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[2024] NSWCCA 114
Court of Criminal Appeal (NSW)
2024-02-16
Bell CJ, Button J, McNaughton J, Hamill J
Original judgment source is linked above.
Introduction Mr Ian Fan was convicted of two offences at the conclusion of a trial before Hamill J and a jury on 24 November 2020. The first was that, on 1 February 2017 at Guildford, a suburb of Sydney, he murdered Mr Qin Wu (count 4 on the indictment). The second was that, on the same date and at the same place, he shot at Mr Jun Jia with intent to murder Mr Jia (count 5 on the indictment).
Ground one: The directions on JCE liability for the murder of WU (Count 4) involved error and occasioned a miscarriage of justice.
Written submissions for the applicant
Oral submissions of the applicant
Determination of ground one
Ground two: The verdicts of guilty are unreasonable.
Evidence in the trial
Indictment and outcomes
Position of applicant at trial
Submissions in this Court
Determination of ground two
Proposed orders
Amendments 12 July 2024 - Appeal book references deleted from paragraphs 11, 24, 26, 27, 30, 31, 37, 96, 97, 111, 126, 138, 142, 150 and 168. DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply to this judgment or decision. The onus remains on any person using material in the judgment or decision to ensure that the intended use of that material does not breach any such order or provision. Further enquiries may be directed to the Registry of the Court or Tribunal in which it was generated. Decision last updated: 12 July 2024
Fan
R
HEADNOTE [This headnote is not to be read as part of the judgment] On 24 November 2020, Mr Ian Fan (the applicant) was convicted of two offences following the conclusion of a joint trial at the Supreme Court of NSW. The applicant stood trial alongside five co-accused persons; some were charged jointly with the applicant, and others were accused of separate (but factually related) offences. The Crown case at trial was that, weeks before the offending took place, Mr Ying Chen Luo accepted a contract to murder a Mr Jun Jia, who had owed a debt to two significant drug dealers. On the evening of 1 February 2017, the applicant travelled to an address in Guildford with Mr Luo and another man, Mr Jaiyu Liu. Mr Luo and Mr Liu entered the property, while the applicant remained outside. Inside, Mr Liu fired multiple shots. Mr Jia was able to flee unharmed, but an unintended victim, Mr Wu, was shot and killed. Liability for the offending on the basis of both basic and extended joint criminal enterprise was left to the jury. The applicant was ultimately found guilty on both counts; first, the murder of Mr Wu, and second, shooting with intent to murder Mr Jia. The applicant sought to appeal against his conviction on two proposed grounds; first, that the directions on joint criminal enterprise liability for the murder of Mr Wu involved error and occasioned a miscarriage of justice; and, second, that the verdicts of guilty are unreasonable. The Court held (Button J, with Bell CJ and McNaughton J agreeing), dismissing the appeal: As to ground one: 1. Though submissions for the applicant contended that the necessary mental element for murder could not be satisfied in the applicant's case where the deceased was not the intended target, the Court did not accept that directing the jury in this way was erroneous: [49]-[53]. 1. The longstanding doctrine of transferred malice is applicable to both the principal offender (here, the shooter) as well as the non-actors involved in the joint criminal enterprise (including the applicant): [55]-[56]. 2. In the context of basic joint criminal enterprise, the applicant bears primary liability. The Court observed it would be very difficult to envisage a situation in which anything more would be required to be proven against the applicant, above and beyond that already required to be made out against the shooter: [57]-[58]. 3. In the context of extended joint criminal enterprise, the liability of the applicant has been explained to be derivative. The Court found that it was difficult to see how the doctrine of transferred malice could not be applied against the applicant, in the context of derivative liability, when the shooter had been found guilty by the same jury: [59]-[63]. Batak v R [2024] NSWCCA 66; Mitchell v The King (2023) 276 CLR 299; [2023] HCA 5, considered. 1. The outcome of an unintended, or "wrong", person being harmed or killed does not entitle the applicant to acquittal purely on the basis that the joint criminal enterprise anticipated that a different person would have been the victim: [63]-[65]. 2. No miscarriage of justice was occasioned by the directions given to the jury at trial: [1], [70], [202]. As to ground two: 1. The Court accepted that adverse credibility issues did arise regarding most, if not all, of the civilian witnesses: [173]. 2. However, the Court found it was open for the jury to return verdicts of guilty on both counts based on the following evidence: see [177]-[193]. 1. The applicant was close to the other co-offenders, and travelled with them to Guildford (where Mr Jia was located) on the night of the offending. 2. Though the applicant remained outside while the shooting took place, he thereafter attended at the back door of the property whilst armed, and in the company of both co-offenders, shortly afterwards. 3. Soon after the shooting, the applicant took steps to hide his involvement in the offending. This included his organising for at least one firearm to be destroyed. 4. Multiple witnesses provided evidence of admissions made by the applicant. Though this evidence was to be approached with much caution, the evidence of one witness had to be considered in the context of all others. 1. The Court was satisfied that the applicant was armed at the back door of the home in Guildford very shortly after the shooting. Reflecting on the establishment of that circumstantial fact, in the context of the evidence as a whole, the Court found it was well open for the jury to return guilty verdicts on each count: [1], [196]-[200], [202].
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