The AAT proceedings
11 The applications for Australian citizenship which were made by Nhayoung, Hyerhim and Sungjohn under s 21 of the Citizenship Act were required to be determined under s 24 of the Citizenship Act. Section 24 first requires that an applicant be eligible (as they were, each being under 18 years old when their application was made) to become an Australian citizen. Section 24 then requires that a written decision be made approving, or refusing to approve, the eligible applicant becoming an Australian citizen. In the circumstances applying to each of the three children the Citizenship Act does not, whether in s 24 or elsewhere, state what factors may, or should, be taken into account in deciding whether to approve, or refuse to approve, Australian citizenship. The AAT correctly appreciated that, in those circumstances, the Minister (and the Minister's delegate) and the AAT itself had a general discretion as to whether the applications for citizenship should be approved or refused (see also Budilay v Minister for Immigration and Citizenship [2011] FCA 508 ("Budilay") at [6]-[8]).
12 Even though the Citizenship Act does not, at least in the circumstances of the three present applications, confine the discretion whether to approve or refuse citizenship, the Minister has published a set of instructions to provide guidance to decision-makers. Those instructions, the Australian Citizenship Instructions ("the ACIs"), were discussed in Budilay. It is legitimate that such instructions should be issued by the Minister. Although they do not bind the AAT, it was appropriate for the AAT to take them into account unless there was some good reason not to do so. In Drake Bowen CJ and Deane J said (at 420):
… an administrative officer charged with the exercise of discretionary power will be entitled, in the absence of specifically defined criteria or considerations, to take into account government policy. The propriety of paying regard to general policy considerations is most evident in a case such as the present where there are no specified statutory criteria for the exercise of the discretionary power and where the power is entrusted to a Minister of the Crown responsible to Parliament.
and (also at 420):
In a matter such as the present where it was permissible for the decision maker to take relevant government policy into account in making his decision, but where the Tribunal is not under a statutory duty to regard itself as being bound by that policy, the Tribunal is entitled to treat such government policy as a relevant factor in the determination of an application for review of that decision.
13 It was not suggested in the present case that it was impermissible or inappropriate for the AAT to take the ACIs into account to the extent that they applied to the three applications it was considering. No legal error was made in the present case when it did so. The AAT distilled the significance of the ACIs for the purpose of the matters before it in the following way in the case of Nhayoung Hong at [11]-[12]:
11. Thus the Instructions relevantly identify three primary considerations to be taken into account by the decision-maker: the best interests of the child, the legislative requirements and the policy guidelines. Ms Hong was aged under 18 at the time she made an application and therefore meets the legislative requirements in s 21. Ms Hong does not satisfy the policy guideline requiring that she hold a permanent visa. However, consideration must also be given to whether she would suffer significant hardship or disadvantage if her application for citizenship is not approved. Where the policy guidelines are not met, the decision-maker must consider the full circumstances of the case, including the best interests of the child, to determine whether the application should, nevertheless, be approved because of the unusual nature of the circumstances.
12. The issues before the Tribunal are, therefore, the best interests of the child, whether Ms Hong would suffer significant hardship or disadvantage if her application for citizenship is not approved, and whether there are unusual circumstances in her case warranting consideration of her application outside the stated policy requirements.
(The same distillation applied in the case of Hyerhim and Sungjohn Hong.)
14 It was not submitted on the present appeals that the AAT misunderstood the ACI's or wrongly identified the matters which, in accordance with the ACI's, required its specific attention. I am satisfied that the decision of the AAT about those specific matters involved no legal error.
15 The tests distilled by the AAT were then required to be applied in the light of the evidence before it. Nhayoung Hong had provided a written statement to the Minister, provided a further statement to the AAT and gave oral evidence to the AAT. Hyerhim Hong provided a written statement to the AAT. The AAT referred, in its decisions, to particular aspects of the written and oral evidence provided to it by Nhayoung and Hyerhim. In addition, evidence was given to the AAT in support of all three applications by a psychologist, Dr Jung Sook Kim, the children's parents (Mr Hong and Ms Kim), a friend of the Hongs, Mrs Lee (who also employed Ms Kim full-time and Mr Hong part-time) who had offered to accommodate and support the three Hong children if their parents were required to return to Korea, and a Ms An who did not know the Hong family but who was invited to express opinions as a Korean national who had obtained Australian citizenship in 2010. In each case, the evidence given was summarised by the AAT. I did not understand there to be any serious challenge to the summary which was given although some submissions were made to the effect that insufficient weight had been given to particular aspects of the evidence.
16 The principal focus of attention in the appeals to this Court was upon the use to which the AAT had put the evidence of Dr Kim. Dr Kim provided a written report with respect to each of the children, based upon interviews with them. She expressed opinions about their psychological state and about potential difficulties which they would encounter in the Korean education system if required to return to that country. It may be doubted that many of the opinions expressed would have been admissible had the AAT been required to strictly apply the rules of evidence. However, the AAT is not restricted in that way but "may inform itself on any matter in such manner as it thinks appropriate" (AAT Act, s 33(1)(c)). It is apparent that the AAT gave appropriate weight and consideration to the whole range of opinions expressed by Dr Kim, both in her written reports and in oral evidence given directly to the AAT.
17 Attention should be drawn to some particular factual findings concerning Nhayoung Hong, which were expressed by the AAT in the following way:
38. Ms Hong is not a permanent resident. The issues for the Tribunal in her case, therefore, are whether, having considered the full circumstances of the applicant's case and her best interests (as a child), the policy requirement for permanent residency should be waived because the applicant would otherwise suffer significant hardship or disadvantage and the application warrants approval because of the unusual nature of those circumstances.
39. Ms Hong is in her final year of school and is due to complete her HSC (Higher School Certificate) later this year. The evidence of her school performance indicates that she is a bright student who has achieved excellent results. She hopes to study medicine at university, which is known to be a long and demanding program with very high entry standards and significant costs involved, even in Australia with government-subsidised tertiary education and access to HECS and Austudy.
40. The evidence provided to the Tribunal (by Dr Kim, Ms Hong and Ms An) indicates that higher education in Korea is very competitive and fee paying. If Ms Hong has to return to Korea, I accept that, at the very least, her entry to university may be delayed by the need for financial support in paying the required fees and by her Korean language skills not being of the required standard to permit tertiary study. It seems likely that her parents' ability to earn will be significantly less than was the situation when her father worked as an officer in the maritime industry prior to leaving Korea in 2005. However, I have no evidence as to the current state of the employment market in Korea or of the prospects of Mr Hong obtaining employment. I accept that Mr Hong may not be able to resume a career in the maritime industry without significant further study and passing the necessary tests to obtain the required certification. Ms Kim says she has no special skills and experience which would enable her to obtain other than unskilled employment.
41. It is not clear whether Ms Hong's Australian secondary school results will be sufficient to support entry to university in Korea or whether she will have to undertake further secondary study there. Dr Kim indicated that while English proficiency can prove an advantage for Korean speakers, overseas educated students' qualifications are strictly assessed.
42. The evidence of Ms Hong's school results (for example, largely "outstanding" grades in Year 10 German) and the fact of her becoming proficient in English within a relatively short time of arrival in Australia and now studying Advanced English for the HSC, indicates that Ms Hong has a facility for languages. While Ms Hong says she is now more comfortable speaking English, her mother said the family speak Korean at home. While Ms Hong's Korean language skills may not have developed since she left Korea at the age of 12 and, indeed, those skills, especially the written language skills, may have declined through lack of use, I am satisfied that because of her background in the language and her facility for languages, she is likely to be able to acquire those skills relatively quickly. Thus, if Ms Hong's current Korean language skills are not of the required standard to permit tertiary study, it is likely that she will be able to acquire the necessary skills without undue difficulty.
43. The other significant aspect of Ms Hong's case is the psychological evidence. I am satisfied from Dr Kim's evidence that Ms Hong is currently suffering from depression. Following an assessment on 1 March 2011, Dr Kim diagnosed Ms Hong as suffering from a major depressive disorder, attributable to the uncertainty over her visa status and the possibility of her being sent back to Korea. On the one hand, allowing Ms Hong to remain in Australia would address this. The fact that Ms Hong is now working part-time indicates that she is becoming more independent. Moreover, Mrs Lee, who appears to know the family well and to have adequate means, has said that she will provide Ms Hong with accommodation and, if necessary, financial support. However, I note, on the other hand, Dr Kim's evidence that while Ms Hong is academically bright, she is emotionally immature and needs the support of her parents. If her parents return to Korea and Ms Hong is granted Australian citizenship, she will be largely deprived of that support which would not be in her best interests.
18 In the case of Hyerhim and Sungjohn particular mention should be made of the following findings which were made:
41. Sungjohn and Hyerhim are not permanent residents. The issues for the Tribunal in their cases, therefore, are whether, having considered the full circumstances of the applicants' cases and their best interests (as a child), the policy requirement for permanent residency should be waived because the applicants would otherwise suffer significant hardship or disadvantage and the applications warrant approval because of the unusual nature of those circumstances.
42. Sungjohn and Hyerhim are aged 10 and nearly 15 respectively, Sungjohn is in Year 5 at a public school and Hyerhim is in Year 10 at high school. The evidence indicates that Hyerhim is a competent student. There is no specific evidence as to Sungjohn's school performance but, according to Dr Kim, his behaviour is typical for a boy of his age. According to Dr Kim, neither child is suffering from major psychological problems although Hyerhim, in particular, is showing emotional distress and anxiety about the family's visa problems.
43. Dr Kim states that Sungjohn's Korean language skills are poor and I note his mother's evidence that his sisters sometimes have to interpret for him when they are speaking at home. Dr Kim described Hyerhim's Korean language skills as limited although I note her school report for Japanese in Year 8 indicates that she has a facility for languages. In my view, both children are young enough to adapt to a Korean language-based education albeit that they will undoubtedly experience some difficulties initially. Because of their facility in English, it is also possible that this will initially mark them out as different to other students but one would hope that any initial difference will be resolved over time as they settle into a new environment.
44. The evidence provided to the Tribunal (by Dr Kim, Ms Hong and Ms An) indicates that education in Korea is very competitive and that higher education is fee paying. It seems likely that Mr Hong's ability to earn will be significantly less than was the situation when he worked as an officer in the maritime industry prior to leaving Korea in 2005. However, I have no evidence as to the current state of the employment market in Korea or of the prospects of Mr Hong obtaining employment. I accept that Mr Hong may not be able to resume a career in the maritime industry without significant further study and passing the necessary tests to obtain the required certification. Ms Kim says she has no special skills and experience which would enable her to obtain other than unskilled employment. There is no reliable evidence available that would enable me to assess the level of income required to maintain a reasonable standard of living in Korea. I accept that the family may find re-establishing themselves challenging but I have no reason not to believe that, given time, they will manage this.
19 It is not necessary to discuss in any further detail the matters which were summarised by the AAT from Dr Kim's evidence or the conclusions which the AAT drew from its consideration of Dr Kim's evidence and the evidence as a whole. The only serious attempt to raise a legal issue with respect to the AAT's analysis of the evidence before it was the proposition, which was advanced on the appeals, that the AAT was not entitled to make findings, or reach conclusions, about the best interests of any of the children (otherwise than by uncritically accepting Dr Kim's statements) without evidence from the Minister directly supporting the AAT's conclusions. I do not accept that submission. The AAT was appropriately placed, and certainly entitled, to apply its own judgment to the evidence given by Dr Kim and to reach conclusions arising from that evidence, and the whole of the evidence, as to how the facts as found by it interacted with the matters which it had earlier distilled as ones for its specific attention. The complaints which were made about the AAT's findings were, when examined, complaints about the way it had assessed the merits of the applications before it, based on all the evidence. Those complaints did not identify any error of law. It is not within the role of this Court in an appeal under s 44 of the AAT Act to review the findings of fact made by the AAT or to examine its conclusions based on those findings unless some legal error is able to be identified. Accordingly, that is the first (and primary) matter for attention.