The offence under section 112(2) of the Crimes Act 1900
54There is no doubt that the principal offence charged against the first respondent did not allege or require proof beyond reasonable doubt of violent conduct against any person as an element of the offence.
55I have earlier mentioned that the first respondent was charged with an offence of aggravated break and enter, and commit serious indictable offence, namely damage to property. The circumstance of aggravation was that he was in the company of four other offenders.
56The elements of the offence under section 112(2) were:-
(1) That the first respondent broke and entered the hotel at Leppington;
(2) He committed a serious indictable offence therein.
57A "serious indictable offence" is defined in section 4 of the Crimes Act 1900 as "an indictable offence that is punishable by imprisonment for life or for a term of 5 years or more". Section 195 of the Crimes Act 1900 appears in Subdivision 2 of Part 4, which relates to crimes against property generally. Section 195 provides:-
(1) A person who intentionally or recklessly destroys or damages property belonging to another or to that person and another is liable:
(a) to imprisonment for 5 years.
The elements of this offence are as stated in the section. They do not include any element requiring proof of violent conduct towards a person.
58Section 112 of the Crimes Act 1900 appears in Subdivision 4, which deals (inter alia) with housebreaking. Circumstances of aggravation are defined in section 105A(1) as follows:
circumstances of aggravation means circumstances involving any one or more of the following:
(a) the alleged offender is armed with an offensive weapon, or instrument,
(b) the alleged offender is in the company of another person or persons,
(c) the alleged offender uses corporal violence on any person,
(d) the alleged offender intentionally or recklessly inflicts actual bodily harm on any person,
(e) the alleged offender deprives any person of his or her liberty,
(f) the alleged offender knows that there is a person, or that there are persons, in the place where the offence is alleged to be committed.
59As I have said, in the present matter, the first respondent was charged with a circumstance of aggravation, namely being in the company of other persons. It can be seen from this analysis that the principal charge against the first respondent, as pleaded, was made up of essential elements, none of which required proof of violent conduct towards a person. It was essentially for this reason that the primary judge considered that the first respondent was not excluded from eligibility. As his Honour said, the test is not whether he could have been charged with an offence involving violent conduct, but whether the offence with which the offender was charged was an offence involving violent conduct.
60Mr Arnott argued (as Ms Broomfield had done before the primary judge) that a number of the aggravating circumstances provided for in section 105A of the Crimes Act were available to be proved against the first respondent at the time he came to be sentenced, notwithstanding that they were not pleaded in the indictment. For example, when the first respondent and his co-offenders gained entry to the premises by "busting" a roller door open, he had been carrying a stick about 50 centimetres long and an inch thick. He had been told to take the stick in the event that the cleaner, who was working in the hotel, tried to retaliate. The cleaner was confronted by all the men and told to get down on his knees. Later the cleaner was put in the staff room and told to stay there while the offenders engaged in what was effectively a "ram-raid" operation, in an endeavour to dislodge and move the automatic teller machine in the hotel. Not surprisingly, the cleaner, although not physically harmed, was deeply disturbed by the events of 3 rd June 2009.
61Mr Arnott's point was that any of the additional aggravating circumstances (beyond the circumstance pleaded), subject to proof beyond reasonable doubt, could be relied on by the Crown for the purpose of the sentencing exercise. In Regina v Kenny Li (Unreported, New South Wales Court of Criminal Appeal, 9 th July 1997, Abadee and Studdert JJ) a two-person bench had held that Howie DCJ (as he then was) had been entitled to take into account circumstances of aggravation beyond those raised in the indictment, provided they did not "warrant a conviction for a more serious offence" (this was a reference to the De Simoni principle). This decision has been followed and approved by the Court of Criminal Appeal in a number of cases since: Marshall v R [2007] NSWCCA 24 at [10]; R v AD [2005] NSWCCA 208 at [22].
62Mr Arnott argued that, as a consequence, the Drug Court was entitled to have regard to the Agreed Statement of Facts, and to ascertain whether circumstances of aggravation that might be sustained (beyond that pleaded in the indictment) revealed violent conduct to the person. If so, counsel argued, the Drug Court should have found the first respondent ineligible.
63In my opinion, the primary judge was entitled to reject this argument in the manner he did. Strictly speaking, on the issue of eligibility, the matter had to be determined on the basis of the "offence charged" in the indictment. Chandler and Ebsworth required the Drug Court to examine the elements of the offence charged against Mr Hilzinger. If there were no element of violent conduct in that charge as pleaded, he was entitled to be found to be an eligible person. As the primary judge stated, the test provided is to ascertain whether an offender has been charged with an offence involving violent conduct. The test is not whether he could have been charged with an offence involving violent conduct. Nor, might I add, is the test one that requires the Drug Court to determine, when it comes to the imposition of sentence, whether there may have been some violent conduct involved in the facts relating to the commission of the offence. The prosecution had made an election to lay a particular charge alleging one circumstance of aggravation, which did not involve violent conduct. It was to that charge that the first respondent pleaded guilty. It was open to the prosecution to choose an alternate aggravating circumstance if it had wished to do so. Eligibility fell to be determined by a careful consideration of the actual charge laid against the first respondent, and not one that might have been brought against him.
64I have earlier stated that the Drug Court had a discretion as to whether it should admit an eligible person to the drug program. This discretion was described by the Minister in the Second Reading Speech as "an unfettered discretion whether to accept persons into the program" (NSW Parliamentary Debates, 27 October 1998, p 9032). The language of section 7A, and in particular, section 7A(10), confirms the existence of this discretion, and that no appeal lies against a decision not to accept a person who might otherwise be eligible.
65As to whether the discretion is properly described as "unfettered", I would, for myself, prefer to say that the language of section 7A (including subsection 10), confers a discretion whose ambit is to be inferred from the scope and purpose of the legislation ( Water Conservation and Irrigation Commission (NSW) v Browning (1947) 74 CLR 492 at 504 - 505; K-Generation Pty Ltd v Liquor Licensing Court (2009) 237 CLR 501 at [59] per French J). It is, of course, a discretion that must be exercised in good faith. It could not, however, be suggested that a person who is ineligible could nonetheless be admitted to the Drug Court program. The discretion is plainly not unfettered in that sense. The objects of the legislation are clearly set out in section 3. The means by which those laudable objects are to be achieved include the suspension of a custodial sentence, otherwise appropriate as punishment, during the currency of a program designed to eliminate an offender's dependency on drugs, thereby eliminating that person's need to resort to criminal activity to support the dependency. Thus, the elimination of drug dependency, and the restoration of a person to his or her function as a law-abiding citizen, in the case of non-violent offences, is intended to trump the imposition and execution of an otherwise appropriate custodial sentence. Upon completion of a successful program, a participant may not be required to undergo custody at all.
66With these observations in mind, it will be apparent that it would be open to the Drug Court, notwithstanding that an offender is eligible for admission to its program, to decline to so accept the offender because of the seriousness of the offence, or because of the presence of violent conduct of an extreme kind, not otherwise inherent in the elements of the offence charged. Such an exercise of discretion, based on that consideration alone, it might be thought, is likely to be a rare occurrence. This particular consideration - the seriousness of the offence - would obviously need to be considered alongside a range of other circumstances, including those that are both benevolent and beneficial to the offender. But the discretion is certainly there, and available in those rare situations where the need for strict punishment in accordance with the application of proper sentencing principles, of itself, outweighed the desirability of suspending punishment, so as to divert an offender into a program to reduce or eliminate drug dependency.
67I hasten to add that the exercise of such a discretion was not urged upon the primary judge in the present matter. Nor did the primary judge entertain, admit or exclude the existence of such a discretion in his decision. His determination was concerned with the strict question of eligibility. It could not be said that any error of law appears on the face of his reasons in relation to the existence or exercise of a residual discretion as to whether to admit the first respondent to the program. In any event, there were plainly ample reasons why the first respondent should have been admitted to the Drug Court program. While it is true that the offence charged had, in the enumeration of its circumstances, some very serious overtones, it was also the fact that the Crown accepted that it could not be demonstrated that he had any involvement in the kidnapping of the cleaner. In the Agreed Statement of Facts, he was seen to be on the fringe of the joint criminal enterprise that eventuated, to take the ATM from the Leppington Hotel. The first respondent had never been to the location before, he was prevailed upon by others, shortly before the offence, to act as a look-out and then, in the end, joined the others when the premises were broken into. When he was apprehended by police, he immediately participated in an electronically recorded interview, during which he made admissions as to his involvement in the offence. He pleaded guilty at the first opportunity and, as the primary judge noted, unusually, he had no criminal antecedents whatsoever. He was clearly a suitable person to be included in a program. The factors I have mentioned, bearing in mind the objects of the legislation, more than outweighed, in the offender's case, the serious nature of, and the extensive damage caused by, the ram-raid crime.
68The final argument advanced by Mr Arnott in relation to the first two grounds of appeal was based upon his analysis of a number of authorities dealing with the word "involving". It will be recalled that counsel's argument was that too little attention had been paid to this word. There were authorities (admittedly dealing with different statutory contexts) where a distinction had been drawn between "an offence of violence" and "an offence involving violence". In my opinion, however, this argument could not succeed because, once again, the basis of the argument had been effectively rebutted in Chandler and Ebsworth . As I indicated earlier, the Court of Appeal had placed particular reliance on the use of the word "charged" in section 5(2), finding that it is the elements of the charge that are significant, not the particular conduct. For present purposes, it might be said that the cases dealing with different statutory contexts, where the phrase "offences involving violent conduct" is used, are by no means to be equated with the precise language of section 5(2) and the general context of the Drug Court Act . The language of the section requires the Drug Court to examine whether the offender has been charged with an offence involving violent conduct (or sexual assault), a context rather different from that mentioned in the authorities referred to in the written submissions.
69The distinction can be readily seen when regard is had to the case of McCrossen, sought to be relied on by Mr Arnott. In that case, the accused had pleaded guilty to attempting to commit the crime of threatening to murder, contrary to provisions in the Criminal Code . At the sentencing hearing, the Crown asked the court to declare the offender a dangerous criminal. Section 392 of the Criminal Code allowed the court to make such a declaration where a person "is convicted of a crime involving an element of violence". The declaration is made where the sentencing court is of the opinion "that such a declaration is warranted for the protection of the public". It can be easily seen that, in the context of this particular provision of the Criminal Code , it would be necessary for the court to examine all of the circumstances involved in the crime, so as to reach a conclusion that a declaration would be warranted. Green CJ applied the meaning which the common law gave to the word "violence" and held that, for the purposes of section 392(1)(a) of the Criminal Code , the making of a threat to kill, with the intention of intimidating someone, was capable of constituting a crime involving an element of violence.
70Reference may be made to two further decisions mentioned by Mr Arnott in his submissions. In Breeze , the Queensland Court of Appeal, as I have said earlier, refused leave to appeal to the offender. He had sought leave to appeal from the imposition of a custodial sentence for robbery in company whilst armed. In the course of the robbery, violence had been threatened against the victim, without physical force being applied. The applicant's complaint was that the sentencing judge had relied partly on section 9(3)(a) of the Penalties and Sentences Act 1992 (Qld) which, in effect, when violence was involved, disentitled the offender to a benefit, such as imprisonment being imposed "only as a last resort". The particular legislation excluded this beneficial aspect of sentencing in the following terms (section 9(3)) at [13]:-
However, the principles mentioned in subs(2)(a) do not apply to the sentencing of an offender for any offence -
(a) that involved the use of, or counselling or procuring the use of, or attempting or conspiring to use, violence against another person; or
(b) that resulted in physical harm to another person.
71In Breeze , the Court of Appeal (Pincus and Davies JJA, Demack J at [18]), applied the remarks of Green CJ in McCrossen , where the Chief Justice had said at [6]:-
Applying the meaning which the common law has given to the word 'violence' I hold that for the purposes of the [relevant provision] the making of a threat to kill with the intention of intimidating someone is capable of constituting a crime involving an element of violence.
72The court also placed reliance upon the second of the cases referred to by Mr Arnott on this point. This was the decision of the Victorian Court of Criminal Appeal in R v Butcher [1986] VR 43; (1985) 16 A Crim R 1, in which the question was whether a Victorian provision relating to sentencing, and including the expression "a crime the necessary elements of which include violence" applied. Butcher had killed a man in the course of a robbery, but it appeared that the Crown could not prove that this had been done deliberately. Butcher had, however, threatened the man with a knife. The question was whether robbery, under Victorian law, was a crime "the necessary elements of which include violence", and the court held that it was. It did so on the ground that robbery, although it may be effected by a threat, was at common law always regarded as a crime of violence. The decision of the Queensland Court of Appeal contained the following observation (at 446):-
The decision (of Butcher ) is capable of being distinguished, on the ground that the question here is not what are necessary elements of the offence of robbery, but rather whether what was actually done involved the use of violence against the person.
73In my opinion neither of these cases support the arguments advanced by Mr Arnott. Each of these cases was concerned with a very different statutory context. The Queensland legislation, as Ms Burgess argued, is significantly broader than section 5(2)(b) of the Drug Court Act . It required that the issue be considered in the context of the sentencing of an offender when all the relevant facts were in evidence. The determination as to whether the offender had committed an offence that involved the use of violence or resulted in physical harm necessarily required an examination of the facts of the case and could not be confined to the elements of the offence.
74Mr Arnott has gone with considerable diligence to a number of other authorities in his examination of the use of the word "involving" in a criminal context concerning violence. However, with all due respect, none of the cases on which he has placed reliance have the same statutory context as section 5(2)(b) of the Drug Court Act . None of the authorities cast any doubt on the correctness of the decisions of this court in Chandler and Ebsworth nor do they raise any additional matter warranting attention.