Application of relevant principles
16 The cases referred to in Germakian, and the approach adopted in that case, suggest that "special or exceptional circumstances" will not readily be identified for the purpose of granting bail pending an appeal, even in circumstances where the presumption against bail contained in s 8A of the Bail Act does not apply. However, it may be significant that the emphasis on the strength of the prosecution case (or, in the circumstances of an appeal, the likelihood of success on the appeal) involves a consideration which has been developed as a "prime consideration" in relation to charges to which s 8A applies: see extract from Hunt CJ at CL in R v Kissner (unreported, 17 January 1992), set out in Germakian at [9]. Further, counsel for the Respondent to the present application drew my attention to passages in a number of recent decisions, both in this Court and in the High Court, which, he contended, demonstrate a shift in attitude towards grants of bail pending appeal. It is necessary, accordingly, to review briefly the relevant principles.
17 The application for review is an application to reconsider the decision on its merits. The principles to be applied are set out in s 30AA, which reads as follows:
30AA Limitation on power to grant bail
Notwithstanding anything in this Act, if:
(a) an appeal is pending in the Court of Criminal Appeal against:
(i) a conviction on indictment, or
(ii) a sentence passed on conviction on indictment, or
(b) an appeal from the Court of Criminal Appeal is pending in the High Court in relation to an appeal referred to in paragraph (a),
bail shall not be granted by the Court of Criminal Appeal or any other court unless it is established that special or exceptional circumstances exist justifying the grant of bail.
18 As may be seen, bail is not to be granted absent special or exceptional circumstances. A noted above, the operation of that section has been considered in a number of authorities including, most recently, the decision of the Court of Appeal in Germakian. That was a case in which the applicant had been convicted but not sentenced, but faced a custodial sentence, which appeared to be almost inevitable. Although s 30AA was not directly engaged, the importance of applying the principles underlying that provision was recognised, reference being made to the decision of the Court of Appeal in R v Wilson (1994) 34 NSWLR 1 at 4E and 6D (Kirby P, Sheller JA agreeing) and at 7 (Hunt CJ at CL, referring to R v Southgate (1960) 78 WN (NSW) 44, Chamberlain v The Queen (No. 1) (1983) 153 CLR 514 at 519-520 (Brennan J) and R v Hilton (1987) 7 NSWLR 745 at 746-7 and 752); see also Velevski (2000) 117 A Crim R 30.
19 As appears from these authorities, the high likelihood that the applicant will answer bail has regularly been assumed, perhaps as a necessary precondition to bail, but found not to be sufficient to constitute special or exceptional circumstances. The principle identified by Brennan J in Chamberlain (No. 1) as underlying the test was expressed as follows at p 519:
"To suspend or defer the sentence before an appeal is heard in such a case is to invest the verdict of the jury with a provisional quality, as though it should take effect only after the channels of appeal have been exhausted. But the jury is the tribunal constituted to determine whether an accused should be convicted or acquitted, and its verdict takes effect immediately. … The central feature in the administration of criminal justice is the jury, and it is a mistake to regard the effect of its verdict as contingent upon confirmation by an appellate court."
20 Counsel for the Respondent pressed upon the Court that the reasonable likelihood of success on appeal was by no means the sole relevant criterion, nor was it necessary to establish that an appeal is virtually certain to succeed. He argued that each of these propositions was rejected in R v Antoun [2005] NSWCCA 270 at [14] and [15].
21 So much may be accepted, but the heavy burden faced by an applicant in these circumstances is not diminished when no attempt is made to demonstrate that the grounds of appeal establish more than an arguable point: see R v Wilson, 34 NSWLR 1 at 5B and Ettridge v DPP (Qld) [2003] QCA 410 quoted at [27] below.
22 Counsel for the Appellant drew the Court's attention to comments of Callinan J in Marotta v The Queen (1998) 73 ALJR 265, particularly at [10], where his Honour cast some doubt on the views of Brennan J in Chamberlain (No. 1) as to whether a grant of bail does treat a verdict of guilt as "provisional". His Honour stated:
"The verdict stands unless until it is quashed. One of its consequences, the service of a custodial sentence, is only interrupted by a grant of bail."
23 Marotta was also relied upon for the apparently expansive list of some 13 factors which might be taken into account and were taken into account in that case, in determining that bail should be granted. It was then put that the application of the exceptional circumstances test, addressed as part of the common law in Marotta, has been accepted by the Court of Criminal Appeal in this State in Velevski (2000) 117 A Crim R 30. However, with respect I see nothing in the judgment in Velevski to support that proposition. At [23] Barr J (with whom Spigelman CJ and Hulme J agreed) turned to Marotta as containing "a useful collection of factors or components which in any particular case may well be brought to bear in answering the ultimate question whether, in the instant case, there exist the necessary special or exceptional circumstances warranting a grant of bail". Furthermore, Hulme J expressly disassociated himself from certain views of Callinan J stated to be in Marotta at [9] but possibly at [10]. His Honour stated at [39] in Velevski:
"It seems to me what his Honour said there is contrary to the general tenor of much of what has been said in the authorities as to the reasons why care should be exercised in considering, and courts are reluctant to grant, applications for bail pending appeal."
24 The Appellant said the approach of Callinan J in Marotta obtained support from Kirby J in Sinanovic v R (No. 1) (2001) 179 ALR 520, a decision handed down by his Honour on 8 June 2001. The references relied on were contained in paragraph [11] setting out applicable principles and particularly, at sub-paragraph 6.
25 All of this has, however, been overtaken by the joint judgment of Gleeson CJ, McHugh and Gummow JJ in United Mexican States v Cabal (2002) 209 CLR 165 a decision delivered on 24 October 2001. Their Honours stated at [39]:
"[39] In determining whether to stay an order of imprisonment and give bail to the applicant or appellant, the court must consider not only the position of the applicant or appellant but also the position of the Crown. To stay an order of imprisonment before deciding the appeal is a serious interference with the due administration of criminal justice. As Thomas J pointed out in Ex parte Maher [1986] 1 Qd R 303 at 310, to allow bail pending the hearing of an appeal after a person has been convicted and imprisoned:
· makes the conviction appear contingent until confirmed;
· places the court in the invidious position of having to return to prison a person whose circumstances may have changed dramatically during the period of liberty on bail;
· encourages unmeritorious appeals;
· undermines respect for the judicial system in having a 'recently sentenced man walking free';
· undermines the public interest in having convicted persons serve their sentences as soon as is practicable.
[40] Consequently, the doctrine of this Court is that in a criminal case an order granting bail will only be made if there are exceptional circumstances."
26 Although in support of the last proposition, the joint judgment referred to Marotta, it is recognised that there is some level of disparity between some comments in Marotta and the reasoning in Ex parte Maher, affirmed in Cabal. For example, in Hanson v DPP (Qld) [2003] QCA 409, the Queensland Court of Appeal stated at [9]:
"Some of the views expressed by Justice Callinan, while undoubtedly achieving justice in that case, appear at odds with the statements already quoted from United Mexican States v Cabal , made some two years later in the joint judgment. Likewise, remarks [of] Callinan J in the case of Doggett v R [2001] HCA 46 … 9 August 2001 are also inconsistent with what was said in Cabal ."
27 To similar effect, in Ettridge v DPP (Qld) [2003] QCA 410 the same Court at [4] treated Cabal as inconsistent with remarks by Callinan J in Marotta concerning the finality of the jury verdict. Their Honours continued at [5]:
"In Cabal that joint judgment confirmed that in a criminal case an order granting bail pending appeal will be made if there are exceptional circumstances, and further that ordinarily that bail would be granted in such cases only if two conditions are satisfied. One is that the applicant must demonstrate that there are strong grounds for concluding that the appeal will be allowed; and the second that the applicant must show that the sentence, or at all events the custodial part of it, is likely to have been substantially served before the appeal is decided."
28 The approach adopted in Cabal has also been applied by the Court of Appeal in Western Australia in Tieleman v The Queen (2004) 149 A Crim R 303; [2004] WASCA 285 (Murray, Steytler and Templeman JJ) at [18]-[29] (Murray J, Templeman J agreeing).
29 Although the principles in the High Court involve no statutory test, but rather an application of the general law, that gives rise to no point of distinction. As noted by the Court of Criminal Appeal in Velevski, the insertion of s 30AA was intended to restore the common law principles: at [15].
30 Having regard to the affirmation in Cabal of the principles set out by Thomas J in Ex parte Maher and frequently affirmed in this jurisdiction, I am not persuaded that there has been any diminution of the burden placed on an applicant for bail pending appeal to establish circumstances which are truly special or exceptional.