Grounds 2 - 4 - unreasonableness grounds
55 The appellant contends in the unreasonableness grounds that the primary judge erred in not finding, and ought to have found, that the Tribunal fell into error by exercising its procedural powers unreasonably. Further, the appellant contends that the findings that the Tribunal made with respect to the appellant's subjective fear of persecution conclusions was unreasonable, illogical and/or irrational.
56 The unreasonableness grounds turn on the proper interpretation of s 500(6H) of the Act and the determination of the appellant's contention that the Tribunal erred in its understanding and application of that provision.
57 Section 500(6H) of the Act provides:
500 Review of decision
…
(6H) If:
(a) an application is made to the Tribunal for a review of a decision under section 501 or a decision under subsection 501CA(4) not to revoke a decision to cancel a visa; and
(b) the decision relates to a person in the migration zone;
the Tribunal must not have regard to any information presented orally in support of the person's case unless the information was set out in a written statement given to the Minister at least 2 business days before the Tribunal holds a hearing (other than a directions hearing) in relation to the decision under review.
58 The prohibition contained in s 500(6H) of the Act is in mandatory terms. It only operates if a review applicant can show that "the information was set out in a written statement given to the Minister at least 2 business days before the Tribunal holds a hearing". The purpose of that prohibition is to ensure the expeditious determination of applications for review under s 500 of the Act, and to prevent a circumstance arising in which the Minister is taken by surprise by late changes or additions to an applicant's case.
59 Consistent with that purpose, the section does not preclude the Tribunal from considering information which is not presented by, or on behalf of an applicant, including information that arises from cross-examination or answers given in response to questions put by the Tribunal. Those exceptions do not, however, diminish the force of that prohibition. Nor do they permit s 500(6H) to be approached in a manner that would render it inutile or de minimis.
60 The Tribunal, in the course of the hearing (T.138 lines 21-37), asked the appellant a question about the persecution that he feared at the hands of the government on account of his association with a prominent family member, namely his brother-in-law. The following was put to the appellant in cross-examination:
It has been suggested that in Africa if you're a family member of or you have the involvement with those kinds of people, that you're persecuted by the government; is that right?---Yes.
61 The Tribunal member then asked the appellant the following question:
But that doesn't seem to extend to any of your family members?---Yes. So none of your family members have been harmed because of your association of your wife's association with - - -?---No, but this - they live in the same - no, live in this place. I leave them because they no want people to go to Thailand …
62 It is clear from the above extract that the Tribunal put the appellant on notice that there was doubt as to the force of the appellant's claim for persecution on the basis of his association with an antigovernment family member or anti-Kabila government family member, because none of the appellant's family members in the Congo have been harmed.
63 The appellant was then questioned about the coup that occurred in the Congo (T.139), and when asked about the details surrounding the coup and his fear of harm, the appellant gave the following responses (T.139 line 39 to T.140 line 2):
It has been some time since then […]
You have said that the government is essentially still run by the same family, but you haven't been with your partner since 2005 I think, is that right, that former partner?---M'mm.
And you've said that none of your family have been targeted because of what had happened. So why is it that I should accept that you're likely to be persecuted by the government if you return?---Why? Because they know me, I was married for the family member. What happened here we separate, them there they don't know I'm separated in that family, because they consider - they know me, I'm involved in (indistinct).
64 It is clear from the above extract that the appellant was asked an open ended question, and had free reign to give evidence, unrestrained by s 500(6H) of the Act, as to who would harm him, why they would harm him and the manner in which they would harm him.
65 The primary judge was correct to find at [74] of the Primary Judgment that there was no evidence that any of the legal representatives of the parties or the Tribunal member was under a misapprehension about how ss 500(6H) and 500(6J) of the Act operated.
66 The circumstances of the present case are far removed from those in DOM19 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2021] FCA 862 (DOM19) and Holloway v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2021] FCA 945 (Holloway), which the appellant has placed reliance in its submissions. In both DOM19 and Holloway, the question before the Court was whether the Tribunal had erred in not permitting (or not otherwise taking steps to facilitate) the applicant to call persons to give evidence (at all) in circumstances where those persons had not put on a written statement of their evidence: DOM19 at [13], [48] per Bromberg J; Holloway at [8]-[11], [19], [45] per Jackson J.
67 By contrast, in the present case the appellant was not precluded from calling any witnesses, nor was he prevented from giving oral evidence on the aspects of his claims relating to his fear of persecution if returned to the Congo. Rather, the prohibition in s 500(6H) of the Act applied only to prevent evidence that was sought to be adduced to which the Tribunal could have no regard. As Bromberg J recognised in DOM19 at [11], that is a permissible application of s 500(6H) of the Act.
68 The appellant's reliance on cases construing the word "information" in ss 359A and 424A in Parts 5 and 7 of the Act, and the phrase "new information" in ss 473BB and 473DD in Part 7AA of the Act, is misplaced. There is already authority in this Court that supports the proposition that s 500(6H) of the Act has the effect that oral evidence, which may be given in support of a review applicant's case cannot "depar[t] in a substantive way from the content of the written statements": SZRTN v Minister for Immigration and Border Protection [2014] FCAFC 129 (SZRTN) at [27] per Rares, White and Gleeson JJ, see also the judgment of Katzmann J at first instance in SZRTN v Minister for Immigration and Border Protection (2014) 141 ALD 395 at [70]. It is implicit in that proposition that the prohibition in s 500(6H) of the Act does not operate if the differences between the information "set out in a written statement" and the evidence presented orally in support of a review applicant's case are not substantive in nature.
69 Contrary to the premise underpinning the unreasonableness grounds, the Tribunal did not approach s 500(6H) of the Act on the basis that it was prohibited from taking into account anything of which there had not been 48 hours' written notice, unlike the circumstances in Holloway at [45] per Jackson J. Rather, it is evident from the transcript of the appellant's hearing before the Tribunal, that the Tribunal was cognisant that there was nuance as to what did or did not fall within s 500(6H) of the Act. This can be seen at numerous parts in the transcript, for instance at: T.45 lines 15-36:
MS OKEREKE-FISHER: I will just ask you this question, subject to the two day rules. What do you think would happen to you if you go back to Congo?
MR HUTTON: I object.
MEMBER: Whereabouts is that on the material - the answer?
I'm sorry Ms Okereke-Fisher, if you haven't encountered this before I know that it is very difficult. Sometimes in effect it means sometimes applicants don't even give evidence because really, they are restricted to what they have written, so there might be some small amount of leeway whereby if there was something that was in the material he might be able to expand on but that would be something like, for example, if he had a child that was in school somewhere he might be able to say the name of the school, it wouldn't be something completely new, especially as it regards the case, so I know - I appreciate that it is difficult. That is just a restriction that I have under the legislation.
MS OKEREKE-FISHER: Yes, Member. His affidavit does point to - page 2 - what he says will happen to him.
MEMBER: Whereabouts?
MS OKEREKE-FISHER: Page 2 of A2 - exhibit A2.
MEMBER: No, whereabouts on the page on page 2?
MS OKEREKE-FISHER: The first sentence, the first paragraph starting from ---
MEMBER: All that he can tell me is that - that is all that he can tell me. If he is going to say other things then I can't have regard to them.
70 The question as to what line of questioning was, and was not permitted, by reason of s 500(6H) of the Act was raised by the Tribunal member at the outset of the hearing, (T.6) and again immediately prior to the examination-in-chief of the appellant well in advance of the passages to which unreasonableness grounds are directed (T.37-T.38). There was, in addition, a substantial adjournment granted during the course of the hearing to permit consideration of the material (T38-39), as well as opportunities for the appellant's representatives to identify where in the written material there was "information … set out in a written statement", see: T.43 line 38, T.44 line 4, T46 line 38 and T.47 line 25.
71 The hearing transcript further indicates that the Tribunal's consideration of the bounds of s 500(6H) of the Act did not turn upon its understanding of the breadth of the word "information" as it appears in that section. In particular, nothing that was stated (at T.52 lines 11-15) suggests that the Tribunal understood s 500(6H) of the Act as not permitting any divergence between the information set out in writing and the oral evidence proposed to be led, contrary to the appellant's submissions. Instead, the Tribunal's consideration was directed to whether or not the appellant could identify any written statement where the factual matter had been raised such that the questioning was not precluded by s 500(6H) of the Act. This is illustrated, for example, by the exchanges at (T.43 lines 21-34, T.45 lines 15-41 and T.50 line 1 to T.52 line 18), where objections to questions were taken on the basis that the evidence sought to be elicited had not been raised in the appellant's written statement, or that the questions and answers were departing, in a substantive way, from the content of the written statements (see T.43 lines 38-44.4 and T.46 line 38 to T.47 line 25). That, plainly, is a circumstance which s 500(6H) of the Act is intended to prevent, namely, to preclude the adducing of evidence orally which was not set out in a written statement and of which prior written notice had not been given.
72 Nothing identified in the appellant's submissions reveals any error in the objections that were made, nor has the appellant demonstrated that there was, in fact, "information … set out in a written statement" such that s 500(6H) of the Act did not apply. The 2019 affidavit contained evidence of a very general nature, the exception being that the "persecut[ion]" referred to at 2019 affidavit at [3] was defined where it states: "… I will face serious intimidation and harassment if I am forced to return to [the Congo]". Although the appellant claimed that he had a "grave concern … based upon [his] previous refugee claims" or a "very grave fear" of returning to his home country (2019 affidavit at [3]), the detail of those concerns or fears was not supplied, save that the appellant claimed that he would face serious intimidation and harassment. The "previous refugee claims" made by the appellant were as follows:
(a) In his interview with a departmental officer in 2002, the appellant claimed that people were looking for him; his wife's brothers had been killed; he was unsure whether his brother-in-law was under threat as he had not "kept up to date about [his] situation"; and neither he nor his wife had received any immediate threats.
(b) In his protection visa application made in 2008, the appellant claimed that he was "persecuted" by the government in the Congo (though the nature of such claimed persecution was not explained) and that he "will still be targeted" on account of his connection with his brother-in-law.
73 Consistent with the limited evidence given by the appellant in his 2019 affidavit, and his earlier claims (which were then between 11 and 17 years' old), the appellant's counsel was able to ask further questions in clarification and confirmation, not only of the evidence given in his written statement, but also, despite the terms of s 500(6H) of the Act referring to a "written statement", those earlier claims (T.42 line 6 to T.43 line 15 and T.138 line 43 to T.139 line 2). By contrast, the questions (and, in some cases, answers to questions) to which the Minister objected sought to elicit or convey (as the case may be) evidence that went beyond that which was set out in the appellant's written statement. In other words the substantive detail as to why the appellant claimed a present fear of harm, and sought to introduce a new claim, namely, that he would be killed on his return to the Congo. That claim had not previously been advanced by the appellant. A fear of harassment and intimidation falls well short of a fear of being killed. Thus, to have permitted the questions or considered the answers given to questions which the Minister objected would have materially changed "the nature of [the appellant's] case": Goldie v Minister for Immigration and Multicultural Affairs (2001) 111 FCR 378 (Goldie) at [25] per Gray J (Nicholson J and Stone J agreeing), and would have introduced evidence not previously set out in a written statement, contrary to the purpose of s 500(6H) of the Act.
74 In Goldie, Gray J, with whom Nicholson and Stone JJ agreed, found at [25] with respect to ss 500(6H) and (6J), that:
The scheme for dealing with applications for review under s 500 of the Migration Act has at its heart subss (6H) and (6J). These subsections impose serious restrictions on an applicant for review. The Tribunal is obliged not to have regard to any information presented orally, or to any documents submitted, in support of the applicant's case unless the Minister has had two business days' notice of the information or the document before the hearing. The purpose of these drastic provisions is apparent. The Minister is to be given an opportunity to answer the case to be put by the applicant for review without the necessity of an adjournment of the hearing. The purpose of the scheme in s 500 is that an applicant for review should not be able to change the nature of his or her case, catching the Minister by surprise, and forcing the Tribunal into granting one or more adjournments to enable the Minister to meet the new case put. If this purpose were not sufficiently apparent from the terms of the legislation, it is apparent from the second reading speech in relation to the bill by which the provisions were introduced.
75 And then at [26], his Honour found that:
The purpose of [sub-sections] 500(6H) and (6J) can only be to advantage the Minister at the hearing. Being forewarned as to the entirety of the case of the applicant for review, the Minister is better able to respond to that case.
(emphasis added)
76 The words "the entirety of the case of the applicant for review" are significant, because they suggest that a review applicant's written statement must set out their entire case in-chief and that s 500(6H) will only operate where a new point is sought to be raised in-chief. This was a point that her Honour the primary judge made at [74] of the Primary Judgment.
77 That understanding coheres with what the Full Court said in SZRTN, where their Honours identified that s 500(6H) of the Act had the effect, in that case, that had the witnesses given oral evidence at the hearing, the evidence which the appellant's counsel could have led from them could not have departed in a substantive way from the content of the written statements. Towards the end of [29] their Honours said:
Section 500(6H) of the Act precluded the appellant from being able to supplement any of those statements in a material way by leading oral evidence from their makers.
78 The Full Court's judgment in SZRTN supports the proposition that immaterial or non-substantive supplementation of evidence-in-chief might be permitted by s 500(6H) of the Act, but that is as far as it goes.
79 For these reasons, there was no relevant misapplication or misunderstanding of s 500(6H) of the Act by the Tribunal.
80 In terms of the alleged unreasonableness, or illogicality components of the unreasonableness grounds, the Appellant's contentions misunderstand the duty of the Tribunal. The Tribunal is not required to construct a case for a review applicant: Abebe v Commonwealth (1999) 197 CLR 510 at [187] per Gummow and Hayne JJ, and nor is it under any general duty to inquire: Minister for Immigration and Multicultural and Indigenous Affairs v SGLB (2004) 78 ALJR 992 at [43] per Gummow and Hayne JJ. Rather, it is for a review applicant to put before the Tribunal the material that they wish to be taken into account and to satisfy the Tribunal of relevant statutory requirements: Pennie v Minister for Home Affairs [2019] FCAFC 129 at [14] per Davies, Derrington and Colvin JJ.
81 Contrary to the appellant's contentions, the mere fact that the Tribunal has at its disposal the power to elicit for itself information which an applicant cannot themselves put forward by force of s 500(6H) of the Act does not render it legally unreasonable (or otherwise illogical or erroneous) for the Tribunal not to exercise that power. Were that not so, the Tribunal could conceivably be required to seek to bolster a review applicant's evidence in every case before it, regardless of the content of the written material put before it by an applicant, thereby rendering s 500(6H) of the Act (and s 500(6J)) inutile. The comments made by the High Court in Minister for Home Affairs v DUA16 [2020] HCA 46 (DUA16), cannot in this regard be taken as a statement of general principle; they were uttered (as the High Court itself noted) in respect of a case the circumstances of which "[we]re extreme". Regard needs only to be had to the unique facts of DUA16 to appreciate that the appellant's reliance on it is misplaced. Nor did the High Court in Uelese v Minister for Immigration and Border Protection (2015) 256 CLR 203 (Uelese) suggest that the ability of the Tribunal to ask questions of a review applicant altered its essential function or the review process, or otherwise gave rise to a general duty to inquire.
82 In the present case, it is evident that the Tribunal was aware that it had the power to ask questions of the appellant and thereby obtain information that he could not himself give in chief by reason of s 500(6H) of the Act. There is, therefore, no basis to infer that the Tribunal failed to consider whether to exercise that discretion (or any of its broader powers) to elicit further information relating to the appellant's non-refoulement claims. It should also be noted that the appellant's counsel agreed that it would undermine the purpose evident in s 500(6H) of the Act for the Tribunal simply to ask the questions itself (T.65 lines 36-40) to overcome the effect of the statutory prohibition. In those circumstances, and absent the appellant establishing that the Tribunal misunderstood or misapplied s 500(6H) of the Act (which, for the reasons given above, it did not do), it was not legally unreasonable for the Tribunal not to have exercised its discretion to obtain information from the appellant to "fill in" the evidentiary gap that he had left. In this connection, it is not irrelevant to the question of whether the Tribunal acted unreasonably that the appellant was represented during the merits review process. The appellant could have had his former legal representative prepare a detailed statement on his behalf that canvassed his claims to invoke Australia's international non-refoulement obligations and identified the harm that he feared, whether and why that fear was current, from whom he feared harm and what he believed might happen to him if he were to be returned to the Congo. That however, was not done.
83 It cannot be said that the Tribunal, in relying only on the evidence in fact before it, made findings as to the appellant's subjective fear of harm (or lack thereof) that were unreasonable, illogical and/or irrational. Each of the findings made by the Tribunal at [273]-[277] had a sound evidentiary footing: the appellant did not advance any claim to fear harm in his representations about revocation of the decision to cancel his visa; the appellant did not advance any claims for protection in the protection visa applications made in 2002 and 2003; and the appellant did state, in response to a question posed by the Minister in cross-examination, that he did not know that his migration agent had made an application for a protection visa on his behalf in 2008.
84 Any paucity in the evidence was not attributable to any "misapprehension" or "misapplication" by the Tribunal of its statutory functions: Nahi v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2021] FCA 1169 at [46] per Halley J. The Tribunal plainly considered all of the evidence before it, including the claims which had been made by the appellant's ex-wife, and the previous findings of the Department in respect of those claims.
85 The appellant submits that the following factors reveal the Tribunal's absence of a "logical connection" with the evidence or disclose unreasonableness in the reasoning process:
(a) the Tribunal having deprived itself of the opportunity of hearing more evidence on an issue which it considered to be relevant, particularly as it then relied upon an absence of such evidence;
(b) the Tribunal's reliance on the perceived delay by the appellant and his former wife in providing evidence about the appellant's fear of persecution, where there was long-standing evidence of such claims, where the appellant is illiterate and was unrepresented until shortly before the hearing, and where evidence in the proceedings about his fear was provided shortly after he became represented; and
(c) the importance the Tribunal afforded to the appellant's evidence that he did not know he was applying for a protection visa in 2008, in circumstances where what was relevant was whether the appellant had ever previously expressed a fear of persecution in the Congo.
86 These contentions must be rejected for the following reasons:
(a) It cannot be said that the Tribunal "deprived" itself of the opportunity to hear more evidence, in circumstances where it did not misapply or misconstrue s 500(6H) and it was not legally unreasonable for it not to inquire any further than it did at T.129-T.150.
(b) It is evident that the appellant's claims were not "long-standing" in the context of the matters before the Tribunal, and that he was cognisant of his delay in raising the claims before the Tribunal. Indeed, he put that matter in issue in his written statement to the Tribunal.
(c) The question of the appellant's knowledge as to whether he had previously sought protection was plainly relevant to the question of whether he previously expressed fear (and, therefore, required protection).
87 The appellant has failed to demonstrate any absence of a "logical connection" between the evidence (referred to in the preceding paragraph) and those findings, and for the reasons outlined above, the unreasonableness grounds will fail.