The proceeding before the Tribunal
10 The applicant contended that he was, at the time he applied for a protection visa, a refugee within the meaning of the Convention Relating to the Status of Refugees 1951 done at Geneva on 28 July 1951 ("the Convention"), as amended by the Protocol Relating to the Status of Refugees 1967 done at New York on 31 January 1967 213 UNTS 221. In Art 1A(2) of the Convention it is provided that a person is a refugee who:
"… owing to well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion, is outside the country of his nationality and is unable or, owing to such fear, is unwilling to avail himself of the protection of that country …"
11 The Tribunal, which operates in an inquisitorial manner, carried out its own enquiries into a number of the applicant's claims. Independent sources confirmed a fact which is, in any event, well known, namely that civil conflict was, and is, rife in Sir Lanka. Many innocent civilians have, tragically, over the years, been subjected to violence and death.
12 The Tribunal accepted that the applicant held genuine fears of being required to return to Sri Lanka. It found that he believed that both he and his family would be targeted by the LTTE because of his status as a naval officer who had been stationed at Pooneryn and Boosa. His claim to have been threatened by members of the LTTE was regarded by the Tribunal as plausible. The Tribunal found, however, that it was likely that these threats had been made because the applicant was a serviceman, and not because of any knowledge on the part of the LTTE of his past association with Pooneryn and Boosa. The Tribunal observed that had that association had been behind the threats, the applicant would, in all likelihood, have been killed and not merely threatened. He would, the Tribunal noted, have been a comparatively simple target for the LTTE.
13 The Tribunal said that it was not convinced by several of the applicant's claims. These included, in particular, his claim to have been followed on occasion by LTTE members in cars or a jeep. The Tribunal also said that it considered that the applicant had exaggerated both the nature and the frequency of the threats which had been made to him.
14 Despite rejecting some of the applicant's claims, the Tribunal considered his claim to refugee status as if all of the threats described by the applicant had, in fact, been made. It noted, correctly, that threats such as these were capable of constituting "persecution" within the meaning of that expression in the Convention - Applicant A v Minister for Immigration and Ethnic Affairs (1997) 190 CLR 225 at 258 per McHugh J; Chen v Minister for Immigration and Multicultural Affairs (2000) 170 ALR 553 at 559-562. It concluded, however, that even assuming that the applicant had been threatened in the manner which he described, the links between such threats and any Convention ground were "problematic".
15 The Tribunal found that to the extent that any threats of the type described by the applicant had been made, they had nothing to do with "race", "religion" or "nationality". The Tribunal noted that the applicant had made no claim of having been targeted for his political views, and there was no evidence to suggest that he had been in any way politically active. In support of his claim, he had relied rather upon his role as a naval officer and, in particular, his activities at Pooneryn and Boosa. In any event, these activities were not relevantly manifestations of any "political opinion", and could not give rise to a claim to refugee status based on any actual or perceived political belief.
16 That left the Tribunal to consider whether, in the language of Art 1A(2) of the Convention, the alleged persecution was "for reasons of … membership of a particular social group". The Tribunal observed:
"The remaining Convention ground is that of membership of a particular social group. This phrase has occupied the minds of judges and other legal experts in the field of refugee law, particularly as it was accepted into the Convention without debate which could have clarified the intentions of the authors. The leading judgement in Australian law is that of Applicant A v Minister for Immigration and Ethnic Affairs (1997) 190 CLR 225 where a majority of the High Court concluded that the applicants were not members of a particular social group within the meaning of Article 1A(2) of the Convention. According to Dawson J (at 241)
"A particular social group, therefore, is a collection of persons who share a certain characteristic or element which unites them and enables them to be set apart from society at large. That is to say, not only must such persons exhibit some common element; the element must unite them, making those who share it a cognisable group within their society."
In the same judgement, Gummow J quoted approvingly the statement in the case of Ram (Ram v MIEA (1995) 57 FCR 565)
"There must be a common unifying element binding the members together before there is a social group of that kind. When a member of a social group is being persecuted for reasons of membership of the group, he is being attacked, not for himself alone or for what he owns or has done, but by virtue of his being one of those jointly condemned in the eyes of their persecutors so that it is a fitting use of language to say that it is 'for reasons of' his membership of that group." (at 569)
The Full Federal Court in the matter of the Minister for Immigration and Multicultural Affairs v Zamora (1998) 85 FCR 458 referred to both Applicant A and to Ram and went on to consider whether an occupational group could be regarded as a particular social group. It suggested caution in making such a category available to an occupational group.
"Quite apart from the risk of using persecution or the fear of persecution as a defining feature, in many cases an occupational group will not satisfy the requirement that it be recognised within the society as a group even though it may fairly be said that the members of an occupational group has [sic] common characteristics not shared by their society. Indeed members of an occupational group will have characteristics in common simply by reason of the fact that they all follow the same occupation, but this does not of itself make those who follow the same occupation members of a particular social group."
The Applicant has implied that he is a member of such a group by pointing to the fact that the LTTE has targeted other members of the armed services. That is, the armed services form an identifiable group within society. The Tribunal has accepted that the Applicant was identifiable as a naval officer by his demeanour and dress. As the Zamora judgement states:
"There will no doubt be cases in which persons who have in common no more than a shared occupation do form a cognisable group in their society. This may well come about, as McHugh J recognised in Applicant A's case, when persons who follow a particular occupation are persecuted by reason of the occupation they follow."
As intimated above, some officers of the armed services of Sri Lanka have been targets for LTTE violence. Where the suffering has been simply in the course of actions against the enemy, this does not fall within the Convention. However, where they have been targets away from the battlefield, it could be said that such people have been persecuted for reasons of the occupation they follow. Therefore it is plausible that the Applicant could have been identified as a member of the armed services, regarded by the LTTE then as a member of a particular group and so targeted.
However, even if this is allowed, the Applicant has left the military forces of his country. He is now a civilian. Were he to be a target in the future, it would not be for reasons of his membership of the particular social group of naval officers or members of the armed forces. The group is no longer there for him. The Applicant has advanced no claim that he fears harm because he is a member of an ex-servicemen's group. It is his past membership of the armed forces which gave rise to his claimed fear."
17 The Tribunal, having rejected the applicant's claims "to membership of a particular social group", for the reasons set out above, then proceeded to consider his application for a protection visa upon the basis that it might have erred in doing so. The Tribunal observed that in that event the question of effective protection within his own State would have to be addressed. The Tribunal said:
"As observed by refugee law specialist, Professor James Hathaway,
"…..in addition to identifying the human rights potentially at risk in the country of origin, a decision on whether or not an individual faces a risk of 'persecution' must also comprehend scrutiny of the state's ability and willingness effectively to respond to that risk. Insofar as it is established that meaningful national protection is available to the claimant, a fear of persecution cannot be said to exist." (The Law of Refugee Status, Butterworths, 1991, p. 125)
One of the most significant features of volunteering, as the Applicant did, to serve in the armed forces of a State is that the person is volunteering to put themselves in harm's way. That is, one of the risks of being a member of the military is that one will be required to participate in military action. The military organises itself to protect itself as much as possible in the carrying out of this duty. Being exposed to the risks inherent in the job is not a case of being denied protection. The Applicant has conceded that he came through years of action physically unscathed.
However, the Applicant has argued that it was when he was not on duty that he was at particular risk from the LTTE. The Tribunal notes that Sri Lankan commanders were aware of some risk of this and advised their men to say little to anyone about their leave plans and to wear civilian clothing when off duty. There is no evidence before the Tribunal which permits a finding that the State was unwilling to protect the Applicant and other officers. It recognised the nature of the conflict and attempted to protect its members. As in all human affairs, there can be no guarantee of absolute protection from harm. However, it could be said that the State did not fail to protect the Applicant in that he came to no harm while on active service nor when on leave. His fear that he could be harmed and unprotected was not realised.
The Tribunal also notes that he did not access all avenues of State protection. As a Sinhalese and a naval officer, he would have had some advantages in seeking police help. While it is understandable that he felt too much pride to go to the police, this cannot mean that he could not have had protection had he asked. As indicated above, he seems to have done little to accumulate evidence which could identify those who threatened him. A combination of police investigation and his own skills might have made a difference.
If the Applicant returns to Sri Lanka, now as a civilian, he has the right to go to the police and report any threats or suspicous activity. Indeed, the police, like the State, has a partiality for those who do not belong to the LTTE. Its policy is to suppress it. This must place the Applicant at some advantage."
18 Having rejected the applicant's claim to being unable, or owing to such fear, being unwilling to avail himself of the protection of the country of his nationality, the Tribunal concluded its reasons for decision by stating:
"The Tribunal accepts that the Applicant has a strong fear of returning to Sri Lanka and that what he fears is persecution at the hands of the LTTE. It has doubts that a Convention link to this persecution can be made out, but even if it can, it is satisfied that he is able to access protection from his own State. This being the case, it is satisfied that he does not need the protection of Australia under the Refugees Convention." (emphasis added)
19 The Tribunal therefore affirmed the decision of the Minister's delegate to refuse to grant the applicant a protection visa.