Grounds 1, 2 and 3
50 The appellants submit that the Authority did not approach the first appellant's claim for complementary protection based on her contention that she had suffered domestic violence at the hands of her second husband in the correct manner. The criterion in s 36(2)(aa) is whether there are substantial grounds for believing that, as a necessary and foreseeable consequence of her being removed from Australia to Vietnam, there is a real risk that she will suffer significant harm. The concept of significant harm is defined in s 36(2A). Section 36(2B) provides that there is deemed not to be a real risk of significant harm if (to summarise) relocation is reasonable or State protection is available or the real risk is one faced by the population generally.
51 The appellants refer to the circumstance that, although the complementary protection provisions employ the concept of a real risk of significant harm, whereas the refugee assessment provisions employ the concept of a real chance of persecution, this Court has held that these two concepts involve the application of the same standard (Minister for Immigration and Citizenship v SZQRB [2013] FCAFC 33; (2013) 210 FCR 505) and that proposition is not challenged on the appeal.
52 The appellants submit that the provisions dealing with a refugee assessment raise a number of different questions from those raised by the provisions dealing with a complementary protection assessment. The former assessment includes questions as to whether an applicant has a well-founded fear of persecution by reason of race, religion, nationality, membership of a particular social group or political opinion and whether there is a real chance that if returned to his or her country of origin, the applicant would be persecuted for one of the reasons mentioned (s 5J). The appellants submit that, by contrast, the provisions dealing with a complementary protection assessment are different and that means that the Authority cannot without more rely on earlier findings of fact made in a different context. The Authority must instead ask itself the correct questions for a complementary protection assessment.
53 The appellants submit that the correct approach to a complementary protection assessment involves the formulation of a number of questions relating to the claim and that this may be seen by the analysis carried out in ABAR15 v Minister for Immigration and Border Protection (No 2) [2016] FCA 721; (2016) 242 FCR 11 (ABAR15).
54 ABAR15 was a case which involved a claim for complementary protection under s 36(2)(aa) of the Act based on a real risk of domestic violence should the applicant be returned to her country of origin. The issue in the case was whether the applicant could obtain, from an authority of her country of origin, "protection such that there would not be a real risk that the non-citizen will suffer significant harm" (s 36(2B)(b)). In that context, Charlesworth J said (at [60]-[61]):
60 Consistent with the Full Court's reasoning in MZYYL, in my opinion s 36(2)(aa), s 36(2B) and the definition of "significant harm" in s 36(2A) of the Act together evince an intention that the decision-maker (here, the Tribunal), be obliged in the appellant's case to ask itself the following questions:
(a) What is the source and nature of the significant harm at which the appellant claims to be at risk?
(b) What is the nature and degree of protection able to be afforded by Vietnamese authorities, being protection from the specific harm at which the appellant claims to be at risk?
(c) Could the appellant herself obtain from the Vietnamese authorities that protection, again having regard to the source and nature of the harm at which the appellant claims to be at risk?
(d) Would the appellant, upon obtaining that protection from the said authorities, nonetheless be at real risk of significant harm?
61 My expression of the questions to be asked under s 36(2B)(b) should not be understood as a prescription for reasoning that must be addressed systematically in the expression of an administrative decision-maker's reasons. It is to be accepted that the mixed questions of fact and law that arise under the complementary protection regime are overlapping and that in many instances a decision-maker's determination of any one of the questions I have identified might fairly be made without detailed elaboration. It is, however, convenient to decide Ground Two on this appeal by assessing whether it was reasonably open to the Tribunal to make the decision that it did, by reference to the four questions I have identified, because it is those questions that encapsulate the subject matter, scope and purpose of the relevant statutory provisions.
55 The appellants submit that, although the precise issue in this case is a different one from the issue in ABAR15, the Authority should have adopted a similar approach and, in fact, failed at the outset to address the nature and source of the significant harm in issue that being the first of the questions identified in ABAR15.
56 It is not easy to discern from these submissions the precise complaints being made by the appellants. It seems to me that they boil down to two key complaints. First, the appellants contend that the Authority never asked itself what is the source and nature of the significant harm of which the appellants claim to be at risk. I do not think the Authority was required to ask itself that question. It was required to consider whether there were substantial grounds for believing that, as a necessary and foreseeable consequence of the appellants being removed from Australia and returned to Vietnam, there is a real risk that the appellants will suffer significant harm. The Authority recognised that as the question and it answered that question as far as a real risk of harm by way of domestic violence is concerned in the negative. Secondly, the appellants seem to complain that the Authority's findings is relation to its refugee assessment were incorrectly applied to its complementary protection assessment. The difficulty with that submission is that that is not how the Authority proceeded. It made factual findings and then applied them to its refugee assessment and then to its complementary protection assessment. As long as the Authority asks itself the correct question and applies factual findings relevant to that question, there is no error in such an approach.
57 Under Ground 1 of the appeal, the appellants then moved to a critique of the Authority's reasons in paragraph 20 of its reasons for concluding that the threat of domestic violence is not ongoing. However, before considering that issue, there is a prior issue and that is whether the appellants made a claim that there is a real risk of significant harm to the first appellant by reason of her second husband's violence should she return to Vietnam. The primary judge held that the appellants had not made a claim on the basis that there was a real risk of significant harm to the first appellant from domestic violence in the future. In my respectful opinion, in that respect, his Honour erred.
58 I refer to what I said earlier about identification of the circumstances in which an applicant will be held to have made a claim even though the claim has not been expressly formulated (at [33]).
59 On the one hand, the appellants put forward as part of their claim a considerable amount of material about the domestic violence the first appellant suffered at the hands of her second husband in Vietnam. On the other hand, as the Minister points out, it is the responsibility of a non-citizen who claims to be a person in respect of whom Australia owes protection obligations "to specify all particulars of his or her claim to be such a person and to provide sufficient evidence to establish such claim" (s 5AAA of the Act). Furthermore, the Minister points out that the Authority noted, no doubt on the basis of what the delegate said, that at no point during the arrival interview or the protection visa application process, did the first appellant claim that she feared her second husband or feared that he would harm her in the future should she return to Vietnam.
60 This last matter is an important one in determining whether a claim has been made. However, the evidence an applicant does or does not give is not to be confused with whether an applicant has in law made a claim. Generally, they will be the same, but that is not always the case. In this case, the contention that the first appellant had suffered domestic violence in Vietnam was an important aspect of the material she put forward and the fact that she suffered domestic violence in Vietnam has not been doubted at any stage of the decision-making process.
61 In my opinion, the best indication that the appellants made a claim, at least implicitly that if returned to Vietnam the first appellant faced a real risk of significant harm by way of domestic violence at the hands of her second husband, is the fact that the Authority addressed the issue. The Authority made positive findings that the threat of domestic violence was not ongoing (at [26]) and that the first appellant did not face a real risk of harm from her second husband (at [34]). A close examination of the Authority's reasons in paragraph 20 reveals that it is true that she did not "claim" to fear harm from her second husband if she returned to Vietnam, but after referring to relocation which, in any event, is not relevant unless and until a real risk of significant harm is shown, the Authority made a finding of no ongoing conflict based, in turn, on an inference it drew that the second husband had left the family home. It is not insignificant to note in this context that the delegate also made a finding that she did not accept that the first appellant feared that she will be harmed by the second husband if she is returned to Vietnam.
62 This then leads to Ground 2 of the appeal which is to the effect that the conclusion of the Authority of no ongoing conflict was seriously irrational.
63 Serious irrationality as a species of jurisdictional error was discussed by the High Court in SZMDS. In SZMDS, Gummow ACJ and Kiefel J decided that the decision of the Refugee Review Tribunal was flawed because it made a critical finding of fact by inference which was not supported by logical grounds (at [53]). That error constituted jurisdictional error because it meant that the state of satisfaction determined under s 65 of the Act was irrational, illogical and not based on findings or inferences of fact supported by logical grounds (Minister for Immigration and Multicultural and Indigenous Affairs v SGLB [2004] HCA 32; (2004) 207 ALR 12 at [37]-[38] per Gummow and Hayne JJ). Heydon J found that the decision of the Tribunal was not illogical and, in the circumstances, his Honour did not need to address the law. Crennan and Bell JJ said that not every lapse in logic will give rise to jurisdictional error and that the error required for irrationality as a ground of jurisdictional error was, in relation to the state of satisfaction under s 65, "one at which no rational or logical decision-maker could arrive on the same evidence" (at [130]). In the result, their Honours found that the decision in question was not illogical or irrational or unreasonable.
64 The appellants acknowledge that a wrong finding of fact is not a reviewable error (Minister for Immigration and Multicultural Affairs v Al-Miahi [2001] FCA 744; (2001) 65 ALD 141 at [34] per Sundberg, Emmett and Fickelstein JJ). They submit, however, that, in light of the evidence, the appropriate inference was that the threat of domestic violence was ongoing and that a failure to draw that inference was a reviewable error. It is true that if the inference drawn by the Authority meets the description in SZMDS, then the drawing of that inference would constitute a jurisdictional error.
65 The fact that the first appellant, during the protection visa interview, was given numerous opportunities to state who it is she fears and why she fears returning to Vietnam and, in that context, she did not claim to fear her husband upon return is a powerful factor in support of the Authority's reasoning. However, the other aspect of the Authority's reasons based on the finding that the second husband had moved out of the family home is less convincing because there are a number of unexplained possibilities as to the significance of that circumstance in terms of the ongoing risk of conflict.
66 The appellants relied on two matters to support their argument that the Authority's reasoning was seriously irrational, but in my opinion, neither of the matters lead to that conclusion.
67 First, it is not correct to say, as the appellants contend, that the Authority somehow relied on the fact that the first appellant had not suffered domestic violence in Australia and that, therefore, the Authority's reasoning was seriously irrational Certainly, the primary judge referred to the lapse of approximately four years while the first appellant was in Australia, but it seems to me that that was to make the point that the lapse of such a period made the resumption of domestic violence less likely. Secondly, the presumption of continuance does not advance the appellants' case of serious irrationality as argued by the appellants. The application of reasoning involving an inference of continuance of conduct depends on all the circumstances and does not apply here in light of the Authority's reasoning as summarised above.
68 On the information before it, the Authority's conclusion of no ongoing conflict between the first appellant and her second husband was not seriously irrational or beyond the boundaries of legal reasonableness. However, the key phrase in that conclusion is on the information before it. The Authority had the power to get new information and the question is whether, in the circumstances, it was legally unreasonable for the Authority not to consider the exercise of that power or to consider and, in fact, exercise the power. That question is raised in Ground 3 of the appeal.
69 Ground 3 is expressed in terms of a failure of natural justice, not in terms of the Authority acting beyond the bounds of legal reasonableness. In other words, it is alleged that the Authority breached the rules of natural justice by not making inquiries of the first appellant relevant to a claim of domestic violence should the appellants return to Vietnam. In the context of Pt 7AA of the Act, subject to (relevantly in this case) s 473DC, the Authority is bound to conduct its review without accepting or requesting new information and without interviewing the referred applicant. Furthermore, s 473DA provides that Div 3 of Pt 7AA, together with ss 473GA and 473GB, is taken to be an exhaustive statement of the requirements of the natural justice hearing rule in relation to reviews conducted by the Authority.
70 The obligations to accord natural justice and the obligation to act within the bounds of legal reasonableness are closely linked and overlap to some extent (Australian Broadcasting Tribunal v Bond [1990] HCA 33; (1990) 170 CLR 321 at 367 per Deane J; Attorney-General (NSW) v Quin [1990] HCA 21; (1990) 170 CLR 1 at 36-37 per Brennan J; Minister for Immigration and Citizenship v Li [2013] HCA 18; (2018) 249 CLR 332 (Li) at [92] per Gageler J; BVD17 v Minister for Immigration and Border Protection [2019] HCA 34; (2019) 373 ALR 196 (BVD17) at [34] per Kiefel CJ, Bell, Gageler, Keane, Nettle and Gordon JJ).
71 In BVD17 (at [34]), the High Court said that the codifying effect of s 473DA(1) meant that, except to the extent that procedural fairness overlaps with legal unreasonableness, procedural fairness is not the "lens" through which the content of procedural obligations imposed on the Authority in the conduct of a review is to be determined.
72 Perhaps with these considerations in mind, and despite the reference in Ground 3 to a failure of natural justice, the appellants put their submissions in terms of legal unreasonableness and the statutory power in s 473DC of the Act to get new information. I do not think that there is any unfairness in this departure from the ground of appeal. The Minister had an ample opportunity to address the argument. Of course, whether the appellants should be allowed to raise a new ground not raised in the court below is a different issue which I will address in due course.
73 I turn to identify a number of general principles. First, it is clear that since the decisions of the High Court in Li and Minister for Immigration and Border Protection v SZVFW [2018] HCA 30; (2018) 264 CLR 541 (SZVFW), unreasonableness is not restricted to decisions that are so unreasonable that no reasonable person could make them (Li at [30] per French CJ; at [68] and [76] per Hayne, Kiefel and Bell JJ; SZVFW at [10]-[11] per Kiefel CJ; [51]-[53] per Gageler J; at [81]-[82] per Nettle and Gordon JJ; at [131]-[135] per Edelman J). Second, it is also clear that the obligation to act within the bounds of legal reasonableness in considering the exercise of a power, or in exercising a power, arises by reason of an implication as to the intent of Parliament in conferring that power. Third, it is clear that the obligation of legal reasonableness attaches not only to the decision, but also to the decision-making process. In other words, not only must the decision have an intelligible justification, but it must also be a decision arrived at through an intelligible decision-making process (Li at [105] per Gageler J; ABT17 v Minister for Immigration and Border Protection [2020] HCA 34; (2020) 383 ALR 407 (ABT17) at [20] per Kiefel CJ, Bell, Gageler and Keane JJ). Fourth, in the case of Pt 7AA, the obligation to act within the bounds of legal reasonableness attaches not only to the Authority's obligation to conduct a review (s 473CC), but also to the individual procedural powers it has, including the power to get new information under s 473DC (ABT17 at [3] per Kiefel CJ, Bell, Gageler and Keane JJ). Finally, in terms of general principles, it is important to note the distinction between an allegation that it is legally unreasonable for the Authority not to consider the exercise of the power in s 473DC and an allegation that it is legally unreasonable for the Authority not to consider and exercise the power in s 473DC. In the former case, and in light of the fact that the Authority is under no obligation to give reasons for the exercise or non-exercise of its procedural powers, it may often be difficult, absent an admission, for the applicant who carries the onus to prove that the Authority did not consider exercising the power and then declined to do so (BVD17 at [38]-[40] per Kiefel CJ, Bell, Gageler, Keane, Nettle and Gordon JJ).
74 In this case, although it was not as clear as it might have been, the appellants' submission includes both a failure to consider the exercise of the power in s 437DC and a failure to exercise the power in that section. Had the appellants' case stopped at a failure to consider the exercise of the power, they would have been faced with the difficulty of establishing the initial requirement of a failure by the Authority to consider the exercise of the power. The Minister makes no admission in this case that the Authority did not consider the exercise of the power in s 473DC of the Act. It might be inferred in certain circumstances that the Authority did not consider the exercise of the power in s 473DC, but the absence of reasons from the Authority and even the fact that the Authority received new information in relation to other matters, does not mean that the inference will be drawn as BVD17 illustrates (at [40]) (see also DPI17 v Minister for Home Affairs [2019] FCAFC 43; (2019) 269 FCR 134 (DPI17) at [44]).
75 There have been a number of cases in this Court where the issue of whether the Authority's failure to consider the exercise of the power in s 473DC was beyond the bounds of legal reasonableness has been considered.
76 In Minister v Immigration and Border Protection v CRY16 [2017] FCAFC 210; (2017) 253 FCR 475, the primary judge found and the Full Court of this Court agreed that the Authority had not considered the exercise of the power in s 473DC (at [75]). There was no ground of appeal by the Minister directed to that finding. The Full Court held that the Authority had acted beyond the bounds of legal reasonableness in failing to consider the exercise of the power in s 473DC to get new information from the applicant about his particular circumstances and the impact upon him if he relocated to Beirut. The question of relocation, either at all or to Beirut, was not explored, or the subject of findings by the delegate and the Authority knew that it did not have, and the applicant was likely to have, information relevant to the matter (at [82]).
77 In Minister for Immigration and Border Protection v DZU16 [2018] FCAFC 32; (2018) 253 FCR 526, it was common ground that the Authority did not consider acting under s 473DC (at [79]). The Full Court of this Court held that the Authority had acted beyond the bounds of legal unreasonableness in failing to consider the exercise of the power to get new information in circumstances in which the issue was whether it was practicable for the applicant to relocate and it had received country information as new information relevant to that question and the delegate had asked the applicant questions about relocation to Kabul in his visa interview, but not Mazar-e-Sharif (at [81]).
78 In DPI17, the Minister did not contest the proposition that the Authority had not considered whether to exercise the power in s 473DC. The issue in the review concerned a sexual assault and whether it had occurred and certain inconsistencies in the information. The Authority considered certain inconsistencies to be significant to its decision which the delegate had considered to be inconsequential. The Full Court of this Court held that the fact that the Authority did not consider the exercise of the power in s 473DC to get new information from the applicant was legally unreasonable.
79 Two cases in which the Full Court of this Court held that the fact that the Authority did not consider the exercise of the power in s 473DC, or exercise the power in the section, did not amount to legal unreasonableness are DGZ16 v Minister for Immigration and Border Protection [2018] FCAFC 12; (2018) 258 FCR 551 (DGZ16) and FSG17 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020] FCAFC 29; (2020) 274 FCR 456 (FSG17).
80 In DGZ16, the Full Court of this Court (at [46]) found that it could not be inferred that the Authority was unaware of or ignored its powers under s 473DC. The Court rejected the applicant's argument in that case that, if there had been a failure by the Authority to consider the exercise of the power, that that was legally unreasonable. In that case, the applicant's credibility had been a live issue before the delegate who had made a number of factual findings. The Authority had reassessed the material and dismissed the applicant's application for review on the basis of factual conclusions that differed from those of the delegate.
81 In FSG17, the Court endorsed a distillation of the relevant principles by O'Bryan J in BLS17 v Minister for Immigration and Border Protection [2019] FCA 1079 at [31]. I will not set out what the Court said in that respect (see at [59]). The Court concluded in the circumstances of that case that it was not legally unreasonable for the Authority to decide the issue without exercising the power under s 473DC(3) of the Act to invite the appellant to give new information. The Court said (at [60]):
In the present case, the question of statelessness was considered by the delegate, including the possibility that the appellant had obtained Iranian citizenship (at p 12), and the appellant's representatives had provided written submissions on the issue (submissions dated 13 September 2017 at pp 5-6 and 12). The Authority reached its conclusion on the issue based on the same information that was before the delegate. Within the decision-making framework established by Part 7AA, the fact that the Authority came to a different conclusion to the delegate did not trigger an obligation to seek further information from the appellant. In those circumstances, it was not legally unreasonable for the Authority to decide the issue without exercising the power under s 473DC(3) of the Act to invite the appellant to give new information.
82 The cases to which I have referred, except for FSG17, have addressed whether the Authority acted in a legally unreasonable manner in not considering the exercise of the power in s 473DC to get new information. They provide useful illustrations of the application of the relevant principles in that context. A key requirement in these type of cases is a finding that the Authority did not consider the exercise of the power. As I have said, that fact is not admitted or conceded by the Minister in this case and there is no finding by the primary judge to this effect because the argument was not raised in the court below. In light of the approach to the issue taken in cases such as BVD17, it seems to me to be difficult in this case to draw the inference that the Authority failed to consider the exercise of the power in s 473DC to get new information. However, that does not exhaust the appellants' legal unreasonableness argument.
83 The appellants submit that the Authority's non-exercise of the power in s 473DC to get new information from the first appellant was, in the circumstances, legally unreasonable.
84 In addition to FSG17, two recent decisions of the High Court have addressed legal unreasonableness for the non-exercise of the power in s 473DC of the Act.
85 In Plaintiff M174/2016 v Minister for Immigration and Border Protection [2018] HCA 16; (2018) 264 CLR 217 at [49], the High Court made observations which were obiter dicta about the circumstances in which it may be legally unreasonable for the Authority not to invite an applicant to give new information pursuant to s 473DC(3). That may be the case in circumstances where the delegate had relevant information within s 57(1) of the Act, but did not disclose it pursuant to s 57(2) and the Authority is provided with the information and proposes to act on it as the reason, or part of the reason, for refusing the application.
86 In ABT17, the delegate saw and heard the applicant and, relevantly, accepted his account. The Authority heard the audio interview of the applicant and proposed to reject his account based on its assessment of his performance during the interview. The Court held that the Authority acted in a legally unreasonable manner in not using the powers at its disposal to get and consider new information in order to supplement the review material so as to place itself in as good a position as the delegate to assess the applicant's credibility.
87 In terms of whether the appellants should be allowed to rely on Ground 3 for the first time on appeal, the following matters are relevant.
88 First, the ground has merit as I explain below.
89 Secondly, the appellants proffered no express explanation for their failure to raise the ground in the Federal Circuit Court. I infer that the introduction of new counsel has led to the formulation of new arguments.
90 Thirdly, the Minister did not identify any specific prejudice to him should the appellants be granted leave to rely on Ground 3. However, it does not follow from that circumstance that leave to raise a new ground will be granted (VUAX v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 158; (2004) 238 FCR 588 (VAUX)).
91 Finally, although Ground 3 raises a new ground in terms of the type of jurisdictional error alleged, broadly speaking, the appellants' complaint has been consistent throughout the legal proceedings and that is that the Authority did not properly recognise and deal with the appellants' claim in terms of the first appellant's fear of domestic violence in the future.
92 Having regard to all the circumstances, I am of the view that the appellants should be granted leave to rely on Ground 3 of the appeal.
93 In my opinion, Ground 3 of the appeal should be upheld. I have already expressed the view that a claim for complementary protection based on the risk of the first appellant suffering domestic violence at the hands of her second husband if she returned to Vietnam was made by the appellants and that claim needed to be addressed. It is reasonable to assume that the first appellant was in a position to provide information about the risk. It is true that the first appellant did not claim to fear harm from her second husband during the arrival interview or in her protection visa application process, but the fact is that the circumstances were such that both the Authority and the primary judge went on to draw conclusions about the ongoing risk based on, in my respectful opinion, slender circumstantial evidence about the home being empty and the house being broken into. The limited information itself raised a number of questions and it is reasonable to suppose that the first appellant would have at least some information which would throw light on the relevant issues and which she could have been invited to provide to the Authority under s 473DC(3). In my opinion, it was legally unreasonable for the Authority not to exercise the power in s 473DC to get new information from the first appellant about the risk of ongoing domestic violence.
94 I grant leave to the appellants to raise Ground 1, but I reject the ground. I refuse leave to the appellants to raise Ground 2. I grant leave to the appellants to raise Ground 3 and I uphold the ground.
95 It is not strictly necessary for me to address Grounds 4 and 5, but I do so for the sake of completeness.