Gilkinson v Repatriation Commission
[2011] FCAFC 133
At a glance
Source factsCourt
Federal Court of Australia (Full Court)
Decision date
2011-10-28
Before
Perram J, Robertson JJ
Source
Original judgment source is linked above.
Judgment (10 paragraphs)
Perram J 1 Mr David Gilkinson is a former member of the Royal Australian Navy who served on HMAS Sydney on ten operational voyages including a number to and from South Vietnam between 1970 and 1972 during the currency of the war in that place. As a result of that service, Mr Gilkinson claims he now suffers from sleep apnoea. His basic claim is that his sleep apnoea is connected to his obesity and that his obesity is linked both to the shift work he performed on HMAS Sydney and to the consumption by him of free beer issued to him during voyages on HMAS Sydney. 2 If Mr Gilkinson's sleep apnoea is a 'war-caused disease' and he has been incapacitated by it then he will be entitled 'by way of compensation' to a pension by virtue of s 13 of the Veterans' Entitlements Act 1986 (Cth) (the 'Act'). The statutory machinery by which such pensions may be awarded is complex. The question, however, posed by this appeal is short and concerns the meaning to be accorded to but one of the Act's provisions, s 196B(14). Since the question turns on what the provision as a whole means it is useful to set it out in its entirety: 196B Functions of Authority … (14) A factor causing, or contributing to, an injury, disease or death is related to service rendered by a person if: (a) it resulted from an occurrence that happened while the person was rendering that service; or (b) it arose out of, or was attributable to, that service; or (c) it resulted from an accident that occurred while the person was travelling, while rendering that service but otherwise than in the course of duty, on a journey: (i) to a place for the purpose of performing duty; or (ii) away from a place of duty upon having ceased to perform duty; or (d) it was contributed to in a material degree by, or was aggravated by, that service; or (e) in the case of a factor causing, or contributing to, an injury - it resulted from an accident that would not have occurred: (i) but for the rendering of that service by the person; or (ii) but for changes in the person's environment consequent upon his or her having rendered that service; or (f) in the case of a factor causing, or contributing to, a disease - it would not have occurred: (i) but for the rendering of that service by the person; or (ii) but for changes in the person's environment consequent upon his or her having rendered that service; or (g) in the case of a factor causing, or contributing to, the death of a person - it was due to an accident that would not have occurred, or to a disease that would not have been contracted: (i) but for the rendering of that service by the person; or (ii) but for changes in the person's environment consequent upon his or her having rendered that service. (Emphasis added). 3 The question is whether subsection (b) requires Mr Gilkinson's operational service to be the dominant or effective cause of the factor and, hence, whether subsection (b) is narrower in operation than subsection (d). The Tribunal was satisfied 'beyond reasonable doubt that any events during [Mr Gilkinson's] operational service did not meet the threshold of being a material contributor to his obesity…'. Before the learned primary judge, Mr Gilkinson contended that this left unanswered the question posed by subsection (b), that is to say, whether Mr Gilkinson's obesity 'arose out of' or 'was attributable to' his operational service. On this view of things, the decision of the Tribunal was to be quashed and the matter to be remitted to it for fresh consideration. The learned primary judge was not disposed to accept this argument because her Honour concluded that, on its proper construction, the ambit of operation for subsection (b) was narrower than that for subsection (d). Accordingly, the Tribunal's conclusion that Mr Gilkinson did not fall within subsection (d) (because his operational service did not materially contribute to his obesity) logically impelled the conclusion that he could not fall within subsection (b) either. As her Honour said at [50], speaking of the findings made by the Tribunal as to material contribution, '[o]n those findings the applicant could not have succeeded had subclause (b) been applied.' Consequently, her Honour concluded that there had been no error of law by the Tribunal and dismissed the appeal with costs. 4 It will be apparent that what is involved is the question of whether it was correct to say, as the learned primary judge did, that subsection (b) was narrower in operation than subsection (d). The matters relevant to the resolution of that issue are: 5 The ordinary meaning of the words. As a matter of ordinary English the expression 'arose out of, or was attributable to, that service' is not narrower in its operation than the expression 'was contributed to in a material degree by, or was aggravated by, that service'. Material contribution and aggravation connote, in ordinary English, a relationship of substantial causality although it is clear that sole causality is not meant. On the other hand, that one thing arose from another or is to be attributed to it suggests a more tenuous kind of causal relationship. 6 Judicial interpretation of 'arisen out of' and 'attributable to'. These expressions have previously been interpreted by this Court in a way which is largely similar to their ordinary meaning. For example, in Repatriation Commission v Law (1980) 31 ALR 140 (FC) this Court concluded that the expression 'has arisen out of' required a 'consequential relationship of the incapacity or death with the service out of which it is said to arise' and in that context concluded that '[t]he Act does not say death which is "caused by" or "results from" his war service - phrases which might connote a proximate causal relationship. The expression "arisen out of" is satisfied if some less proximate causal [relationship] is established' (at 150). Of the phrase 'attributable to' the Court thought that this 'involves an element of causation' but that '[t]he cause need not be the sole or the dominant cause: it is sufficient to show "attributability" of the cause is one of a number of causes provided it is a contributing cause'. The boundaries of this might be indistinct but the Court thought that '[t]hough causation seems to be required, a "but for" cause will suffice' (at 151). 7 The context of s 196B(14). Section 196B(14) is part of a set of provisions which facilitate the award of pensions. At an earlier time, the provisions which substantively governed the award of pensions for injury and disease were those contained in s 9 (which defined war-caused injury and disease) and s 13 (which awarded a pension by way of compensation for incapacity arising from war-caused injury or disease). Section 9(1) provides: 9 War-caused injuries or diseases (1) Subject to this section and section 9A, for the purposes of this Act, an injury suffered by a veteran shall be taken to be a war-caused injury, or a disease contracted by a veteran shall be taken to be a war-caused disease, if: (a) the injury suffered, or disease contracted, by the veteran resulted from an occurrence that happened while the veteran was rendering operational service; (b) the injury suffered, or disease contracted, by the veteran arose out of, or was attributable to, any eligible war service rendered by the veteran; (c) the injury suffered, or disease contracted, by the veteran resulted from an accident that occurred while the veteran was travelling, while rendering eligible war service but otherwise than in the course of duty, on a journey to a place for the purpose of performing duty or away from a place of duty upon having ceased to perform duty; (d) the injury suffered, or disease contracted, by the veteran is to be deemed by subsection (2) to be a war-caused injury or a war-caused disease; (e) the injury suffered, or disease contracted, by the veteran: (i) was suffered or contracted while the veteran was rendering eligible war service, but did not arise out of that service; or (ii) was suffered or contracted before the commencement of the period, or last period, of eligible war service rendered by the veteran, but not while the veteran was rendering eligible war service; and, in the opinion of the Commission, the injury or disease was contributed to in a material degree by, or was aggravated by, any eligible war service rendered by the veteran, being service rendered after the veteran suffered that injury or contracted that disease; but not otherwise. 8 It will be apparent that similar wording appears in s 9(1)(b) to that which appears in s 196B(14)(b). It is not open to doubt that those words in s 9(1)(b) do not require that the service be the dominant or effective cause of the disease or injury and, to the contrary, will be satisfied where the service is merely their sine qua non. This is not open to doubt for three reasons. First, the Court in Law was concerned with a predecessor section, engaged upon death rather than injury or disease (s 101(1) of the Repatriation Act 1920 (Cth)); secondly, the Full Court in Hill v Repatriation Commission (2009) 177 FCR 434 at 439 [26]-[27] (FC) applied that same reasoning to the present death provision in the Act - s 8(1)(b) 'the death of the veteran arose out of, or was attributable to, any eligible war service rendered by the veteran'; thirdly, s 9(1)(b) (the injury or disease provision) is textually indistinguishable from 8(1)(b) (the death provision). As the Court observed in Hill: 'Section 9(1) largely mirrors s 8(1) in relevant respects' (at 436 [9]). 9 It follows that s 9(1)(b) will be satisfied where the service is merely the sine qua non of the disease or injury and does not import a requirement that the service be the dominant or effective cause of the disease or injury. In this case, s 9(1)(b) suggests that Mr Gilkinson will be entitled to a pension if he can demonstrate that he would not have sleep apnoea but for his service. That statement is materially incomplete, however, because the operation of s 9(1)(b) has to be seen through a lattice of provisions - ss 120, 120A and 196B - which largely deprive it of much of its direct operation. It is relevant to observe, however, that the context to the introduction of s 196B includes the scheme originally contained in s 9(1)(b) which did not require, where it was claimed that disease or injury arose out of or was attributable to operational service, any requirement that the veteran show that his or her service was the dominant or effective cause of the disease or injury.