Hanlon v Australian Building and Construction Commissioner
[2021] FCAFC 221
At a glance
Source factsCourt
Federal Court of Australia (Full Court)
Decision date
2021-11-23
Before
Gleeson CJ, Kirby J, Heydon JJ, Smith JJ, Rares J
Source
Original judgment source is linked above.
Judgment (7 paragraphs)
Background 9 The trial judge delivered his reasons for imposing a penalty on 23 April 2021 (the penalty reasons) with more alacrity, within three weeks of the penalty hearing. He imposed a penalty on Mr Hanlon of $3060, being 30 per cent of the maximum for a contravention of s 500 of the Act. 10 Mr Hanlon appeals against both the declaration of his contravention and the imposition of the penalty. Mr Hanlon accepted in argument during the appeal that his second and third grounds of appeal were contingent on the first ground being made out and need not be considered if it failed. It is not necessary to consider these grounds because I have concluded that the first ground fails. 11 At the trial, there were another two respondents, Brian Parker, who was then the State secretary of the Construction and General NSW Divisional Branch of the CFMEU and the CFMEU itself. Mr Hanlon had accompanied Mr Parker, together with another officer, Tom Rigby, to The Ponds site on 11 August 2014. The head contractor at the site was Richard Crookes Constructions Pty Ltd (RCC). Andrew Buchanan was RCC's site manager. The trial judge adopted in [6] of his penalty reasons the following summary of his liability findings prepared by the respondent, the Australian Building and Construction Commissioner (ABCC): 7. Richard Crookes Construction Pty Ltd (RCC) was the principal contractor for the construction of The Ponds School at Riverbank Drive, the Ponds in New South Wales (Ponds site), which involved the construction of three new schools for the Ponds community. RCC engaged subcontractors Austar Plaster Pty Ltd (Austar) to provide plastering services at the Ponds site. 8. The case concerns events that occurred on 11 August 2014, at the Pond [sic] Site. 9. On 11 August 2014, Mr Hanlon and Mr Parker entered the Ponds site. Both Mr Hanlon and Mr Parker were officials and employees of the Construction, Forestry, Mining and Energy Union and permit holders. 10. A purpose of Mr Hanlon and Mr Parker's visit to the site was to hold "discussions" with Austar workers. 11. While on site, Mr Hanlon and Mr Parker met with Mr Andrew Buchanan, RCC Project Manager. Mr Hanlon and Mr Parker were asked by Mr Buchanan to provide their entry notice and produce their entry permits. They did not produce their entry permits as requested by Mr Buchanan, in accordance with s 489 of the FW Act. 12. Mr Hanlon and Mr Parker were required by s 487 of the FW Act to provide RCC with an entry notice at least 24 hours before their entry onto the Ponds site on 11 August 2014. They did not provide such notice. 13. Mr Parker said he did not "care about the paperwork". 14. Mr Buchanan refused Mr Hanlon and Mr Parker's request to hold a meeting with the workers as they had failed to give notice and provide their entry permits. They both remained on the premises despite the requests made of them. 15. Mr Parker again requested Mr Buchanan (in an aggressive manner), "…to round up all the workers so I can speak with them. If you don't round up the workers. I will go and do it" and "you will do what I fucking say" and "don't fuck me around". 16. Relevantly, the Court held at [149] of the Judgment: Mr Parker's contemptuous disdain for statutory preconditions to lawful entry on others' premises, manifested by the way he spoke to Mr Buchanan was, I find, improper conduct in the relevant sense in that it was a breach of the standards of conduct that reasonable persons with knowledge of the relevant circumstances and of Mr Parker's duties, powers and authority, would expect of a person in Mr Parker's position. 17. "The respondents' improper conduct was not limited to the site office". Both Mr Hanlon and Mr Parker were again advised by Mr Buchanan that they were not allowed to enter the Ponds site without notice of entry and production of their entry permits. However: (a) Mr Hanlon proceeded onto "the site proper" (unaccompanied). Mr Hanlon while on the "site proper" told workers, "… that we were having a meeting a[t] smoko". (b) Mr Parker remained in the car park area. 18. Later both Mr Hanlon and Mr Parker in the car park area (part of the premises) addressed workers despite Mr Buchanan making it clear that RCC did not consent to a meeting to been held unless they gave notice and provide[d] their entry permits. 19. The Court at [151] of the Judgment found this conduct to be improper. The Court said at [152]: Similarly improper was Messrs Hanlon and Parker's presence in the car park, which I have found was part of the premises, in pursuit of the meeting that Mr Buchanan had told them would not be permitted. Aggravating that impropriety was the fact that Mr Parker then proceeded to address workers even though Mr Buchanan had made it clear that RCC did not consent to a meeting being held unless the requirements of the FW Act had been satisfied. (references omitted) 12 As can be seen from the summary, his Honour had found in the liability reasons that the conduct of Mr Hanlon was "improper" within the meaning of s 500. 13 In Australian Building and Construction Commissioner v Construction, Forestry, Mining and Energy Union & Others (The Laverton North and Cheltenham Premises Case) (2018) 262 FCR 473 at 478 [6] - [7], Allsop CJ (with whose reasons on this issue White J expressly agreed (at 512 [201]) said: "Improper manner" in s 500 [6] I would express the relationship between acting in an improper manner for s 500 and the failure to comply with statutory obligations in a way similar to White J in Director of the Fair Work Building Industry Inspectorate v Construction, Forestry, Mining and Energy Union [2015] FCA 1287 at [173]-[174] where his Honour said: 173. Counsel for the respondents commenced with a submission to the effect that an entry on to premises for the s 484 purpose without the prior provision of a s 487 notice should not be regarded as improper because s 487 is not itself a civil remedy provision. 174. I do not accept that submission. Section 487 is directed to that which a permit holder must do before entering premises, and not to the consequence of the permit holder entering without having provided notice of entry in accordance with its terms. Further, I am not able to identify any reason why an entry on to premises without there having been antecedent compliance with s 487 may not, in conjunction with other circumstances, amount to improper conduct for the purposes of s 500. [7] What is improper is an evaluative conclusion by way of characterisation. An accidental oversight leading to a failure to comply with a statutory obligation may well not be capable of being characterised as improper. An egregious, flagrant and defiant flouting of the statute is likely to be so characterised. I do not consider, however, that impropriety is always to be found in the failure to satisfy statutory obligations. Were it so it would necessarily convert each of the requirements in Subdiv C into penalty provisions through s 500. (emphasis added) 14 As the Chief Justice noted, the question of whether an act will be improper, within the meaning of s 500, is assessed by an evaluative characterisation of all of the circumstances, including where the contravention of s 500 occurs because of the manner in which the contravener did not comply with the requirements ss 487 or 489.