3.4 Chronology: 1817 to 1880
89 Before turning to analyse the matters in dispute, it is convenient first to set out a chronology of relevant documents. The matters set out below arise from the evidence provided by Ms Field and Ms Lowes who annexed what must have been meticulous research conducted by Mr Flynn, an historian engaged on behalf of the Attorney General, assisted by the efforts of researchers and paralegals employed by the Crown Solicitor's Office. It is supplemented by the affidavit evidence of Mr Mavec, solicitor for Mr Franks, who annexed additional archival material.
90 On 18 January 1817, Governor Lachlan Macquarie issued a proclamation regarding "regulations" for the formal registration of private deeds and conveyances.
91 On 3 February 1821, King George IV issued a Commission to Sir Thomas Brisbane as Captain General and Governor-in-Chief of New South Wales, which concerned the grant of land within New South Wales (see section 3.3 above).
92 On 5 February 1821, King George IV issued Instructions to Sir Thomas Brisbane, specifying, among other things, the terms upon which Governor Brisbane could issue grants of land (see section 3.3 above).
93 On 26 January 1822, the Durham County Adviser published a memorandum issued by the Colonial Department "for the information of persons intending to emigrate", which stated:
Persons desirous of settling in New South Wales or Van Diemen's Land must be provided with the sanction of his Majesty's Secretary of State; and this can only be obtained upon written application, accompanied by references to two or more respectable persons as to the character of the applicant, and the extent of his capital, which must amount to five hundred pounds at least.
94 On 21 August 1821, James Phillips of the Office of Inquiry into the Customs and Excise, sent a letter to Earl Bathurst, which stated:
My Lord,
Being desirous to emigrate to the Colony of New South Wales and possessing upwards of £500 property I have to request that your Lordship will be pleased to order me a grant of land there.
95 On 1 September 1821, Mr Phillips sent a further letter to Earl Bathurst, in which he refers to his 10 years' government service and seeks permission to emigrate:
… to the Colony of New South Wales before my present capital (not exceeding £500) shall be reduced, which, if judiciously employed there should be the means of enabling me to support my family (consisting of a wife and 5 children) with credit.
Mr Phillips enclosed:
… copies of various testimonials of my character and conduct (the originals of which are registered at the Treasury) … trusting that from the manner in which I have conducted myself during such a length of service under government that your Lordship will have the goodness to order a free passage for myself and family to that Colony…
Partly legible handwritten notes on the letter indicate "Certificate returned to Mr Phillips" and "Give him a letter to the Gov[ernor] of New S[outh] Wales return him his certificates and [?] him that concerning the testimonials given to his conduct while in office Lord B asks of him should he cross in a convict ship [?] him a passage he paying for his victualling".
96 On 10 September 1821, Mr Phillips sent a further letter to Earl Bathurst restating the situation in his letter of 1 September 1821 and seeking an order for free passage to emigrate. Mr Phillips refers to people willing to provide references of his character.
97 On 29 September 1821, a despatch was issued from Under-Secretary Henry Goulburn to Sir Thomas Brisbane titled "Recommendation of J. Phillips for a land grant", which stated:
Sir,
This Letter will be delivered to you by Mr James Phillips who has received the permission of Earl Bathurst to proceed as a Settler to New South Wales. The very satisfactory Testimonials, which his Lordship has received of the Character and respectability of this Gentleman, have induced his Lordship to give me directions to recommend him, more particularly to your notice and protection; and I am therefore to desire that he may receive a Grant of Land, in proportion to his Capital with the usual Indulgences of Convict Labour, and that you will promote as far as possible, consistently with the usual regulations, his views in proceeding to the Colony.
Reference note 42 to the despatch indicates that "[c]opies of these despatches are preserved in the record office, London, but there is no evidence of their delivery to the governor in the colony".
98 An extract from HRA (1917) Series I Vol. X contains a list of persons who were recommended for land grants by Earl Bathurst, including a "Mr Jas. Phillips" who by letter dated 5 October 1821 was recommended to be granted land in New South Wales.
99 On 1 December 1821, Mr Phillips sent a letter to Henry Goulburn Esquire MP and A. Gordon Esquire. Mr Phillips refers to having purchased a "threshing machine and other agricultural implements to take out with me to New South Wales" and seeks an order directing the equipment be stowed on board without delay. Mr Phillips ends the letter "on board the Mary Ann Convict Ship, Woolwich 1 December 1821". A handwritten note on the letter states: "Do what is usual in such cases".
100 On 25 December 1821, the "Mary Ann" departed Portsmouth, England.
101 On 4 January 1822, Mr Phillips sent a letter from "on board the Mary Ann Convict Ship - Portsmouth" addressed to Earl Bathurst for the attention of R Wilmott Esquire. Mr Phillips notes that three months previous "I had a passage granted to me by my Lord Bathurst for all my family, and I accordingly laid in provisions to such an amount as my finances permitted, but from the great delay in the ships sailing my provisions were more than half expended" and refers to seeking an "order" to assist.
102 On 10 April 1822, a despatch was issued from Sir Thomas Brisbane to Earl Bathurst concerning the grant of land within the Colony, which notes that:
On my arrival in this Colony I discovered that Major General Macquarie had been exceedingly liberal in his promises of land: - so much so, that, exclusively of those he had himself been enabled to perfect, there remained a balance of unexecuted grants to the amount of 340 thousand acres.
…
I have further deemed it necessary, in the body of each deed, in obedience to the fifteenth [sic; thirteenth] article of the Royal Instructions, to introduce into direct view the power, that the Crown has expressly reserved to itself, of disapproving of all Grants greater than a given number of acres.
The despatch encloses a pro forma deed, which contains the stipulation the subject of these proceedings: "is to be Considered as Granted subject to the Approbation of his Majesty". This letter is responded to by a pair of letters from Earl Bathurst on 30 May 1823 (see below).
103 An article in the Sydney Gazette dated 20 May 1822 indicates that Mary Ann arrived in Sydney with James Phillips and family.
104 On 29 May 1822, Frederick Goulburn, Colonial Secretary sent a letter to James Phillips, which states:
Sir
In compliance with a letter received from the Colonial Office in Downing that I am directed by His Excellency Sir Thomas Brisbane to acquaint you that a Grant of Land will be made to you in proportion to the means which you may possess of bringing the same into cultivation immediately upon sending into this office a statement of the number of convicts those means will enable you to take permanently off the Stores.
105 On 30 May 1822, Mr Phillips sent a letter in reply to Frederick Goulburn, which states:
Sir, In reference to your letter of this days date, I beg leave to state that my means enable me to take twenty men permanently off the stores, and I have the honor to request that the same indulgences may be granted to me as are allowed to others possessing similar capital
106 On 30 May 1822, Frederick Goulburn sent a letter in reply to Mr Phillips, which states:
Sir, I am directed by His Excellency Sir Thomas Brisbane to inform you in reply to your letter of the present date that he will make you a Grant of Two Thousand (2000) acres of land, in any part of the Colony already surveyed, and will order six convict servants to be assigned to you who with yourself and family will be victualled from the Kings Stores for six months from the date of your taking possession of your said land.
107 On 30 May 1822, Frederick Goulburn sent a letter to John Nicholson Esquire, Master Attendant, to permit Mr Phillips passage on the vessel Elizabeth Henrietta to Newcastle, no doubt so that Mr Phillips could proceed to take possession of the granted land.
108 On 11 July 1822, Government and General Orders of the Colonial Secretary's Office were published in the Sydney Gazette and New South Wales Advertiser regarding the proviso in grants regarding convict labour.
109 An extract of a record titled "Abstracts from Orders for Grants and Town Allotments - 1822" indicates that in July 1822 "J. P. Phillips" was granted 2000 acres.
110 A record titled "List of Orders for Grants of Land by Sir Thomas Brisbane", directed to John Oxley Esquire, Surveyor General, lists James Phillips as having been granted 2000 acres, by order dated 9 September 1822. The list is followed by the following direction, dated 22 November 1825:
You are hereby required and directed to mark and measure, according to existing Regulations for the Individuals in the foregoing list, numbered 1 to 947, inclusive, the number of acres of land specified against each name respectively; and to place them or their legal representatives in possession thereof, preparatory to Grants under the Great Seal of the Colony being regularly passed. And for so doing this shall be your sufficient warrant. Given under my hand and seal at Government House, Sydney.
111 An extract from a document titled "Surveyor General's Department, Applications for Land 1811-1838" indicates that on 9 September 1822, Governor Brisbane granted 2,000 acres to "Phillips Jas.".
112 An extract from a record titled "Index and Directory to Map of the Country Bordering upon the River Hunter - Emigrant's Guide" indicates that James Phillips had been granted 2,090 acres by order dated 9 September 1822.
113 On 9 September 1822, Earl Bathurst sent a letter to Sir Thomas Brisbane (acknowledged by Brisbane on 28 April 1823), which among other things set out new exceptions that shall apply to the granting of lands to emancipists (these exceptions are referred to in the 30 May 1823 letter below).
114 On 30 May 1823, Earl Bathurst sent a letter (acknowledged by Brisbane on 29 December 1823) in reply to Sir Thomas Brisbane's letter of 10 April 1822 (see [105] above) regarding Brisbane's proposed form of deed for land. The letter from Earl Bathurst does not take issue with Sir Thomas Brisbane's characterisation of the approbation proviso as "introduc[ing] into direct view the power that the Crown has expressly reserved to itself, of disapproving of all Grants greater than a given number of acres."
115 On 30 June 1823, the 1823 Deed was executed. An extract of a record titled "Registers of Land Grants and Leases Counties of Durham and Brisbane within 1823 - 1837 (Vol 5)" indicates that "Jas. Phillips" was granted 2090 acres in County of Durham, Township of Middlehope.
116 On 31 July 1823, Earl Bathurst sent a letter to Sir Thomas Brisbane in relation to a grant of land to Mr Macarthur.
117 On 29 November 1823, Sir Thomas Brisbane sent a letter to Earl Bathurst, referring to Earl Bathurst's previous letters "on the subject of the alteration which I had deemed it expedient to introduce into the terms, upon which Land had hitherto been bestowed by the Crown, whereby I restricted the confirmation of future grants to those applicants only, who would undertake to maintain free of expence to the Crown 'one convict labourer for every hundred acres so to be granted'".
118 On 8 March 1824, James Phillips sent a letter to Frederick Goulburn, Colonial Secretary, requesting a grant of land for his oldest son. An annotation appears to be to the effect that the Governor is prevented from complying with the request due to the general rule of not granting land to the sons of persons who have themselves received a grant.
119 In a document dated 6 November 1824 and entitled "Colonial Secretary - Returns of Free Settlers and other Free Persons to Receive Land Grants 1810-1828", "James Phillips" is listed.
120 On 1 January 1825, Earl Bathurst sent a letter to Sir Thomas Brisbane (acknowledged by Brisbane on 30 June 1825), containing detailed instructions as to land in the Colony, including an order for a survey to be taken and the lands therein valued (at [5]-[15]) and instructions for the future grants of land (at [23]-[32]), including reference to two "distinct classes" of settlers: the first class being those capable of purchasing extensive tracts of waste lands; the second being those whose settlements cannot be made "unless they are placed in possession of the land by the bounty of the Crown without purchase" (at [26]).
121 On 28 January 1825, Frederick Goulburn sent a letter to John Oxley, Surveyor General, referring to the transmission of a grant in favour of James Phillips.
122 The document titled "List of Orders for Grants of Land by Sir Thomas Brisbane" (referred to above at [110]), is dated 22 November 1825. This suggests that this list of grants may have been prepared in compliance with, and for the purposes of, the instruction given by Earl Bathurst in his letter dated 1 January 1825.
123 An extract from the Colonial Secretary's Index 1788 - 1825 records numerous correspondence with James Phillips between 12 April and 16 December 1825 in relation to various matters, including requests for convict servants.
124 In November 1828, the first official census was undertaken in New South Wales. An extract from the list of entries for "Phillips" includes James Phillips, free settler, resident of Bona Vista.
125 On 30 August 1829, Mr Phillips sent a letter to Alex McLeay, Colonial Secretary, referring to the grant of 2,000 acres of land at Hunter River and seeking an extension of that grant.
126 Extracts from official records indicate James Phillips, 2,090 acres, made payment of quit rent only in the first two years it was due (1 July 1828 and 1 July 1829), then not paid for 18 years, then paid sporadically in years after 1848.
127 On 30 September 1835, Lord Glenelg sent a letter to Sir Richard Bourke, preceding the adoption of the Land Grants Confirmation Act 1836 (NSW) (6 Gul IV No 16) (1836 Act). Lord Glenelg records that doubts had arisen as to colonial land grants:
… Grants of all Crown Lands hitherto issued to Settlers in New South Wales have been so issued in the name of the Governor… instead of… as is required by the Royal Commission and Instructions, in the name of the King and under the public Seal of the Colony…
…
You further apprize me that the method … of issuing new Grants in due form of Law to replace the illegal Grants already issued, would be productive of the most extreme and intolerable inconvenience.
…
The practical question which presents itself really is, by what means the validity of the Grants already issued can be placed beyond controversy.
…
I now therefore signify to you … his Majesty's gracious Pleasure … that all Grants or Conveyances of Land theretofore issued by and in the name of any Governor … shall be taken from their respective dates to have been as valid as though they had been issued in the name of His Majesty.
128 On 23 October 1835, the decision in Terry v Spode [1835] TASSupC 25 was handed down. In this case, a land grant was challenged on several grounds, including that it was issued in the name of the Governor rather than the King, and that there was no evidence of approbation. The Court held the grant invalid on the basis that it was not issued in the name of the King. The Court offered no opinion as to other challenges, including the challenge about no evidence of approbation.
129 On 9 June 1836, the 1836 Act, entitled "An Act to remove doubts concerning the validity of Grants of Land in New South Wales" was passed. The second reading speech makes reference to the letter received from Lord Glenelg on 30 September 1835.
130 On 15 May 1880, an Indenture of Conveyance from Stephen and Harriet Stanbridge to Queen Victoria (that is, the 1880 Deed) was executed, which relevantly states:
…the said Stephen Stanbridge Doth hereby grant, bargain, sell, aliene, release, enfeoff, surrender and convey. And the said Harriet Stanbridge as such Executrix as aforesaid Doth release and confirm unto Her said Majesty Her Heirs and Successors All those pieces and parcels of land particularly described in the Schedule…