Section 423A
43 Section 423A of the Act details how the Tribunal is to deal with new claims or evidence. The provision is extracted as follows:
How Tribunal is to deal with new claims or evidence
(1) This section applies if, in relation to an application for review of a Part 7-reviewable decision (the primary decision), the applicant:
(a) raises a claim that was not raised before the primary decision was made; or
(b) presents evidence in the application that was not presented before the primary decision was made.
(2) In making a decision on the application, the Tribunal is to draw an inference unfavourable to the credibility of the claim or evidence if the Tribunal is satisfied that the applicant does not have a reasonable explanation why the claim was not raised, or the evidence was not presented, before the primary decision was made.
44 There has been limited judicial consideration of this section.
45 Section 423A was introduced by the Migration Amendment (Protection and Other Measures) Act 2015 (Cth). In the Explanatory Memorandum of the Migration Amendment (Protection and Other Measures) Bill 2014 (Cth), the purpose of s 423A was described as follows:
While the new section 5AAA places the responsibility to provide and substantiate claims on an asylum seeker, new section 423A is directed at encouraging asylum seekers to provide all claims and supporting evidence as soon as possible. The new section 423A requires the RRT to draw an inference unfavourable to the credibility of new claims or evidence provided to the RRT, where the applicant does not have a reasonable explanation to justify why the claims were not raised or the evidence was not presented before the primary decision was made on their protection visa application.
46 The effect of s 423A was then described as follows:
70. This item inserts new section 423A "How Tribunal is to deal with new claims or evidence" after section 423 of Division 4 of Part 7 of the Migration Act.
71. New subsection 423A(1) provides that this section applies if, in relation to an application for review of an RRT-reviewable decision (the primary decision) in relation to a protection visa, the applicant:
• raises a claim that was not raised in the application before the primary decision was made; or
• presents evidence in the application that was not presented in the application before the primary decision was made.
72. New subsection 423A(2) provides that in making a decision on the review application, the Tribunal is to draw an inference unfavourable to the credibility of the claim or evidence if the Tribunal is satisfied that the applicant does not have a reasonable explanation why the claim was not raised, or the evidence was not presented, before the primary decision was made.
73. The effect of this amendment is that the RRT is to draw an unfavourable inference in respect of the credibility of an applicant's claims or evidence, if the claims or evidence were not raised in the application before the primary decision was made and the applicant does not have a reasonable explanation for the delay. It is required that all relevant information is provided by the applicant to the Minister in their application, including any additional information that may be submitted to the Minister, prior to the primary decision being made. A claim may be raised, or evidence may be presented in the application by way of, but not limited to, details in the application form, at an interview, in a response to a request, or information volunteered by the applicant at any stage prior to the primary decision.
74. This amendment supports new section 5AAA (Non-citizen's responsibility in relation to protection claims) inserted by item 1 of Schedule 1 to the Bill. The purpose is to ensure that protection visa applicants are forthcoming with all of their claims and evidence as soon as possible.
47 The appellant submits that s 423A codifies the preconditions that must be met before (and the circumstances in which) the Tribunal may draw an unfavourable inference as to the credibility of a claim or evidence. The appellant further submits that subs (2) imposes a condition precedent on the drawing of an adverse inference, namely, that the Tribunal must be satisfied that an applicant does not have a reasonable explanation as to why a claim was not raised, or evidence was not presented. To be "satisfied" of something, the appellant submits that the decision-maker must be positively convinced of that matter: Commissioner of Taxation v Addy [2020] FCAFC 135; 280 FCR 46 at [102] (per Derrington J).
48 The appellant contends that the mandatory language of s 423A's heading (especially the words "is to", rather than the permissive "may") reinforces the view that the provision establishes an exhaustive code governing the way in which the Tribunal can draw adverse inferences, noting that a provision's heading is a permissible aid to the provision's interpretation: Acts Interpretation Act 1901 (Cth) s 13(1).
49 Given, according to the appellant, s 423A codifies the procedural fairness requirements, he submits that the Tribunal must draw an unfavourable credibility inference to the claim itself and the evidence if and only if it is satisfied that there is no reasonable explanation as to why the claim or evidence was not raised or admitted before the primary decision maker. Therefore, what was required at T[74] was an identification of the claim and evidence and, separately, findings that the explanation for delay was not accepted in relation to each of them.
50 It is my view that there is no necessity to determine whether s 423A constitutes a complete code or not given the true contest, about which the parties join issue, is whether the Court can be satisfied (as the primary judge was) that the state of satisfaction was reached and that the reasons of the Tribunal properly reflect that in a manner that did not ground jurisdictional error. The requisite state of satisfaction, said to be required by both parties, was in fact achieved.
51 In any event, I do not accept the appellant's description of the operation and bounds of s 423A. Section 423A cannot be read as codifying the circumstances in which the Tribunal may draw an unfavourable inference. Rather, as the Minister contended s 423A makes it mandatory where there is the late assertion of a claim or the provision of evidence for the Tribunal to draw an unfavourable inference regarding the applicant's credibility in the absence of a reasonable explanation. This does not entail the obverse, namely that where there is a satisfactory explanation no credibility finding can be made in respect of the claims: see, e.g., SZUHJ v Minister for Immigration and Border Protection [2018] FCA 331 at [20]. There is no requirement in s 423A as to the process for drawing a negative inference to be conducted in a particular manner. The provision simply permits, and requires, the drawing of the inference upon a state of satisfaction. The section has a limited compass: The drawing of an inference in the context of the late assertion of a claim or the provision of new evidence. It does not limit or circumscribe credibility findings which may be made more generally about a visa applicant's claim. Rather it deals with a temporal phenomenon - the late provision of a claim or new evidence which risks unreliability and invention or manufacture to support a claim. As referred to above, the section was inserted into the Act, together with s 5AAA, to provide an incentive for visa applicants to put before the Department and/or the Minister all of his or her claims at the earliest opportunity.
52 For the following reasons, it is my view that, as the primary judge found, despite the Tribunal making no express reference to the provision, it is clear from the manner in which the Tribunal conducted the hearing (its questioning of the appellant and allowing him to put on more evidence after the hearing regarding this new claim) and from its reasons, that the Tribunal did understand what was required under the section: It is mandatory for the Tribunal to draw an unfavourable inference regarding the applicant's credibility in the absence of a reasonable explanation.
53 In the course of his oral evidence, the appellant raised the new political opinion claim, which focused on his criticism of King Abdullah II. He posted his critical views of the King on social media. After the raising of this new claim, the Tribunal asked the appellant direct questions as to why such claims and evidence had not been presented to the Department or to the Tribunal and gave the appellant an opportunity to put on post-hearing material in support of his claim, but noted that it had "real concern[s]" about this claim being raised so late in the visa application process. The appellant thereafter provided the Tribunal with a supplementary statement dealing with his new political opinion claim, which annexed screenshots of Facebook posts.
54 The gravamen of this ground is that the Tribunal drew an unfavourable inference as to the credibility of the claim and the appellant's evidence (at T[89]) without first forming the requisite state of satisfaction required under s 423A(2) (i.e., that the appellant did not have a "reasonable explanation" for the delay in raising the claim).
55 For the following reasons, it may be properly inferred (as the primary judge did) that the Tribunal reached the requisite state of satisfaction.
56 It appears readily apparent from the exchanges between the appellant and the Tribunal (extracted at in the primary judge's reasons at [25] above), that the Tribunal was identifying the risk that it may draw an adverse inference against the appellant. Indeed the Tribunal went on, after the exchange extracted by the primary judge to ask again:
MEMBER: So you've mentioned - when have you expressed your political opinions let's say in the last 20 years, what evidence do you have of being - of expressing a political opinion in relation to Jordan?
INTERPRETER: The same situation. My opinion about the king, about the religion, about the country, it is there. I did not mention it because I'm afraid I might get killed either here or in Jordan.
MEMBER: What evidence do you have or what examples or evidence do you have to show me that you've been expressing your political opinions?
INTERPRETER: Because I have so many posts, I put them in the Facebook and [my ex-fiancée's partner] was a friend - a friend of mine on Facebook, so he would have seen that.
MEMBER: Do you or Dr Donnelly have any material you wish to provide me in relation to that claim? I ask, Dr Donnelly, in the sense you may wish to suggest a way forward?
DR DONNELLY: Member, I think what the learned tribunal has proposed, I will be able to get some instructions in terms of getting material from the applicant posted on Facebook purportedly about his political opinion of the King Abdullah.
57 Indeed, the Tribunal member specifically alluded to s 423A in the exchange immediately thereafter:
MEMBER: [Appellant], there's a provision of the Act whereby if you make a claim or if you give a claim or evidence, I can draw adverse credibility inferences if you haven't presented it to the Department or the tribunal - to the Department previously. I want to register my real concern that after all of the discussions and all of the opportunities you've had to present claims about political opinion, that you have not done so until in the last quarter of an hour.
58 Whilst s 423A was not explicitly identified by the Tribunal, it is clear that the appellant and his legal representative understood the need to provide an explanation from the content of the post-hearing submission. This was apparent from the content of the appellant's further supplementary statement filed after hearing. The appellant, under the heading "Reasons for the Delay" stated the following:
3. The Tribunal indicated that it might form the view that my delay in raising this additional claim could be held against me. With respect, the Tribunal would be very careful to adopt that position for the reasons that follow.
4. First, so that it is clear, I have always believed (at least subjectively) that my political opinion claim was intimately tied up with my religious claim. Effectively, my adverse political opinion of King Abdullah II and his administration is largely due to his treatment of Christians in Jordan.
5. Secondly, I did not realise earlier that my political opinion concerning King Abdullah II was an independent ground for claiming protection in Australia. It is to be kept ready in mind that I did not have the benefit of legal representation in the past and otherwise have a lack of knowledge concerning refugee laws in Australia.
6. Thirdly, context is important here. I did not raise my political opinion claim strategically to assist my case out of nowhere. I raised the political opinion claim strictly to answer a question put by the learned Tribunal. I was asked by the Tribunal on what basis do I fear harm from my ex-partner's brother and his family in Jordan. In response, I answered, inter alia, that my ex-partner's brother had seen my criticism of King Abdullah II and his administration through my public Facebook account. I was (and am) concerned that there was (and is) a possibility that my ex-partner's brother will report me to the authorities in Jordan on account of my adverse political opinion concerning King Abdullah II.
7. My political opinion claim, as observed above, is inextricably linked to my Christianity claim. As indicated in my evidence before the Tribunal, I am outspoken and have a friendly extrovert character. I love to communicate the word of God and preach my Christianity. My criticism of King Abdullah II is tied up to my religious claim because my political opinion is that King Abdullah II and his administration do not truly care about Christians.
…
10. For the preceding reasons, it is respectfully contended that the Tribunal would not make an adverse credibility finding against me in the context of my political opinion claim. I maintain that my political opinion claim is closely tied with my religious claim, and there is not a large difference between the two. I have not created an entirely new claim to strengthen my protection visa application.
59 The appellant submits that the Tribunal was required to actively engage with the question of whether the explanation for the delay is reasonable, and to reach a state of satisfaction on that question: see ASJ22 v Minister for Immigration, Citizenship and Multicultural Affairs [2023] FedCFamC2G 476 at [61]-[65]. It is my view that the Tribunal did do this. The Tribunal, at T[86], dealt directly with the appellant's reason for delay, as claimed at hearing, that he had not had an opportunity to raise it at the first Tribunal hearing. In addition, the Tribunal refers to part of the appellant's explanation, repeated in his post-hearing submission, that there is an overlap between his religious and political opinion claim: at T[86]. The Tribunal then considered the appellant's post hearing evidence (at T[87]) and its limited scope, evincing only recent activity (at T[88]) and being of a limited nature (liking or sharing posts) in the context of the appellant's claim. The Tribunal then considered whether, taking into account the appellant's post-hearing submission, whether the new claim was "spontaneous and genuine" or "opportunistic, and not a reflection of any genuine fear": at T[89].
60 In addition, the Tribunal expressly referred to and took into account the appellant's explanation for the delay as contained in his post-hearing submission: at T[89]. The Tribunal's reasoning is directed at the explanatory circumstances of the late claim and was addressing whether that explanation was reasonable. I accept the Minister's contention that, once one is satisfied that the Tribunal actively engaged with the reasonableness of the appellant's explanation, it is difficult to see what further requirements were placed on the Tribunal by s 423A.
61 As to whether there was a requirement under s 423A for the Minister to be positively convinced of the absence of a reasonable explanation, as submitted by the appellant, it is apparent from the Tribunal's reasons that it was so convinced. However, I do not accept the appellant's submission that the Tribunal merely rejected the explanation on the basis of recency. This is not what the Tribunal did. This is apparent from the fact that the Tribunal asked the appellant on more than one occasion during the hearing why he had not made this claim before, allowed him to put on evidence with respect to the claim and considered that evidence. It is also apparent from the Tribunal's reasons: The Tribunal went onto assess the appellant's claim and the underlying evidence: at T[87], [88], [90]. The Tribunal did not accept that the appellant had any real interest or engagement in politics, and it found his social media activities recent and limited.
62 Furthermore, notwithstanding the operation of s 430 of the Act, the Tribunal was not required to set out each aspect of evidence that constitutes a particular submission in order to demonstrate that the Tribunal did, in fact, engage with the required question: see Applicant WAEE v Minister for Immigration and Multicultural and Indigenous Affairs [2003] FCAFC 184; 236 FCR 593 at [46], Re Minister for Immigration and Multicultural Affairs; Ex parte Durairajasingham [2000] HCA 1; 168 ALR 407 at [64]-[65] and Minister for Immigration and Citizenship v SZGUR [2011] HCA 1; 241 CLR 594 at [31]-[32] (per French CJ and Kiefel J) and [69]-[70] (per Gummow J).
63 In the appellant's supplementary written submissions, he contended that the precondition in s 423A(1) is "purely temporal" in that it does not rely upon the evaluative question of whether a claim could have been raised, or whether evidence could have been provided, before the relevant time. Notwithstanding this point, the appellant submitted he relied upon the fact that the claim and the evidence could not have been presented before the relevant time, at least in a confined evidentiary sense.
64 I do not accept this submission. The appellant had not claimed before the Tribunal that his political opinion claim was based only on a recent political opinion and/or activity. There is nothing in the representations made to the Tribunal nor in the appellant's post-hearing submissions which suggested that his claim was so limited such that there was a reasonable explanation for delay (i.e., no delay because the claim had only crystallised recently). That was not the claim before the Tribunal and hence not part of the Tribunal's reasons for having concerns about the claim.
65 Further and critically, the Tribunal dealt with the appellant's new claim and evidence at T[87]-[88], and it is clear that it did not find the evidence satisfactory. The Tribunal did not find it unsatisfactory by reason of its late provision simpliciter (that is, the Tribunal did not apply the adverse inference pursuant to s 423A). The third sentence at T[88] considers the appellant's failure to raise the claim or any other evidence before the resumed hearing (thereby taking it outside the confines of s 423A). The Tribunal then dealt with the timing of the claim at T[89].
66 As a consequence, the Tribunal's conclusions, at T[87] and T[88], would have remained undisturbed (despite any purported error if my reasons above are incorrect) and are such that there was no realistic possibility that the result could have been different. I do not accept the appellant's contention that this draws an artificial distinction between the assessment of credibility and substance nor that the purported error at T[89], must have informed the surrounding reasoning, especially the reasoning at T[88] and [90]. Furthermore, the Tribunal's findings at T[130]-[131] reinforce my view, and are extracted as follows:
130. The Tribunal accepts that the applicant follows developments in Jordan, including through social media, and has some broad concerns about country's problems, including the king's political manoeuvrings, the country's economic problems and issues such as corruption. The cancellation of his return resident visa and his ongoing protection visa application may have piqued his interest in conditions in Jordan. However, the Tribunal does not accept that he has any genuine political conviction; or that he is motivated to engage in political debate or activities. The Tribunal finds that he has never been a person of adverse interest to the Jordanian authorities, for any reason. Although he has shared some social media content recently, and posted a few comments, the Tribunal finds that there is no real chance of the Jordanian authorities taking any adverse interest in him as a result of such recent activity.
131. The Tribunal finds that there is no real chance of the applicant engaging in any political activities if he returns to Jordan. Given his low level of political interest, it finds that he will also not be motivated to engage in such activity, but have to refrain from doing this in order to avoid persecution. There is also no real chance of the Jordanian authorities taking an adverse interest in the applicant on the basis of any political opinion, actual or imputed, now or in the reasonably foreseeable future.
(Footnotes omitted.)
67 For these reasons, ground 2 must fail.