Did the findings of the primary judge demonstrate error?
48 The appellant relied upon a number of errors on the part of the primary judge. I shall deal with them seriatim.
49 First and foremost, the appellant submitted that his Honour erred in finding that he was an unreliable witness upon the basis of his viewing of the video.
50 Having observed (at [12]) that the video "on any view" showed a man going shopping with his family in a normal manner with no indication of any affectation to his normal physical movement including an ability to squat down and point out to a salesman the various items he was interested in, and then to stand up and squat down again and then stand at a counter, the primary judge concluded that the video revealed the appellant as "behaving in all respects in a normal manner". On this basis he found (at [15]) that the appellant was not a reliable witness.
51 Given the evidence of the appellant to which I have referred, it must be inferred that the primary judge, on the sole basis of his viewing of the video, has rejected that evidence as inconsistent with what he observed in the video. In this respect, it is noteworthy that his Honour's conclusion as to the reliability of the appellant as a witness was neither expressly nor, in my opinion, inferentially based upon the appellant's demeanour in the witness box. Subject to some submissions of the respondent to which I shall refer below, his Honour's conclusion as to the appellant's credit was squarely based upon his viewing of the video.
52 It follows from the foregoing that the principles adumbrated by the High Court in Fox v Percy (2003) 214 CLR 118 limiting appellate intervention with respect to findings of fact by a trial judge based on the credibility of a witness, have no application in this case as, having viewed the video ourselves, this Court is in just as good a position as the primary judge to draw conclusions from it. Thus having carefully viewed the video, the activities and conduct of the appellant as depicted in the video were, in my opinion, in no way inconsistent with the evidence that he gave both in examination-in-chief and in cross-examination.
53 It is true, as the primary judge concluded from his viewing of the film, that it showed the appellant going shopping with his family in a normal manner and that he did not appear to show any sign of discomfort. However, contrary to the suggestion of his Honour in [12] of his judgment, he was not "running down" the escalators, although it is true that he walked down the escalators for some distance before standing still and permitting the escalators to carry him down to floor level. Furthermore, it is true that he was depicted walking up the escalators but only for a very short part of the upward journey, it being apparent that the cameraman was unable to video the whole of the appellant's journey up that escalator. However, in my opinion, the fact that he walked up and down part of the escalator is in no way inconsistent with his oral evidence.
54 A further minor error by his Honour is the suggestion in [13] of his judgment that the appellant squatted down twice whilst in the Tandy shop. In my opinion, he squatted down once only momentarily and on the other occasion to which his Honour is apparently referring, he merely bent over.
55 The point, however, is that in his cross-examination generally and in the cross-examination directed to setting the scene for showing the appellant the video in particular, the appellant never suggested that he was unable to go shopping or walk in a normal manner, to walk up and down escalators, to stand at a counter for a period of time, or to bend over or squat. His evidence was that although he had problems with his back which caused him pain, he was able with the use of painkillers to function reasonably well in his domestic environment. In particular, he said that when he walked for too long at a time he experienced pain which required him to sit down for a period; that he was able to get in and out of the car and that he always drove; that he could stand in one position for periods which varied up to half an hour; that he could bend over at the waist although if he did that too often his back ached, but when he was on painkillers he could bend a little bit more; that in the six months prior to the trial it hurt when he bent over and he would not do so unless he had to; that although he had trouble squatting "a lot of times" he could still do so when he wanted to; and that he could walk up and down stairs particularly when he had had painkillers.
56 In summary, the appellant's evidence was that, although when the video was taken he was experiencing problems with his back in terms of pain, he could still perform normal functions such as level walking, shopping, walking up and down stairs, bending from the waist, squatting and lifting his two year old daughter. It was apparent from the video that he is a man of some strength so that picking up and carrying his two year old daughter was not particularly onerous. According to his evidence he would do so when he had to and that in any event the pain from his normal domestic activities receded when he was on painkillers. In my opinion there is nothing inconsistent between what I saw in the video and the appellant's evidence. At the very best the video was neutral.
57 More importantly, after he had been shown the video, the appellant was asked whether it demonstrated that he had no physical problems at all, a proposition with which he disagreed. His responses to subsequent questions are set out in the exchange referred to in [41] above. Relevantly, he said that on that morning when he was going to Penrith, he woke up in a lot of pain and had four painkillers before he left with his wife and children for the shopping centre.
58 His Honour, having mistakenly noted that the appellant had given the above evidence in re-examination, rather cynically referred to it as "the usual thing, that that was a good day and his pain had been dulled by medication".
59 A similar cynicism on the part of his Honour appears in [17] and [29] of his judgment which gave the impression that he considered that the appellant was "solicitor shopping". In [17] his Honour said:
"Incidentally, Dr Hughes' report is addressed to McCabes Solicitors and Dr Lee's is addressed to Maxwell Bourkehouse & Ives".
60 What his Honour did not apparently appreciate was that McCabes were not the solicitors for the appellant in relation to his claim arising out of the first accident, but the solicitors for the defendant in those proceedings. Maxwell Bourkehouse & Ives were the appellant's solicitors in those proceedings.
61 In a similar vein in [29] his Honour observed
"There are three reports of Dr Conrad both before and after the incident at McDonalds. They are addressed to yet another solicitor Christopher and Associates rather than McCabes or Maxwell Bourkehouse". (emphasis added)
62 It is true that Christopher and Associates were the appellant's solicitors in respect of his claim in relation to the second accident. It is difficult to understand why the appellant should be inferentially criticised for retaining a different firm of solicitors in respect of his claim with respect to the second accident rather than the firm that acted for him on the first accident. This, along with his Honour's remark in [14], that the appellant's evidence, after seeing the film, that this was a good day and his pain had been dulled by medication was "the usual thing" in the sense of the usual excuse, seem to me to be entirely unfair observations. In any event, the appellant's evidence was not that it was a "good day", although it is correct that he had taken four painkillers that morning. I only mention these matters because, although they would have been otherwise irrelevant, they were referred to by his Honour to add colour to his views with respect to the appellant's reliability as a witness.
63 However, I would not base my conclusion that it was not open to the primary judge to find that the appellant was not a reliable witness with respect to his subjective complaints on that element of cynicism or scepticism to which I have referred. Rather, in my view the video is, as I have observed, neutral and, in particular, is not inconsistent with the appellant's evidence. It should however be noted in this regard that when the appellant, after viewing the video, gave evidence that he had that morning taken four painkillers before embarking on the shopping trip, it was not suggested to him that that was not true. This is perhaps not surprising given that throughout his evidence he said in response to a number of questions that he regularly took painkillers including Panadeine Forte, which is a very strong drug.
64 The respondent submitted that the primary judge had in fact identified four matters that caused him to be concerned with respect to the reliability of the appellant's subjective evidence. The third matter was the content of the video with which I have dealt above. The first was the delay by the appellant in seeking medical assistance for a period of three months following the second accident. His Honour refers to that factor in [10] of his judgment noting that it was three months after the second accident occurred that the appellant first saw a doctor with respect to it. This was incorrect. The second accident occurred on 28 November 2001 and the appellant saw Dr Lee on 1 February 2002. The delay was therefore only two months. This "delay" was picked up by Dr Bodel in his report of 3 July 2003 where he opined that, as the appellant had not seen his doctor until late January/early February 2002, it was apparent that he did not require any formal treatment for about three months with the result that it was likely that the second accident was relatively minor in comparison to his previous injury.
65 The primary judge obviously accepted Dr Bodel's observation when (at [46]) he said that he was
"satisfied that because the [appellant] did not seek medical treatment until three months later, that it was a minor, even trivial incident."
66 Apart from the fact that the relevant period was two months not three, the primary judge has overlooked two significant matters. The first is that Dr Bodel recognised that the manner in which the appellant presented his history to him was the opposite to his opinion that the second incident was relatively minor because the appellant had not required any formal medical treatment for about three months. The second and more critical factor was that the two month delay was not only explained by the appellant in his evidence (as Dr Bodel obviously acknowledged) but was corroborated by his wife whose evidence the primary judge not only declined to accept, but did not even see fit to mention.
67 As to the appellant's evidence, he said in examination-in-chief (at Black 8(38-52)) that, although his back was extremely bad on the day immediately after the second accident, he completed his run for that day with the assistance of a friend and, although he was in significant pain, he worked up until Christmas, taking a lot of painkillers and using a trolley jack. He then said (at Black 10(44-51)) that, having worked up until Christmas, he hoped that his back would settle down during the Christmas break - but it did not. He returned to work in January but his back locked up on a trip to the Blue Mountains. It was then he decided he could not work any longer and decided to see Dr Lee.
68 The appellant's wife also gave evidence as follows:
"Q. Do you remember him coming home from work in about November 2001 and complaining he'd had a fall at --
A. I do, he actually rang me not long after he had fallen.
Q. I think you're aware that he continued to work for some weeks after that until Christmas?
A. Yes he did.
Q. What was his physical state during that period that you could tell looking at him?
A. He was in a lot of pain but he just - the way he is, he just kept working.
Q. In that initial period was he seeing any doctors?
A. No.
Q. Did you do anything about that --
A. Yeah I nagged and whinged and complained to him and said you need to go and see a doctor.
Q. And eventually he did?
A. He did eventually.
Q. In February?
A. Yes.
Q. By that stage of course he stopped his work?
A. Yes.
Q. From an emotional point of view how has he been since he's not been working?
A. A nightmare to put it mildly."
69 It is fair to say that Mrs Ferguson was not challenged on this evidence. What it reveals is that the appellant was a person who was not given to ceasing work because he was in pain but continued to work notwithstanding that his wife was nagging him to see a doctor. It was only when his back locked up and he appreciated that he could no longer continue to work that he succumbed to what she referred to in her evidence as her "nagging, whinging and complaining" and sought medical assistance. It follows in my opinion that the delay of two months in the appellant seeking medical advice, relied upon by Dr Bodel and accepted by the primary judge as evidence that the second accident was "minor, even trivial", did not support such a finding.
70 The second matter relied upon by the respondent was what, in its written submissions, it described as
"the [unsatisfactory] evidence given by the [appellant] concerning his future business plans."
71 In support of this submission the respondent relied upon the following finding of the primary judge (at [11]):
"He says that he is hoping to finance the restoration of his truck (he has a truck, a BMW car and a 4WD) and get back into the business at some time in the future after the outcome of this particular case."
72 Reliance was also placed upon the appellant's evidence at Black 38(50)-39(34). The thrust of that evidence was that the appellant had not sold his semi-trailer after he ceased work due to the second accident because it was then early days and he hoped that he could return to work after all the effort he had gone through to get the vehicle in the first place. However, when his back got worse he decided that he would fix up a few things with respect to the vehicle, get it back on the road, employ a driver and run his own business. He thought that he could make that a profitable enterprise. When asked when he expected to start looking at such a proposition, he responded that he wanted to straighten his life out first and know what direction he was taking. He was then asked this:
"Q. Can I just ask you this sir, if you get some money out of this case is that when you would think about starting to do it?
A. Yes."
73 The evidence relied upon by the respondent, however, also needs to be read in light of the appellant's further cross-examination on this subject at Black 39(56)-40(55). In my opinion, that evidence fully supports the appellant's aspirations as to his future if his back does not improve. Further, in my view he cannot be criticised for wanting to await the outcome of this litigation in order to determine the direction his life is to take. But most critically, the simple fact is that the primary judge did not, either expressly or inferentially, find that the appellant's evidence on his future business plans was "unsatisfactory". It is true that the primary judge found the appellant not to be a reliable witness but that finding was to be directed to the appellant's subjective complaints with respect to his back.
74 However, if his Honour's finding that the appellant was an unreliable witness was intended to extend to his evidence with respect to his future business plans, then in my view there was nothing inherent in his answers in cross-examination that would justify a finding that such evidence was "unsatisfactory".
75 Finally, the respondent relied upon what it submitted were inaccurate histories given by the appellant to Drs Bodel and Ellis. In this respect the primary judge had stated (at [45]) that he was
"further satisfied that the [appellant] did not give a correct history to either Dr Ellis or to Dr Bodel in the first attempt."