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[1999] VSCA 73
Court of Appeal (Vic)
1999-05-28
WINNEKE, P., ORMISTON and BATT, JJ.A.
Original judgment source is linked above.
Road Safety Act 1986 - s.49 (1)(f) - Breath test disclosing blood alcohol concentration in excess of prescribed limit - Meaning of words "under s.55 (1)" - Prosecutor not obliged to prove that police officer, following administration of preliminary breath test, "required" or "informed" motorist that he was to "remain at police station until he had furnished a sample of breath or until 3 hours had elapsed from time of driving, whichever was the sooner" - Elements of the offence created by s.49 (1)(f) discussed. - (1)(b) - Failure by prosecutor to prove that sample of breath has been furnished "under (1)" does not render certificate of analysis inadmissible in proof of offence alleged under (1)(b).
"(1) A person is guilty of an offence if he ... (a) ... (b) drives a motor vehicle or is in charge of a motor vehicle while more than the prescribed concentration of alcohol is present in his ... blood, or (c) ... (d) ... (e) ... (f) within 3 hours after driving or being in charge of a motor vehicle, furnishes a sample of breath for analysis by a breath analysing instrument under s.55 (1) and - (i) the result of the analysis as recorded or shown by the breath analysing instrument indicates that more than the prescribed concentration of alcohol is present in his or her blood; and (ii) the concentration of alcohol indicated by the analysis to be present in his ... blood was not due solely to the consumption of alcohol after driving or being in charge of the motor vehicle; ... " The "prescribed concentration of alcohol" is defined, relevantly, to be 0.05%.
"55 (1) If a person undergoes a preliminary breath test when required by a member of the police force ... to do so and - (a) the test in the opinion of the member ... in whose presence it is made indicates that the person's blood contains alcohol; or (b) the person, in the opinion of the member ..., refuses or fails to carry out the test in the manner specified in s.53 (3) - any member of the police force ... may require the person to furnish a sample of breath for analysis by a breath analysing instrument and for that purpose may further require the person to accompany a member of the police force ... to a police station or other place where the sample of breath is to be furnished and to remain there until the person has furnished the sample of breath and been given the certificate referred to in sub-section (4) or until 3 hours after the driving ... whichever is the sooner." (emphasis added)
"(a) reduce the number of motor vehicle collisions of which alcohol or other drugs are a cause; and (b) reduce the number of drivers whose driving is impaired by alcohol or other drugs; and (c) provide a simple and effective means of establishing that there is present in the blood of a driver more than the legal limit of alcohol."
As the majority of the High Court has recently said in Thompson v. His Honour Judge Byrne of the County Court Melbourne & Ors. [1999] H.C.A. 16 (at [20]), these purposes make it plain that these strictly formulated offences are designed "to deal with a major social problem".
Before turning to the issues of law which have arisen in these appeals, it is necessary to briefly state the facts upon which the decisions of the magistrates were based. Although the two offences are discretely different (cf. Thompson's case, supra, at [24]), we were informed, contrary to what the High Court appears to have been told in Thompson's case (supra at [4]), that it is the practice in this State to allege both offences, and to try them together but, in the event of a finding of guilt, to seek a conviction and penalty on one offence only. As it happened, in each of these cases, that practice was not invoked because the magistrate, in the event, dismissed both charges laid.
Foster was apprehended at 2.51 p.m. on Sunday 28 June 1998 by police in Station Lake Road, Lara. He was driving a BMW sedan. Senior Constable Delaforce, the informant, conducted a preliminary breath test using a "Lion Alcolmeter", which is a "prescribed device" under the Act. The test indicated that the respondent's blood contained alcohol. The respondent told the informant that he had recently drunk two glasses of champagne and the informant then asked the respondent to wait before conducting a further preliminary breath test at 3.06 p.m. That test, too, was positive. The informant then said to the respondent:
"In my opinion the result of the preliminary breath test indicates that your blood contains alcohol. I now require you to accompany me to the Corio Police Station for the purpose of a breath test. Are you prepared to accompany me?"
At the police station, the informant introduced Foster to Senior Constable Mighall, an authorized operator of an approved breath analysing instrument. Following a conversation between Mighall and the respondent, which it is unnecessary to repeat, the informant requested the respondent to furnish a sample of his breath, whereupon Foster blew directly into the instrument. At 3.44 p.m. the sample was analysed and a reading of .208% blood alcohol was recorded. Mighall then signed the certificate, in quadruplicate, which is printed out by the instrument and gave one to Foster and one to the informant. This was the certificate referred to in s.55 (4) of the Act.
One of the certificates was produced in evidence. The informant, when cross examined by counsel for Foster, was asked:
"You did not tell Mr. Foster he had to stay at the police station for up to 3 hours, did you?";
The respondent Bajram was intercepted on 29 December 1997 at about 1.10 am. by Constables Gatty and Thompson in Coventry Street, South Melbourne. He was driving a Mercedes Benz sedan.
Gatty conducted a preliminary breath test using a "Lion Alcolmeter", a "prescribed device" under the Act. This test indicated that the respondent's blood contained alcohol.
"I am of the opinion that your blood contains alcohol."
There was a dispute as to what Gatty then said to the respondent. Gatty contended that he used words contained in his typed statement prepared in March 1998. These words were different from those contained in a "pro forma" document which he filled in at the police station. It was contended, on Bajram's behalf, that the Magistrate should not be satisfied that Gatty had used the words in the typed statement, but rather had used the words set out in the "pro forma" document. The magistrate resolved that dispute by finding as a fact that Gatty used the words in the pro-forma. This finding was that Gatty had said to Bajram, following the preliminary breath test:
"In my opinion the result of the preliminary breath test indicates that your blood contains alcohol. I now require you to accompany me to the South Melbourne Police Station for the purpose of a breath test. Are you prepared to accompany me?"
At the police station, the respondent was introduced to Senior Constable Gaff-Larsen, an officer authorized to operate an approved breath analysing instrument. Following a conversation between Gaff-Larsen and the respondent, Gatty then required the respondent to furnish a sample of his breath which he did by blowing directly into the instrument. The sample, when analysed, recorded 0.123% alcohol concentration in the blood. Gaff-Larsen signed the four certificates printed out by the instrument, gave one to Gatty and one to the respondent.
In each of the cases the respondent gave no evidence, but counsel representing him submitted at the close of the informant's case that there was insufficient evidence upon which the magistrate could find the charges proven.
(1) Whether, in a charge under s.49 (1) (f) of the Road Safety Act, the prosecution must prove as an element of the offence that the requirement referred to in s.55 (1) of the Act:
(b) to accompany a member of the police force to a police station for the purposes of providing the sample; and
(c) to remain at the police station until the sample has been furnished and the certificate of analysis has been given or until 3 hours after the driving has elapsed, whichever is the sooner;
(3) Whether, in making requirements under s.55 (1) of the Act that a person is to accompany the police officer to a police station for the purpose of furnishing a sample of breath, it is necessary for the proper making of that requirement, that the person be informed that he or she is to remain there until the sample has been furnished, and has been given the certificate of analysis, or until 3 hours after the driving has elapsed, whichever is the sooner?
"The mere statement of the purpose of being required to accompany the police officer does nothing to inform the motorist what is in fact required once the person has agreed to go to the police station. Mr. Hillman's suggested construction creates difficulties. A motorist who agrees to accompany the police officer for the purpose of a breath test would be in a police station without knowing how long he or she may have to remain before the purpose for which the motorist agreed to attend is achieved. If he or she decided to leave before the breath analyzing instrument was made available, and within three hours after driving, and were able to do so before the requirement to remain was made by a police officer, Mr. Hillman suggested no offence is committed. This result is, I think, neither intended nor desirable. The construction which treats the requirement which has to be communicated at the outset as one to accompany and remain avoids any such difficulties and ensures that the person is fully informed of what is required of them." (my emphasis)
"This does not diminish the position that the making of a requirement is an element of the offence under s.49 (1) (f). The element is either established in another way or, in effect, agreed to have been satisfied."
(I interpolate that, in this passage, Hedigan, J. was seeking to distinguish a decision of the Appeal Division of the Supreme Court in Walker v. Director of Public Prosecutions (1993) 17 M.V.R. 194, where the Court had concluded that the motorist had dispensed with the "requirements" referred to in s.55 (1) of the Act.) Hampel, J. continued:
"On the facts of the present cases, the motorists' agreement to accompany the police officer when only part of the requirement was stated, that is the purpose of accompanying the police officer, but not the part of the requirement to remain at the police station until the test was conducted or three hours after driving, does not in my opinion amount to dispensation."
(a) that in each case a preliminary breath test had been properly performed in accordance with s.53 of the Act;
(b) that in each case the officer in whose presence the preliminary breath test had been performed had formed, and had communicated to the respondent, the opinion that the test indicated that the respondent's blood contained alcohol;
(c) that in each case the relevant police officer had required the respondent to accompany him to a police station for the purpose of conducting a breath test;
(d) that in each case the police officer had, at the police station, required or requested the respondent to furnish a sample of breath for analysis by the approved instrument;
(e) that in neither case had the police officer informed the respondent that he (that is, the respondent) was required to remain at the police station until he had furnished a sample of his breath and had been given a certificate in the prescribed form or until 3 hours had elapsed from the time of driving, whichever was the sooner;
(f) that these were the first cases in which it had been held that the requirement referred to in (e) was an essential pre-condition compliance with which was necessary in proof of the offences contained in s.49 (1) (b) or s.49 (1) (f).
"A person is guilty of an offence if he ... (f) within 3 hours after driving ... furnishes a sample of breath for analysis by a breath analysing instrument under s.55 (1) ..." (emphasis added).
"I require you to accompany me to the police station for the purposes of a breath test and to remain there until you have furnished a sample of your breath and been given a certificate in the prescribed form or until 3 hours has elapsed from the time of your driving, whichever comes first."
"In its terms par. (f) [scil s.49 (1) (f)] operates whenever a person, within three hours after driving, furnishes a sample of breath for analysis by a breath analysing instrument as a result of a demand made following a preliminary breath test, in exercise of the power in s.55(1) read with s.53." (emphasis added)
"Section 49 (1) (f) only applies to persons who, within three hours of driving, have furnished a sample of breath in accordance with s. 55 (1) resulting in a reading above the prescribed concentration."
ineluctably leads to the conclusion that compliance with the requirements set out in s.55 (1) is a necessary pre-condition of the offence described by par. (f).
"It seems to me that the necessary ingredients of s.49 (1) (f) to be proved by the prosecution are these : that the defendant has been driving a motor car within the last 3 hours relevant to the time of the alleged offence; that a preliminary breath test has been undergone pursuant to sub-s. (1) of s.53; that the defendant has been duly required to furnish and has furnished a sample of breath for analysis; and that the result of analysis of the sample as recorded by the breath analysing instrument indicates that more than the prescribed concentration of alcohol was present in his or her blood. The furnishing of the sample has to be proved to be one for analysis by a breath analysing instrument, as defined, and, of course the requirement must be one to furnish under s. 55 (1)."
"It is apparent from the juxtaposition of these provisions that compliance with both s.53 and s.55 (1) is a necessary pre-condition for a conviction under s.49 (1) (f) in that the prosecution must have validly required each of the breath tests permitted under s.53 (1) or (2) and under s.55 (1). This is implicit in the judgment of Mason, C.J. and Toohey, J. in Mills v. Meeking ..., see especially at pp. 219, 222 and 223-4, apparently approving what was said by the Full Court sub nom Meeking v. Crisp [1989] VicRp 65; [1989] V.R. 740 at 743. The same conclusion was clearly expressed by Tadgell, J. in Smith v. Van Maanen ... . (His Honour then referred to the passage in that case to which I have previously made mention.) Consequently compliance with these sub-sections is not merely a question as to the admissibility of the evidence of the tests which may be rejected on a discretionary basis if they have been illegally required: it is an essential part of the case which the prosecution must make out. By s.49 (1) (f) the first element of the offence to be established is whether the accused has furnished a sample of breath "under" s.55 (1)."
"[T]he likely circumstance that the appellant was aware why he was being required to accompany the informant to the police station does not stand in substitution for the duty to inform imposed by s.55 (1)." (my emphasis)
"If the citizen is entitled to know the reason why, when not under arrest, she is being deprived of her liberty, it seems to me that this is an entitlement which must apply in all circumstances, not merely in those where the incidents accompanying the deprivation of liberty may be thought to be less transitory, or more intimidating, than in other circumstances. The citizen is entitled to know why such an event is happening, and what is entailed in the requirement that she be deprived of her liberty."
"Are you prepared to furnish a sample of your breath for analysis?"
"In my opinion the evidence that `the defendant agreed to accompany me back to Carlton' in order to undergo a breathalyser test is, in all the circumstances, evidence of the fact that the defendant was willing to go to the police station for that purpose, and of the fact that a request or demand was unnecessary. Again I point out that the defendant was not charged with refusing to undergo a test when required to undergo one. At the police station, a third consent was obtained when the defendant was asked `Are you prepared to furnish a sample of your breath for analysis?' and she replied `Yes' and then undertook the test. In my opinion the above evidence in the surrounding circumstances was sufficient to establish a prima facie case that both the preliminary test and the breathalyser test were furnished by the defendant `under s.55 (1)' ...".
Fullagar, J. further rejected a contention (196) that it must be established that a breathalyser unit was set up and ready for use in the presence of the defendant at the time of the requirement to undertake a breathalyser test. His Honour said:
"In my opinion this contention too should be rejected in a case where a requirement is not an element of the offence charged."
"I am prepared to assume, without expressing my opinion on the question, that it would not have been open to a magistrate to find that there had been a requirement for the purposes of s.53 (1) or s.55 (1) so as to support a charge under s.49 (1) (c) or (e) [that is offences of `refus[ing] to undergo a preliminary breath test ... when required' and `refus[ing] to comply with a requirement made under section 55 (1)'] in the event that the defendant had answered `No' to either of the questions put to her and nothing more of relevance had been shown to the court ... . [B]ut, as the learned presiding judge has emphasised, in the present case the offence alleged was against s.49 (1) (f), and in my view it is not an element of this offence that there should have been a requirement made under s.53 or that there should have been a requirement made under s.55 (1). As against the latter suggested element of the offence, para (f) of s.49 (1) does not speak in terms of a requirement under s.55 (1). It speaks of the furnishing of a sample of breath for analysis by a breath analysing instrument `under s.55 (1)' and, in my opinion, a sample is furnished for analysis `under' s.55 (1) if the defendant, so to speak, dispenses with the `requirement' which is that by means of which the furnishing of the sample is made compulsory in the sense that, by the combined operation of s.49 (1) (e) and s.55 (1), the refusal ... to furnish the sample is made an offence."
"Examples might readily be given of cases in which something has been held to have been done `under' an enactment, notwithstanding that what has been done was not done in all respects in accordance with the enactment. Here the appellant chose to dispense with the performance of conditions upon which the arising of a duty to undergo a breathalyser test depended, and, on the assumption which I have made about the meaning of `require' near the outset of these reasons, that duty did not arise. But she was not charged with non-performance of that duty and, when the breath test was undergone with her consent, the sample was, in my view, furnished for analysis `under s.55 (1)' within the meaning of s.49 (1) (f)."
"Not without some doubt about the matter, I have reached the conclusion that, in the circumstances where a s.49 (1) (b) charge is `annexed' to a s.49 (1) (f) charge in a case in which the police procedure commenced with a requirement under s.53 (1) to undergo a preliminary breath test, the elements or pre-conditions are the same as those for the s.49 (1) (f) offence."
"In my view, sample of breath furnished and analysed as a consequence of a preliminary breath test is not a sample of breath furnished ... for analysis under s.49 (1) (b)."
"(1) For the purposes of this Part - (a) if it is established that at any time within 3 hours after an alleged offence against paragraph (a) or (b) of s.49 (1), a certain concentration of alcohol was present in the blood of the person charged with the offence, it must be presumed, until the contrary is proved, that not less than that concentration of alcohol was present in the person's blood at the time at which the offence is alleged to have been committed."
This presumption can only be applied, so Mr. Holdenson contended, in the event that the relevant "concentration" has been "validly" established. If it cannot be so established, because of a failure to comply with s.55 (1) "requirements", then the presumption cannot apply in proof of the s.49 (1) (b) offence. This, according to Mr. Holdenson, was what his Honour meant when he referred to the s.49 (1) (b) offence being "annexed" to the s.49 (1)(f) offence.
"To hold that the result of a breath test which has been obtained without compliance with the legal requirements, so that at least as a first step, the results of the breath test might be regarded as being evidence unlawfully obtained, ought to be admissible on another charge under s.49 (1) (b) would not only diminish confidence in the justice dispensed by the courts but would render non-compliance with the procedures required largely irrelevant."
"A person who furnishes a sample of breath under this section must do so by exhaling continuously into the instrument to the satisfaction of the person operating it."
With this section may be contrasted s.53 which states explicitly in s.s.(3) that "a person required to undergo a preliminary breath test must do so by exhaling continuously ... ". Likewise s.56(2) contains a direct obligation on persons to "allow a doctor to take from that person ... a sample of that person's blood for analysis". Sub-section (3) of s.55 assumes that a person is furnishing a sample of breath but then such a person is required to do so by exhaling continuously etc. Other sub-sections such as (6) and (7) deal with reasons why persons shall not be obliged to provide samples of breath. The solution may be that there is an explicit offence contained in paragraph (e) of s.49(1) which makes a person guilty if he or she "refuses or fails to comply with a requirement made under s.55(1) or (2)". Whatever conclusion one reaches as to the obligations of persons to provide or furnish samples of breath for analysis, certainly s.s.(1) of s.55 does not in its own terms appear to impose the obligation.