Dobler v Kenneth Halverson and Ors; Dobler v Kurt Halverson
[2007] NSWCA 335
At a glance
Source factsCourt
Court of Appeal (NSW)
Decision date
2007-09-11
Before
Giles JA, Ipp JA, Basten JA, McClellan CJ
Source
Original judgment source is linked above.
Judgment (51 paragraphs)
Background 4 The judge's reasons were comprehensive: Halverson v Dobler [2006] NSWSC 1307. What follows provides sufficient background for the issues in the appeal. Greater detail can be obtained if desired by going to the judge's reasons. 5 It was ascertained after Kurt's cardiac arrest that he suffered from Long QT Syndrome (LQTS). The QT interval is the space between the Q wave and the T wave in an electrocardiogram (ECG) record of the peaks and troughs of the electrical current passing through the heart each time it beats. The longer the QT interval the greater the likelihood that the current will seek an abnormal pathway for conduction, which may cause life-threatening arrhythmia. 6 On two occasions prior to February 2001 Kurt suffered syncopal events. Syncope is a brief loss of consciousness. On 4 February 2001 he had a further syncopal event. 7 Broadly speaking, there are three kinds of cause of syncope. One is vasovagal or postural, such as on suddenly standing up, the sight of blood or standing for a long time. These syncopes are benign, and are usually preceded by a prodrome, premonitory signs which enable the person to avoid falling in an awkward or dangerous manner when losing consciousness. Another is neurological; an example is an epileptic fit. Technically a loss of consciousness with a neurological cause is classified as a seizure rather than as a syncopal event, but it was referred to in the trial as if a syncope. It is not benign. The third, which is also not benign, is cardiogenic, and may be cardiac arrhythmia. It is usually sudden and preceded by no or very brief premonitory signs, and so is often accompanied by physical injury from an unexpected fall. 8 Recurrent cardiogenic syncope is the primary symptom of LQTS preceding a life-threatening event, but the fact that syncope is recurrent does not of itself indicate that the syncope has a cardiogenic cause. 9 The appellant was consulted in relation to each of the three syncopal events. The judge recorded that the essence of the respondents' case was that, taking into account also that when he was consulted concerning migraine on 1 February 2001 the appellant found a heart murmur in his examination of Kurt, the appellant should have considered a possible cardiac problem and caused the carrying out of an ECG and referral to a cardiologist. In failing to do so, the respondents said, the appellant was in breach of his duty of care to Kurt, and on the respondents' case if either of these steps had been taken Kurt's LQTS would probably have been identified and appropriate measures would have been taken which would have avoided the cardiac arrest and its consequences. 10 The first syncopal event was on 4 September 1995, when Kurt was almost 13. He had been feeling unwell, and was in his pyjamas. He collapsed while sitting at the table having a meal. He fell face first into his food and off his chair towards Ken, and was unconscious for about thirty seconds. 11 Kurt was taken to Cessnock Hospital, where he was seen by the appellant (who was a Visiting Medical Officer at the hospital). Auscultation is the process of listening to the heart, usually through a stethoscope. The appellant listened to his heart; no murmur was detected. The appellant's notes referred to a possible viral illness. 12 The appellant ordered tests. They indicated a reduction in white blood cells consistent with a viral illness, but also high prolactin levels possibly suggesting an epileptic seizure. The appellant told Ken and Janet that he thought Kurt had suffered a petit mal but not an epileptic fit, that it was not uncommon in young children, but that it should be investigated further. 13 The appellant referred Kurt for an electroencephalogram (EEG), a neurological investigation used to test for, amongst other conditions, epilepsy, and to a paediatric neurologist. The interpretation in the EEG report was that it was "a normal report", and the neurologist's report included that he considered that the event should be regarded "as being a faint, not a fit, and consider[ed] … a one-off". 14 In his evidence the appellant said that he took the neurologist to use "faint" to signify a vasovagal event. The judge discussed the evidence of four cardiologists, Professors Harris and Saul and Associate Professors McGuire and Richards, concerning this understanding. He considered that it was clear that the neurologist was excluding a neurological cause, but that whether he was also excluding a cardiogenic cause was uncertain. He said at [18] that he was "left in doubt as to whether [the neurologist's] words can be taken as far as Dr Dobler intended". The judge said that he did not think that resolution of the matter was material to his ultimate conclusions. 15 In August 1997 Kurt told the appellant about symptoms recorded by the appellant as "Episodes of light-headedness followed by nausea. Dream like state at beginning". The appellant arranged a sleep-deprived EEG on 23 September 1997. It was normal and revealed no epileptiform activity. Kurt continued to suffer from severe headaches. The appellant diagnosed migraines, and prescribed treatment which provided some relief. 16 The second syncopal event was on 29 June 1998. Kurt was unwell, and did not go to school. He was taken to the appellant's surgery by his grandparents. As Kurt and his grandfather walked from the car park to the surgery Kurt said that he thought that he was going to faint. His grandfather told him to hang on, he would be alright, but Kurt collapsed. His grandfather held him and lowered him to the ground, and sought help within the surgery. When he returned Kurt was starting to regain consciousness. Kurt was taken into the surgery, where he was seen by the appellant. 17 The appellant's notes had the one word "migraine", and neither he nor his wife (who worked in the surgery and was a qualified nursing sister) recalled being told that Kurt had collapsed. The judge accepted the grandfather's evidence, and thought that the appellant can not have appreciated what he was told and had assumed that the event was another migraine; however, the appellant must have been told that Kurt had collapsed, and the judge so found. His Honour considered that, notwithstanding the exigencies of a busy practice, the one word was an inadequate clinical record, and said at [23] that the failure to make a more complete record indicated that at that time the appellant "gave very little, if any, consideration to the potentially sinister nature of recurrent syncope". 18 Kurt was taken home. Later on 29 June 1998 he was taken to Cessnock Hospital by his parents, where he was seen by the appellant as Visiting Medical Officer. The hospital notes were more detailed, but did not refer to loss of consciousness; they included "migraine, vomiting, afebrile". 19 Kurt was discharged the next day. His migraines continued, and the appellant referred him to a neurologist and to a food allergies specialist. Medication and avoidance of certain foods controlled the migraines to an extent. 20 The occasion for finding the heart murmur on 1 February 2001 was an acute migraine towards the end of January 2001, bringing nausea and vomiting. The appellant was contacted and arrangements were made for an injection which resolved the symptoms. Kurt was tired and lethargic after the migraine, and concern about its severity and the continued effects brought an appointment with the appellant for 1 February 2001. 21 At the appointment the appellant's examination included auscultation and detection of a heart murmur. It was described in the appellant's notes as "2/6 Pansystolic murmur radiating to axilla". The appellant saw no evidence of infection within the heart or of cardiac failure, and concluded that it was most likely that it was an innocent murmur possibly associated with a viral illness. The appellant gave evidence of recollection that he had excluded what he thought were conditions requiring urgent treatment, and that his usual practice was then to arrange an investigation and review the murmur at a later stage. He referred Kurt for a chest x-ray to exclude endocarditis or myocarditis. The x-ray report was that the heart appeared normal. 22 The third syncopal event was on 4 February 2001. Kurt remained tired and lethargic. He went from his room to the kitchen, sat on a stool and talked to Ken for a few minutes. He took the milk from the refrigerator and poured a glass of milk, and returned the milk to the refrigerator and resumed sitting on the stool. He lifted the glass to drink. He said "Dad", and Ken saw that he had sat up straight with the glass near his mouth, that he put the glass down and then slumped and started to fall off the stool. Ken caught him and put him on the floor. He was unconscious for a period estimated at over 20 seconds but quite a bit shorter than a minute. 23 Kurt was taken to Cessnock Hospital, where he stayed overnight. Dr Wakatama made a provisional diagnosis "viral illness with faints, but need to observe for seizures". Her notes included "chest clear", which from her practice implied that she could not hear a heart murmur. Blood tests were ordered. 24 The appellant saw Kurt in hospital on 5 February 2001 when doing his rounds. He examined him, recording a clear chest examination. The notes included "Syncopal episode with seizure on the background of viraemic symptoms. Pulse 80 afebrile". Either at the time or later on that day the appellant received the results of the blood tests, and he saw Kurt again. He diagnosed Kurt as suffering from glandular fever, and that said that he could go home and that the blood tests should be repeated at the end of the week. The judge accepted evidence from Kurt's girlfriend that Kurt asked about the heart murmur and the appellant said, "That's not a big problem, nothing to worry about". 25 Kurt remained unwell. On 7 February 2001 he was vomiting, and Ken again took him to the Cessnock Hospital. The appellant saw him there on 8 February 2001, and examined him fully. Tests gave results consistent with viral illness and glandular fever, and a positive blood culture indicated bacteria in his blood stream. The appellant gave evidence that, recalling the previous heart murmur, he was careful to look for signs of bacterial endocarditis. 26 Kurt remained in hospital. When the appellant saw him again on 9 February 2001 he found him much improved, and on further examination could not hear a heart murmur. On 10 February 2001 the appellant saw Kurt once more. His notes stated "Doing well. Still febrile. May go home. Continue conservative management. Repeat bloods on Monday". The appellant gave evidence that he again listened to Kurt's heart and could not detect a murmur. It was Ken's evidence that Kurt was not examined with a stethoscope during the appellant's visit, and while finding it unnecessary to resolve the matter the judge indicated a preference for Ken's evidence so far as conflicting on this point with the evidence of the appellant. 27 Kurt went home on 10 February 2001. His parents were concerned for him, and amongst other steps they took Ken slept in Annika's room so as to be close to Kurt if something happened. In the early hours of 11 February 2001 Ken was awakened, and went into Kurt's room. It is unnecessary to describe what he saw or what occurred other than that Kurt had suffered cardiac arrest, CPR was administered, an ambulance and the appellant were called, and Kurt was taken to Cessnock Hospital and thence to John Hunter Hospital. Despite the care he received he suffered irreversible brain damage.