Post-accident medical and allied consultations
79Before proceeding to analyse the most recent and contentious MAS Certificate which is the focus of the application for referral of the claim back for a further MAS assessment, I propose to set out the chronological sequence of the plaintiff's post-accident medical contacts and assessments as that material is in evidence in the proceedings, and it is therefore necessary that it be considered in order to provide the necessary framework for the analysis of the MAS reports. That chronological sequence appears between paragraphs [80] to [172], as follows.
80The first post-accident attendance of the plaintiff on any health care practitioner was on 2 December 2005, when he attended the practice of Mr Angelo Angelopoulos, a chiropractor. He did so at the recommendation of his employer. In view of the suggestion raised by the defendant concerning the treatment by Mr Angelopoulos, and the prospect that the chiropractic treatment had a causative role in the plaintiff's thoracic compression fractures, it is necessary to examine this treatment in some detail.
81The letter dated 23 May 2012 from Mr Angelopoulos portrayed the plaintiff's presenting problem as being gradually worsening thoracic, lower back and left sided leg pain that immediately followed a 90kph high speed motor vehicle accident on 24 August 2005. The printout contained within the records provided by Mr Angelopoulos demonstrates that between 5 December 2005 and 23 August 2008, the plaintiff had some 38 consultations with Mr Angelopoulos.
82The subsequent letter prepared by Mr Angelopoulos at Tab 5 of Exhibit "C" referred to the plaintiff having had, in addition to advice concerning exercise, "trigger point release therapy in the thoracic and lumbar spine musculature and gentle specific spinal manipulation to the same areas." Mr Angelopoulos referred to this treatment being applied to L5, T12 and T8 in conjunction with core stability exercises. The treatment was discontinued for financial reasons as eventually, the workers' compensation insurer declined to continue to pay for it.
83Without more, particularly since the handwritten notes of Mr Angelopoulos are difficult to interpret in part, and in view of the fact that in his letter dated 23 May 2008, Mr Angelopoulos described the spinal manipulations as "gentle". It would appear this was not suggestive of the application of significant forces capable of causing fractures to the plaintiff's thoracic spine. I reach that conclusion because of the evidence of Dr Preston, who said that fractures of the thoracic spine would have been accompanied by acute pain, the plaintiff did not describe there being such pain in association with the chiropractic treatment he received.
84On 8 December 2005, the plaintiff was examined by Dr Steven Goodman, a general practitioner, who provided a WorkCover medical certificate which referred to the motor vehicle accident as having occurred some 3-4 months previously. In that context, the certificate referred to another incident having occurred some 8 days previously, when the plaintiff suffered severe lumbar back pain when pushing some objects into the back of a station wagon. Dr Goodman recorded a history of muscle pain and on that occasion his diagnosis of muscle spasm. The reference in Dr Goodman's report to "pushing" must be viewed with caution given the more precise description given by the plaintiff and given the different purposes of summarising medical history and giving more precise evidence of the events in court: Mason v Demasi [2009] NSWCA 227.
85Dr Goodman also provided a 3 page handwritten letter to the CTP insurer in which he referred to the back pain for which he had been consulted as being acute lower back pain. He noted the history of muscle pain in the thighs, hamstrings and buttocks on the left side, worse when sitting for a long time. That description gave no indication that the back strain under consideration at that time also involved the plaintiff's thoracic spine.
86Dr Goodman referred to the plaintiff's history of having earlier had a motor vehicle accident, and he summarised that history referring to the plaintiff having experienced back, neck and shoulder pain since the motor vehicle accident. The precise region of the back pain from that accident was not specified in the letter. In this context, Dr Goodman stated that he thought the plaintiff had experienced an acute lower back strain in the work incident on 30 November 2005.
87Whilst Dr Goodman thought the motor vehicle accident could have contributed to the lower back strain on 30 November 2005, he found it difficult to say which pain was consistent with which injury. He advised the plaintiff to have an x-ray and to continue seeing his chiropractor. In the interim, he gave the predictive opinion that the plaintiff's condition would improve "but there will be further exacerbations such as on 30 November 2005."
88In the interim, the plaintiff continued to see the chiropractor, Mr Angelopoulos, for the treatment that was described in Mr Angelopoulos' materials. There is no evidence within those materials of an episode of acute pain that might give rise to a suspicion that such treatment may have caused fractures to the plaintiff's thoracic vertebrae.
89On 31 March 2006, at the request of the workers' compensation insurer, the plaintiff was seen by his general practitioner, Dr Mehta, who confirmed the plaintiff's history and stated that the timing of the plaintiff's return to work was unpredictable or uncertain. At that time it was noted that the plaintiff was diagnosed with osteoporosis, which has led to him suffering from depression and anxiety. Dr Mehta noted that the plaintiff was due to return to work on restricted duties on 10 February 2007.
90On 14 September 2006, Dr Mehta observed the plaintiff to be very tender over the areas of T3, T4, T5, T6 and also over the L4, L5 and S1 areas. Dr Mehta arranged for x-ray and CT examinations of the plaintiff's thoracic and lumbar spines. In addition to the matters set out in his report, Dr Mehta's notes of 14 September 2006 recorded the plaintiff's complaints of tenderness in the areas described, including tingling and numbness in the shoulders and in the left leg. Dr Mehta also noted the plaintiff had been seeing his chiropractor for treatment, but without improvement of symptoms. Dr Mehta also noted the absence of any imaging taken of the plaintiff's spine to that point in time. She then arranged for the plaintiff to undergo CT scanning of the thoracic and lumbar spines.
91On 25 September 2006, the imaging investigations suggested by Dr Mehta were reported to show diffuse thoracic spine osteoporosis, a wedge shaped degree of compression of greater than 20 per cent at the level of T5, which was said to be due to a technical fracture. A CT scan of the lumbar spine of that date showed a mild L4/L5 disc bulge and mild spinal canal stenosis at the level L5/S1. The relevant part of the actual imaging report stated:
"CT Scan of Lumbar Spine
Standard protocol for the lower three vertebrae and intervertebral discs was followed.
At L3/4 the disc is normal. The dimensions of the canal and foramina are normal.
A1 L4/5 there is a mild bulge of the posterior surface of the disc. This is causing a mild canal stenosis. The bones are normal.
AT L5/S1 the shape of the disc is normal. The dimensions of canal and foramina are normal. There is no bone or soft tissue abnormality.
Comment
There is no visible abnormality at the level where the patient identifies his pain in the lower back. The 4th and 5th thoracic vertebrae have wedge shapes consistent with simple compression fractures. There is a mild disc bulge at L4/5."
92On 3 October 2006, at the request of Dr Mehta, the plaintiff underwent bone density testing. The plaintiff was then referred to an endocrinologist.
93On 4 October 2006, Dr Martin Epstein, a consultant endocrinologist, stated that the bone density scan showed the plaintiff's spine bone density was subnormal and osteoporotic. He did not refer to any particular portion of the plaintiff's spine in making that comment. He suggested a further endocrinological review would be worthwhile.
94On or about 10 October 2006, Dr Mehta referred the plaintiff to Dr Epstein for further management of his osteoporosis. Following some feedback from Dr Epstein, Dr Mehta later referred the plaintiff to Dr Russo at a pain management clinic for treatment of his pain related problems because he was showing signs of stress. Dr Mehta scheduled a further review of the plaintiff that was to take place on 12 May 2007.
95On 5 December 2006, at the request of Dr Mehta, the plaintiff was again examined by Dr Epstein. After reviewing the plaintiff's history and some results of investigations, Dr Epstein stated that in his opinion, the plaintiff probably had osteoporosis all his life at least to some degree, and that he was pre-disposed to getting a back injury at the time of the accident. He also stated that in his view, it was likely that the accident was the cause of injury to the plaintiff's back.
96On 13 February 2007, at the request of the solicitor for the workers' compensation insurer, the plaintiff was examined by Dr John Stephen, a consultant surgeon and spinal surgeon. Dr Stephen saw what he described as plain x-rays of the plaintiff's thoracic and lumbar spines taken on 25 September 2006.
97Dr Stephen stated that he agreed with the reporting radiologist that there was wedging of the fifth, and to a lesser extent, of the fourth thoracic vertebra, and an apparent slight depression of the superior end plate of the sixth thoracic vertebra. He said that CT scans of the thoracic spine from T7 to T12 showed "no significant abnormality".
98Dr Stephen expressed the view, on the balance of probabilities, considering the violent nature of the collision and the presence of osteoporosis, that it was more likely than not that the plaintiff did sustain a minor crush fracture of the T5 and T4 thoracic vertebral bodies. Properly understood, Dr Stephen's view was that this injury occurred because of the superimposition of the trauma of the accident on the plaintiff's underlying thoracic osteoporosis. This was made clear by his statement that the plaintiff would not have sustained this injury if he did not have osteoporosis.
99Dr Stephen stated that the plaintiff could not expect a benefit from physical therapy and said that chiropractic sessions were contraindicated as manipulations are "likely to produce trouble and could even have produced the minor fractures observed in the upper thoracic region". These comments by Dr Stephen have to be read in the light of his subsequent commentaries based on materials and assumptions provided to him for his consideration. This is a matter to which I will return after reviewing the entire array of expert opinions on that issue.
100On 19 February 2007, at the request of his solicitor, the plaintiff was examined by Dr Terry Kwong, a consultant rheumatologist. Dr Kwong noted a history of the plaintiff's worsening chronic back pain and depression following the diagnosis of osteoporosis. He also noted the plaintiff had a marked sleep disturbance. Dr Kwong attributed the plaintiff's condition to the motor vehicle accident, and identified a very guarded prognosis.
101On 19 February 2007, Ms Anne Sharkey, a clinical psychologist, reported to Dr Mehta that the plaintiff had seen a psychologist at her clinic for counselling. The letter referred to an injury related to workers' compensation, but no further particulars were provided in that initial letter. I infer from the context, that this was a matter related to the subject accident.
102On 22 February 2007, in answer to a questionnaire from the worker's compensation insurer, the treating general practitioner, Dr Mehta, advised that insurer that she thought that whilst the plaintiff's osteoporosis in the plaintiff's thoracic spine pre-dated the accident, the accident had probably caused the crush fractures to the thoracic vertebrae as well as causing the lumbar back pain, and that the non-physical component of the plaintiff's problems, namely depression, had flared up because of continuous pain, which had worsened.
103On 27 February 2007, at the request of his solicitor, the plaintiff was examined by Dr Peter Conrad, a consultant surgeon. Dr Conrad was of the view that the plaintiff had incurred wedge fractures of his two thoracic vertebrae as a result of the motor vehicle accident. He also noted the plaintiff had superadded symptoms of psychological stress, which he thought required management.
104On 28 February 2007, at the request of the solicitor for the plaintiff, Dr Conrad provided a commentary in which he identified the accident as a substantial contributing factor to the plaintiff's WPI.
105On 1 March 2007, after seeing the plaintiff, Dr Marc Russo, a pain management specialist, wrote to Dr Mehta advising that the plaintiff had been assessed as a candidate for out-patient cognitive behavioural therapy for management of his pain. Dr Russo noted that the plaintiff also required antidepressant treatment before CBT could proceed. Dr Russo recommended three prescription medications and a multidisciplinary assessment of the plaintiff's needs. On the same date, Dr Russo referred the plaintiff to a psychologist for assessment for entry into the Pain Management Program.
106On 12 March 2007, under the letterhead of Innervate Pain Management, Dr Russo wrote to the workers' compensation insurer seeking approval for a multidisciplinary assessment for pain management. On 15 March 2007, Dr Russo arranged for the plaintiff to have a multidisciplinary assessment to assess the plaintiff's suitability for a cognitive behavioural therapy pain management program.
107On 28 March 2007, at the request of the workers' compensation insurer, the plaintiff was examined by Dr Allan White, a consultant psychiatrist. Dr White prepared three reports which were addressed to the workers' compensation insurer. For reasons that were not made apparent, all three of Dr White's reports were dated 28 March 2007. Some of those reports did not contain a reference to an acknowledgment of the Expert Witness Code required by UCPR r 31.23.
108One of Dr White's 28 March 2007 reports was a two-page letter which described the consultation, the history, the mechanics of the accident, and concluded with an outright dismissal of a relevant connection between the plaintiff's psychiatric problems and the accident in question.
109Another of Dr White's 28 March 2007 reports was a two-page letter which addressed a series of 21 questions which had been posed to Dr White by the workers' compensation insurer. In this report, on the basis of what appears to me to be flawed assumptions to the effect that there was no corroborative evidence of a serious accident with the potential to cause serious injury, there being only benign soft tissue injuries, Dr White identified what he described as Abnormal Illness Behaviour as the central issue. He also stated that the plaintiff's psychiatric illness, plus the plaintiff's alcohol and drug use, was a sufficient explanation for the plaintiff's emotional distress. It is plain from that analysis that Dr White did not proceed to consider other, namely, accident related causes for the plaintiff's emotional complaints.
110The other of Dr White's three 28 March 2007 reports was a 22 page structured psychiatric report. That report followed Dr White's interview with the plaintiff on the same day as the report.
111Dr White thought that on the occasion of his consultation the plaintiff exhibited what he described as disorganised thinking and he remarked that he found it difficult to determine some items of history.
112That impression was very different to my own impression of the plaintiff's presentation and evidence in these proceedings. It was also different to the recorded impressions of a number of medical practitioners who had examined the plaintiff and whose reports were in evidence in these proceedings.
113Dr White was critical of the manipulative treatment received from the chiropractor, and was sceptical of the benefits described by the plaintiff. Dr White took the view that the plaintiff was smoking marijuana and exhibiting signs and symptoms of hypomania. He took the step of contacting Dr Russo to alert him to that view.
114Dr White referred to the plaintiff's complaints as "a litany of physical and psychiatric symptoms" and dismissed them as not being reasonably attributed to the road traffic accident. Rather, he thought that the plaintiff had "Abnormal Illness Behaviour" as his central issue. My difficulty in accepting Dr White's views and formulations is that he does not specifically identify the symptoms he pejoratively describes as a litany. By lumping all the plaintiff's symptoms together in this way he has precluded any useful rational analysis of the true basis of his views that were expressed in that way.
115A further difficulty standing in the path of acceptance of Dr White's views is that he appears to have made what I consider to be a factually incorrect assumption that the plaintiff was not in pain at the time of the accident and following, hence his discounting comment at page 7 of his 22 page report as follows:
"It is my understanding that the severity of the pain at the time of the injury is the best clinical indicator of the severity of any soft tissue injury caused by the accident. Gradual or delayed onset of pain suggests other causations such as degeneration, inflammation, infection, cancer, or Abnormal Illness Behaviour."
116Furthermore, at page 8 of his 22 page report, Dr White stated that individuals who complain of pain being of 10/10 severity for "benign medically unexplained mechanical injuries can be deemed with reasonable medical certainty to be exaggerating". That view was not consonant with the detected abnormalities found on imaging of the plaintiff's thoracic spine and described as compression fractures. This seems to me to be a further reason to discount Dr White's views.
117Dr White's interpretation of the plaintiff having been referred for specialist pain management for what he described as MUPS (medically unexplained physical symptoms) was based on the anecdotal experience "of many clinicians ... as a way of disposing of the patient". That comment did not appear to have any relationship to the plaintiff's problems.
118Those statements, together with his reference to exaggeration and "illness affirming" treatments, and Dr White's advice to the insurer (at page 17 of his 22 page report) to obtain independent verification from objective and reliable sources concerning the plaintiff's disability and impairments, suggest that Dr White's analysis looked at only the negative possibilities rather than balancing the analysis with other possible explanations, even if only to exclude them, and is therefore unduly sceptical, and should not be accepted.
119Dr White's discounting view of the severity of the plaintiff's injury, where he stated that since the seat in the plaintiff's motor vehicle was not broken, this made a significant spinal injury unlikely, was out of step with the opinions of other specialists in physical medicine disciplines. His own qualifications for making that statement are unclear, which is a further reason for discounting his opinions.
120So too is Dr White's resort to the expression of a "little more than medico-legal sleight of hand" to explain the plaintiff's workers' compensation claim as having "been made with absolutely no explanation and with absolutely no justification". Both of these sweeping statements seem to be misplaced. No more explanation is required for the making of a workers' compensation claim than the existence of a legal right to do so. The statement "absolutely no justification" is plainly hyperbole or exaggeration of the true position as revealed by the preponderance of the medical reports that I have already reviewed and summarised thus far.
121In my view these matters contaminate Dr White's report and this compels me to the view that I should not accept his opinions or his analysis because his reasons do not seem to be entirely objective, and he has unwarrantedly resorted to pejorative statements, which I consider has clouded his analysis to render it unsafe for acceptance.
122This is one of the difficulties that sometimes emerges in cases which require the analysis of contentious medical reports where the authors are not called to give evidence to explain the basis of their views. In those circumstances, the weight to be attached to such views must proceed according to a logical analysis weighed alongside the other evidence.
123On 29 March 2007, at the request of the workers' compensation insurer, Dr Stephen considered the report of Dr Conrad dated 28 February 2007. Dr Stephen said he agreed with Dr Conrad's opinion on the plaintiff's injury.
124On 13 April 2007, at the request of Dr Mehta, the plaintiff underwent some further imaging studies of his spine. The resultant report included the following commentaries:
"Xray Thoracolumbar Spine
Report
In the thoracic region normal bony architecture is demonstrated. There is anterior vertebral body wedging throughout the mid and lower dorsal spine with up to 30% loss of anterior vertebral body height (at approximately T5 to T7).
In the lumbar spine there is straightening of the normal lordosis. Bony architecture is normal and the disc spaces are well preserved.
Comment
Dorsal kyphosis with extensive anterior vertebral body wedging. Straightening of the normal lordosis without evidence of significant disc narrowing in the lumbar spine.
CT Thoracic and Lumbar Spine
Technique
Thoracic spine: axial and sagittal imaging from T3 to T9.
Lumbar spine: axial, sagittal and angled axial imaging from L3 to S1.
Report
Thoracic Spine:
At T5 and T6 there is anterior vertebral body wedging of between 25 and 30% with prominent Schmorl's node along the superior endplate of T6. Bony architecture appears markedly osteopenic throughout.
Spinal contours are normal throughout. There is no evidence of significant foraminal narrowing. Paravertebral soft tissues are normal.
Comment
Marked changes of osteoporosis and anterior vertebral body wedging throughout the mid dorsal spine.
Lumbosacral Spine:
L3/4 level: Disc contours are normal and nerve roots exit normally.
L4/5 level: There is a mild to moderate annular disc bulge. Nerve roots exit normally.
L5/S1 level: There is a central disc herniation. L5 nerve roots exit normally and intracanal portion of the S1 nerve roots is normal.
Comment
Moderate annular disc bulge at the L4/5 level and small central posterior disc bulge at the L5/S1 level without significant mass effect."
125On 16 April 2007, Dr Stephen provided a further report to the workers' compensation insurer commenting upon Dr White's report. He agreed with Dr White's conclusion concerning abnormal illness behaviour, but he also noted that maximum medical improvement had not yet been reached at that stage. That opinion was given without the benefit of a further examination of the plaintiff.
126On 23 April 2007 Ms Sharkey reported upon the plaintiff's progress with regard to psychological counselling and treatment at her practice. She noted there were reported improvements in the plaintiff's sleeping, and with regard to his use of anti-depressants. She foreshadowed that the plaintiff might need some further sessions to maintain and to consolidate the progress that had been made.
127On 9 May 2007, at the request of the workers' compensation insurer, the plaintiff was examined by Dr Con Kafataris, who is described as a corporate medical consultant and an injury management consultant. The purpose of that interview was to advise the workers' compensation insurer in relation to the plaintiff's condition. Dr Kafataris was guarded in this, his first report, and suggested the plaintiff might attempt increased hours of work. The difficulties that I have in placing any significant reliance on Dr Kafataris' report is firstly, he has not acknowledged the Expert Witness Code in his report, as is required by UCPR r 31.23, and secondly, by quoting from a report of Dr White, which I consider to be flawed and unreliable, Dr Kafataris' analysis has therefore been contaminated by Dr White's views which I have determined should carry little weight in the analysis of the evidence in this case.
128On 14 May 2007, Dr Mehta assessed the plaintiff for the purposes of a mental health care plan because she felt that he needed counselling and because there was a family history of bipolar disorder, and she queried whether the plaintiff might have had some degree of psychosis due to "THC" or cannabis overuse. Dr Mehta diagnosed depression in the plaintiff and was concerned that she have her diagnosis confirmed as correct so that the plaintiff could receive the correct management. She noted the form as showing the plaintiff had been referred to Ms Sharkey, was taking Avanza and was feeling better taking that medication.
129On 14 May 2007, at the request of Dr Mehta, the plaintiff underwent an x-ray examination of his cervical spine, right wrist and right elbow. The reason for those x-rays being taken at that time was not apparent however I infer this was ordered because of complaints concerning those areas. There was no reported abnormality of the wrist or elbow. The cervical spine was reported to show mild scoliosis concave to the right, and mild end plate spurring of the C3 and C4 segments, suggesting early spondylosis.
130On 18 May 2007, Dr Conrad wrote to the solicitor for the plaintiff to clarify some apparent misapprehensions he felt were held by the workers' compensation insurance claims officer involved in the plaintiff's case as to the meaning to be taken from his earlier report concerning whether the plaintiff had reached a state of maximal medical improvement. In his reasoning Dr Conrad demonstrated that the workers' compensation claims officer who had queried Dr Conrad's earlier opinion as self-contradictory, had himself not appreciated the contextual use of the term maximal medical improvement, which was a protocol definition and not a medical term of ordinary usage. Dr Conrad stood by his opinion and it was not relevantly contradicted.
131On 6 August 2007, Dr Russo reviewed the plaintiff's progress, the medications the plaintiff was taking, and the results of investigations of the plaintiff's osteoporosis. Dr Russo suggested that the plaintiff undergo further testing by the clinical psychologist in order to define the parameters of the proposed further treatment program.
132On 6 September 2007, at the request of the workers' compensation insurer, Dr Stephen provided a commentary on the reports of Dr Russo. This was without the benefit of a further physical examination of the plaintiff since his examination on 13 February 2007. Dr Stephen agreed that a multidisciplinary approach should be taken to manage the plaintiff's pain as he felt there was a non-physical component. This report was not endorsed with the Expert Witness Code as required by UCPR r 31.23. The reasoning for Dr Stephen taking that view was not entirely apparent.
133On 27 September 2007, the Hunter Pain Clinic sent the workers' compensation insurer a request for approval of a plan for musculo-skeletal assessment of the plaintiff because at that stage the plaintiff had not yet returned to work. The aim of that assessment was to determine the nature and extent of the barriers preventing the plaintiff from returning to work, and to develop strategies to manage the plaintiff's further rehabilitation. The insurer approved the plan on 24 July (sic for September) 2007.
134On 2 October 2007, the plaintiff underwent a physiotherapy assessment following Dr Russo's request for a musculo-skeletal assessment. A physiotherapy functional upgrade plan was prepared on 5 October 2007 and this was approved by the workers' compensation insurer on 12 October 2007.
135On 22 November 2007, at the request of his solicitor, the plaintiff was seen by Dr Vijay Maniam, a consultant orthopaedic surgeon. Dr Maniam assessed the plaintiff to be an historian who presented without exaggeration or embellishment. Dr Maniam interpreted the plaintiff's 21 May 2007 thoracic bone scan to indicate this could reflect endplate compression injury. He considered the plaintiff's pre-existing thoracic osteoporosis as some form of hereditary condition related to calcium metabolism. Dr Maniam considered the absence of symptoms in the thoracic spine before the accident as indicative of the plaintiff's thoracic discomforts being due to the subject accident.
136On 23 November 2007, at the request of his solicitor, the plaintiff was examined by Dr Philippa Harvey-Sutton, a consultant occupational physician. In her subsequent report of the same date, Dr Harvey-Sutton described the plaintiff as having given his history in what she considered to have been a genuine and straightforward manner. She expressed reservation over whether the plaintiff will remain successfully employed. She placed significant work restrictions on the plaintiff's employment tasks and expressed a guarded prognosis. Dr Harvey-Sutton gave a supplementary report on 17 May 2012 to which I shall make reference in the course of this chronological review, and she also gave oral evidence, to which I shall also separately refer.
137On 3 December 2007, at the request of Dr Arain, another general practitioner in Dr Mehta's practice, the plaintiff underwent an x-ray of his right shoulder, which was reported as showing no evidence of acute bony abnormality.
138On 11 December 2007, at the request of his solicitor, the plaintiff was examined by Professor John de Burgh Norman, a consultant maxillo-facial surgeon. After conducting an examination and considering the plaintiff's complaints of facial pain and headaches, Professor Norman was of the opinion that, on the balance of probabilities, the plaintiff's facial and masticatory pain (myofacial pain) and associated temporomandibular joint dysfunction was aggravated by the subject accident. He expressed a guarded prognosis for that condition and suggested medical and splint therapies.
139On 14 December 2007, at the request of his solicitor, the plaintiff was examined by Dr David Bowers, a consultant specialist in rehabilitation medicine. After considering the plaintiff's history and examining him, Dr Bowers arrived at the diagnoses of pre-accident osteoporosis of the thoracic spine, fractures of T5 and T6 vertebrae in the motor vehicle accident, and musculoligamentous strains in the cervical and lumbar spines. He expressed the view that the plaintiff's history was consistent with him sustaining wedge fractures of the T5/6 level in the accident. Dr Bowers attributed all of the plaintiff's complaints to the subject accident. Dr Bowers issued a further report to which I shall make reference in the course of this chronological review. Dr Bowers also gave oral evidence to which I shall refer in a separate part of my analysis.
140On 14 February 2008, at the request of the workers' compensation insurer, the plaintiff was re-examined by Dr Kafataris, who advised the insurer that there had been some improvement in the plaintiff's condition. He expressed the view the plaintiff's underlying osteoporosis with vertebral fractures were likely to be a pre-existing phenomenon. Without undertaking a detailed explanation, Dr Kafataris expressed the view the plaintiff could return to work with restrictions on repeated heavy manual handling. From the terms of his report, Dr Kafataris seemed uncertain as to the nature of the plaintiff's pre-injury duties.
141This second report from Dr Kafataris did not make reference to the Expert Witness Code, as is required by UCPR r 31.23. Dr Kafataris stated that the plaintiff was fit for a return to a full shift of duties at his then current restrictions "at the next review". That opinion is difficult to understand, given it was expressed to be in prospective terms and was dependent upon events that had not yet taken place and could not be reasonably assumed. Dr Kafataris' opinion was based on a misapprehension of the nature of the plaintiff's pre-injury duties. He had assumed they did not involve repeated or heavy manual handling. For the reasons I have outlined earlier, and in these additional reasons, I consider that little weight should be placed on this opinion of Dr Kafataris.
142On 19 February 2008, at the request of his solicitor, the plaintiff was examined by Professor David Champion, a consultant rheumatologist. Professor Champion stated that the plaintiff's thoracic osteoporosis would have been a well established condition prior to the subject motor vehicle accident. Professor Champion took a careful history of the events of the accident and noted the plaintiff's dominant problem in the three months that followed, concerned acute pain in the low back, chest, thoracic region, amongst other matters. After considering other medical opinions and conducting his own examination, in which he noted that the plaintiff presented in a reasonable manner, Professor Champion stated that the pre-accident osteoporosis would have been a high risk factor for vertebral fractures. He thought the accident in question involved sufficient severity to have caused the vertebral compression pathology and subsequent chronic spinal pain and regional pain disorders. In noting that the absence of pre-accident radiographs precluded an analysis of certainty of connection between the compression fractures of the thoracic vertebrae, he nevertheless indicated that on the balance of probabilities, for the reasoning he identified, he felt it was more probable than not that there was such a connection in the case of the plaintiff's vulnerable spine. He expressed a pessimistic prognosis.
143On 19 March 2008, at the request of the workers' compensation insurer, the plaintiff was re-examined by Dr Stephen. He reiterated his earlier diagnosis of osteoporosis which predisposed the plaintiff to crush fractures of T4 and T5 as a result of the subject accident. He was of the opinion that these fractures had healed but had left the plaintiff with some "minor mechanical mid thoracic back pain" and some similar lumbar back pain.
144On 6 April 2008, at the request of the solicitor for the defendant, the plaintiff was examined by Dr Sally Preston, a consultant rheumatologist. Dr Preston stated that it was possible that the plaintiff's spinal fractures may have pre-dated the accident. However, she acknowledged this was speculative because there was no documentation to confirm this. She concluded that the significant impact involved in the accident and the pre-existing osteoporosis could well have led to the thoracic fractures that were documented after the accident. Dr Preston emphasised that in view of the significant period of time between the plaintiff's accident and the presentation for medical advice, the connection between the accident (in respect of which the plaintiff complained of thoracic pain) was dependent upon the reliability of the history of the plaintiff.
145Dr Preston provided a number of supplementary commentaries on the plaintiff's motor vehicle accident and the plaintiff's subsequent thoracic problems. These were dated 14 May 2008, 15 May 2008, 10 September 2008 and 18 September 2008. The correspondence provided to Dr Preston, and which generated those further commentaries, was not tendered in evidence, and in those written commentaries, it was not entirely clear as to what questions or assumptions had been presented to Dr Preston for comment.
146On 14 May 2008, Dr Preston considered the handwritten letter from Dr Goodman dated 11 April 2006, and the material from the chiropractor. She then stated this material did not alter her earlier expressed view. She reiterated that the material did not provide evidence that the plaintiff's spinal fractures pre-existed the accident.
147On 15 May 2008, Dr Preston made an additional comment on whether the plaintiff's thoracic fractures were likely to have pre-existed the accident. The effect of her comment was that the plaintiff's bone scan of May 2007, and the thoracic x-ray of September 2006 should be reviewed by a radiologist with special interest in musculoskeletal conditions. She nominated Dr John Korber for this purpose, a matter to which I shall later return in my analysis of the MAS certificates.
148On 11 June 2008, at the request of Dr Mehta, the plaintiff underwent MRI scanning of his thoracic spine by Dr Colin Walker. His commentary was that there were fractures of T5, T6 and T7, probably of longstanding, with no evidence of subacute fracture of T8. The terms "longstanding" and "subacute" were not defined in the report.
149On 17 June 2008, at the request of Dr Mehta, Dr Walker performed an ultrasound study of the plaintiff's right shoulder, which revealed an 1mm x 6mm area of chronic tendinopathy of the mid-third supraspinatus tendon of that shoulder.
150On 10 July 2008, Dr Mehta wrote to the workers' compensation insurer to report on the plaintiff's current condition at that time. She advised of the need for the plaintiff to have restrictions placed on his ability to work. In this report, which answered questions that had been put to her by the insurer, Dr Mehta stated her belief that the plaintiff's current condition could be directly attributed to the vertebral fractures sustained as a result of the motor vehicle accident on 24 August 2004.
151On 12 August 2008, at the request of the workers' compensation insurer, the plaintiff was re-examined by Dr Stephen, who did not change his earlier expressed diagnosis.
152On 10 September 2008, after reviewing the report of Dr Korber dated 7 May 2008, in which she referred to Dr Korber as having noted the possibility that the plaintiff's compression fractures occurred in the accident in circumstances where the plaintiff had an osteoporotic spine, Dr Preston stated that the new material did not substantially alter the views she had expressed in her earlier reports. I shall shortly return to the analysis of the opinion of Dr Korber in connection with my review of the Medical Assessment Certificates.
153Dr Preston ended this particular commentary by stating that the plaintiff was at an increased risk of developing a compression fracture associated with trauma. She also raised a number of other possibilities that involved speculation for which there was no evidence, including the possibility of spontaneous compression fractures in the absence of trauma, which she postulated could have occurred at any time, including prior to the motor vehicle accident.
154On 18 September 2008, in response to a facsimile communication from the solicitor for the defendant, which was not tendered in evidence in these proceedings, Dr Preston considered the notes of the chiropractor, Mr Angelopoulos. She stated that having regard to the degree of osteoporosis (which I interpolate was first noted on 25 September 2006) the plaintiff would have been at increased risk of development of crush fractures during chiropractic manipulation of his back. She proffered this view as a possible explanation for the time lag between the motor vehicle accident and the plaintiff presenting for medical review, this being the first thoracic imaging scan taken in September 2006.
155There was no evidence that Dr Preston was made aware of the degree of physical force used in the chiropractic manipulations that Mr Angelopoulos described as "gentle". Without evidence, it cannot be inferred that it is an integral part of the training and experience of a rheumatologist that she could have knowledge relating to the force used in manipulative therapy in that non-medical discipline. I shall shortly return to an evaluation of Dr Preston's evidence in connection with the evaluation of her oral evidence.
156On 18 February 2009, at the request of the plaintiff's solicitor, Dr Kwong reassessed the plaintiff. He reiterated his earlier diagnosis and guarded prognosis, including for a reactive depression.
157On 18 April 2012, at the request of his solicitor, the plaintiff was further examined by Dr Kwong, who reiterated his earlier opinions and confirmed his view that the fractures sustained by the plaintiff in his thoracic spine were as a consequence of the motor vehicle accident.
158On 27 April 2012 Dr Bowers provided a supplementary report in which he considered the other reports to which he was referred, and noted his disagreement with the opinion of Dr Best, a MAS Assessor, whose opinion is referred to later in these reasons. He concluded that none of the materials to which he had been referred served to alter his previously expressed opinions. He referred to the plaintiff's contemporaneous complaints of pain, and the plaintiff's ongoing symptoms as pointers to the connection between the subject motor vehicle accident and the thoracic complaints, noting the absence of any such complaints beforehand. He re-confirmed his earlier expressed view that the plaintiff's thoracic spine fractures were due to the subject motor vehicle accident. I shall shortly refer to the oral evidence given by Dr Bowers in clarification of his reports.
159On 2 May 2012, at the request of the solicitor for the plaintiff, Dr Russo provided a commentary letter following the supply of further materials to him for his consideration. He reiterated his opinion that the plaintiff suffered thoracic wedge compression fractures at the time of the high speed motor vehicle accident on 24 August 2004. He based that opinion, in part, on the 25 September 2006 imaging of the plaintiff's thoracic spine, which showed the thoracic wedge compression fractures localised to just two vertebrae, as well as a diffuse multiple level fractures typical of osteoporosis occurring spontaneously.
160Significantly, Dr Russo stated that the high speed impact was exactly the type of kinetic energy required to produce a traumatic compression fracture in the plaintiff's thoracic spine. In support of that opinion, Dr Russo also referred to the plaintiff's immediate complaints of thoracic pain, which was consistent with the observed compression fracture.
161Dr Russo also considered that the osteoporosis was confirmed on the basis of combined heavy cigarette and marijuana intake. Those matters were not explored in detail in the evidence. Whatever the cause of the plaintiff's osteoporosis, the causation principle which the defendant must accept is that he must take the plaintiff as he finds him, pre-existing vulnerabilities included: Mt Isa Mines Ltd v Pusey [1970] HCA 60; (1970) 125 CLR 383, at [18].
162On 3 May 2012 Professor Norman provided a supplementary report in which he noted that Dr Kwong and Professor Champion had also commented upon the plaintiff's temporomandibular joint dysfunction. Professor Norman saw no reason to alter his previously expressed view concerning the plaintiff's temporomandibular joint dysfunction and the relationship of that condition to the subject accident.
163On 7 May 2012, at the request of the solicitor for the plaintiff, Dr Conrad reviewed his earlier reports in view of the additional materials that had been sent to him for comment. Those materials were identified as being the 84 items listed in the schedule which Dr Conrad had annexed to his report. In essence, Dr Conrad challenged the credibility of the methodology of some of the medico-legal opinions served by the defendant; Exhibit "C", Tab 9. He stood by the earlier conclusions he had expressed in his earlier reports. This is a matter that shall be revisited in connection a consideration of the interim relief sought by the plaintiff.
164On 14 May 2012, Dr Maniam provided a supplementary report in which he confirmed the plaintiff had an underlying pre-accident osteoporosis and concluded this made him prone to the fractures later discovered on imaging. He said the forces involved in the accident were sufficient to create the thoracic fractures.
165On 15 May 2012, at the request of the solicitors for the defendant, Dr Stephen was asked to consider "further extensive documentation provided which filled two full folders". That material was not fully identified. Dr Stephen summarised the position as follows:
"I made a diagnosis of minor crush fractures of T4 and T5 and possibly T6, which were predisposed to by his osteoporosis. I considered Employers Mutual remained liable for the management of his claim with respect to his thoracic spinal injury. The reason for this was that although there was predisposing osteoporosis, the motor vehicle accident of 24 August 2005 did result in crush fractures.
I considered that Mr De Gelder had multilevel structural compromise and was therefore DRE Thoracic Category IV. This equated to 20% Whole Person Impairment. Of this Whole Person Impairment, three quarters resulted from his pre-existing condition of osteoporosis. His osteoporosis incidentally was under treatment, particularly with bisphosphonates, under the supervision of an endocrinologist, Dr Epstein, and had improved.
When last I saw Mr De Gelder in August 2008 he had improved symptomatically, both physically and emotionally. He had much less in the way of thoracic and low lumbar backache and his depression had improved considerably as had his sleep pattern. He had obtained work and was then working 25 hours a week assembling repairing and selling bicycles (his trade was that of a sheet metal worker).
I have not seen Mr De Gelder now for almost four years."
166Dr Stephen then referred to the MAS report of Dr Best dated 28 January 2009, which he summarised as follows:
"Dr Best considered that wedging of the T5 and T6 (or T4 and T5) not linked to the subject motor vehicle accident. He said the rear end collision would cause a hyperextension and not a compression injury to the thoracic spine. He also points out that Mr De Gelder has been involved in other motor vehicle accidents and has had many chiropractic manipulations of the spine carried out in the presence of osteoporosis. Consequently, on the basis of thoracic spine having sustained a soft tissue injury rather than fracture, he assigned a zero percent Whole Person Impairment to the thoracic spine."
167On the question of whether the additional material from Dr Best and the other undescribed materials had caused Dr Stephen to alter his previously expressed opinion, Dr Stephen stated:
"Concerning the nature of a rear end collision (sic) is certainly true that the primary force is from behind. Nevertheless, there it is common for occupants of a car to describe forward flexion as well, presumably because of braking of the vehicle after the accident. It was this that caused me to consider that, on the balance of probabilities, in the presence of osteoporosis, and certainly not in the presence of normal bone density, this type of fracture could have occurred. It was because of the osteoporosis when assessing WPI that I put a heavy emphasis on the contribution of the osteoporosis (three quarters) and a much less emphasis on the motor vehicle accident itself (one quarter). This would amount to 5%.
Dr Best puts forth another possible reason for the development of wedging, that is repeated chiropractic manipulations, some of which were painful, in the presence of osteoporosis. This could quite easily produce such compression. This compression was first noticed in plain x-rays dated September 2006. By this time, Mr De Gelder had had many chiropractic visits and manipulations. According to Dr Best there was spinal manipulation performed on each occasion.
The other motor vehicle accidents that Mr De Gelder was involved in do not appear to have produced any long standing back pain.
The work incident of 30 November 2005 produced sharp low lumbar back pain.
Looking at the history that I took initially, Mr De Gelder did complain of back pain, including thoracic back pain, from the time of the motor vehicle accident of 24 August 2005 whilst on the Pennant Hills ramp.
Dr Best's report has raised doubts in my mind concerning whether or not the motor vehicle accident produced the compression fractures of T4 and T5. These doubts are not based on the mechanism of injury, which I still believe to be able to produce compression fractures in an osteoporotic individual, but rather the history of repeated and sometimes painful chiropractic manipulations in the presence of osteoporosis. The latter are my opinion (sic) equally likely, perhaps more likely, to have produced back compression fractures than the motor vehicle accident itself.
It remains my opinion however that the major reason for the compression fractures was the presence of underlying severe osteoporosis so that such fractures would not have occurred in a non-osteoporotic individual either as a result of the motor vehicle accident or as a result of chiropractic manipulations."
168The additional opinion of Dr Stephen which seeks to inculpate the chiropractic manipulations as the "more likely" cause of the plaintiff's thoracic compression fractures is based on the unproven assumption that the plaintiff had "repeated and sometimes painful chiropractic manipulations" in the presence of osteoporosis, the emphasis being on the "painful" component of that assumption.
169The plaintiff did not describe the chiropractic manipulations as having been painful. In view of the opinion of Dr Preston to the effect that the fractures seen in the plaintiff's spine would have been expected to have been acutely painful when they occurred (T611.47), taken together with the fact there was no evidence of painful manipulations fitting that description, this leads me to conclude that the basis of Dr Stephen's altered view is not borne out by the facts, and is therefore untenable, and should not be accepted.
170On 17 May 2012, Dr Harvey-Sutton provided a supplementary report in which she addressed the question of whether it was probable that the plaintiff had sustained fractures to his thoracic spine as a consequence of the motor vehicle accident. In the course of addressing that question she reviewed the opinions of Dr Conrad, Dr Maniam, Dr Bowers, Dr Preston, Dr Epstein, Dr Ostinga, Dr Stephen, Dr Graham, the MAS Review Panel (comprising Dr Gibson, Dr Selby-Brown and Dr Fearnside), and the opinions of Dr Maxwell and Dr Best.
171Dr Harvey-Sutton noted that wedging/compression of thoracic vertebral bodies is not an uncommon finding in asymptomatic people, with or without osteoporosis. She also noted that in many instances of motor vehicle accidents, where there is wedging/compression, this does not translate to a fracture.
172Nevertheless, it was Dr Harvey-Sutton's considered opinion that, in view of the history of the discrete event of the accident and the plaintiff's description of his difficulties in working, led her to the view that the scales of probability were tipped in favour of causation as argued on behalf of the plaintiff, and that it was therefore more likely than not that the plaintiff's thoracic fractures were related to the subject motor vehicle accident.