modifying their ordinary meanings.
Once the object or purpose of the legislation is delineated, the duty of the Court is to give effect to it in so far as, by addition or omission or clarification, the relevant provision is capable of achieving that purpose or object. Where the court can see the purpose of a provision from an examination of its terms, little difficulty should be met in giving effect to that purpose. ..." (p 424)
158Those principles were applied by the Court of Appeal in Tokyo Mart Pty Limited v Campbell (1987) 15 NSWLR 275 and endorsed (by reference) by McHugh JA in Bermingham v Corrective Services Commission of NSW (1988) 15 NSWLR 292.
159Here, the court is in the advantageous position of having a very clear - I would say unmistakeable - statement of what was intended to be achieved by Mr Burke's amendment. It does not have to delve into the far reaches of the Bill, or the Crimes Act, or even s 73, in order to ascertain what was intended.
160In my opinion, the principles stated by McHugh JA provide ample scope for this Court to accept that the reference to "foster parent" in s 73 includes a reference to a de facto living in a familial relationship with a natural parent of a child of the ages specified in s 73. Although I do not believe that including a de facto partner of a parent gives a "strained interpretation" to the term "foster parent", for any who take a different view, this is a quintessential case in which such a construction would be justified. The intention of Mr Burke, and the Parliament, was, in my opinion, as I have said above, unmistakeable. It was by mere inadvertence, the result of ignorance of the need for definition, that no definition to include such persons, was omitted. The three conditions listed in Jones, and adopted in Kingston, are met. The mischief with which the Act (in this case, Mr Burke's amendment) was dealing is known; by inadvertence, Parliament overlooked an eventuality that must be dealt with if the purpose of Parliament is to be (fully) achieved; and inadvertence can be rectified by reading the term "foster parent" as including a de facto partner of a parent of a child, at least where the de facto undertakes a role in the upbringing of the child.
161I have not, of course, overlooked the circumstance that the statute under consideration is a penal statute, and that rules of interpretation are applied more strictly. In Miller, Giles JA said:
"54.It must be remembered that s 73 of the Act provides for a criminal offence. While the rule that statutes creating offences are to be strictly construed (see, for example, Buck & Sons v Priester (1987) 19 QBD 629 at 638) is perhaps not applied with the rigour of earlier days, it remains that ambiguity or doubt should be resolved in favour of the subject ..."
162His Honour cited an early case (Dickenson v Fletcher (1873) LR 9 CP affirmed by the High Court in Murphy v Farmer [1988] HCA 31; 165 CLR 19):
"... those who contend that [a] penalty must be inflicted, must shew that the words of the Act distinctly enact that it shall be incurred under the present circumstances."
163Messrs Pearce and Geddes described this approach as "somewhat naïve". They cited Scott v Causey [1907] HCA 80; 5 CLR 132 as a modification of that approach, and Beckwith v The Queen [1976] HCA 55; 135 CLR 569 as endorsing the purposive approach even with respect to criminal statutes. I need not lengthen this judgment by examining the authorities in which this approach has been taken. I bear in mind that, in Krakouer v The Queen [1998] HCA 43; 194 CLR 202, McHugh J said that a court should not ignore the clear (I emphasise "clear") words of the provision so as to give it a meaning that would or might make it easier to convict an accused if the intention of the legislature is at best a matter of contestable opinion.
164I do not think here that the intention of the legislature is a matter of contestable opinion.
165It will be observed that, above, I have added the words "familial relationship", and "at least where the de facto undertakes a role in the upbringing of the child". It may be that it is not every de facto who will qualify for inclusion in the term "foster parent"; whether he or she does come within that term will be a question of fact. It may be necessary to adduce evidence as to the nature of the actual relationship by including matters such as financial and/or emotional support, discipline, participation in family activities, and participation in educational or sporting or recreational activities. These are the sorts of things involved in bringing up a child or in "tak[ing] the place of a father or mother in raising a child".
166I am amply satisfied that the term "foster parent", as used in s 73 is capable of including a de facto of a natural parent where the de facto can be shown to play a role in the upbringing of the child.
167Accordingly, I would reject Ground 1 of the appeal.
168Since, as I have already held, there must be a new trial as a result of the success of Ground 2, it is unnecessary to deal with the remaining grounds of appeal. Grounds 2(c) and (d) principally complain of failures of trial counsel to seek directions under the Evidence Act 1995. Ground 2(a) complains of the admission of "tendency evidence" (see Evidence Act, s 97) in circumstances in which, it seems, no notice of intention to rely on such evidence was given; that was because the Crown did not seek to rely on the evidence in question as "tendency evidence". Should the Crown seek to rely on tendency evidence at a new trial, it will be a matter for determination by the trial judge whether or not it is to be admitted.
169The orders I propose are:
1.Appeal against conviction allowed, convictions quashed;
2.There be a new trial on all counts in the indictment.
170HOEBEN J:I agree with Simpson J and the orders which she proposes. I also agree with the observation of Whealy JA that section 73 Crimes Act 1900 requires urgent and immediate attention by the legislature. Accordingly, I support the recommendation by Whealy JA that a copy of this decision should be taken out and forwarded by the Registrar to the Attorney-General for his urgent consideration.