Some Legal Considerations
11It is always important to bear in mind that a decision to make an order in the nature of certiorari is a process by which a superior court, in the exercise of its original jurisdiction, supervises the acts of an inferior court. It is not an appellate procedure enabling either a general review of the order or decision of the inferior court or a substitution of the order or decision which the superior court thinks should have been made: Craig at 175.
12The duties of the superior court in the exercise of this jurisdiction do not go beyond the declaration and enforcing of the law which determines the limits of the inferior court's power, and governs the exercise of that power. The exercise by the superior court of its powers [is] not calculated to secure judicial scrutiny of the merits of a particular case: Attorney General (NSW) v. Quin (1990) 170 CLR 1 at 35 - 36.
13It is well established that the failure to afford procedural fairness where it is due, as it must always be in the case of a court of ordinary jurisdiction, constitutes jurisdictional error, rather than a separate species of error capable of founding certiorari: Kirk at 569 [60]; Re. Refugee Review Tribunal; Ex parte Aala (2000) 204 CLR 82 at 89.5, 91 - 101 [17] - [42], 143 [170]. The requirement of natural justice is concerned with the fairness of the procedure adopted rather than the fairness of the outcome. It is with the decision-making process, not the decision, as Lord Brightman put it: Re Minister for Immigration and Multicultural and Indigenous Affairs; ex parte Lam (2003) 214 CLR 1 at 34 per McHugh and Gummow JJ. (The reference to Lord Brightman is a reference to his Lordships speech in Chief Constable of the North Wales Police v. Evans [1982] 1 WLR 1115 at 1173.)
14It is important to bear in mind that natural justice, or procedural fairness, is not an abstract concept. As Gleeson CJ explained in Ex parte Lam at 14 [37] - [38]:
[37] ...Fairness is not an abstract concept. It is essentially practical. Whether one talks in terms of procedural fairness or natural justice, the concern of the law is to avoid practical injustice.
[38] No practical injustice has been shown. The applicant lost no opportunity to advance his case.
15Courts of ordinary jurisdiction must by definition afford litigants natural justice, especially in criminal cases. A unanimous High Court of Australia approved the following famous dictum from Jones v. National Coal Board [1957] 2 QB 55 at 67, in Stead v. State Government Insurance Commission (1986) 161 CLR 141 at 145:
There is one thing to which everyone in this country is entitled, and that is a fair trial at which he can put his case properly before the judge ... No cause is lost until the judge has found it so; and he cannot find it without a fair trial, nor can we affirm it.
However, as their Honours pointed out the general principle is not without qualification.
16Heydon J explained the "centrality" of natural justice to the administration of justice in International Finance Trust Co Ltd v. NSW Crime Commission (2009) 240 CLR 319 at 379 [141] in the following terms:
One of the primary principles on which the judicial process in this country operates is the principle that before any judicial decision is made which has substantive consequences there generally should be a "hearing". A hearing takes place before a Judge at a time and place of which the moving party has given notice to the defending party. At it both parties have an opportunity tender evidence relating to, and advance arguments in favour of, the particular orders they ask for. This aspect of the rules of natural justice pervades Australian procedural law.
His Honour went on to point out that the principle is fundamental to the adversarial system.
17The right to a fair trial has particular significance, of course, in criminal proceedings. It has been described as a central pillar of our criminal justice system: Dietrich v. The Queen (1992) 177 CLR 292 at 298. Sometimes, but not always, the right to a fair trial will extend to the necessity of legal representation. I have expressed it this way because in Dietrich at 311 Mason CJ and McHugh J formulated the law as follows:
... it should be accepted that Australian law does not recognise that an indigent accused on trial for a serious criminal offence has a right to the provision of counsel at public expense. Instead, Australian law acknowledges that an accused has the right to a fair trial and that, depending on all the circumstances of a particular case, lack of representation may mean that an accused is unable to receive, or did not receive, a fair trial. Such a finding is, however, inextricably linked to the facts of the case and the background of the accused. (Emphasis added).
Despite differences of emphasis, the consensus amongst the majority in Dietrich was expressed by Mason CJ and McHugh J at 315, that in the interests of the provision of a fair trial according to law a trial judge who is faced with an application for an adjournment or a stay by an indigent accused charged with a serious offence who, through no fault on his or her part, is unable to obtain legal representation should grant it until representation is obtained. See Deane J at 337; Toohey J at 357; cf Gaudron J at 369.
18It may be significant for the present case that in Craig the decision of the trial judge to apply Dietrich and grant a stay, if the trial judge had erred, would have been held to be an error within jurisdiction, and not a jurisdictional error.
19At the time Dietrich was decided the New South Wales legislature in common with the legislatures of other Australian States and Territories, had made provision enshrining the right of an accused person to have the assistance of counsel in defending himself or herself at a criminal trial: s.402 Crimes Act 1900 (NSW); Dietrich at 303 - 4 per Mason CJ and McHugh J. As their Honours pointed out this provision is simply the descendent of the Trials for Felony Act 1836 (Imp). Prior to the enactment of the imperial legislation, the common law did not recognise the right of a person charged with a felony to be defended by counsel. Since their commencement on the 7th of July 2003, s.36 CPA, which permits an accused person to appear by an Australian legal practitioner, and s.37(2) CPA, which allows the case of the accused to be conducted by an Australian legal practitioner, do the same work but in my judgment do not extend the statutory right beyond that stated in Dietrich.
20I emphasise, ss 36 and 37 CPA do not extend the previous law. In Dietrich Mason CJ and McHugh J said at 304:
...the most that can be extracted [from the statutory provisions] is that an accused should not be forced, by exercise of the judge's discretion, to go to trial unrepresented for reasons that are not well founded in law.
This is hardly language bespeaking an absolute entitlement.
21In Dietrich each of the Justices of the High Court referred to Article 14(3)(d) of the International Covenant on Civil and Political Rights, to which Australia is a party, which were it the law of this State, would extend the statutory right of an accused to legal representation to legal assistance of his own choosing, amongst other things. It may be established in Australian law that the rules of statutory interpretation favour a construction, in the case of ambiguity, which is in conformity, and not in conflict, with Australia's international obligations: Ex parte Lam at 33 [100] per McHugh and Gummow JJ and the cases there referred to. On the other hand:
...a line has been drawn which limits the normative effect of what are unenacted international obligations upon discretionary decision-making under powers conferred by statute and without specification of those obligations (Ex parte Lam 33 [101]).
Dietrich rejects the idea that Article 14 of the International Covenant has a direct legal effect upon domestic law. Absent legislation, the rights and obligations contained in the international covenant are not incorporated into Australian law. And the common law in Australia has not developed to incorporate a right fashioned in conformity with Article 14 (3)(d): Dietrich at 306 per Mason CJ and McHugh J; R. v. Sandford (1994) 33 NSWLR 172; ss. 36 and 37 CPA do not enact Article 14 (3)(d) as part of the law of New South Wales.
22In my judgment the limits to the statutory right to be legally represented are illustrated by the decisions in R. v. Sandford and R. v. Birks (1990) 19 NSWLR 677. The former case illustrates that an accused person has no right to legal assistance of his own choosing and therefore no right to have a particular solicitor present in court to instruct. That is to say, a fair trial according to law is not necessarily denied by the unavailability or absence of a favoured legal representative if a competent representative appears: Sandford at 179 Hunt CJ at CL; 186F per Smart J. The requirement of competence is not a very high bar as the statement of principle in Birks illustrates: where an accused is legally represented at a trial he will be bound by the conduct of his counsel regardless of whether that was in accordance with the wishes of the client, and it is not a ground for setting aside a conviction that decisions made by counsel were made without, or contrary to, instructions, or involve errors of judgment or even negligence: Birks at 685E. It may be otherwise where the legal representative's conduct of the defence is shown to be flagrantly incompetent. (See also Crampton v. the Queen (2000) 206 CLR 161 at 173 [18] - [20]; Fingleton v. the Queen (2005) 227 CLR 166 at [148]).
23The cases mentioned at [22] relate, of course, to criminal appeals rather than judicial review. But there is a conceptual commonality, given the idea of practical justice which informs both procedural fairness and the question of whether there has been a miscarriage of justice.
24Section 191 CPA entrenches the general rule that summary proceedings before a court are to be heard in open court. This provision gives effect to the fundamental attribute of criminal justice in Australia encapsulated in the phrase "open justice, openly administered". But there are statutory exceptions. One such exception highly relevant to the present case is created by s.291(1) CPA which provides:
Any part of any proceedings in respect of a prescribed sexual offence in which evidence is given by a complainant is to be held in camera, unless the court otherwise directs. (Emphasis added).
Clearly the emphasised words confer a discretion to be exercised judicially, and subsection (3) confines what might otherwise be the width of that discretion by requiring either special reasons in the interests of justice or the consent of the complainant. The complainant is entitled to have a support person or persons present: s.291(7); s.294C CPA. There is no corresponding statutory right for the accused to have a support person or persons present when the complainant is giving evidence.
25It is important to emphasise that orders in the nature of prerogative relief are discretionary. This point has particular importance in relation to criminal proceedings for the reasons explained by Kirby P, with whom Meagher and Handley JJA agreed in Sergi v. The Director of Public Prosecutions [1991] NSWCA 244. The exercise of the supervisory powers of the court requires great circumspection in the context of the administration of criminal justice, particularly to avoid "fragmentation" of the process. (See also Australian Broadcasting Tribunal v. Bond (1990) 170 CLR 321 at 338 - 339). On the other hand, where the jurisdictional error is a want of procedural fairness, a strict approach may be required: Ex parte Aala at 109 [59]. Gaudron and Gummow JJ emphasised at [59] that because the concern is with the observance of fair decision-making procedures rather than with the character of the decision which emerges from the observance of those procedures ... the bearing of the breach upon the ultimate decision should not itself determine [whether relief] should go. The issue is always whether or not there has been a breach of the obligation to accord procedural fairness and, if so, there will have been jurisdictional error.... Unless it can be shown that the denial of procedural fairness made no difference to the outcome of the proceedings, relief should be granted: Ex parte Aala at [4] per Gleeson CJ; Stead at 145.
26Although Gaudron and Gummow JJ (Ex parte Aala at 108 [57]) in some respects criticised the statement of Lord Denning MR in F. Hoffman-La Roche v. Secretary of State [1975] AC 295 at 320, their Honours did so in one respect only. That respect related to the refusal of relief where the claimant has in fact suffered no injustice. This led to their Honours statement of what I described as the strict approach. However, their Honours did not criticise this statement of his Lordship (at 320):
He may be debarred from relief if he has acquiesced in the invalidity or has waived it.
Once again there is a conceptual commonality between the supervisory jurisdiction and the powers exercised by a Court of Criminal Appeal in that "acquiescence" or "waiver" may dovetail with the idea that the accused, as a general rule, is bound by the conduct of his counsel.
27Discretion to refuse relief may be exercised if a more convenient and satisfactory remedy exists such as a statutory right of appeal: R. v. Commonwealth Court of Conciliation and Arbitration; Ex parte Ozone Theatres (Aust) Limited (1949) 78 CLR 389 at 400.
28An appeal as of right lies from conviction or sentence from the Local Court to the District Court, but only within 28 days after sentence is imposed (and not before sentence): s.11 Crimes (Appeal and Review) Act 2001. The appeal is by way of rehearing: ss.17 and 18 of the same Act. Further, albeit limited, rights of appeal lie from the District Court to the Court of Criminal Appeal under s.5B Criminal Appeal Act 1912 (NSW). Of course, an appeal lies from the Local Court to the Supreme Court in the various circumstances set out in ss.52 and 53 Crimes (Appeal and Review) Act 2001.
29These available and appropriate appeal procedures militate against the grant of relief in the supervisory jurisdiction of the court: Sasterawan v. Morris (2007) 69 NSWLR 547 at 550 [8] and [9]; Elias v. Director of Public Prosecutions [2012] NSWCA 302 at [3].
30The duties of a prosecutor are clear, as are circumstances which breach those duties: Livermore v R (2006) 67 NSWLR 659 at 667 [31] - [32]. It is well established that an egregious breach of those duties may warrant the conclusion that the accused has actually been denied his fundamental right to a fair trial: Whitehorn v. The Queen (1983) 152 CLR 657 at 663 - 664 per Deane J. In these circumstances, a Court of Criminal Appeal in the exercise of its statutory powers will act to quash a conviction. It does not follow from this, however, that even an egregious breach of a prosecutor's duty, where it occurs, of itself can constitute jurisdictional error. Indeed, it cannot. Only judicial error of a particular type will qualify for that description, even if it may be said, in a given case, that the judicial error has its origin in the breach of a prosecutorial obligation.
31The superior court entertaining an application for an order in the nature of certiorari can, subject to applicable procedural and evidentiary rules, take account of any relevant material placed before it: Craig at 176; Allianz Australian Insurance Limited v. Kerr [2012] NSWCA 13 [13] - [20].