54 The specification in this section of Exhibit 12 relates to equestrian turf for track crossovers. The specification includes the same features as Exhibit 11.
55 Exhibit 14 is a sample of artificial turf. It was produced in response to a subpoena to Mr Waterford requiring, relevantly, production of a sample of the synthetic turf installed at Randwick Racecourse in 1986. The sample as produced has a tag on it, the admissibility of which is in dispute. The tag bears handwriting in pencil and in pen. The pencil states "Royal Randwick" and "Flemington Caulfield" and the pen, in a different hand, states "2-3-4D". The gauge of the sample is 3/8 of an inch or 9.52 mm, in other words, the same gauge as described in the Balsam documents. The length of the ribbon is 55 mm. The tag is undated. No evidence was given as to the identity of the author or authors of the handwriting. It may be supposed that the marking "2-3-4D" was intended to be a reference to categories 2(d), 3(d), and 4(d) of the subpoena which call for production of "a sample of the synthetic turf product(s) installed" at various locations including the Randwick Racecourse.
56 If the tag on Exhibit 14 is admissible to prove the truth of the statements on the tag, then it cannot prove that Exhibit 14 is a sample of the artificial turf as laid in the Randwick Installation. This is because there were three installations at Randwick around 1986 to 1987 and the alleged prior use is the first of those installations only. At best, the tag represents Mr Waterford's opinion that Exhibit 14 is a sample of what was installed at Randwick on one occasion in 1986. Mr Waterford was not called to give evidence. His opinion, if admissible, is untested. The statements are also untested hearsay, their provenance entirely speculative. They could have been made at any time during the 24 to 28 years since the installations referred to in the subpoena. For these reasons, if admissible, the tag is not reliable evidence. All that Exhibit 14 proves is that, among the Supergrasse samples Mr Waterford held, at least one is for artificial turf with a gauge of 3/8 of an inch or 9.52 mm and a ribbon length of 55 mm.
57 Apart from this, the evidence about the Randwick Installation depends on Mr Rooks' evidence. The overall effect of Mr Rooks' evidence is that, insofar as material to the dispute between the parties, the Randwick Installation had a flexible backing member made from a single layer of woven polypropylene material (itself a permeable material) with its underside coated with latex (which, according to Mr Rooks, although not permeable, could be made permeable by perforating the latex using needles), a gauge of 3/4 inch, a pile height of 75 mm, a capacity to receive an infill of particulate material to approximately 2/3 the height of the ribbons such that a free length of ribbon extending above such infill could overlap with a corresponding free length of ribbon from adjacent rows to encapsulate such infill, and had an infill layer substantially equal to 2/3 the length of the ribbons, consisting of a combination of sand and cryogenically ground rubber.
58 Gold Coast Installation: Photographs of the Gold Coast Installation show the artificial turf being laid in squares. The ribbon length looks relatively long compared to the other grass visible.
59 The Gold Coast Installation was also the subject of various contemporaneous articles. One, in a newspaper, described the installation as a test strip of artificial turf about 12 metres wide by 30 metres long.
60 Another roughly contemporaneous article in a racing publication about the Gold Coast Installation said that the synthetic turf used in racing was very different from other applications such as tennis courts and hockey fields. Thus:
The "turf" used in the world of thoroughbreds is very different; it gives the appearance of long (6" - 8") of synthetic fibres bonded together in tufts. They are joined to matting of incredible durability and sand is spread over the section.
61 Six to eight inches is 152.4 mm to 203.2 mm.
62 Photographs in the racing publication show horses racing across the Gold Coast Installation. These display the artificial grass as having a mottled appearance with sand visible at the surface across the installation and, where the horses are racing, sand being kicked up.
63 The Balsam publications, which reference the Gold Coast Installation, are referred to above.
64 Mr Rooks identified one sample produced in Mr Waterford's four boxes which he initially believed to be a sample of the Gold Coast Installation. In a subsequent affidavit, he concluded that, while the sample exhibited a number of features of the artificial turf at the Gold Coast Installation, it had a different backing and did not have twisted ribbons. Ultimately, Mr Rooks concluded that the sample was not a sample of the Gold Coast Installation.
65 Apart from the photographs and publications, the evidence about the Gold Coast Installation depends on Mr Rooks' evidence. The overall effect of Mr Rooks' evidence is that, insofar as material to the dispute between the parties, the Gold Coast Installation had a flexible backing member made from a single layer of woven polypropylene material with its underside coated with latex, a gauge of 3/4 inch, a pile height of 90 mm, a capacity to receive an infill of particulate material to approximately 2/3 the height of the ribbons such that a free length of ribbon extending above such infill could overlap with a corresponding free length of ribbon from adjacent rows to encapsulate such infill, and had an infill layer substantially equal to 2/3 the length of the ribbons, consisting of a combination of sand and cryogenically ground rubber.
66 Cronulla Rugby Installation: The Cronulla Rugby Installation was publicised in a television news feature in 1987. The news feature shows three samples of Supergrasse, two in perspex boxes with infill and one loose sample without infill. The loose sample is depicted adjacent to a fourth sample of artificial turf (also without infill) displaying a much shorter pile. Later in the video, the strip of installed Supergrasse is shown adjacent to the natural grass playing field at Endeavour Field.
67 Apart from this, the evidence about the Cronulla Rugby Installation depends on Mr Rooks' evidence. The overall effect of Mr Rooks' evidence is that, insofar as material to the dispute between the parties, the Cronulla Rugby Installation had a flexible backing member made from a single layer of woven polypropylene material with its underside coated with latex, a gauge of 3/4 inch, a pile height of 65 mm, a capacity to receive an infill of particulate material to approximately 2/3 the height of the ribbons such that a free length of ribbon extending above such infill could overlap with a corresponding free length of ribbon from adjacent rows to encapsulate such infill, and had an infill layer substantially equal to 2/3 the length of the ribbons, consisting of a combination of sand and cryogenically ground rubber.
68 Cronulla Golf Installation: There are no contemporaneous documents relating to the Cronulla Golf Installation.
69 There are other documents which are potentially relevant to the Cronulla Golf Installation, however.
70 A Supergrasse publication about golf from 1988 refers to 75 mm pile height sand filled polypropylene Supergrasse. The publication includes a diagram showing a tee driven into the infill between the ribbons. A version of the drawing, to scale, is in evidence (exhibit 16). It depicts the pile height as 75 mm and the infill height as 64 mm or about 85% infill. If the infill height were materially lower, at 2/3 (50 mm) or 66% (49.5 mm), the tee as shown could not readily be embedded in the infill and still project above the height of the ribbons so as to enable the ball to be teed up.
71 A Supergrasse "Technical information" brochure which can be dated to the period between 1987 and 1990 includes a "Golf Tee Installation Procedure" showing a diagram of 75 mm sand filled synthetic turf with a 5 mm un-sanded pile. The height of the infill is thus 70 mm, being approximately 93% the height of the ribbons.
72 A set of Supergrasse "Manufacturing Quality Control Sheets" for "Golf Turf Tee" refers to a pile height of 50 mm and a gauge of 3/8 inch.
73 A Balsam publication "Guide to Golf" from the early 1990s refers to pile heights up to 50 mm and infill of either graded silica sand or rubber granulate (not sand and rubber granulate).
74 Exhibit 12, Balsam's "A Complete Guide to Sports Facilities", has a section dealing with golf tees which refers to long pile, sand filled synthetic grass and includes specifications of 50 mm pile height with a gauge of 9.52 mm or 3/8 inch. This publication also discusses the use of rubber granules as a substitute for sand in Korea.
75 Apart from this, the evidence about the Cronulla Golf Installation depends on Mr Rooks' evidence. The overall effect of Mr Rooks' evidence is that, insofar as material to the dispute between the parties, the Cronulla Golf Installation had a flexible backing member made from a double layer of polypropylene material with its underside coated with latex, a gauge of 3/4 inch, a pile height of 75 mm, a capacity to receive an infill of particulate material to approximately 2/3 the height of the ribbons such that a free length of ribbon extending above such infill could overlap with a corresponding free length of ribbon from adjacent rows to encapsulate such infill, consisting of a combination of sand and cryogenically ground rubber.
76 Supergrasse samples: The Supergrasse samples are two of the samples of Supergrasse turf shown on the news feature about the Cronulla Rugby Installation, being one of the samples in a perspex box (with infill) and the loose sample (without infill). Leaving aside Mr Rooks' evidence about those samples, it may be accepted that various customers of Supergrasse saw those samples when they visited Supergrasse's premises in and around 1986 to 1987. Those customers could have ascertained from the samples their features including the length of the ribbon, the depth of the infill, the length of the exposed ribbon extending above the infill, the gauge, and the general composition of the infill. Insofar as what those features were, again leaving aside Mr Rooks' evidence, all that can safely be said is that the samples show a much longer pile than the adjacent sample indicated as representative of the turf used in American football. There is some evidence (dealt with below) that suggests the pile length is at least 10 times that of the adjacent short pile sample, an estimate that I accept. The sample in perspex also shows sand infill. There is some evidence about the height of that infill from Mr Rooks which is dealt with as part of the assessment of his evidence. Based on nothing more than a visual estimate of the screen shots, it is apparent that the infill is unevenly distributed but clearly extends towards the top of the perspex box. To the extent that it was submitted that a person could ascertain that the sample in the top box showed a 2/3 infill from the news feature, as opposed for example to some higher level infill such as 3/4 or 4/5, I do not agree.
77 It is now necessary to consider Mr Rooks' evidence.
78 Mr Rooks worked in the industry between 1979 and 2002. I infer that during this period he must have seen many hundreds, possibly thousands, of samples of artificial turf and numerous installations across a wide range of venues. As he put it in an affidavit he made in 2004:
I have been directly involved in the manufacture and installation of hundreds of synthetic grass surfaces that have been installed over the years for use on tennis courts, hockey pitches, bowling greens, cricket pitches, golf greens, golf tees, horse racing tracks, dog racing tracks, athletic tracks, netball courts, basketball courts, baseball diamonds, children's playgrounds, leisure areas and croquet greens in Australia prior to 1997.
79 Mr Rooks retired in 2002.
80 It appears that Mr Rooks was first requested to provide evidence relating to his recollections of Supergrasse's products in the context of a proceeding commenced in 2002 between FieldTurf and Mr Rooks' former employer, Balsam, which opposed the grant of a FieldTurf patent, Australian patent No 730904 (the 904 application), the parent of the 2004 application. Mr Rooks provided an affidavit in that proceeding in 2004. For that purpose he was provided with the 904 application which claimed, amongst other things, a synthetic turf having an infill substantially equal to 2/3 of the length of the ribbons. In this affidavit (Rooks 1) Mr Rooks referred to the Randwick and Gold Coast Installations, as well as the Cronulla Golf Club Installation. He did not mention the Cronulla Rugby Installation. He also referred to a sample that he found in his garage which he said was a sample of the turf installed in the Randwick Installation.
81 In 2006, he made another affidavit in respect of a proceeding in Canada. Again, FieldTurf was the applicant for patents including the Canadian equivalent of the 904 application. In this affidavit (Rooks 2), he referred to a number of installations including the Randwick Installation, the Gold Coast Installation and the Cronulla Golf Club Installation. No reference was made, however, to the Cronulla Rugby Installation.
82 In October 2011, he made an affidavit in this proceeding (Rooks 3). For the purpose of doing so he re-read Rooks 1 but not the 904 application. In this affidavit, he referred to the Randwick Installation, the Gold Coast Installation and the Cronulla Golf Club Installation. He also referred to the sample identified in Rooks 1 and said an equivalent sample was used in discussions concerning the Randwick Installation. He said samples of each installation were used in discussions with racing officials prior to the installation. He referred also to a sample produced by Mr Waterford (presumably in the four boxes of samples which Mr Waterford produced under subpoena) which Mr Rooks said matched the artificial turf used at the Gold Coast Installation.
83 In another affidavit made later in 2011 (Rooks 4), he dealt with the samples in more detail. He also dealt with the 2004 application with which, by that time, he had been provided.
84 In yet another affidavit made later again in 2011 (Rooks 5), Mr Rooks dealt with two Canadian patents relied upon by TigerTurf as prior art disclosing the invention claimed in the 2004 application.
85 In 2012, Mr Rooks made an affidavit in reply (Rooks 6) in which, amongst other things, he dealt with Randwick Installation and a sample, Exhibit 3, which he said "has all of the characteristics of" the Randwick Installation.
86 In December 2013, Mr Rooks made another affidavit (Rooks 7). In this affidavit he dealt with a request from TigerTurf's lawyers that he review the news feature relating to the Cronulla Rugby Installation, which reminded him of that installation. He discussed his recollections of the Cronulla Rugby Installation and the other installations in that context.
87 In his final affidavit made in 2014 (Rooks 8), Mr Rooks dealt with the samples shown in the news feature and further recollections about each of the four installations, the Randwick Installation, the Gold Coast Installation, the Cronulla Golf Club Installation and the Cronulla Rugby Installation.
88 TigerTurf submitted that Mr Rooks' evidence should be accepted. As TigerTurf put it, Mr Rooks "was no longer involved in the synthetic turf industry and had nothing to gain financially or otherwise from these proceedings (or the Canadian proceedings or the 2004 Balsam proceedings)". Further, Mr Rooks' evidence was consistent about the characteristics of the installations and corroborated by other evidence.
89 To the extent that corroboration is called in aid, some observations should be made, excluding those comments about other sources of evidence already made above.
90 TigerTurf submitted that Exhibits 3 and 19 are "powerful evidence corroborating Mr Rooks' consistent evidence as to the features of the Randwick Installation (including the 3/4 inch gauge and 75 mm height)". Exhibit 3 is a small and rather dilapidated section of artificial turf which has a 3/4 inch gauge and 75 mm ribbon length. Exhibit 19 is a subpoena to the solicitor in the 2004 proceeding requiring production of the sample Mr Rooks exhibited to his 2004 affidavit as turf having the same characteristics as the Randwick Installation. Exhibit 3 was produced in response to this subpoena. The relevant fact is that it was Mr Rooks who first identified this sample, found in his garage, as being a sample of the Randwick Installation. No evidence, save that he located the sample in his garage, was given as to how Mr Rooks identified the sample. Mr Rooks' own evidence was that he could not confirm, one way or the other, whether Exhibit 3 was in fact the sample exhibited to his 2004 affidavit, the 2004 exhibit being "a brand new sample" and "much larger" than Exhibit 3. Mr Rooks' basis for concluding that Exhibit 3 may be the 2004 sample is that Exhibit 3 "has all of the characteristics of" the Randwick Installation. However, under cross-examination, Mr Rooks agreed that Exhibit 3 had a green backing which was not latex, whereas the Randwick Installation had a black latex backing. To the extent that it may be inferred from the subpoena that Exhibit 3 was in fact the 2004 sample, the corroboration remains only as good as Mr Rooks' recollection in 2004 about those characteristics of an installation that occurred in 1986. TigerTurf's submission is that it "is no coincidence that the sample produced by Ms Platt had the same features as the Randwick Installation as evidenced by Mr Rooks (including a gauge of 3/4 inches and a height of 75 mm)". This submission overlooks the original source of the sample, Mr Rooks. He recollected what he believed the characteristics of the Randwick Installation to be and then located a sample that matched. It is not clear what other samples, if any, Mr Rooks had available in 2004. What is clear is that Mr Waterford at least retained numerous samples of artificial turf exhibiting many different characteristics. Accordingly, apart from Mr Rooks' recollection, all that can be said is that Exhibit 3 shows that Supergrasse products included a product which has a 3/4 inch gauge and 75 mm ribbon length.
91 TigerTurf said also that it was "no coincidence" that Exhibit 4, another sample with a 3/4 inch gauge and 75 mm ribbon length, was produced by Mr Waterford under subpoena. The import of this submission is unclear. As discussed, it is apparent that Supergrasse products included turf with a 3/4 inch gauge and 75 mm ribbon length. Hence, it is no surprise that Mr Waterford produced this sample. The relevant point is he did so amongst four boxes of samples in circumstances where the samples tendered in evidence show many different characteristics. The identification of Exhibit 4 as having the same characteristics as the Randwick Installation and the Cronulla Golf Installation does not emerge from the sample itself. It is dependent on Mr Rooks' recollection.
92 TigerTurf said the news feature "plainly showed the sample without the infill as having a gauge of 3/4 inches". I cannot agree with this submission. I accept the news feature shows a sample of longer pile turf with a gauge which is wider than the gauge of Exhibit 14 (the exhibit with the disputed tag - yet another sample Mr Waterford produced, with a gauge of 3/8 inch and a pile height or ribbon length of 55 mm) and that, if a person skilled in the art had Exhibit 14 and the news feature available for comparison, the person would be able to see the gauge difference. This supports the inference that Supergrasse products included a long pile turf with a wider gauge than 3/8 inch and that such a product was used in the Cronulla Rugby Installation.
93 It is this evidentiary context in which FieldTurf submitted that "TigerTurf relies solely on the evidence of Mr Rooks to establish its prior use case". To the extent that TigerTurf's prior use case depends on proving the characteristics of the prior uses above and beyond the generality of artificial turf with a long pile height and a gauge wider than 3/8 inch, this submission is accepted. This is because the evidence discloses that Supergrasse had a range of products with different pile heights, gauges, infill heights, backing layers, and infill composition. The thing linking products and samples having particular characteristics (specific pile heights, gauges, infill heights, backing layers, and infill composition) with the four installations is Mr Rooks' recollection.
94 Mr Rooks, I accept, was responsible for the manufacture and installation of the Randwick Installation, the Cronulla Golf Installation and the Cronulla Rugby Installation, and the manufacture but not installation of the Gold Coast Installation. I accept also that Randwick was seen by Supergrasse as a "world first" and very important, and that Mr Rooks would have good reason to recall the fact of that installation. What is inherently more difficult to accept is that from the hundreds of different installations in which Mr Rooks was involved over 23 years, he could, when asked some 18 years after the events in question, recall the details (in terms of specific pile heights, gauges, infill heights, backing layers, and infill composition) of any particular installation. Having been asked to do so in the context of opposition to a patent in 2004 (the 904 application), in circumstances where Mr Rooks had been given the patent, it is also likely that his entire process of initial recollection was affected by knowledge of the relevant integers of the 904 application which included a 2/3 infill height, long pile and wide gauge. This would have been reinforced in 2006 when Mr Rooks again gave evidence in opposition proceedings relating to other patents which he read including the Canadian equivalent of the 904 application. Mr Rooks re-read his 2004 affidavit before he made any affidavit in this proceeding, again likely reinforcing in his mind the relevant integers of the 904 application despite not having read that application again.
95 FieldTurf described the process of Mr Rooks' evidence as a form of "self-reinforcing tapestry". I consider this accurately reflects what is apparent from Mr Rooks' numerous affidavits. In particular, it is apparent that additional information made available to Mr Rooks over the past ten years, unsurprisingly, has been understood by him within the framework which he has had in his mind since 2004. None of this is said by way of criticism of Mr Rooks. It is said only to explain that the cautions expressed about witnesses trying to recall details from many years before, particularly when the recollections are affected by knowledge of what is now relevant, have real force in this case. FieldTurf's analysis of Mr Rooks' evidence discloses why these cautions have that effect. It is difficult to improve on the structure and content of that part of FieldTurf's submissions and thus the following section relies heavily upon them.
96 The first point FieldTurf made was that "the first time that Mr Rooks swore an affidavit setting out the features of three of the installations was nearly two decades after the surfaces were installed. It is now nearly three decades". I have made the same point above. The significance of it should not be underestimated. It is an extraordinarily long time after the events in question. The risk of incorrect recollection and reconstruction instead is thus heightened.
97 The second point FieldTurf made was that "all of Mr Rooks' evidence had been provided with full knowledge of the claimed invention" because in 2004 before he made his first affidavit he was shown the 904 application, the parent of the 2004 application and then, in 2006, was shown the equivalent Canadian patents. Again, the significance of this also cannot be overlooked. All of Mr Rooks' evidence in 2004 and 2006 involved an attempt to recollect things relevant to the 904 application, the parent of the 2004 application. The subsequent fact of not reading the 2004 application before his evidence in 2011 cannot change the effect of what occurred in 2004 and 2006. His evidence in this proceeding was based on his 2004 and 2006 evidence. Accordingly, it must be accepted that Mr Rooks was never in a position to avoid the effects of hindsight.
98 The third point FieldTurf made was that Mr Rooks' evidence changed over time. This too should be accepted. The course of development of Mr Rooks' evidence is significant. It tends to reinforce the overall impression of reconstruction and forcing new information to fit within a framework first identified in 2004. Adopting FieldTurf's examples, my comments are set out in the following paragraphs.
99 Mr Rooks appears not to have recollected the Cronulla Rugby Installation at all until shown the news feature in 2013. However, when shown it he appeared to recollect details based more on the evidence he had already given than things readily apparent from the news feature itself. It is difficult to accept that, simply having been reminded of the Cronulla Rugby Installation, specific details about pile height, infill level and the like would return to Mr Rooks' mind after 25 years separate from what is clear from the news feature, being a long ribbon height and wide gauge.
100 In Rooks 1 and Rooks 2, Mr Rooks said that the Gold Coast Installation had the "same characteristics" as the Randwick Installation, characteristics said to include a pile height of 75 mm. In Rooks 3, some 5 to 7 years later, he said the pile height of the Gold Coast Installation was 90 mm. He then explained this by saying that, in the industry, "same" meant "similar". I find this evidence unpersuasive. It is far more likely that Mr Rooks, in 2004 and 2006, believed that Gold Coast Installation had the same characteristics, including 75 mm pile height and 3/4 inch gauge, as the Randwick Installation. I do not accept that he simply meant long pile and wide gauge. If he had meant so, his evidence would have remained at that level of generality. His evidence, however, purported to give precise details about the installations. It is also likely that he was reminded that the Gold Coast might have had a different pile length by reason of the fact that, by the time he identified the Gold Coast Installation as having a pile length of 90 mm, he had seen a sample with a 90 mm pile length produced by Mr Waterford. That sample started in Mr Rooks' description in Rooks 3 as a sample of what had in fact been installed at the Gold Coast, transformed in Rooks 4 to a sample identical to that which had been installed at the Gold Coast and, in Rooks 8, ultimately became not a sample of what had been installed at the Gold Coast because it had a different backing (which he had "never worked with" while at Supergrasse) and was not fibrillated but otherwise had the "same characteristics" as what had been installed at the Gold Coast.
101 As FieldTurf said, this sequence "places Mr Rooks' evidence of his recollection of the details of the Gold Coast Installation on a very uncertain footing". So too does the article about the Gold Coast Installation referring to tufts of 6 to 8 inches (152 to 203 mm). Even if the length of the tufts has to be halved (the evidence on this issue is confusing to the say the least and is incapable of resolution with any degree of confidence) then the range is 76 to 101 mm. While 90 mm is within this range, it is more a reflection of the breadth of the range than anything else. Mr Rooks' explanation that the range of 6 to 8 inches was a reference to the Randwick Installation and Gold Coast Installation respectively (each being halved to give the actual pile height) is unpersuasive. The nearest imperial measurement to 90 mm (as doubled) is 7 inches, not 8 inches. The article is about the Gold Coast Installation, yet there is no reference to 7 inches. Moreover, if the tuft length should not be halved (and there is some weight to the view it should not, as the author was describing the appearance of the turf) then the range of 152 to 203 mm is far longer than Mr Rooks said.
102 Mr Rooks originally gave evidence in Rooks 1 that the Randwick Installation included a rubber underlay. However, during cross-examination, he said there was no underlay at Randwick. When this inconsistency was pointed out to him, the evidence emerged as follows. Mr Rooks said (in order):
(1) "…it was a road base on Randwick, rubber underlay on Gold Coast. Combination of sand and rubber infill ..... there might have been a portion of rubber underlay but mainly it was on road base on both sides".
(2) "…we might have put a patch where the cars come in, but it was mainly road base on Randwick".
(3) "We would have put a patch of rubber underlay just as a trial system but not totally over the whole field - the whole area".
(4) "That's why I probably used it, because we may have used a section of ..... when it was pulled up, you know, or installed".
(5) Rubber underlay "definitely wasn't totally right over".
(6) "But at the time, we - we were trialling sections where the cars were driving and we may have put a section in. I probably thought at the time, "Well, I must have put rubber underlay because of the little portion of that there," you know. But I remember it was mainly road base on the size of that area and it was also - it wasn't a thick underlay; it was only a very fine underlay just as a trial, being the first, you know, experimental racehorse turf".
(7) "can't give you the total area. I don't - you know, whether it's five square metres or two square metres ..... that situation, you know. But I put it in that reason for that - we must have used it in that declaration in 2004. Hang on. Wait a minute. Sorry. Sorry. It's - my apologies. It has got Gold Coast Turf Club. Sorry. I thought we were talking Randwick, and the Gold - it's the Gold Coast. The Gold Coast had rubber underlay. That's - that's where the confusing part is".
103 Apart from the fact that this evidence goes from something that might have been, to would have been, to may have been and then back again, it is apparent that Mr Rooks' conviction that there must have been some rubber underlay at Randwick is because he referred to it in his 2004 affidavit. None of the evidence suggests an actual recollection of anything. It suggests reconstruction based on what might or might not have been recalled or reconstructed in 2004. Moreover, when repeatedly confronted by what was a simple but basic inconsistency and a proposition that he did not actually recall the detail one way or another, Mr Rooks ultimately tried to explain it away as a result of some non-existent confusion about the heading of the section in his affidavit which referred to Randwick and the Gold Coast. This shows a marked tendency to attempt to force facts to fit within a particular framework. As FieldTurf submitted, "[m]istaken recollection, or a failure to recollect, is a completely normal part of the human condition". The problem in evidentiary terms is when the distinction between recollection and reconstruction (the latter being another completely normal human process which we all use all the time in everyday life) is not recognised, particularly when, as FieldTurf said, the reconstruction is carried out "with full knowledge of the target, being the claimed invention".
104 This tendency was apparent from other evidence including Mr Rooks' evidence that a "professional-type person" would know the length of grass at Cronulla Golf Course, even if they had never visited the golf course and that the gauge of the Randwick installation was chosen to the match the "gauge" of the natural grass at the Randwick site. As FieldTurf said, given "gauge" is a product of needle spacing on a tufting machine, it does not make sense to speak of the "gauge" of natural grass. Mr Rooks' explanation for the reference to 6 to 8 inch tufts in the article about the Gold Coast Installation referred to above is a further example.
105 Although I accept that Mr Rooks may have attempted to match the length of the pile to the actual grass height at the Randwick Racecourse, his explanations of why the photographs show the artificial turf as shorter than the adjoining natural grass were strained. Hence, he engaged in speculation that the natural grass "mightn't have been mowed", the artificial grass had not been groomed, and that it was hard to mow the grass near the edge of the installation. He ultimately said the natural and artificial grass looked exactly the same in one of the photographs but the fact is they do not in any of the photographs. The artificial turf is markedly shorter than the adjoining natural grass. The same problems affected his evidence about the Gold Coast Installation. All of the evidence about attempting to match natural grass heights raises another issue. It seems a sensible endeavour to attempt to match the artificial turf to the general length at which the natural grass was sought to be maintained at the facilities. Racecourses and golf courses, I infer, have to be regularly maintained and mowing the grass to appropriate levels for the sports would be a part of routine maintenance for such places. I thus accept that this is generally what Mr Rooks did. He agreed, however, that it was an "amazing coincidence that the height of the natural turf at Cronulla Golf Club was the same as in the straight at Randwick". For both to be 75 mm this coincidence must be so - and it does seem amazing.
106 When Exhibits 11 and 12, the Balsam documents, were put to Mr Rooks he was at pains to dismiss them as mistaken, wrong and even false. It is true that the documents are not contemporaneous. But they refer expressly to the Supergrasse products, the rights to which Balsam had acquired from Supergrasse and, in Exhibit 12, also refer expressly to the Randwick and Gold Coast Installations. The inference that Exhibit 12 asks the reader to draw is that the referenced installations used a Supergrasse product with the characteristics identified in the specifications - specifically, a 3/8 inch gauge and sand only infill. I do not find persuasive TigerTurf's attempts to dismiss these documents out of hand. I consider Mr Rooks rejected them as wrong simply because they did not match his evidence. However, the documents are entitled to weight and are thus evidence suggesting that Mr Rooks has not correctly recalled the gauge and infill composition of those installations. Moreover, some samples produced by Mr Waterford do have a 3/8 inch gauge, just as others have a 3/4 inch gauge. Supergrasse thus must have had products with both gauges. Supergrasse also certainly had products using sand only infill, and a newspaper article about the Randwick Installation described it as having sand infill. Another article, about the Gold Coast Installation, also referred to sand on top of the grass. Mr Rooks' explanation that there was only a very small percentage of rubber in these installations so that Exhibits 11 and 12 would not bother to mention the rubber also suggests an attempt to make the facts fit his beliefs. This description of the rubber as a small percentage only is also difficult to reconcile with the balance of Mr Rooks' evidence about the infill, discussed below.
107 Mr Rooks said in Rooks 1 that the Randwick Installation had a combination of sand and rubber infill. He said in Rooks 3 that the sand and rubber were mixed "to provide for a homogenous mixture". Despite TigerTurf's submission that Mr Rooks was not asked what he meant by "homogenous mixture", the context of his statement indicates that the two were simply mixed together. However, the process he used to make Exhibit 6 (an example of a perspex box with 72-73 mm ribbons, a gauge of 3/4 inch and infill height of 2/3 of the ribbon height) was different and involved placing "rubber and sand alternately" into a sample box. Again, this might be thought to be a detail but it is the details which are critical in this case. But for the details, the evidence is simply long pile and wide gauge which cannot possibly anticipate the combination of the invention claimed.
108 Mr Rooks said in Rooks 1 that the level of the infill, and thus the length of exposed ribbon above the infill, varied widely over the Randwick Installation, being greater (20 to 25 mm) at the edge and less in the centre (15 mm) where cars would drive. On this basis, the infill height at Randwick varied between 2/3 (66%) and 4/5 (80%). Yet in this proceeding Mr Rooks' consistently described Randwick as having a 2/3 infill. Despite Mr Rooks' evidence to the contrary, the only plausible explanation for this is, as FieldTurf submitted, because Mr Rooks always knew the invention claimed involved 2/3 infill. Otherwise, there is simply no rational basis to characterise Randwick as 2/3 infill as opposed to 2/3 to 4/5 infill. When the variation in infill height was put to Mr Rooks, he said that an expert would test the infill height at one location only, at the edge where the infill was 2/3 height. This evidence was inconsistent with the evidence of others that infill height would be tested across an installation. Mr Rook's determination not to concede that his own evidence could not support a characterisation of the Randwick Installation as simply having a 2/3 infill height was apparent from this evidence. His evidence about the equivalent Canadian patent was also telling. The Canadian patent claims used different language ("at least two thirds the length of the ribbons") and in Rooks 2, his evidence in the Canadian proceeding, Mr Rooks' evidence was that the Randwick Installation had infill "varying from at least 2/3 the length of the ribbons, more particularly varying from 2/3 to 0.8 the length of the ribbons". The language of the 2004 application claims (an infill height of approximately two-thirds the ribbon height) is plainly implicated in Mr Rooks' evidence in this proceeding that refers only to 2/3 infill height.
109 In respect of the Gold Coast Installation, Mr Rooks said that the infill was 2/3 (60 mm compared to a 90 mm ribbon length). However, Mr Rooks was not present at the installation of the artificial turf at the Gold Coast. The basis for his evidence is thus not apparent. As FieldTurf also said, the photographic evidence of the Gold Coast Installation shows sand across the surface. The infill would seem to be much higher than 2/3 the height of the ribbons.
110 In respect of the Cronulla Rugby Installation, Mr Rooks said the synthetic grass was "substantially the same, if not identical, to that used at Randwick Racecourse…, Cronulla Golf Club and the Gold Coast Turf Club" except for the 65 mm pile which was used either because it was rugby league or to match the natural grass height (which explanation prevailed was unclear). Mr Rooks considers the "same" to include "similar" and thus the precise characteristics of the Cronulla Rugby Installation, from his point of view, remain unclear. His evidence that if he saw the Cronulla Rugby Installation he would know it had a gauge of 3/4 inch, in my view, must be taken to reflect his belief that this was the gauge of the other installations.
111 Another valid concern to which the evidence gives rise is that if the Randwick, Gold Coast and Cronulla Rugby Installations used synthetic grass having the same characteristics (but for the pile height being 75 mm at Randwick, 90 mm at the Gold Coast and 65 mm at Cronulla, but all having an infill height of 2/3) then one would expect the contemporaneous photographic evidence to indicate that the installations looked the same or very similar. They do not, however. In particular, the Gold Coast Installation, said by Mr Rooks to have the longest pile at 90 mm and an infill of 2/3 or 60 mm, looks nothing like the Randwick or Cronulla Rugby Installations. As noted, sand is visible across the Gold Coast Installation. Sand is not visible in the Randwick or Cronulla Rugby Installations. A close-up of the Cronulla Rugby Installation, in particular, discloses a thick grass cover through which no infill is visible at all. If these installations had the same infill height and the Cronulla Rugby Installation the shortest pile, it would be natural to expect the opposite result; that is, visible sand at the Cronulla Rugby Installation but not at the Gold Coast Installation. Further, Exhibit 6, a sample Mr Rooks prepared for the purpose of this proceeding, with a 72-73 mm pile height and a 2/3 infill, said to have been prepared in accordance with the procedures used at the Randwick Installation looks different again. Even allowing for the fact that he pile has not been trodden down and flattened in Exhibit 6, it is difficult to imagine that wear could result in Exhibit 6 looking like, at the least, the Randwick and Cronulla Rugby Installations (that is, no visible infill). All of this casts real doubt on the accuracy of Mr Rooks' evidence. At the least it suggests something far less than a 2/3 infill height at the Randwick and Cronulla Rugby Installations (the other alternative is far longer pile, but this seems unlikely given the appearance of the pile compared to the natural grass).
112 The evidence about the Cronulla Golf Installation also changed over time. In Rooks 1 and 2 the Cronulla Golf Installation had a single layer backing of permeable fabric (Mr Rooks' evidence was that polypropylene backing was "usually used in single layers"). By Rooks 3 the Cronulla Golf Installation had a "multi-layer polypropylene backing", a detail absent from his previous affidavits. Mr Rooks said the Cronulla Golf Installation had a 75 mm ribbon and 2/3 infill height (that is, 50 mm). However, Mr Rooks agreed that on the tee areas the exposed ribbon was only 5 mm indicating a 70 mm infill in those areas if the ribbon height was 75 mm. He was also challenged about the capacity to tee up if the infill was 50 mm and the ribbon height 75 mm (see the discussion above on this issue). His answer suggested two different infill heights - one for tee areas and one for irons play where the ribbon length was 60 mm. He also said the level of infill would have varied across the Cronulla Golf Installation from 2/3 at the edges to higher in the centre. He was also unsure of the size and nature of the installation and his evidence included attempts to reconstruct those details. I find this evidence unsatisfactory proof of Cronulla Golf Installation having any particular characteristics other than the fact of some installation of artificial turf, probably with a longish ribbon and probably with sand infill.
113 The fourth, and related, point FieldTurf made was that Mr Rooks refused to countenance any possibility that his purported recollections might be wrong. This is so. Mr Rooks, despite knowing he was dealing with events from 30 years ago when he was giving evidence, refused to accept that he might be wrong about details. This is inherently unlikely. Moreover, Mr Rooks was certainly wrong about some things. He was wrong about which installation came first, Randwick or the Gold Coast. This might be dismissed as a mere detail but, of course, the relevant parts of Mr Rooks' evidence were the details. He was wrong in his initial belief that a sample was a sample from the Gold Coast Installation. He was wrong in his initial belief that the Randwick and Gold Coast Installations had the same characteristics. He forgot about the Cronulla Rugby Installation until reminded of it. The fact of being wrong is not the problem. The problem was Mr Rooks' apparent belief that his memory of events from nearly 30 years before was unassailable and that, accordingly, all information to the contrary must be wrong or explained away by one means or another.
114 As to the Supergrasse samples, FieldTurf is correct in its submission that there is no evidence that these particular samples (the ones shown in the news feature at the Supergrasse premises) were shown to officials of Randwick Racecourse and Cronulla Rugby Club. It may be accepted those samples were at Supergrasse's premises and available to be viewed by the public, but the characteristics of those samples, apart from the generalities of long pile and sand infill, and perhaps relatively wide gauge, is another matter.
115 Given my concerns about the quality of Mr Rooks' evidence based on purported recollections as set out above, I do not accept his evidence that these samples have the same characteristics as the surface installed at Randwick Racecourse. This evidence, in any event, was inconsistent with the fact that the sample had a pile height at least 10 times as long as the adjoining short pile product. It does not matter that the short pile product is not necessarily Astroturf, a particular brand used for American football fields. What is relevant is that the short pile product was used to show synthetic surfaces used in other sport such as American football. For the sample to be the same as Mr Rooks said was used at Randwick, the pile height of the short pile product would have to be 7.5 mm or less. This seems untenable given that the evidence points to pile heights for American football fields of no less than 12 mm. More importantly, when the possible discrepancy became apparent to Mr Rooks, the following evidence emerged:
Well, if the short pile product there had a pile height in the order of 12 millimetres, that would make the pile height of the long pile product you can see in the order of 120 millimetres, wouldn't it? Well, there's 12 - I've ..... I just need some time just marking this, if I - just checking some - if that product was 12 mille, then in quick calculation measurements, it would put that long pile up to about 50, 60 milles.
I thought you agreed that the relationship of the short pile to the long pile was in the order of ten times? No.
You have changed your view about that now, have you? Ten times - no, it couldn't be ten times. The - just trying to think ten -
Because you were measuring just the pile height on that short pile product on the left, not its underlay? One, two, three, four, five, six, seven, eight, nine, ten - ten times would - would bring it up to, yes, to close to 90 mille which is the Gold Coast - and I'm - could bring it close to the Gold Coast turf, that sample there.
Well, if - and different eyes might measure it different ways, but if the difference was in the order of ten times and if that short pile sample is in the order of 12 millimetres, that puts the long pile product at about 120 millimetres as a matter of simple mathematics, doesn't it? No, not my mathematics, no. Keep - it's up - it's well under the 100 mille, just - just my measurements there. And it's subject to - we
don't know - not sure of the pile height there because that's definitely the Gold Coast sample, which is 90 millimetres.
116 In other words, the sample in the news feature went from being a sample of what was used in the Randwick Installation (75 mm pile) to a sample of what was used in the Gold Coast Installation (90 mm pile) because it was apparent that the pile of the sample looked too long compared to the short pile product. This is not recollection; it is reconstruction.
117 Mr Rooks also attempted to measure the height of the infill shown on the news feature from a screen shot and came up with the answer that it was a 2/3 infill. FieldTurf's criticisms of this exercise are sound. On any view of the screen shot, Mr Rooks has taken the wrong starting point for the bottom of the box so as to achieve the 2/3 infill result. As FieldTurf said it is actually "very difficult from the available evidence to determine the relative height of the infill, given the difficulty of locating the bottom of the box on the screen or on a screen shot, the quality of the images available, and the unevenness of the top of the infill". Whatever the precise level, what is clear from Mr Rooks' exercise is that the infill was materially greater than 2/3 because the bottom of the box is lower than Mr Rooks allowed. When challenged about this, Mr Rooks said "But that product there is - is our Randwick Racecourse which we knew was two - -". In other words, Mr Rooks' measuring exercise was designed to prove that the sample was the Randwick Installation which he believes has a 2/3 infill height. Again, this is evidence of Mr Rooks' approaching data on the basis it should fit and support his beliefs.
118 It should be apparent from the above discussion that I am not satisfied that any of the installations or samples on which TigerTurf relied would have enabled a person skilled in the art to "write down…a clear and unambiguous description of the invention claimed" (Lux Traffic at 134). This is because, beyond the generalities of pile relatively long compared to synthetic turf used for tennis courts and hockey fields and the like, sand infill, and perhaps (but by no means practically certain) a relatively wide gauge compared to synthetic turf used for tennis courts and hockey fields and the like, it is not possible to make any finding as to what specific characteristics the skilled person would have discerned from any of the prior uses.
119 I accept FieldTurf's submissions in this regard as follows:
TigerTurf has failed to discharge its onus with respect to enabling disclosure for at least the following reasons.
First, an integer or combination of integers that is not in fact present in the doing of an act cannot be disclosed, whether in an enabling fashion or otherwise. As submitted above, TigerTurf has not established that the prior acts involved surfaces with the requisite combinations of features.
Secondly, one cannot use hindsight to identify what it is that has been disclosed. All of TigerTurf's evidence as to prior use was contaminated by hindsight. Only Mr Rooks could give direct evidence of the alleged prior uses and the shortcomings of that evidence are addressed above. The claimed combinations of features require, for example, particular relationships between pile and gauge, and pile and infill height.
120 I accept also FieldTurf's submission that:
…it is only with the benefit of hindsight that a person of skill in the art could know that a particular relationship between the infill height and the pile height of two-thirds was a relevant consideration. A person skilled in the art is equally likely to have regard to the length of exposed ribbon as an absolute, stand-alone feature, as opposed to the question of proportion of the ribbon height as a whole. A similar conclusion may be drawn in respect of the pile/gauge ratio; without hindsight, there is no reason why the person skilled in the art would concentrate on, or determine, the relationship between those parameters.
121 It follows from these conclusions that, as FieldTurf put it:
…hypothetical evidence, whether given on affidavit or adduced in cross-examination, as to what a person could have observed on the assumption that certain properties were present is of limited utility. TigerTurf's case is that the various installations and samples were publicly available, and that, generally with respect to installed properties, it would be possible to observe their properties. However, the Court must be satisfied that, in the case of each installation, it was in fact possible to observe each of the relevant features of the particular surface.
122 I agree, and I am not so satisfied. It is thus unnecessary to delve into the issues of the capacity of a skilled person to ascertain the properties of a synthetic surface. As discussed above, I generally accept TigerTurf's case that such a person could have worked out the pile height, infill height, general infill composition, gauge, and backing layers from inspecting the installations and samples. The problem is, beyond the generalities identified, I do not know what they might have ascertained. Nor do I accept that, at the time of the installations, they would have been looking for the combination constituting the invention as claimed. That search is based on knowledge of the invention as claimed, and thus is a result of hindsight. Apart from Mr Rooks, none of the other witnesses' evidence supported the inference that the person skilled in the art, at the relevant times in the mid-1980s, would have been looking for the combination of features comprising the invention.
123 For these reasons I also do not accept TigerTurf's alternative submission that:
If contrary to TigerTurf's submission, the Court does not accept Mr Rooks' evidence in relation to the pile height of any of the Supergrasse Installations or the Supergrasse Samples, the evidence referred to above supports a finding that the ribbon length was at least in excess of 38 mm (the bottom end of the range in the claims) and no more than 127 mm (the top end of the range in the claims). In those circumstances, the position set out…above [ie enabling disclosure] remains unaltered.
124 It follows that TigerTurf's case of lack of novelty based on prior uses, separately or in combination as pleaded, cannot succeed in respect of any claim.