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[1987] NTSC 20
Supreme Court of the NT
1987-05-08
Asche J
Original judgment source is linked above.
COURT IN THE SUPREME COURT OF THE NORTHERN TERRITORY OF AUSTRALIA Asche J.(1) CWDS Statutory Interpretation - statutory offences
When the conversation was resumed Mr Morris said that the master remained uncooperative:- "Once he'd cooled down again, so to speak, he became very uncooperative in all further questioning. I asked him whether his engines were okay and he said no, they were very bad. He had navigation problems. He wanted - I think he stated, 'Please, I go my home, Taiwan' at the time. He just really didn't want to answer many questions at all from then on." 10. Mr Morris also gave evidence as to the amount of fish on board: "In relation to that catch, have you at any time inspected all freezer spaces on board the vessel? --- Yes, sir on the - the 26th, I believe, myself, Lieutenant Cox and other members of the party did a thorough inspection of the vessel, which involved the release of the forward hatch - sorry, the after hatch covers. We went down there. We located approximately 30 tonne, I'd say, of shark butts or shark carcasses in a frozen state. From there we adjourned further forward to the forward permanent freezer, where we located about 5 tonne, in my guesstimation, of mixed species of reef fish and also some shark. That, in addition to the 2 plate freezers, contained fish. I take it you've inspected fish on board vessels before? --- Yes, sir, yes, sir, I have. Would you be able to estimate the entirety of the tonnage on board the vessel as at 26 March? ---Yes, sir, I estimated approximately 35 to 40 tonne." 11. The Master was subsequently charged on three informations although ultimately one of these informations was not proceeded with or at least not dealt with at the subsequent hearing. At the Court of Summary Jurisdiction, Darwin on 15 July 1985 the two charges which were ultimately dealt with by the court on that day were:- (a) that he did in an area of proclaimed waters comprised in the Australian Fishing Zone use a foreign boat namely the Ming Yang No. 21 for processing fish that had been taken with the use of the said boat without there being in force a license under s. 9(2) of the Fisheries Act 1952 authorising the use of the said foreign boat in the said area. Contrary to sub-section 13B(5) of the Fisheries Act 1952. (b) that he did in the Australian Fishing Zone have in his charge a foreign boat namely the Ming Yang No. 21 equipped with nets, traps and other equipment for taking, catching or capturing fish without there being in force a licence under sub-section 9(2) of the Fisheries Act 1952 authorising the use of the said boat for fishing in the said area. Contrary to sub-section 13AB(1A) of the Fisheries Act 1952. 12. The hearing before the learned Stipendiary Magistrate proceeded ex parte on 15 July 1985. It does not seem disputed in these present appeals that by that time the appellant had left Australia, but, before doing so, had, through Counsel, consented to the proceedings being heard summarily. (See s. 15, and pp 2-3 of transcript of proceedings in the Court of Summary Jurisdiction). 13. The learned Stipendiary Magistrate convicted the appellant on both charges. On the first charge under sub-section 13 B(5) he was convicted and fined $2,000 and the boat, fish and equipment were ordered to be forfeited to the Commonwealth. 14. On the second charge namely having in charge the boat equipped for catching fish he was convicted without a further monetary fine and the same order for forfeiture was made. 15. By Notices of Appeal dated 2 August 1985 the appellant appealed against both convictions and sentence. These notices were subsequently amended. The first amendments were made on 25 June 1986 and contained inter alia certain grounds ((e), (f) and (g)) which could be construed as "arising out the constitution or involving its interpretation." Pursuant to s. 78 B of the Judiciary Actnotices were given to the Attornies-General of the Commonwealth and States. None wished to intervene or make any application for removal. During the hearing before me further application was made to amend by deleting certain grounds and adding a further ground that the Magistrate erred in "giving effect to the proclamation of the Northern Boundaries of the Australian Fishing Zone as a valid exercise of power conferred on the Government of Australia by the Australian Constitution." 16. Although I was prepared to give leave to amend by adding this ground it was a matter plainly within s. 78B of the Judiciary Act and the appeal could not proceed until again the Commonwealth and the States had been notified accordingly. The appeal had therefore to be adjourned, the appellant being ordered to pay the costs thrown away. The appropriate notifications were given and again no application to intervene or remove the case was made by the Commonwealth or the States. The Notices of Appeal as finally amended therefore in each case read, so far as relevant, as follows:- "AND TAKE NOTICE that the grounds of such appeal are:-
as to the results of scientific tests made with the aid of an instrument can be regarded as hearsay, its admission in evidence must be treated as an exception to the hearsay rule." 52. If however it is still insisted that the scientific efficacy of the satellite navigator must be proved before the experts who rely upon it can give their evidence, then the answer in this case is that this instrument was only one of the aids to navigation used on board HMAS Bunbury. 53. Lieutenant-Commander Oliver says the ship had a gyro, a back-up magnetic compass for steering and a satellite navigator and radar which is "primarily a navigation radar". The ship used a log to record distance run. The ship's position was checked from a vessel the "Regional Endeavour" whose position was exactly known. At p 9 appears this passage (Lieutenant Commander Oliver):- "If I can just interrupt - what degree of accuracy do these navigational aids give you? --- The satellite navigator will depend on your movement at the time, and the number of passes that it goes through, but its accuracy will be guaranteed to well under two miles. And if you're near stationary it can be as exact as a few hundred yards. The radar itself is accurate to under 50 yards, in as far as range goes, and the gyro compass bearing would be accurate to half a degree." Then at p 12:- "You've also mentioned the drill ship "Regional Endeavour" about which you received notification, it was a navigational marking at that time - a fix - at a fixed position? --- Yes we were also throughout that period we were taking fixes of the Regional Endeavour by radar bearings." Then at p 13:- "When navigating back to Darwin by use of radar and satellite navigator, but again any difficulties with error in relation to your equipment?--- No, we were quite happy with the navigation, we made good landfall, where we expected to be. There was no problem, we went to the entrance to Darwin Harbour, where we were met by a Customs vessel. .... And obviously you've since taken Bunbury from Darwin to Fremantle, have there been any further patrols by you in that vessel?---Yes, since then we've done another six week patrol which we came up to Darwin, and we finished that some two weeks ago. During that time has there been any problem with your navigation equipment, as we've described? ---No, my navigation equipment I'm very happy with, it's worked well, and there has been no problems there at all. The satellite navigator has been checked against stars on numerous occasions, and has tied in very well. When you say against stars, that is by use of those? --- Well by use of a sextant and to reduce -to take stars and when to check them with the navigator, the satellite nav position against that. In fact we did it about - within 24 hours of the Ming Yang incident before that, and we took a set of stars, which plotted particularly well, and I believe their accuracy would've been well under two miles and that tied in right on the satellite navigator." Lieutenant Victor said at p 16:- "And during your passage to your search area, did you in fact take ranges and bearings from the Regional Endeavour? --- Yes, when the drill ship became radar visible to us, we were using that as a position fixing aid. Prior to that were the islands of the Ashmore Cartier group, such as they are - painting up on your radar? --- Initially that was our method of position fixing was by radar ranges, and bearings, from the Ashmore Island group. Subsequent to that, we were relying upon satellite navigation positions, and then ranges and bearings from Regional Endeavour." And again at pp 16-17: "You being, as it were, responsible for the navigation equipment on board Bunbury since its commission, would you comment to the court on the accuracy of various pieces of it, such as the satellite navigator, the radar, and your compass? --- Yes, well first of all with the compass system, I've been with the boat since it was first commissioned, and worked the trials with the boat. The compass system has had no record of any inaccuracies since being initially fitted in the ship. After trials it's worked efficiently and we haven't had any major problems with it whatsoever. Satellite navigation, the accuracy of the system was confirmed the day before, on approach to Ashmore Reef, when I conducted a celestial observation that morning, and my position was within .75 of a mile of the satellite derived position. Radar, the requirement is to confirm the accuracy of the radar ranging units once every three months. All errors that have been gained in that have been within 50 yards of correct." And again at pp 17-18: "And you were receiving satellite navigation fixings during the course? --- Yes, we received several updates, one whilst on passage from Ashmore Reef to the area, which put me
one mile from my expected position, and I believe that that error was due to the tidal effects which occur in this area. Several further updates were received throughout the night. If you forgive me one moment, Your Worship. You gained Regional Endeavour on your radar at some stage during your radar at some stage during your -- -? --- That's correct. We were not relying upon the position of Regional Endeavour to fix and confirm our position, it was just in addition to the satellite derived positions. Now, about 2020 hours - about 20 past 8 on 24 March, did you gain a contact on your radar? ---That is correct. I was not actually the person who saw the contact, but I was called. And you then, having been called, you then personally made observations did you? --- The observation was made and plotted. Do you recall the - by what means you plotted the position? --- The position was plotted as a range and a bearing from our dead reckoned position, since our last satellite fix, based on the best information that we had available on our position, so it was a radar range, and a bearing from the ship's position at that time." And again at p 20: "Was a radar range and bearing taken of the Regional Endeavour during - at any time during that period? --- Yes, there was several ranges and bearings taken actually. One particular one, having received a satellite fix at 2130 or time of 2130 the actual satellite fix isn't available to the navigator until some time after. A range and bearing from Regional Endeavour was taken at 2150, which is perhaps five minutes after the satellite navigator's fix would've been available. That range and bearing was 354 degrees. 14/4 nautical miles. How did that compare when extrapolated to latitude and longitude as it were, of the satellite navigator fix? --- It corresponded quite well." And finally, at p 24: "Perhaps, in conclusion, Lieutenant, do you say that all fixing, plotting and extraction of satellite navigation equipment was done by you was accurate and correct? --- All fixes taken would have been accurate and correct; the only constraints that I would place on that is the accuracy of the equipment, which has all been checked and is within acceptable standards." 54. In the face of this evidence, and accepting that reliance was certainly placed on the satellite navigator, (which along with all other navigational aids had been checked and was within acceptable standards) and accepting the expertise in navigation of the two officers the conclusion on the totality of the evidence is that the positions given of the appellant's vessel when intercepted were correct. 55. Ultimately, this becomes a question of fact to be determined on the weight of evidence. See Chen Yin Ten v Little (1976) 11 alr 353. In that case the appellant had been convicted in the Court of Petty Sessions Exmouth of an offence under s. 13AB of the Fisheries Act of having in his possession or in his charge a foreign boat equipped with nets or other equipment for taking catching or capturing fish. One of the grounds of appeal was that the finding of the Court of Petty Sessions that the appellant's vessel was intercepted some 1.8 miles within the declared zone was against the evidence. The evidence for the prosecution on this point was given by two naval officers who had used radar positioning. It was contradicted by the appellant himself. The Full Court of the Supreme Court of Western Australia saw no reason to disagree with the finding of the Magistrate on the evidence. 56. Jackson C.J., with whom Jones J. agreed said on this point at p 359: "The final ground of appeal against the conviction is that the magistrate's conclusion that the fishing boat was intercepted some 1.8 miles within the declared fishing zone was against the weight of the evidence. This again was a question of fact. There was evidence on both sides, the two officers of the Adroit speaking of their plotting several positions of their vessel by radar up to and including the time when they arrived alongside the fishing boat, and the appellant denying that his boat was within the zone. There was some criticism of the fact that the final position was ascertained by only one 'fix'; but it was shown that this was consistent with the earlier positions ascertained by several 'fixes' and with the speed and direction of the ship's course. The magistrate accepted the evidence of the two officers, in preference to that of the appellant, as reliably showing the fishing boat's position, and there is no reason for this court to disagree with him." 57. See also the remarks of Burt J. at pp 360-61. 58. It is not necessary in these circumstances to rely upon the satellite navigator being in the "notorious" class. 59. It is not even necessary in my view in these circumstances to demonstrate that it was a "scientifically accepted instrument for its avowed purpose ", to use the words of Burbury C.J. although the evidence is such that that might well be implied. It is true that neither witness actually said words to that effect but the implication is plain enough that their training and experience as navigators included training and experience with this instrument and one might assume from their familiarity with it and reference to it that it had become a scientifically accepted instrument in the Australian Navy and indeed on other ships throughout the world since the Ming Yang 21 itself was equipped with one. 60. But assuming that the evidence has not gone quite so far, there are still grounds for the acceptance of the readings of the instrument; although I repeat that the totality of evidence both in experience of the navigators and the use of other instruments makes it strictly unnecessary to indulge in such an exercise. 61. Cross on Evidence 3rd Edn para 2.14 speaks of "the common law rule that the readings of scientific or technical instruments are prima facie evidence of the facts which they purport to register; the rule is sometimes described as the presumption of accuracy of scientific instruments." 62. In Barker v Fauser (1962) SASR 176 at 178 Travers J. speaking of "what is often called a presumption of accuracy" which applied to the particular instrument in question (a weighbridge) said:- "The word 'presumption' is sometimes used in this behalf but I think it is so used in a sense which is not strictly accurate. It is rather a matter of the application of the ordinary principles of circumstantial evidence. In my opinion such instruments can merely provide prima-facie evidence in the sense indicated by May v O'Sullivan [1955] HCA 38; (1955) 92 CLR 654. They do not transfer any onus of proof to one who disputes them, though they may, and often do, create a case to answer." 63. I assume His Honour to be looking more to the "notorious" class of instruments in that particular case, but in my view his analysis can apply to all scientific instruments. The concept of judicial notice in these cases is no more than judicial shorthand based ultimately on circumstantial evidence. In the present case the accuracy of the satellite navigator on the occasion when the Ming Yang was intercepted can be reasonably and properly and indeed strongly inferred from the previous accuracy of the instrument checked as it had been "against stars on numerous occasions" and particularly about 24 hours before the interception (p 13)(p 17). 64. In Mehesz v Redman (supra) White J. at p 251-2 abstracted the following principles from the case-law. " 1. If the instrument falls within the class of instrument known as notorious scientific instruments, the court will take judicial notice of its capacity for accuracy, so that the operator merely proves that he handled it properly and read it properly on the particular occasion. 2. If the instrument is not a notorious scientific instrument, its accuracy can be established by evidence; (a) that the instrument is within a class of instrument generally accepted by experts as accurate for its particular purpose; (b) that the instrument, if handled properly, does produce accurate results; (a) and (b) must be established by expert testimony, that is, by experts with sufficient knowledge of that kind of instrument; and upon proof of (a) and (b), a latent presumption of accuracy arises which allows the court to infer accuracy on the particular occasion if it is proved) - (c) that the particular instrument was handled properly and read accurately by the operator on the particular occasion; (c) can be established by a trained and competent person familiar with the operation of the instrument, not necessarily the type of expert who proves (a) and (b)). 3. Where the actual accuracy of the measurement can be inferred from all of the proved circumstances, it is not necessary to rely upon the presumption arising from (a) and (b), proof of which is superfluous." 65. It is plain to me that the present case comes within paragraph 3 of those rules since the accuracy of the satellite navigator instrument can be inferred from all of the proved circumstances; including the fact that a similar instrument on board the Ming Yang was used by the Master of the Ming Yang at the invitation of Lieutenant Kops of the boarding party to plot his position and, with a very small variation not significant as to position plotted on board HMAS Bunbury, showed substantially the same result. (See pp 29-30). I have no hesitation therefore in accepting that the prosecution establishes a prima facie case that at the time of interception the Ming Yang was in the prohibited zone. It does not, of course, follow that because the appellant did not give evidence or cross-examine witnesses or make submissions that the appellant must be convicted. The onus remains on the prosecution to establish the case beyond reasonable doubt. May v O'Sullivan [1955] HCA 38; (1955) 92 CLR 654. However I am satisfied that on the whole of the evidence that point which is further down the track than acceptance of a prima facie case has been reached and it has been established beyond reasonable doubt that at the time of her interception by HMAS Bunbury the Ming Yang was in the prohibited zone. In my view the evidence is overwhelming and it would be an affront to common sense and rational judgment to find otherwise. 66. In the course of this appeal Mr McCormack did not seek to lead any fresh evidence. He confined himself to making the submissions I have already outlined and drawing my attention to a fuller description of a satellite navigator than appears in the transcript and giving examples of how the instrument can be in error. These matters were lucidly explained by Mr McCormack who I know is himself a navigator of no mean ability; and I hope they have somewhat enlarged my own sparse knowledge of the subject. But explanations of this nature from the Bar table, no matter how interesting or informative, can hardly take the place of evidence. I am prepared to accept that there can be circumstances when the instrument may be in error just as one can accept that speedometers and barometers may be in error. But the uncontradicted evidence in this case is that the instrument on board HMAS Bunbury had been regularly checked and was accurate. I am unable to see how the matters put to me by Mr McCormack, even if accepted into evidence - which they were not - could in any significant way weaken the evidence of the prosecution. INTENT Ground 2(b). Failing to take account adequately or at all the evidence concerning the intent of the appellant at the time of the arrest of the ship. 67. Mr McCormack submits that the various offences created under the Fisheries Act import, though they do not expressly say so, the concept of mens rea and that the prosecution failed to discharge the onus of proving beyond reasonable doubt that the appellant had the necessary intent:- (a) to have in his charge and without a licence a foreign boat equipped for taking capturing or catching fish, in the Australian Fishing Zone, s. 13 AB(1); or (b) to use a foreign boat for taking fish in the Australian Fishing Zone without a licence. s. 13 B(1)(a). 68. Mr McCormack relies upon cases such as Cameron v Holt [1980] HCA 5; (1980) 142 CLR 342. In that case the respondent was charged with an offence under s. 138(1)(d) of the Social Services Act (1947) (C'th) in that he had presented to an officer of the Social Services Department a document which was false in a particular. The sub-section under which he was prosecuted did not itself give any indication (e.g. by use of such expressions as "knowingly" or "with intent to defraud" etc.), that the concept of mens rea was imported. But the High Court had no difficulty in finding that expressions in other subsections made it clear that knowledge of the falsity of the statement was an ingredient of the offence and their Honours were the more ready to find that because of the nature of the penalty imposed. 69. At p 346 Barwick C.J. said:- "Furthermore there is a presumption
essential ingredient in every offence; but that presumption is liable to be displaced either by the words of the statute creating the offence or by the subject matter with which it deals, and both must be considered." 72. Even in those days, and before the quantum leap in legislation in the latter half of the twentieth century, Wright J. was conceding that it was "not very easy to reconcile the cases on the subject." (See p 921: and see Lim Chin Aik v R (1963) 1 All ER 223 at 227 (per Lord Evershed). 73. In Sherras v De Rutzen (supra) Wright J. had attempted to classify the three main exceptions to the general principle as, (a) Acts not criminal in the real sense but prohibited in the public interest under a penalty. (b) Some, "and perhaps all" public nuisances. (c) Proceedings criminal in form but really only a summary mode of enforcing a civil right. 74. That Wright J. recognised he was not laying down any exact rules is obvious from his own phrase in treating these classifications as the "principal classes of exceptions". 75. The various attempts to clarify what constitutes the first class of exceptions have been as wide and imprecise as the initial formulation. Channel J. in Pearks Gunston and Tee Ltd v Ward (1902) 1 KB 1 at 11 spoke of cases where "the legislature has thought it so important to prevent the act being committed that it absolutely forbids it to be done." Lord Hodson in Patel v Comptrollerof Customs (1965) 3 All ER 593 at 595 referred to "quasi-criminal offences." Lord Scarman in Gammon (HongKong) Ltd v A-G for Hong Kong (1984) 2 All ER 503 at 508 spoke of "an issue of social concern" as being the only situation in which the presumption that mens rea is required in a criminal offence could be displaced. 76. The problem has been compounded in England because there is no auream mediocratatem between the requirement in a statutory offence of mens rea on the one hand and strict or absolute liability on the other. (See - Sweet v Parsley [1969] UKHL 1; (1970) AC 132.) The expressions "strict" and "absolute" are used interchangeably. (See Patel's case - p 195 : Gammon's case - p 508.) This choice between extremes gives rise to the problems posed by Professor Howard in his article "Strict Responsibility in the High Court of Australia" (1960) 76 LQR 547 at 550:- "A court faced with the task of deciding into which class a new minor statutory offence falls, may find itself in a difficulty. If it decides that the offence requires full mens rea it may put an impossible burden upon (the prosecutor) and thereby nullify the legislation. But if it decides that the prosecutor need prove no mental element at all, it runs the risk of penalising innocent and guilty alike, to the detriment of justice and respect for the law." 77. In Australia, Canada and New Zealand a "half-way house" is recognised where in an appropriate case a statute may be construed as removing from the prosecution the obligation to establish mens rea in the broad overall sense but none the less to permit the accused to raise matters which may give rise to a reasonable doubt that he acted under an honest and reasonable mistake. If such matters are raised (and only if), then the onus remains on the prosecution to prove lack of honest and reasonable mistake, beyond reasonable doubt. 78. This position takes its genesis from the remarks of Dixon J. in Proudman v Dayman [1941] HCA 28; (1941) 67 CLR 536 at 540-1: "There may be no longer any presumption that mens rea, in the sense of a specific state of mind, whether of motive, intention, knowledge or advertence, is an ingredient in an offence created by a modern statute; but to concede that the weakening of the older understanding of the rule of interpretation has left us with no prima facie presumption that some mental element is implied in the definition of any new statutory offence does not mean that the rule that honest and reasonable mistake is prima facie admissible as an exculpation has lost its application also. Doubtless over a wide description of legislation the presumption in favour of its application is but a weak one ... But it still remains a presumption, and in relation to s. 30 there appears to be no sufficient reason for treating it as rebutted. The burden of establishing honest and reasonable mistake is in the first place upon the defendant and he must make it appear that he had reasonable grounds for believing in the existence of a state of facts, which, if true, would take his act outside the operation of the enactment and that on those grounds he did so believe. The burden possibly may not finally rest upon him of satisfying the tribunal in case of doubt." 79. This approach was regarded with approval, (and perhaps envy) by the House of Lords in Sweet v Parsley [1969] UKHL 1; (1970) AC 132, at least insofar as their Lordships would have felt that a just result would be the more likely to be attained if, once the necessary facts were proved in a statute which could be construed as applying strict liability, it was open to the defendant to raise on the balance of probabilities that he was innocent of any criminal intention. But their Lordships seemed to have felt that Woolmington's case [1935] UKHL 1; (1935) AC 462 was an obstacle to what would otherwise have been a "sensible half-way house" (per Lord Pearce at 157 and see Lord Reid pp 149-150, and Lord Diplock at pp 163-64). 80. Lord Reid referred to the difficulties of the legislator in determining whether the public interest really required that "an innocent person should be prevented from proving his innocence in order that fewer guilty men escape" (p 149). On the other hand he was conscious of the "many kinds of case where putting on the prosecutor the full burden of proving mens rea creates great difficulties and may lead to many unjust acquittals" (p 150). 81. In He Kaw Teh v R. [1985] HCA 43; (1985) 157 CLR 523 the High Court (Gibbs C.J., Mason, Brennan and Dawson JJ: Wilson J. diss.) decided that the presumption that mens rea is required before a person can be held guilty of a grave criminal offence was not displaced in relation to s. 233B(1)(b) of the Customs Act which made it an offence for any person to import or attempt to import or export or attempt to export any of a specified class of prohibited imports or exports. In doing so the High Court overruled decisions of the State Full Courts of Queensland and Victoria which had held that mens rea was not an ingredient of this offence. Their Honours emphasised the principle that the prosecution bore the onus of proof throughout. 82. Obviously one factor which weighed heavily with their Honours in the appeal before them was that the maximum penalty where the goods consisted (as they did in this case) of a commercial quantity of heroin, was life imprisonment. (See Gibbs C.J. at 530: Brennan J. at 583: Dawson J. at 597). Other matters taken into account were, the words of the statute, the subject matter with which it dealt and whether strict liability would promote the observance of the statute. Gibbs C.J. at pp 529-30 found that while these indications did not all point in the same direction they at least suggested the conclusion that parliament did not intend the offence in s. 233B(1) to be an absolute one. See also Dawson J. at 594-596. 83. The importance of the decision, however, is that by various routes, the High Court recognised that there can be three alternative approaches in construing a statutory offence.
importation. In other words, the question is whether mens rea is an ingredient of the offence to be proved by the prosecution. If it is not, the further question arises whether the offence is one of strict liability which, whilst not requiring the prosecution to prove mens rea in order to make out a case, allows the accused to raise honest and reasonable mistake by way of exculpation. To that extent a mental element is imported into an offence of strict liability short of requiring proof of mens rea by the prosecution. The mistake must involve a belief in a state of affairs which, if true, would make the act of the accused innocent. If the statute in neither of these ways requires any mental state to accompany the importation, then the offence is an absolute one and is complete once the prohibited act of importation is proved. Offences of strict or absolute liability are creatures of statute. The terms 'strict liability' and 'absolute liability' are not always used precisely and sometimes interchangeably, but used as I have used them, they are a convenient way of drawing the distinction to which I have referred." 85. His Honour then examines the various interpretations which may place the offence created by the statute into the appropriate class. He refers to the "strong presumption" that the legislature intends a guilty intent appropriate to the nature of the offence; and the "weak presumption" in favour of strict liability rather than absolute liability. He then points to a difference between offences at common law and statutory offences containing no mental element to be proved as an ingredient of the offence. In the former case the prosection must rebut honest mistake whether reasonable or unreasonable. In the latter it need only rebut such circumstances which, if present, might suggest that the accused might have an honest and reasonable mistake. An honest but unreasonable mistake goes beyond the area of exculpation which must be disproved. 86. Gibbs C.J. (with whom Mason J. agreed) recognised that "there has developed a principle that an honest and reasonable mistake of fact will be a ground of exculpation in cases in which actual knowledge is not required as an element of an offence" (p 532). Gibbs C.J. likewise recognised the 3 categories into which statutory offences may be divided. He refers to the categorisation adopted in the Canadian case of Reg. v Sault Ste. Marie (1978) 2 SCR 1299 85 DLR In that case Dickson J. speaking for the 9 judges who comprised the Supreme Court on that occasion said (SCR 1325-6: DLR 181-2) "I conclude, for the reasons which I have sought to express, that there are compelling grounds for the recognition of three categories of offences rather than the traditional two:
of the act committed, or by additional evidence. 2. Offences in which there is no necessity for the prosecution to prove the existence of mens rea; the doing of the prohibited act prima facie imports the offence, leaving it open to the accused to avoid liability by proving that he took all reasonable care. This involves consideration of what a reasonable man would have done in the circumstances. The defence will be available if the accused reasonably believed in a mistaken set of facts which, if true, would render the act or omission innocent, or if he took all reasonable steps to avoid the particular event.
These offences may properly be called offences of strict liability. Mr Justice Estey so referred to them in Hickeys's case. 3. Offences of absolute liability where it is not open to the accused to exculpate himself by showing that he was free of fault." 87. Insofar as the Canadian Supreme Court would suggest that the onus of proving honest and reasonable mistake to a charge arising out of a statutory provision of strict liability lies upon the accused, Gibbs C.J. would obviously disagree. (See p 537). But otherwise His Honour appears to accept the tripartite categorisation. 88. Brennan J. also appears to recognise the three possible categories. He commenced with, and emphasises strongly, the general rule that, "It is now firmly established that mens rea is an essential element in every statutory offence unless, having regard to the language of the statute and to its subject matter, it is excluded expressly or by necessary implication." (p 566). "The requirement of mens rea is at once a reflection of the purpose of the statute and a humane protection for persons who unwittingly engage in prohibited conduct." (p 568). He then analyses the concept of mens rea itself. In the course of his analysis he draws the distinction between "knowledge" and "absence of exculpatory belief". I take this to be a recognition of the "half-way house", for His Honour then says at p 576:- "If there are alternative states of mind - knowledge or absence of exculpatory belief - that may apply to circumstances which are external elements of a statutory offence, how is the applicable state of mind to be ascertained? Principally by reference to the language of the statute and its subject matter. From those sources, the mischief at which the statute is aimed is derived, and the purpose of the statute is perceived. The purpose of the statute is the surest guide of the legislature's intentions as to the mental state to be implied. The ascertainment of the legislature's intention in the case of a statutory offence is not likely to be any easier than the ascertainment of the relevant mental element in some common law crimes." 89. Although Wilson J. dissented on the conclusion that mens rea was a necessary ingredient to the offence created by s. 233B(1) of the Customs Act his judgment follows those of Gibbs C.J. and Dawson J. insofar as it recognised a middle course between the full requirement of mens rea in a statutory offence and an offence of absolute liability on the other. At pp 557-8 he says: "In my opinion, the omission of the words 'without reasonable excuse' from par. (b) has the effect of removing mens rea as an element of the offence which is to be positively established by the prosecution in making out a prima facie case. But this is not to constitute the offence as one of absolute liability. It is to give with one qualification the same effect to the omission as Day J., in Sherras v De Rutzen, gave to the omission of the word 'knowingly' from the description of one offence in the Act there under consideration whilst the words appeared in another offence in the same section. His Lordship said: '... the only effect of this is to shift the burden of proof. In cases under sub-s. 1 it is for the prosecution to prove the knowledge, while in cases under sub-s. 2 the defendant has to prove that he did not know. That is the only inference I draw from the insertion of the word 'knowingly' in the one sub-section and its omission in the other.' The disqualification is that the word 'prove' in this passage should not in this context be understood to mean any more than to 'adduce evidence of'. In other words, the effect of the omission of the words 'without reasonable excuse' from par. (b) is to transfer the evidential burden, the burden of adducing evidence, from the prosecution to the defence. It then remains on the prosecution to rebut that evidence to the satisfaction of the jury beyond a reasonable doubt." 90. In New Zealand also the tripartite categorisation has been recognised in R v Strawbridge (1970) NZLR 909. In that case the Court of Appeal approved with one qualification, the remarks of Edwards J. in R v Ewart (1906) NZLR 709 at 731. Those remarks were: "There are, therefore, two classes of cases under the statute law - 1, those in which, following the common-law rule, a guilty mind must either be necessarily inferred from the nature of the act done or must be established by independent evidence; 2, those in which, either from the language or the scope and object of the enactment to be construed, it is made plain that the Legislature intended to prohibit the act absolutely, and the question of the existence of a guilty mind is only relevant for the purpose of determining the quantum of punishment following the offence. There is also a third class in which, although from the omission from the statute of the words 'knowingly' or 'wilfully' it is not necessary to aver in the indictment that the offence charged was 'knowingly' or 'wilfully' committed, or to prove a guilty mind, and the commission of the act in itself prima facie imports an offence, yet the person charged may still discharge himself by proving to the satisfaction of the tribunal which tries him that in fact he had not a guilty mind." 91. The qualification which the Court of Appeal placed on those remarks was that the onus of proof did not pass to the accused in the third class referred to by His Honour. Furthermore the New Zealand Court of Appeal considered that Woolmington's case constituted no obstacle to this half-way house despite the concerns expressed by Lord Pearce in Sweet v Parsley [1969] UKHL 1; (1970) AC 132 at 157-8. 92. If it has become recognised that a statutory offence can, so far as the ingredients of proof are concerned, fall into three categories, that does not increase the difficulty of statutory interpretation in this area by one third. Rather, it makes it somewhat easier; for most of the difficulties so far have been caused by the understandable reluctance of courts to place the defendant in a position where he might be convicted without at least being given a chance to raise circumstances of honest and reasonable mistake. The attraction of the half-way house is that it can give effect to the intention of the legislature (where that intention appears) to achieve protection of social or national interests by legislation making the actus reus itself the offence and thereby relieving the prosecution of the sometimes difficult task of proving intent; but still preventing obvious injustice if a reasonable doubt can be raised as to honest and reasonable mistake. 93. In my view therefore there will be a growing tendency to take the middle course in statutory offences, though always starting with the presumption that mens rea is not displaced without some good reason being shown. If, however, mens rea can be shown to have been displaced in does not follow that the court should leap to the opposite extreme of absolute liability. Rather the presumption, if mens rea is displaced, should be of strict liability unless the words of the statute are so clear and unambiguous as to admit of no other construction. 94. I am, of course, well aware that in the case of He Kaw Teh v The Queen, which must necessarily now be the leading case on this subject, the majority of the High Court held that mens rea applied to both offences to the full extent. But, as I have mentioned, one factor in that decision was the severity of the penalty and their Honours in examining the intention of the legislature were conscious, as Brennan J. put it at p 583, of "the enormity of convicting a person of one of these offences if he were innocently ignorant of the contents of a container he had imported or the nature of a substance that he had imported if the contents of the substance turned out to be narcotic goods." 95. In the light of these observations I turn to the two charges against the appellant in this case, and examine into which category each may fall. For, by reason of certain defences open in one case but not the other, it is possible that they may fall into different categories. 96. The first task is to look at the purpose of the Act. It can be seen at once that the Act is one of great importance economically and politically to the preservation of Australian fishing interests in those waters over which the Australian government desires to exert its control. It is clearly designed to regulate and control fishing and fishing boats in such waters. It does this basically by ministerial prohibition of various fishing activities (s. 8) and by the issue of licences (s. 9). Various offences are defined which essentially consist of doing certain things in such waters without the requisite licence. Ss. 13, 13A, 13AB, 13B, 13BA and 13BB are directly concerned with the fishing activities of foreign boats in proclaimed waters comprised in the Australian Fishing Zone, and there is no doubt that the Act intends control over foreign boats for these purposes. Officers of the Commonwealth or the States including members of the Defence Force are authorised to board, search, arrest or generally take over control of a foreign boat and its crew for the purposes of policing the Act (s. 10) and interference in the carrying out of these duties is itself an offence (s. 14). 97. "With the Zone so greatly extended, policing and, where necessary, appropriate arrest and prosecution involves the utilization of very considerable resources time and national expenditure" (per Muirhead J. Hwang Ming Huei v Mellon (1980) 5 NTR 9 at 15.) 98. All these matters seem to me to make the Act one of national importance and strongly to suggest that for the proper and efficient carrying out of its purposes it is not considered necessary in any prosecution for an offence under the Act, and provided that the prohibited act is proved, to establish knowledge in the accused that the act was a prohibited act. 99. Furthermore, although there seems to be no case directly in point, there is dicta of high authority for this conclusion. 100. In Cheatley v The Queen [1972] HCA 63; (1972) 127 CLR 291 the appeal to the High Court was against the penalty imposed for an offence of using a foreign boat for fishing in Australian waters. The penalty imposed was a fine on the master of the boat and forfeiture of the boat. It was submitted that since the boat was not the property of the master and the master had not been convicted of an offence, the boat could not be forfeited. The High Court rejected the submission. 101. In his judgment Barwick C.J. observed that the court was not concerned with the validity of the conviction of the master (p 295). He then said pp 295-6: "The section is universal in its scope as to the persons upon whom its prohibitions are placed. It opens with the words 'a person', without qualification. Its specification of what may not be done clearly includes acts which need not necessarily and indeed usually will not be done by the owner of a foreign fishing boat. Such a boat is by definition a boat owned by a person not resident, or a company not incorporated, in Australia or in a territory of Australia. The evident purpose of the section is to protect Australian fishing grounds from exploitation by the use of foreign boats without the permission of an Australian official. For the offence the section creates to have been committed, the foreign boat must have been intruded into and used for fishing in the proclaimed waters on a declared fishing zone. If that intrusion and use is deliberate the likelihood of it being done without the complicity of the owner of the boat must be small. If it is accidental the circumstance will be weighed in the exercise of any available discretion." 102. The last sentence seems clearly enough to suggest that His Honour felt that accidental intrusion was no defence. 103. See also Hwang Ming Huei v Mellon (1980) 5 NTR 9 where Muirhead J. was dealing with appeals against severity of sentence for offences of fishing in proclaimed or restricted waters. In the context of his reasoning in which he observes (p 14) "there was nothing accidental or casual about the offences with which I am dealing", it seems plain that His Honour regarded the question of accident as a matter to be considered in mitigation of penalty but not as a defence to the charge itself. 104. It is true that in Fang Chinn Fa v Puffett (1978) 22 alr 149 (another case of appeal against sentence) Gallop J. at one point (P 153) referred to the "defence of accident"; but since he then reduced penalties because of another type of accidental intrusion into Australian waters, and referred to "the accidental aspect of the offences" I take him to be using the phrase as an element of mitigation rather than a real defence. 105. In Ostle v Lahoya (1983) 14 ACR 315 the appellant was charged with two offences under the Western Australian Fisheries Act. Those offences consisted of in Western Australian waters using a foreign boat for taking fish and in Western Australian waters using a foreign boat for carrying fish taken with the use of the boat. The Full Court of Western Australian did not specifically advert to the concept of mens rea but it is clear in their judgments that their Honours considered the offence established when the ingredients contained in the statute were made out. In dealing with the 2 offences Rowland J. said at pp 320-1:- "Subsection (2)(b) is also in exceedingly wide terms and it seems to be of no moment that the fish therein referred to may have been taken outside Western Australian waters. The offence is using a foreign boat for carrying that category of fish in Western Australian waters. Subsection (3)(a) gives a hint of the width of the words used in subs (2)(a) becuase it provides that it is a defence to a prosecution if there is a licence authorising 'the use of the boat for that purpose'. In my view, from the use of the words themselves, supported as they are by the other provisions in the section, the purpose for which the boat is being used is relevant and if the purpose is for taking fish then any use of a foreign boat that accommodates that purpose offends against the section. The second appeal relates to the respondent being acquitted of an offence against s. 29A(1)(b). This offence occurred at a different time to that of the first offence. No defence under subs (3) was available to the respondent. Once it is established, as it was in this case, that a foreign boat is within Western Australian waters carrying fish that have been caught or captured with the use of that boat, then the offence is established." 106. I am therefore satisfied that the general purpose of the Act requires an interpretation which does not import mens rea in the sense I have mentioned into the two offences with which the appellant was charged. Although it might seem that that conclusion should be the more easily drawn from the terms of s. 13AB, because specific defences are mentioned in s. 13AB(3), an examination of those defences indicates that they are provided only as incidental to the general licensing provisions of the Act and to allow foreign fishing boats rights of passage in Australian waters provided that permission is obtained from the authorities and the fishing equipment is properly secured. Such a limited exception would not in itself exclude other defences. 107. Accordingly I am satisfied that both offences are offences at least of strict liability. In accordance with the principles previously stated I am, however, unable to see that they should be regarded as offences of absolute liability. The fact that monetary penalties only are provided as neutral to this examination. So is the dictum of Barwick C.J. apparently negativing accidental circumstances; for I take His Honour to use the term in the sense which the O.E.D. gives of "happening by chance", "undesignedly", "unexpectedly". In this sense a ship straying accidentally into the Australian Fishing Zone and there fishing without a licence would, on the principles of both strict and absolute liability be guilty since it is sufficient for the prosecution to prove he did the prohibited act. If the defendant, however, was acting under an honest and reasonable mistake he would not be acting undesignedly and what he was doing would not be by chance. He would intend to do what he was doing acting on his honest and reasonable belief that what he was doing was lawful or permitted. 108. The purpose of relieving the difficulties of prosecution is adequately achieved by strict liability and it would not become necessary for the prosecution to rebut honest and reasonable mistake unless circumstances were raised making that appropriate. It would normally, I expect, be difficult to raise such circumstances. For instance, as I have already suggested, to stray accidentally into the Australian Fishing Zone would not create such circumstances. Honest and reasonable mistake created by failure or malfunctioning of navigation instruments may occur. But in these days of cross-checking and alternative instruments one would hardly expect the Court to be particularly impressed by a mere assertion of that nature. Similarly an honest and reasonable mistake that the accused had the appropriate licence could no doubt occur in very special circumstances. (c.f. Kidd v Reeves [1972] VicRp 64; (1972) VR 563). The adoption here of the concept of strict liability would still recognise the policy of the Act, still facilitate what would otherwise be a difficult task for the prosecution but still allow the occasion for an innocent person to escape conviction for an offence in circumstances where no questions of morality or policy could justify a conviction. Furthermore it recognises that before the full rigour of absolute liability is imposed an Act must indicate so expressly or by very strong implication and I am not persuaded that the Fisheries Act demands that interpretation. THE FORMAL PROOFS and GROUNDS 2(c) and (d) 109. In the present case, pursuant to s. 16, certificates were tendered to the effect that:- (a) during the period in which the Ming Yang 21 was arrested it was not an Australian boat. (b) that the area of waters in which the Ming Yang was found was during the relevant period part of the Australian fishing zone. (c) that such area was part of proclaimed waters. (d) that the appellant was not the holder of a licence to be in charge of a boat for fishing in the area of proclaimed waters. (e) that no person was the holder of a licence authorising Ming Yang 21 for the purpose of taking fish in the area of proclaimed waters. 110. Pursuant to s. 16(4) these certificates were prima facie evidence of the matters specified in them; and no challenge was made to them in the proceedings before the learned stipendiary magistrate, or in the present proceedings. 111. It follows that ground 2(c) which submits that the Magistrate was in error in finding that the appellant's vessel was not at the relevant time within proclaimed waters of the Australian Fishing Zone cannot be sustained. 112. Insofar as ground (d) submits that the Magistrate admitted evidence of an entirely hearsay nature in relation to the position of the boundaries of the Zone that ground is not appropriate because of the formal proofs. The balance of that ground is dealt with in the remarks relating to grounds 2(g) and (h). THE CASE PROVED 113. These certificates, coupled with the proofs given by the witnesses called for the prosecution established -
provisional fisheries surveillance and enforcement arrangement should be established in the maritime areas lying between Indonesia and Australia, outside the territorial sea of either country, where the economic or fishing zone of each country, established in accordance with international law, would overlap. (2) It is understood that in areas of that overlap, and pending the permanent settlement of maritime boundaries between the two countries, neither Government will exercise jurisdiction for fisheries surveillance and enforcement purposes beyond a provisional fisheries line in respect of swimming fish species against fishing vessels licensed to fish for such species by the authorities of the other country." (Department of Foreign Affairs - News Release
"Australian waters." Kitto J. at p 206:- "In this context it seems to me the adjective 'Australian' resembles the adjective 'Australasian' as used in the description of those waters in which fisheries were a matter 'of common Australasian interest' in that it connotes a propinquity or other physical relation sufficient to make the enactment of laws concerning fisheries in those waters a matter of natural relevance to the government of the Australian Commonwealth." Later at p 208 Kitto J. says: "When the lines described in the Governor-General's proclamation of 30th November 1954, are traced upon a map of the world, and it is seen how close and distinctive is the physical relation of the enclosed waters to the Australian continent and Tasmania, to the islands off the coast which are politically Australian, to the Territory of Papua and New Guinea, and to the Territory of Ashmore and Cartier Islands, and how carefully the area is delineated to exclude all waters which, in a context referring to the self-government of countries in regard to fisheries, may fairly be thought to be Indonesian rather than Australian, the conclusion seems to me to admit of no doubt that in such a context every part of the area is naturally to be subsumed under the heading either of 'Australian' waters or of waters 'adjacent' (in a corresponding sense) to a Territory." 139. See also Menzies J. at p 210; Windeyer J. at 233 and Owen J. at 235-6. 140. These reservations of their Honours are the matters upon which Mr McCormack principally relies; but it seems to me that within that case there is ample support for at least a 200 mile zone as being within the fisheries power no matter what might be said of extensions somewhat further. Thus Barwick C.J. says at p 195:- "There is in my opinion, no reason why waters should not for Australian constitutional purposes be considered Australian waters though for its own domestic and for that matter international purposes part of those waters may be regarded by another nation as its own waters." Kitto J. said at p 207:- "A case may of course be imagined in which a court should hold that waters which the Executive or even the Parliament itself, has treated as 'Australian' or as 'adjacent' to a Territory (in the sense that has been mentioned) are, as a matter of objective fact, not within these descriptions. The waters of the Persian Gulf, for instance, would necessarily be held incapable of falling within either of the expressions, even if the Parliament or the Executive should be found to have indicated a contrary view. But we have not here to consider such a case." Menzies J. said at pp 210-211:- "My conclusions, both as to the inner limit of the waters in which fisheries are subject to the legislative power of Parliament and to the extent of such waters, are strongly reinforced by the circumstance that at the time of the establishment of the Commonwealth there were in existence two Acts
of the Federal Council of Australasia, the validity of which was recognized by the Constitution Act, s. 7. These Acts defined areas extending 500 miles from the coast of Australia as 'Australian waters' for the purposes of the Federal Council of Australasia Act, 1885, an Imperial Act which authorized legislation in respect to 'Fisheries in Australasian waters beyond territorial limits.' See The Queensland Pearl Shell and Beche-de-mer Fisheries (Extra-territorial) Act of 1888, and the Western Australian Pearl Shell and Bech-de-mer Fisheries (Extra-Territorial) Act of 1889. By these Acts 'Australasian waters adjacent to Queensland' were defined as 'All Australasian waters within the limits described in the Schedule of this Act, exclusive of waters within the territorial jurisdiction of the Colony of Queensland' and 'Australasian waters adjacent to Western Australia' were defined as 'All Australian waters within the limits described in the Schedule of this Act, exclusive of waters within the territorial jurisdiction of the Colony of Western Australia'. The schedule to these Acts, as I have already intimated, covered waters at least 400 miles from the coast. These Acts must be regarded as of great importance in the construction of s. 51(z.) of the Constitution. They recognize that 'Australasian waters' are waters adjacent to some part of Australasia and that waters at least 400 miles from the coast are within that description." Windeyer J. at p 216:- "The power to legislate for fisheries in Australian waters does not make those waters, 'a part of the Commonwealth' within the meaning of s. 5 (in the covering clauses) of the Constitution Act. The question is what, for the purpose only of the power over fisheries are the limits of Australian waters." 141. It seems to me that the conclusion to be drawn from this case is that, while obviously there may be circumstances in which the area asserted by the Commonwealth as within the Fisheries power will clearly not be so (c.f. the "Persian Gulf" example given by Kitto J.), an area of no more than 200 miles outwards from Australia and external territories and subject to the territorial limits of another country would be well within the power. 142. Indeed, as Mr Gardner points out, the concept of a 200 nautical mile fishing zone is well established in customary international law. According to Brownlie - Principles of Public International Law - 3rd End
Fishing and fisheries were a matter of great concern to the Australian colonies before federation. The fisheries power had
been included in the short list of powers conferred on the Federal Council of Australasia by the Federal Council of Australasia Act 1885, s. 15(c). Its omission from s. 51 of the Constitution was not to be contemplated; in its historical context, the omission may have had an untoward significance in the interpretation of the Constitution. For these reasons it is my opinion that the power conferred by s. 51 (xxix.) extends to matters or things geographically situated outside Australia. This view appears to accord with what was said by Evatt and McTiernan JJ. in Burgess' Case. And it applies with special force to the territorial sea and its solum because, as I have already observed, their control and regulation is an aspect of the external sovereignty of Australia and Australia's external relationships with other nations." 145. See also Jacobs J. at p 497. See also Koowarta v Bjelke-Petersen [1982] HCA 27; (1982) 153 CLR 168 at 223 (per Mason J.). In my view this ground of appeal cannot be sustained. CONCLUSION 146. For the reasons given above I am of the opinion that both charges were made out by the informant and that the penalty imposed by the learned Stipendiary Magistrate was the appropriate penalty. 147. The appeals will be dismissed. I will reserve liberty to apply on the question of costs.
Fa
Morris [1987] NTSC 20; 46 NTR 1; 87 FLR 36; 27 A Crim R 342
(1941) 67 CLR 536
(1969) 122 CLR 177
(1981) 26 SASR 244
(1985) 157 CLR 523
(1955) 92 CLR 654
(1960) 103 CLR 486
(1972) 127 CLR 291
(1975) 135 CLR 335
(1980) 53 FLR 44
(1980) 142 CLR 342
(1982) 153 CLR 168
(1978) 22 ALR 149
(1969) 122 CLR 177
(1975) 135 CLR 335
(1982) 153 CLR 168