[123] When determining the stage at which the obligation to afford procedural fairness arises in an administrative process, it is important to emphasise that the concern of the law is with the quality of the decision making procedures rather than with the character of the decision (see Refugee Review Tribunal, Re: Ex parte Aala (2000) 204 CLR 82). As the Privy Council made plain in Calvin v Carr [1980] AC 574, where there is a multi-stage decision making process, it is not possible to provide a universal statement as to the stage or stages at which procedural fairness is required. Spigelman CJ in Minister for Local Government v South Sydney City Council says of these difficulties (at NSWLR 388):
'The better view is that the effect of an appeal will turn on the ability and obligation of the second-tier decision-maker to provide the appellant with the measure of procedural fairness to which he or she is entitled.'
[124] There may be cases where the obligation to provide procedural fairness can only be fulfilled by providing an opportunity to be heard at the first stage of the process, as was the position in State of South Australia v O'Shea (1987) 163 CLR 378. Equally, there will be many cases where a hearing before the final stage of the decision making process satisfies the common law obligation.
[125] In the present case, the statute contemplates that the report of the investigation will inform the Minister. The statute affords it no more significant status and the investigator makes no decision to which the statute gives any force or effect.
…
[128] In any event, as I have already stated, I am of the opinion that a proper understanding of the legislation did not oblige Mr Beauman to give the Council procedural fairness before providing either his first or second report to the Minister".
41 I agree with the analysis of McClellan CJ in Trindall v Minister for Aboriginal Affairs [2004] NSWLEC 121 (6 April 2004) of the statutory provisions of the Act relating to the investigator's appointment, carrying out of the investigation and report to the Minister, the case law on procedural fairness discussed and its application to these statutory provisions. I agree with McClellan CJ's conclusion that there is not an obligation on the investigator to afford procedural fairness in respect of an investigation. I adopt the reasons of McClellan CJ at [52], [116]-[121], [123]-[125] and [128].
42 Furthermore, reasons of judicial comity would also support my so concluding unless I was convinced that the decision was wrong. I am not convinced it is wrong, indeed I am of the contrary opinion that it is correct.
43 Having so found, there is no justification for a detailed examination of whether, if there were to have been a duty on the investigator to afford procedural fairness to the DLALC in relation to the investigator's investigation and report to the Minister, in the circumstances that have transpired there has been a breach of this duty, in any of the four respects claimed by the applicants.
44 It is unreal and artificial to embark upon an analysis of whether there has been a breach of a duty of procedural fairness owed to the DLALC by the investigator where the conclusion is that there is no such duty in the first place. The content of any duty to afford procedural fairness would have to take its colour and context from the statutory provisions in respect of which the duty arises. Any determination of breach of duty obviously depends upon a determination of the content of the duty to afford procedural fairness. Because I am of the view that the statutory provisions do not trigger a duty on the investigator to afford procedural fairness in carrying out his investigation and report to the Minister, I am not in a position to determine what might be the content of any duty to afford procedural fairness. Without determining the content of any duty to afford procedural fairness, it is impossible to determine whether in the circumstances there has been any breach.
45 Accordingly, I reject the applicants' claim that the report of the investigator is invalid by reason of any denial of procedural fairness to the applicants. This includes the claims based on the hearing rule (that there was no reasonable opportunity to be heard in relation to the twelve topics raised by the applicant), the bias rule (that there was a reasonable apprehension of bias in the way in which the investigator dealt with the 12 topics in the report) the no evidence rule (that the findings and recommendations of the investigator in his report are not based on probative material) and the alleged failure to investigate all matters raised by the applicants.
46 Furthermore, in relation to the claim that the investigator failed to investigate matters raised by the applicants, the statutory duty on the investigator under s 219 does not oblige the investigator to investigate those matters. The scope of the investigation is given by the instrument of appointment under s 216 of the Act. That instrument did not specify these matters. Neither the Act nor the instrument therefore required the investigator to investigate these matters.
47 The concept of investigation also does not require the investigation of the matters. Investigation is simply the act or process of searching or inquiring in order to ascertain facts: Freeman v Health Insurance Commission (2000) 97 FCR 249 at 255 [20]; Day v Commissioner, Australian Federal Police (2000) 101 FCR 66 at 68 [10]. An investigation need not necessarily be long or difficult; a short or easy investigation can still be an investigation: Ex parte Mayor of London (1887) 34 Ch D 452 at 457.
48 It is not for a person affected by the investigation, such as the applicants, to make an exhaustive list of all the matters which the investigation might conceivably regard as falling within the scope of the investigation, then attack the investigation and report on the ground that a particular one or more of them was not specifically investigated: see, by analogy, Elliot v Southwark London Borough Council [1976] 2 All ER 381 at 388; [1976] 1 WLR 499 at 507 and Sean Investments Pty Ltd v MacKellar (1981) 38 ALR 363 at 375.
Expiry of term of office of investigator claim
49 On 3 March 2005, the Minister appointed Mr Kelly as an investigator to investigate the affairs of DLALC for a term of 3 months commencing on 2 March 2005. The instrument of appointment required Mr Kelly to provide the Minister and NSWALC a final report on the findings of the investigation, within 2 weeks of completing the term of appointment.
50 On 27 May 2005, before the term expired, the Minister with the consent of the NSWALC and pursuant to the power under s 220 (2) of the Act, extended the term for a further period of two months commencing on 3 June 2005. The instrument extending the term of appointment again required Mr Kelly to provide to the Minister and NSWALC a final report within 2 weeks of completing the term of appointment.
51 As a consequence, the term of Mr Kelly as an investigator was due to expire on 2 August 2005. The final report was required to be submitted within 2 weeks afterwards, namely by 16 August 2005.
52 On 16 August 2005, Mr Kelly delivered, pursuant to s 219 of the Act, his report on the investigations to the Minister in an electronic form ("soft copy") with the exception of the annexures.
53 The next day, 17 August 2005, Mr Kelly delivered to the Minister a hard copy of the report, together with three folders containing the annexures to the report. However, apparently 22 pages were missing from the annexures.
54 On 23 August 2005, Mr Kelly delivered to the Minister the remaining pages of the annexures.
55 On 30 August 2005, the Minister, through his Department, sought the consent of the NSWALC to extend the term of office of Mr Kelly as investigator until midnight on 23 August 2006.
56 On 31 August 2005, the NSWALC consented to the Minister extending the term of office of Mr Kelly as investigator until 23 August 2005.
57 On 7 September 2005, the Minister, pursuant to s 220 (2) of the Act and with the consent of the NSWALC, extended the term of office of Mr Kelly as the investigator to investigate the affairs of DLALC until midnight on 23 August 2005.
58 The applicants submit the report of Mr Kelly did not constitute a report under s 219 or s 222(1)(d) of the Act because both the soft copy of the report delivered electronically to the Minister on 16 August 2005 and the hard copy with the annexures delivered subsequently on 17 and 23 August 2006, were delivered after the term of office of Mr Kelly as investigator expired on 2 August 2005.
59 The applicants submit that the instrument of appointment of 3 March 2005 and the instrument extending the term of appointment dated 27 May 2005, could not validly permit the delivery of the final report two weeks after Mr Kelly's term of office as investigator expired. Any report of an investigator under s 219 has to be delivered during the currency of the term of office of the investigator.
60 This argument depends on the next argument of the applicants that the term of office of Mr Kelly as investigator was not validly extended until midnight on 23 August 2005.
61 The applicants submit that on a proper construction of s 220 (2) of the Act, the power to extend the term of office of an investigator is not available after the expiry of the term of office. They submit that after the term of office expires, there is no longer in existence a term of office which the Minister can extend.
62 Furthermore, they submit that s 36(3) of the Interpretation Act 1987 (NSW) is not applicable. Section 36(3) provides that if in any Act or instrument, a period of time is prescribed or allowed for the doing of any thing and a power is conferred on any person or body to extend the period of time, that power may be exercised after the period of time has expired. The applicants submit that the Act or instrument does not prescribe or allow a period of time for the doing of any thing. Accordingly, they submit, s 36(3) is not applicable and does not enable the power to extend the term after its expiry.
63 The Minister again raises at the outset that the applicants' argument that s 220 cannot be used retrospectively to extend the term of office of an investigator, has been rejected by McClellan CJ in Trindall v Minister for Aboriginal Affairs [2004] NSWLEC 121 (6 April 2004) at [84]-[87]. There, McClellan CJ held that the power under s 220 can be exercised to extend the term of office of the investigator even after the term has expired. Such a construction of s 220 facilitates the effective working of the legislation and ensures that the investigation and reporting process can be finalised.
64 Again, the Minister submits that for reasons of judicial comity I should follow the decision of McClellan CJ.
65 In Trindall v Minister for Aboriginal Affairs, although the investigation work had been completed by the investigator, the written report had not been finally completed by the last day of the term of office of the investigator. Accordingly, by the time the report was delivered to the Minister, the investigator's appointment had expired: at [67]. The report was delivered four days after the term expired: at [70].
66 The Minister, upon appreciating that the investigator's report had not been received within the time provided for the investigation, exercised the power under s 220 of the Act to extend the term of office of the investigator to after the date on which the report had been received: at [72].
67 The applicants in Trindall challenged the Minister's exercise of the power under s 220, submitting that because the original term of the investigator had come to an end and the extension was only made afterwards, it was not a valid exercise of power.
68 Trindall is therefore directly on all fours with the facts of the present case.
69 McClellan CJ noted that, at that time, s 220 of the Act had not been judicially considered. However, there had been significant judicial consideration, particularly in the context of patents, of the circumstances in which a power to extend may exist. McClellan CJ discussed the decision of the Full Court of the Federal Court in Parke Davis Pty Ltd v Sanofi (No 2) (1982) 43 ALR 487 at 488-489, 503 and of the High Court on appeal in Sanofi v Parke Davis Pty Ltd (No. 2) (1982-1983) 152 CLR 1 at 7-8.
70 McClellan CJ then stated:
"[83] It follows from this discussion that when a statute gives to a person or body a power to extend it will not always be the case that that power can only be exercised during the currency of the original authority. Where the statute expressly provides that the power to extend may only be exercised during the currency of the authority, the position will be plain. However, when the statute is silent, it is necessary to consider the nature of the power and the purpose for which it is given in order to determine whether or not an extension may be granted after the original term has expired.