Ground 1
37 Ground 1 was in the following form:
The Secretary failed in its statutory obligation to provide the Immigration Assessment Authority (IAA) relevant information received or produced by the First Respondent upon which decision to grant the applicant PAIS was based. Judge Street failed to hold that it was a jurisdictional error.
38 Despite the terms of ground 1, the written submissions filed for the appellant and the oral submissions made by counsel appearing for him made it clear that ground 1 included a challenge to the decision of the primary judge to refuse to order further compliance with the subpoena. It is therefore necessary to understand the relevance of category 4 of the subpoena.
39 Section 473CB of the Act provides:
(1) The Secretary must give to the Immigration Assessment Authority the following material (review material) in respect of each fast track reviewable decision referred to the Authority under section 473CA:
(a) a statement that:
(i) sets out the findings of fact made by the person who made the decision; and
(ii) refers to the evidence on which those findings were based; and
(iii) gives the reasons for the decision;
(b) material provided by the referred applicant to the person making the decision before the decision was made;
(c) any other material that is in the Secretary's possession or control and is considered by the Secretary (at the time the decision is referred to the Authority) to be relevant to the review;
…
(2) The Secretary must give the review material to the Immigration Assessment Authority at the same time as, or as soon as reasonably practicable after, the decision is referred to the Authority.
40 Ground 1 centres on s 473CB(1)(c) which requires the Secretary to give to the Authority material in the Secretary's possession or control which is considered by the Secretary, at the time of referral to the Authority, to be relevant to the review.
41 As a matter of principle, it was at least arguable that a breach of s 473CB(1)(c) by the Secretary could, in an appropriate case, have the consequence that the Authority's decision was affected by jurisdictional error:
(1) Section 473CB(1)(c) requires the Secretary to form a view as to which documents are relevant to the review to be conducted by the Authority - see, in a different context: WAGP v Minister for Immigration and Multicultural and Indigenous Affairs (2006) 151 FCR 413 at [64].
(2) The view so formed is the subjective view of the Secretary as to relevance: Minister for Immigration and Border Protection v AMA16 (2017) 254 FCR 534 at [73] (Griffiths J).
(3) The Secretary's view as to relevance must be formed in a reasonable manner and on a correct understanding of the law - see, albeit in a different context: Graham v Minister for Immigration and Border Protection; Te Puia v Minister for Immigration and Border Protection (2017) 91 ALJR 890 at [57]; NACA v Minister for Immigration and Multicultural and Indigenous Affairs [2002] FCA 551 at [41] (Tamberlin J).
(4) An unreasonable failure or refusal to identify documents which might be relevant might arguably also constitute a breach of s 473CB(1)(c).
(5) A breach of s 473CB(1) by the Secretary might arguably establish jurisdictional error on the part of the Authority if it could be shown that the breach had the consequence that the review conducted by the Authority was not a "review" of the kind authorised by Part 7AA. It not a question of whether the Authority is to blame. The question is the effect of the anterior breach on the Authority's decision-making process - cf: SZFDE v Minister for Immigration and Citizenship (2007) 232 CLR 189 at [47]. The anterior breach might be such as to have the consequence, for example, that the Authority's jurisdiction is, through no fault of its own, "constructively unexercised": SZFDE at [52].
42 In amplification of the last proposition:
(1) If, for example, in breach of s 473CB(1)(b) the Secretary failed to give to the Authority material provided to the delegate by the visa applicant before the delegate made his or her decision, the Authority might well be prevented from conducting the very "review" which Part 7AA contemplated and jurisdictional error might, accordingly, be established.
(2) A breach of s 473CB(1)(c) might also have that consequence. The statutory scheme contemplates limited merits review on the "review material" provided by the Secretary to the Authority. The "review material" must include material which the Secretary considers to be relevant: s 473CB(1)(c). It is implicit that the statute contemplates that the Secretary's view as to relevance be reasonably formed on a correct understanding of the law - see: Kruger v The Commonwealth (1997) 190 CLR 1 at 36 (Brennan CJ); Minister for Immigration and Citizenship v Li (2013) 249 CLR 332 at [63] (Hayne, Kiefel and Bell JJ). If a critical piece of relevant information were unreasonably treated as irrelevant, it is possible that jurisdictional error could be established because of the effect of that error on the Authority's decision-making process and whether it conducts a "review" of the kind authorised.
(3) The reasoning in cases such as WAGP at [62]-[64], in relation to a breach of s 418(3) (found in Part 7), does not easily translate to a breach of s 473CB(1) in light of the quite different scheme contemplated by Part 7AA; see also: SZOIN v Minister for Immigration and Citizenship (2011) 191 FCR 123 and BBS15 v Minister for Immigration and Border Protection (2017) 248 FCR 159. A Part 7 review is triggered by the making of a valid application by the applicant, not by the receipt of material under s 418(3). The review body is not prevented from receiving new material. By contrast, under Part 7AA, the review is automatic: the Secretary "must refer a fast track reviewable decision" to the Authority: s 473CA. Subject to the terms of Part 7AA, the Authority must (s 473CC(1)) conduct its review "by considering the review material" and "without accepting or requesting new information" or "interviewing the referred applicant": s 473DB(1). Part 7AA does not contemplate the Authority affording procedural fairness in a manner equivalent to Part 7. The s 473CB(1) "review material" is, accordingly, a critical part of the process and errors under that provision are not as likely to be corrected or rendered immaterial by reason of an opportunity to be heard being provided in the review, as may occur under Part 7.
43 The appellant's case under ground 1 before the FCC was that there was critical material before the Secretary which the Secretary failed to give to the Authority in breach of s 473CB(1)(c). To make good that case, the appellant had to establish at least:
(1) the existence of such (critical) material;
(2) that the Secretary's failure to give that material to the Authority constituted a breach of s 473CB(1)(c); and
(3) that the consequence of the breach of s 473CB(1)(c) was such that the decision of the Authority was affected by jurisdictional error.
44 In support of ground 1, the appellant was only able to identify the two documents provided in answer to category 4, being the email dated 15 August 2016 from the Manager of IMA Protection Support and the "Case Plan". If further compliance had been ordered, further documents may have been located. The failure to give to the Authority (as part of the "review material") the two documents identified did not cause the Authority's decision to be affected by jurisdictional error. It was not shown that the failure to give those two documents had the consequence that the Authority's review was, for example, unauthorised or constructively unexercised.
45 However, it is one thing to form a view that an isolated reference to mistreatment is not relevant to the Authority's review; it would be quite another to form a view that a large file of credible documents conclusively establishing severe torture was irrelevant. What further material, if any, existed is not known.
46 It is against that background that the appellant contested the decision not to require further compliance with the subpoena.
47 The decision not to require further compliance with the subpoena was a discretionary decision on a matter of practice and procedure. A discretionary decision can be shown to be erroneous (and liable to be set aside) in various ways, including that the primary judge failed to take into account a relevant consideration, took into account an irrelevant consideration, asked himself the wrong question or mistook the facts. In House v The King (1936) 55 CLR 499 at 504-5, Dixon, Evatt and McTiernan JJ expressed the principles to be applied in an appeal against the exercise of a discretion as follows:
The manner in which an appeal against an exercise of discretion should be determined is governed by established principles. It is not enough that the judges composing the appellate court consider that, if they had been in the position of the primary judge, they would have taken a different course. It must appear that some error has been made in exercising the discretion. If the judge acts upon a wrong principle, if he allows extraneous or irrelevant matters to guide or affect him, if he mistakes the facts, if he does not take into account some material consideration, then his determination should be reviewed and the appellate court may exercise its own discretion in substitution for his if it has the materials for doing so. It may not appear how the primary judge has reached the result embodied in his order, but, if upon the facts it is unreasonable or plainly unjust, the appellate court may infer that in some way there has been a failure properly to exercise the discretion which the law reposes in the court of first instance. In such a case, although the nature of the error may not be discoverable, the exercise of the discretion is reviewed on the ground that a substantial wrong has in fact occurred.
48 It has been said that "particular caution" is to be exercised by an appellate court when reviewing a discretionary decision on a matter of practice and procedure: Adam P Brown Male Fashions Pty Ltd v Philip Morris Incorporated (1981) 148 CLR 170 at 177.
49 For the reasons which follow, the primary judge's discretion miscarried.
50 The primary judge's reasons for refusing to order further compliance with paragraph 4 of the subpoena can be found in two judgments. First, there is his Honour's judgment in EMJ17 v Minister for Immigration and Anor (No 2) [2018] FCCA 724 which comprised the following three paragraphs:
1. The applicant's representative has asked the Court to order that there be further compliance with paragraph 4 of the subpoena on the ground that there is a reference in the email dated 15 August 2016 to torture and trauma treatment 24 months ago. Mr Tambimuttu submitted that documents relating to the history of the applicant involving torture and trauma in the context of the Primary Application and Information Service ("PAIS") assistance scheme are relevant to the argument sought to be developed under ground 1. The documents already produced identify the applicant asserting a history of torture and trauma in relation to the PAIS assistance scheme.
2. It is not apparent to the Court why further production in those circumstances should be ordered, as any argument to be advanced can be advanced on the material presently before the Court. Further, the material on its face would not materially alter the identification of the alleged history of torture and trauma that is identified on page 3 of the case plan document and the reference already made to torture and trauma treatment 24 months ago. In those circumstances, the Court is not satisfied that there is any further relevant document that is required to be produced in order for the applicant to be able to advance the applicant's arguments in respect of ground 1.
3. Further, the Court has been informed by the first respondent that the steps that have been taken so far are not ones in respect of which there was a time limitation, but rather that the relevant officer has left the department and that the steps taken to date to identify the material have not identified any other material relating to the assessment. For that further reason, the Court refuses the application to require further compliance with paragraph 4 of the subpoena.
51 Second, there are paragraphs J[22] and J[23] of the principal judgment:
22. The first respondent informed the Court that the assessor was no longer in the first respondent's employment and that it is possible that there are other documents considering the torture and trauma treatment 24 months ago in the email dated 15 August 2016. This was the basis upon which Mr Tambimuttu argued there must be other documents and a further order should be made requiring the first respondent to produce all of the records falling within ground 4. The Court declined to make such an order and identified that the applicant had the material in exhibit C and it was admitted subject to relevance. The information that referred to a history of torture and trauma and having been provided insofar as the applicant's grounds sought to develop a relevant error in ground 1 by reason of the alleged breach of s 473CB of the Act by the Authority, it is difficult to see how any of the information as to the history of torture and trauma was relevant or material.
23. Mr Tambimuttu argued that there may be other records in relation to the torture and trauma treatment that may further advance the applicant's assertion of a breach of s 473CB of the Act and that may have been relevant to the assessment of the applicant's claims. The Court was not satisfied that any further documents, even if they did identify torture and trauma treatment, would further or advance the issue raised by ground 1. The Court was not satisfied that any such further documents were necessary to develop the argument contended by the applicant in relation to ground 1, nor that any such further documents are relevant in the circumstances of being probative of a relevant fact in issue given the information was produced the subject of exhibit C.
52 The appellant has established error in accordance with House v The King:
(1) First, the primary judge did not understand the relevance of the documents sought under paragraph 4 of the subpoena:
(a) at J[22] and J[23], the primary judge stated, in substance, that he could not see the relevance of the documents;
(b) the primary judge ultimately rejected as irrelevant the tender of the two documents which had been produced: J[27]. However, whilst the two documents produced may not have made out ground 1, they were clearly relevant to ground 1.
(2) Secondly, the primary judge did not understand that further documents might advance the case under ground 1; the primary judge did not appreciate that whether ground 1 could be made out depended on the quality and nature of the material it was contended that the Secretary failed to give to the Authority under s 473CB(1)(c). At J[23], the primary judge stated:
… The Court was not satisfied that any such further documents were necessary to develop the argument contended by the applicant in relation to ground 1, nor that any such further documents are relevant in the circumstances of being probative of a relevant fact in issue given the information was produced the subject of exhibit C.
The primary judge approached the matter at J[2] of [2018] FCCA 724 by saying that "any argument to be advanced can be advanced on the material presently before the Court", which demonstrates the same error. As noted above, his Honour in fact rejected the tender of the "material presently before the Court" (namely Exhibit C) on the basis that the material was irrelevant: J[27].
(3) Thirdly, the primary judge approached the matter on the basis that "the material on its face [which, in context, can only be a reference to documents which might have been produced had further compliance in fact been ordered] would not materially alter the identification of the alleged history of torture and trauma that is identified on page 3 of the case plan document and the reference already made to torture and trauma treatment 24 months ago" and therefore that he was "not satisfied there is any further relevant document that is required to be produced": J[2] of [2018] FCCA 724. This reasoning is illogical and circular. The primary judge could not have known the content of the documents not produced or whether that content would "materially alter the identification of the alleged history of torture and trauma that [was] identified" in the two documents produced. That illogical conclusion was then used, circularly, as the basis for the primary judge's lack of satisfaction that there were further relevant documents to produce.
53 It should be noted that the Minister acknowledged before the FCC that further documents might exist: J[22]. On appeal it was stated that it was not possible to ascertain whether further documents could be provided because the person who did the PAIS assessment was no longer in the employ of the Department. This appears to reflect the submission made to the FCC recorded at J[22] of the principal judgment, and J[3] of [2018] FCCA 724. However, one of the documents which was produced made it clear that more than one person was in some way connected with the PAIS assessment. The email from Mr Wales (who was said possibly to be the relevant person no longer in the employ of the Department) was sent to "PAIS". There are numerous searches which can be conducted in the absence of a person who was involved in a particular event; to name a few: date range searches, key word searches and inquiries of people to whom the absent person made communications. The Minister could not say, on the appeal, whether other people were involved in the assessment process, or whether "PAIS" was a single person or a team of people, or whether inquiries were made of "PAIS". The nature of searches which were undertaken was not identified. The primary judge recorded that "the relevant officer has left the department and … the steps taken to date to identify the material have not identified any other material relating to the assessment": J[3] of [2018] FCCA 724. It does not appear from the material before this Court that any inquiry was made as to what steps had been taken.
54 There may have been discretionary reasons not to require further compliance with the subpoena, but the basis upon which the application for further compliance was refused was affected by error. If the errors had not occurred, further compliance may have been ordered. The consequence of not ordering further compliance was that the appellant was disabled from putting ground 1 of his application for judicial review otherwise than by reference to the two documents produced (the tender of which were rejected).
55 The Minister submitted that the documents sought were irrelevant because the appellant had not made a claim of "torture". There are two answers to that submission:
(1) First, whilst the appellant had not made a claim using the word "torture", he had made a claim of physical mistreatment, as set out above at paragraph [10].
(2) Secondly, if the material before the Secretary very obviously raised the fact that the appellant had been tortured, a question might arise whether an unreasonable failure on the part of the Secretary to give that material to the Authority gave rise to a breach of s 473CB(1)(c) which affected the Authority's review, notwithstanding that the appellant had not expressly made a claim of "torture" - cf: NABE v Minister for Immigration & Multicultural & Indigenous Affairs (No 2) (2004) 144 FCR 1.
56 Whilst ground 1 is not made out, the subsidiary attack on the primary judge's exercise of discretion in refusing to order further compliance with the subpoena is made out. If this were the only error, the matter should be remitted to the FCC, differently constituted, for determination according to law.