Ground 3
69 By ground 3, the applicant contends that the Minister incorrectly assumed that the existence or otherwise of non-refoulement obligations would be considered in the event that the applicant made an application for a protection visa. The applicant submits that this is not so, as the criteria for a protection visa under s 36(2) substantially differ from, and do not reflect, Australia's non-refoulement obligations. The applicant's submissions in relation to this ground are substantially the same as the submissions advanced by the appellant in Ibrahim in relation to ground 3, which was upheld by the Full Court. I therefore refer to the judgment of the Full Court in some detail.
70 Ibrahim concerned a decision under s 501BA(2) of the Migration Act. The background circumstances are set out at [2]-[10] of the judgment of the Full Court (White, Perry and Charlesworth JJ). It is sufficient to note that the Assistant Minister cancelled the appellant's visa because he was satisfied that the appellant did not satisfy the character test and because he considered that the cancellation was in the national interest.
71 The Assistant Minister's statement of reasons included a section regarding Australia's non-refoulement obligations. The Assistant Minister noted submissions that the appellant faced a risk of harm from violence if returned to Nigeria and a submission of the appellant's then solicitor that these circumstances warranted an International Treaties Obligation Assessment. The Assistant Minister stated:
97. I consider that it is unnecessary to determine whether non-refoulement obligations are owed in respect of Mr IBRAHIM for the purposes of the present decision as he is able to make a valid application for a Protection visa, in which case the existence or otherwise of non-refoulement obligations would be considered in the course of processing the application.
98. A Protection visa application is the key mechanism provided by the Act for considering claims by a non-citizen that they would suffer harm if returned to their home country. Furthermore, I am aware that my Department's practice in processing Protection visa applications is to consider the application of the protection-specific criteria before proceeding with any consideration of other criteria, including character-related criteria. To reinforce this practice, I have given a direction under s499 of the Act (Direction 75) which, among other things, requires that decision-makers who are considering an application for a Protection visa must first assess whether the refugee and complementary protection criteria are met before considering ineligibility criteria, or referring of the application for consideration under s501. I am therefore confident that Mr IBRAHIM would have the opportunity to have his protection claims fully assessed in the course of an application for a Protection visa.
99. I have also considered Mr IBRAHIM's claims of harm upon return to Nigeria outside of the concept of non-refoulement and the international obligations framework. I accept that regardless of whether Mr IBRAHIM's claims are such as to engage non-refoulement obligations, Mr IBRAHIM may face hardship arising from his Christian faith were he to return to Nigeria.
72 The Full Court considered three grounds. Ground 1 (which was upheld) is not relevant for present purposes. By ground 2 of the appeal, the appellant submitted that the Assistant Minister had not understood that consideration of non-refoulement obligations in the context of a protection visa application would likely be of no benefit to him because an application by him for a protection visa was likely to fail for independent reasons, namely his inability (or possible inability) to satisfy Public Interest Criteria 4001 and/or s 36(1C) of the Migration Act: Ibrahim at [65]. In the Full Court's view, it was implicit in the Assistant Minister's reasons that he appreciated that the appellant may be refused a protection visa, even if found to satisfy the protection criteria, because of the "ineligibility criteria": Ibrahim at [85]. The Full Court therefore rejected ground 2: Ibrahim at [86].
73 The appellant in Ibrahim required leave to pursue ground 3. By this proposed ground, the appellant contended that the Assistant Minister had not understood, when reasoning that Australia's non-refoulement obligations in respect of the appellant would be addressed in the context of an application for a protection visa, that the content of the former differ in material respects from the criteria in s 36 of the Migration Act, these being the criteria that would be considered on an application for a protection visa: Ibrahim at [88]. The Full Court granted the appellant leave to argue ground 3 and upheld this ground: Ibrahim at [117].
74 The Full Court set out the submissions of the parties at [89]-[99]. In the course of doing so, the Full Court referred to the amendments to s 36 of the Migration Act effected by the Migration and Maritime Powers Legislation Amendment (Resolving the Asylum Legacy Caseload) Act 2014 (Cth) (the 2014 Amendment). The Full Court referred to the appellant's counsel's submission that, before the 2014 Amendment, the criterion in s 36(2)(a) of the Migration Act had largely "picked up" the definition of "refugee" in Art 1A(2) of the Refugees Convention. The Full Court set out s 36(2)(a) and (aa) before the 2014 Amendment, and s 36(2)(a) as it has stood since the 2014 Amendment. The Full Court noted that counsel for the appellant submitted, and counsel for the Minister did not dispute, that the criteria under ss 5H and 5J of the Migration Act are narrower than those under the Refugees Convention: Ibrahim at [95]. Reference was made, in counsel for the appellant's submissions, to the "internal relocation principle": see Ibrahim at [95]. The Full Court noted the submission by counsel for the Minister that the Assistant Minister should be understood as having used the term "non-refoulement obligations" and its cognates "within the context of the statutory framework" applying since the 2014 Amendment: Ibrahim at [99].
75 The Full Court held, in summary, that the Assistant Minister had fallen into error by conflating Australia's non-refoulement obligations under the Refugees Convention with the protection obligations to which the Migration Act refers and which are considered on an application for a protection visa. Given the significance of this judgment for present purposes, I set out the Full Court's reasoning in full:
100 The term "non-refoulement obligations" derives from Art 33 of the Refugees Convention. That Article provides (relevantly):
Article 33
PROHIBITION OF EXPULSION OR RETURN ("REFOULEMENT")
1. No Contracting State shall expel or return ("refouler") a refugee in any manner whatsoever to the frontiers of territories where his life or freedom would be threatened on account of his race, religion, nationality, membership of a particular social group or political opinion.
…
101 The scope of the obligation imposed by Art 33 has been discussed by the High Court in several decisions including NAGV and NAGW of 2002 and Plaintiff M47/2012 v Director-General of Security [2012] HCA 46; (2012) 251 CLR 1. In Plaintiff M70/2011 v Minister for Immigration and Citizenship (the Malaysian Declaration Case) [2011] HCA 32; (2011) 244 CLR 144, Gummow, Hayne, Crennan and Bell JJ said of the non-refoulement obligation imposed by Art 33(1):
[94] … Australia (and any other party to the Refugees Convention and the Refugees Protocol) would act in breach of its international obligations under those instruments if it were to expel or return "in any manner whatsoever" a person with a well-founded fear of persecution "to the frontiers of territories where his life or freedom would be threatened on account of his race, religion, nationality, membership of a particular social group or political opinion". Accordingly, for Australia to remove a person from its territory, whether to the person's country of nationality or to some third country willing to receive the person, without Australia first having decided whether the person concerned has a well-founded fear of persecution for a Convention reason may put Australia in breach of the obligations it undertook as party to the Refugees Convention and the Refugees Protocol, in particular the non-refoulement obligations undertaken in Art 33(1) of the Refugees Convention.
(Citation omitted)
102 The term "non-refoulement obligations" appears only twice in the Act: in s 197C(1) and (2). It is defined for that purpose in s 5(1). Both s 197C and the definition were inserted into the Act by the 2014 Amendment. The s 5 definition is as follows:
non-refoulement obligations includes, but is not limited to:
(a) non-refoulement obligations that may arise because Australia is a party to:
(i) the Refugees Convention; or
(ii) the Covenant; or
(iii) the Convention Against Torture; and
(b) any obligations accorded by customary international law that are of a similar kind to those mentioned in paragraph (a).
103 The definition confirms that the term "non-refoulement obligations" encompasses obligations undertaken by Australia pursuant to certain international treaties (and not just the Refugees Convention). It is not confined to the protection obligations to which s 36(2) refers.
104 Before the 2014 Amendment, the term "non-refoulement obligations" was often used interchangeably with the term the "protection obligations" contained in s 36(2)(a) of the Act. That usage has continued after the commencement of the 2014 Amendment. See, for example, Minister for Immigration and Border Protection v Le [2016] FCAFC 120; (2016) 244 FCR 56 (MIBP v Le) at [41], Ayoub v Minister for Immigration and Border Protection [2015] FCAFC 83; 231 FCR 513 and COT15 v Minister for Immigration and Border Protection (No 1) [2015] FCAFC 190; 236 FCR 148. However, the issue now before the Court had not been raised in these cases.
105 In MIBP v Le, Ayoub and COT15, it was held that the existence or otherwise of non-refoulement obligations was not a mandatory relevant consideration in decisions under s 501(2).
106 In our opinion, a number of matters support the conclusion that the Assistant Minister did conflate Australia's non-refoulement obligations under the Refugees Convention with the protection obligations to which the Act refers and which are considered on an application for a protection visa. First, there is the very use by the Assistant Minister of the term "non-refoulement obligations" which, as indicated, derives from the Refugees Convention. The Assistant Minister used that term and not the term "protection obligations" appearing in s 36(2)(a) of the Act. It is reasonable to infer that, in doing so, the Assistant Minister was intending to deal with the appellant's submission concerning Australia's obligations under international law in the terms in which it had been expressed.
107 Secondly, the Assistant Minister gave as his reason for holding that it was unnecessary for him to consider whether non-refoulement obligations were owed the fact that the appellant was able to apply for a Protection visa. That is strongly suggestive of a belief on the Assistant Minister's part that non-refoulement obligations under the Refugees Convention are the same as protection obligations under s 36(2)(a).
108 Thirdly, the Assistant Minister's reference in [98] to the manner in which protection applications are assessed confirms his conflation of the two obligations. This is apparent in the Assistant Minister's expression of confidence in the last sentence of [98] that the appellant would have the opportunity to have his protection claims fully assessed in the course of an application for a Protection visa.
109 Fourthly, the Assistant Minister's reference in [99] to his consideration of the appellant's position "outside of the concept of non-refoulement and the international obligations framework" indicates a belief by the Assistant Minister that he had addressed the issues of non-refoulement and the international obligations framework in the preceding two paragraphs.
110 Finally, it is pertinent that, despite the difference between non-refoulement obligations under the Refugees Convention, on the one hand, and protection obligations under s 36(2)(a), on the other, the Assistant Minister did not advert to those differences.
111 In our view, when the Assistant Minister's reasons are read fairly and with regard to the surrounding context, it is apparent that he used the term "non-refoulement obligations" in [97] of his reasons as a form of shorthand reference to both non-refoulement obligations arising under international law and to protection obligations arising under s 36 of the Act. His statement that "the existence or otherwise of non-refoulement obligations would be considered in the course of processing the [Protection visa] application" is a strong indication of this.
112 For these reasons, we consider that the Assistant Minister did proceed on the misapprehension for which the appellant contends, namely, that both non-refoulement obligations under the Refugees Convention as well as protection obligations under s 36(2)(a) would necessarily be considered in the context of an application by the appellant for a Protection visa.
113 The Assistant Minister's belief involved misapprehension of the effect of the Act because, on an application for a Protection visa, it is only the criteria in s 36 which are to be considered. Section 65 has the effect that a Protection visa is to be granted if the Minister is satisfied of those criteria and refused if they are not. The internal relocation principle in relation to the existence or otherwise of non-refoulement obligations cannot form part of that consideration, at least in the application of s 36(2)(a).
114 For the reasons given earlier, it was necessary for the Assistant Minister to have a correct understanding of the Act when forming the state of satisfaction required by s 501BA(2). That is so, even if the existence or otherwise of non-refoulement obligations in respect of the appellant was not a mandatory relevant consideration under s 501BA(2) (MIBP v Le at 41]). It is understandable, given that it is a matter concerning Australia's international obligations and the terms of s 197C of the Act, that the Assistant Minister did consider it appropriate that account be taken of Australia's obligations with respect to non-refoulement. As already noted, his reasons indicate that he intended to do so. However, the Assistant Minister misapprehended the way in which that could occur under the Act.
115 The Assistant Minister's error was material given the potential for the internal relocation principle to be applied in the appellant's circumstances.
116 Accordingly, we conclude that the Assistant's Minister's error was jurisdictional. It was the form of error to which the majority in BCR16 referred at [72].
76 In the present case, as in Ibrahim, the applicant's submissions relied expressly on Australia's international non-refoulement obligations.
77 The relevant part of the Minister's reasons in the present case (see [30] above) was in substantially the same terms as the Assistant Minister's reasons in Ibrahim (see [71] above). In particular:
(a) in the present case (as in Ibrahim), the Minister stated that he considered it unnecessary to determine whether non-refoulement obligations are owed in respect of the applicant for the purposes of the present decision, as the applicant was able to make a valid application for a protection visa;
(b) in the present case, the Minister stated that in the (highly likely) case that such an application is considered by a delegate, "non-refoulement obligations would be considered in the course of processing the application". Similarly, in Ibrahim, the Assistant Minister stated that "the existence or otherwise of non-refoulement obligations would be considered in the course of processing the application".
78 Although Ibrahim concerned an exercise of power under s 501BA rather than s 501CA(4), the reasoning of the Full Court in upholding ground 3 is, in my view, equally applicable in the present case. The Full Court at [106]-[110] set out five matters that supported the conclusion that the Assistant Minister had conflated Australia's non-refoulement obligations under the Refugees Convention with the protection obligations to which the Migration Act refers and which are considered on an application for a protection visa. In my view, each of these matters is true of the Minister's statement of reasons in the present case. They support the proposition that the Minister conflated Australia's non-refoulement obligations under international treaties (not just the Refugees Convention) with the protection obligations to which the Migration Act refers and which are considered on an application for a protection visa. The five matters are:
(a) The very use by the Minister of the term "non-refoulement obligations". The Minister used that term and not the term "protection obligations" appearing in s 36(2)(a) and (aa) of the Migration Act.
(b) The Minister gave as his reason for holding that it was unnecessary for him to consider whether non-refoulement obligations were owed, the fact that the applicant was able to apply for a protection visa. That is strongly suggestive of a belief on the Minister's part that non-refoulement obligations are the same as protection obligations under s 36(2)(a).
(c) The Minister's reference at [26] of the statement of reasons as to the manner in which protection applications are assessed confirms his conflation of the two obligations.
(d) The Minister's reference at [30] of the statement of reasons to his consideration of the applicant's position "outside of the concept of non-refoulement and the international obligations framework" indicates a belief by the Minister that he had addressed the issues of non-refoulement and the international obligations framework in the preceding four paragraphs.
(e) Finally, it is pertinent that, despite the differences between non-refoulement obligations, on the one hand, and protection obligations under s 36(2), on the other, the Minister did not advert to those differences.
79 In my view, when the Minister's reasons in the present case are read fairly and with regard to the surrounding context, it is apparent that he used the term "non-refoulement obligations" in [28] of his statement of reasons as a form of shorthand reference to both non-refoulement obligations arising under international law and to protection obligations arising under s 36 of the Migration Act. His statement that "non-refoulement obligations would be considered" by a delegate in the course of processing a protection visa application is a strong indication of this. Accordingly, the Minister did proceed on the basis of the misunderstanding alleged by the applicant. The Minister's belief involved a misapprehension as to the effect of the Migration Act.
80 It was necessary for the Minister to have a correct understanding of the Migration Act when forming the state of satisfaction referred to in s 501CA(4): BCR16 at [63]-[65]; Goundar at [54]; Wei at [33]. The misunderstanding as to the operation of the Migration Act was material and constitutes a jurisdictional error because there is the possibility that if the Minister had not made the error he would have considered the representations relating to non-refoulement obligations and come to a different conclusion.
81 In the Minister's first set of written submissions (filed before the decision of the Full Court in Ibrahim), the Minister submitted, first, that there was no reason why the nature of non-refoulement obligations considered for the purposes of s 501CA(4) must necessarily differ from the nature of such obligations considered for the purposes of s 36(2) and, secondly, that the Minister's consideration of the issue of non-refoulement obligations substantially accorded with the terms of Direction No. 65 - Visa refusal and cancellation under s501 and revocation of a mandatory cancellation of a visa under s501CA (Direction 65). Direction 65 at [14.1] states that Australia has non-refoulement obligations under the Refugees Convention, the International Covenant on Civil and Political Rights, and the Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment. The paragraph also states that the Migration Act "reflects Australia's interpretation of those obligations and, where relevant, decision-makers should follow the tests enunciated in the Act". In light of Ibrahim, I do not accept these submissions. The first submission is inconsistent with Ibrahim. For the reasons set out above, there is a distinction between Australia's international non-refoulement obligations and the criteria for a protection visa under s 36(2), and the Minister conflated the two. In relation to the second submission, even if the Minister's approach accorded with Direction 65, this does not assist the Minister in relation to the present issue. The passage from Direction 65 relied on by the Minister does not negate the proposition that the Minister conflated Australia's international non-refoulement obligations with the protection obligations to which the Migration Act refers and which are considered on an application for a protection visa. Indeed, on one view, [14.1] of Direction 65 also conflates the two.
82 In his written submissions filed after the Full Court's decision in Ibrahim, the Minister "formally submits" that the Full Court in Ibrahim erred in finding that the Assistant Minister had conflated Australia's non-refoulement obligations under international law with the protection obligation criteria in s 36(2) of the Migration Act, and that the misunderstanding gave rise to jurisdictional error affecting the exercise of power by the Assistant Minister under s 501BA. Of course, as a single judge, I am bound by the decision of the Full Court.
83 The Minister next submits that, in any event, there are two ways in which the circumstances in Ibrahim are distinguishable. First, it is submitted that the exercise of power under s 501BA is non-delegable (see s 501BA(4)) and, unlike s 501CA(4), is not the subject of any explication in Direction 65. However, I do not consider these matters to be relevant bases for distinction. The fact that s 501BA is a non-delegable power did not figure in the essential reasoning of the Full Court in Ibrahim. While s 501CA is the subject of explication in Direction 65, that direction does not bind the Minister. Further, as discussed in [81] above, even if the Minister's approach accorded with Direction 65, this does not assist the Minister in relation to the present issue.
84 Secondly, the Minister submits that: the factual circumstances of this matter are distinct from those in Ibrahim; in that case, international relocation principles could have potentially had a bearing on the existence of non-refoulement obligations owed at international law to the appellant; those principles would not, however, affect an assessment of the appellant's ability to satisfy the protection obligation criteria in s 36(2) of the Migration Act; on that basis the Full Court held that conflation of Australia's non-refoulement obligations at international law with the protection obligation criteria in s 36(2) was material to the outcome of the Assistant Minister's decision: Ibrahim at [115]. Here, on the other hand, the Minister submits, no issue of internal relocation would or could properly arise on the basis of the applicant's representations; any purported conflation by the Minister (which is denied) was not material and did not give rise to jurisdictional error: see Hossain v Minister for Immigration and Border Protection (2018) 359 ALR 1 at [28]-[31]; Minister for Immigration and Border Protection v SZMTA (2019) 363 ALR 599 at [45]-[46]. In my view, these matters do not provide a basis for distinguishing Ibrahim. First, as stated at [80] above, the misunderstanding as to the operation of the Migration Act was material and constitutes a jurisdictional error because there is the possibility that if the Minister had not made the error he would have considered the representations relating to non-refoulement obligations and come to a different conclusion. Secondly, it is not incumbent on an applicant proleptically to deal with the possibility of relocation. Thus, there was and is potential for the application of the principle in this case. Thirdly, Parliament's decision not to reflect the "internal relocation principle" in the visa criterion in s 36(2)(a) is not the only respect in which there is a substantial divergence between the content of Australia's non-refoulement obligations and the protection visa criteria. Another example is Parliament's decision to require an applicant to satisfy the decision-maker that a person has a specific "intention" to cause him or her certain kinds of harm in order to satisfy the visa criterion in s 36(2)(aa): see SZTAL v Minister for Immigration and Border Protection (2017) 262 CLR 362 at [4]-[5].
85 For these reasons, ground 3 is made out.