REASONS FOR JUDGMENT
LEE, FINN JJ:
1 The respondent ("BHP Steel") applied to the Court for a declaration that the appellant ("the CFMEU") had committed a contempt of the Court and for the imposition of a penalty in respect of the alleged contempt. BHP Steel alleged that the CFMEU disobeyed an order of the Court made on 7 February 2000 ("the Order"). The application was heard by the Judge (Kiefel J) who had made the Order. On 15 December 2000 her Honour declared that the CFMEU was guilty of contempt of the Court "by its conduct in breaching the Order made against it ... by continuing strike action and authorising its members to stop performing work and procuring and authorising its members to take further strike action". On 30 March 2001 her Honour imposed a fine of $200,000 for that contempt and ordered the CFMEU to pay BHP Steel's costs "of the whole of the proceedings" on an indemnity basis. In these two appeals the CFMEU seeks to have the declaration, and the orders for the payment of a fine and costs, set aside.
2 Members of the CFMEU were employed by BHP Steel at coal mines in Queensland ("the Queensland mines") and New South Wales ("the New South Wales mines"). Prior to February 2000 an industrial issue had arisen between the CFMEU and BHP Steel's parent company, ("BHP"), as to the price BHP should obtain for coal produced by BHP Steel and exported by BHP. In 1995 members of the CFMEU authorised the Central Executive ("the Executive") of the Mining and Energy Division ("the Division") of the CFMEU, to call for a stoppage of work for a period of up to seven days in relation to that issue, at the discretion of the Executive.
3 On 7 February 2000 the CFMEU became aware that BHP had agreed to reduce the price of the coal it exported and at about 5.00 pm on that day (all times stated herein refer to Australian Eastern Daylight Saving Time) the Executive issued a media release that the CFMEU would direct its members to "strike" for 24 hours from the commencement of the "night-shift" on that day, i.e. from 7.00 pm at the Queensland mines and from 11.00 pm at the New Sought Wales mines. At about the same time the CFMEU gave notice of the direction to members' representatives at the mines ("the Lodge Officers"). The Lodge Officers were unpaid officials elected by members at each mine site to represent them in issues arising at the respective mines.
4 At about 5:30 pm BHP Steel obtained an order from the Australian Industrial Relations Commission ("the Commission") under s 127 of the Workplace Relations Act 1996 (Cth) ("the Act") which directed that:
"The [CFMEU] shall not in relation to the work [performed at the Queensland and New South Wales mines] for the purposes, wholly or partly, of any dispute or disagreement about or concerning negotiations or the outcome of negotiations over export coal prices:
(a) take or continue strike action;
(b) commence or instigate any ban on employees attending for and performing work in accordance with…applicable awards or certified agreements…;
(c) direct, procure, advise or authorise union members or other employees to stop performing work in accordance with…applicable awards or certified agreements…"
5 Later that day BHP Steel applied to the Court for an injunction pursuant to s 127(6) of the Act on the ground of a contravention, or a proposed contravention, by the CFMEU of the Commission's order.
6 The Order granting the injunction was made at about 9.50 pm on 7 February 2000. The application was heard, and the Order made, ex parte. In the contempt proceeding before her Honour the CFMEU admitted that a copy of the Order had been sent by facsimile transmission to the national office of the Division at about 11.22 pm, but the time or times at which officers of the Executive actually received notice of the terms of the Order remained in issue.
7 The relevant paragraphs of the Order provided that:
"1. The [CFMEU]...whether by [its] servants or agents or otherwise howsoever immediately cease any of the following with respect to… [BHP Steel's] coal mines [in Queensland and New South Wales]:
(a) strike action;
(b) any ban on employees attending for and performing work in accordance with the applicable awards or certified agreements ...; or
(c) directing, procuring or authorising members of the [CFMEU] or other employees of [BHP Steel] to stop performing work in accordance with the applicable awards or certified agreements…;
for the purposes of any dispute or disagreement about or concerning negotiations or the outcome of negotiations over export coal prices, until 4pm Wednesday 9 February 2000 or further earlier order.
2. The [CFMEU]...whether by [its] servants or agents or otherwise howsoever be restrained from engaging in the following with respect to [BHP Steel's] coal mines [in Queensland and New South Wales]:
(a) taking or continuing strike action;
(b) commencing or continuing any ban on employees attending for and performing work in accordance with the applicable awards or certified agreements...;
(c) directing, procuring, advising or authorising members of the [CFMEU] or other employees of [BHP Steel] to stop performing work in accordance with the applicable awards or certified agreements...;
for the purposes of any dispute or disagreement about or concerning negotiations or the outcome of negotiations over export coal prices, until 4pm Wednesday 9 February 2000 or further earlier order."
8 The meaning of the word "immediately" as used in different contexts has been the subject of judicial consideration. In Dorsman v Nichol (1978) 20 ALR 231 Forster CJ said (at 237):
"There is a good deal of authority concerning the meaning of the word 'immediately' in contexts other than the one presently under consideration. 'It has already been decided and necessarily so that the words 'immediately afterwards' in the statute cannot be construed literally; and if you abandon the literal construction of the words, what can you substitute but 'within a reasonable time' especially as an endorsement of the certificate eo instanti can be of no necessity whatever' (Page v Pearce (1841) 8 M & W 677, per Abinger CB at 678). 'There are, however, many cases in which it has been held that the word 'immediate' occurring in a statute is not to be construed in its strict sense 'on the instant' but that it means with reasonable promptness having regard to all the circumstances of a particular case' (R v Aston (1850) 19 LJMC 236, per Wightman J at 239). 'It is impossible to lay down any hard and fast rule as to what is the meaning of the word 'immediately' in all cases. The words 'forthwith' and 'immediately' have the same meaning. They are stronger than the expression 'within a reasonable time' and imply prompt, vigorous action without any delay and whether there has been such action is a question of fact having regard to the circumstances of the particular case' (R v Justices of Berkshire (1879) 4 QBD 469 per Cockburn CJ at 471). The last citation appears to differ from Page v Pearce,supra, and in so far as it does so Page v Pearce must be taken to have been overruled by that later case which is a decision of a Full Court of the Court of Queen's Bench. The two cases may be reconciled by paraphrasing Lord Cockburn to say that in most, if not all, circumstances a reasonable time implies prompt and vigorous action. In some situations ten days afterwards may be immediately and others one hour later might not be."
9 In Measures v McFadyen (1910) 11 CLR 723 Isaacs J said (at 736):
" 'Forthwith' has been defined in several cases, and they are not altogether uniform, but the greater number and the most authoritative afford a clear idea of the meaning. In Ex parte Lamb; In re Southam [19 ChD 169 at 172, 173]Jessel M.R. and Lush L.J. pointed out that its meaning depends to a great degree upon the circumstances in which it is used. It is evident that a contract to forthwith deliver a ton of flour demands much more prompt performance than to forthwith construct an ironclad, and so the word cannot be said to have an invariable meaning, irrespective of the subject matter in connection with which it is used.
' 'Forthwith' of course means', says Bowen L.J. ' 'at once,' having regard to the circumstances of the case': Lowe v Fox [15 QBD 667 at 679] Sir JamesHannen thought it meant 'with as little delay as possible': Furber v Cobb[18 QBD 494 at 504], and similarlyin Roberts v Brett[11 HLC 337 at 355] Lord Chelmsford considered it meant 'without delay or loss of time.' In the Queen v Berkshire Justices Cockburn C.J.said:-
'The words 'forthwith' and 'immediately' have the same meaning. They are stronger than the expression 'within a reasonable time,' and imply prompt, vigorous action, without any delay, and whether there has been such action is a question of fact, having regard to the circumstances of the particular case.' "
10 A court order to a union to withdraw "blacking" instructions forthwith was held to require the act to be done as soon as possible in the circumstances (Kent Free Press v NGA [1987] IRLR 267). In BHP Steel (AIS) Pty Ltd v Construction, Forestry, Mining and Energy Union (2000) 102 IR 275 Beaumont Jconstrued an order that employees "immediately cease" industrial action as a requirement that there be compliance "as soon as reasonably possible in the circumstances".
11 Paragraph 1 of the Order did not require instant action by the CFMEU as soon as it was made or as soon as it was served on the CFMEU such that a failure to act at either moment would have put the CFMEU in technical breach of the Order. We do not understand her Honour to have considered otherwise when she said:
"The language of the first injunction here is in strong terms in its requirement to 'cease' and it is plain that some urgency attends the requirement for action in that regard because the CFMEU is to do so 'immediately'. It had a choice as to how it was to end the strike it had started, although some steps are so obvious that they go without saying. The requirements of the Order and the result to be achieved were clear.
…
The Order reasonably construed requires cessation of the strike immediately upon the [CFMEU] having knowledge of the Order..."
12 If her Honour had considered that "the result to be achieved" was the return to work "immediately" by members of the CFMEU and that there would be a breach of the Order and a contempt of the Court committed by the CFMEU if members did not so act, such an approach would have involved an error in construction of the Order.
13 The question whether the Order was breached by the CFMEU depended upon what the CFMEU was required to do by the Order and what the CFMEU did, or failed to do, in response to the injunctions of the Court. Whether members of the CFMEU returned to work, and the time at which they did so, may have been relevant in ascertaining what the CFMEU did, or did not do, but could not, in itself, establish a breach of the Order by the CFMEU according to proper construction of the Order.
14 It is to be concluded, therefore, that the requirement to "immediately cease" obliged the CFMEU to comply as soon as reasonably possible in the circumstances. The imperative so imposed on the CFMEU needs to be understood in light of the conduct sought to be restrained (i.e. a 24 hour strike commencing in New South Wales just over an hour after the Order was made) and the time available for meaningful action if purported compliance was not to be partial and, in substance, token or illusory.
15 If it is accepted that the object of the mandatory injunction was to have the CFMEU terminate conduct engaged in that was said to breach the Commission order, then it follows that the conduct addressed by the injunction was the CFMEU call to its members to take "strike action". The injunction required the CFMEU to withdraw or cancel that direction to members. That required the CFMEU to take action as soon as reasonably possible in the circumstances to countermand the direction it had given to members to withdraw their labour at the Queensland and New South Wales mines. In the circumstances sufficient compliance with that requirement may have been effected by the CFMEU publishing a statement that it had withdrawn the direction to members to take "strike action". In the absence of express words in the Order to such effect, it could not be said that par 1 of the Order also required the CFMEU to carry out the further act of ensuring that publication of the statement was communicated to all members and/or Lodge Officers. To determine whether contempt of the Court was committed by disobedience of that part of the Order, an assessment had to be made as to when it had been reasonably possible in the circumstances for the CFMEU to carry out the act required of it by par 1 of the Order.
16 The material before her Honour did not suggest that subpars 1(a), (c) of the Order referred to separate acts committed by the CFMEU at the time of the mandatory injunction. Therefore, the subparagraphs, conjunctively, ordered the CFMEU to take steps to "cease" the one act, namely, the instruction to members to stop work for the purpose of the dispute over export coal prices.
17 That is to say, insofar as the direction to stop work given to members by the CFMEU constituted engagement by the CFMEU in "strike action", or in directing, procuring, or authorising members to stop work, the CFMEU was to cease that conduct by bringing to an end the call to members to stop work.
18 Where subpar l(b) of the Order required the CFMEU to "cease any ban on employees attending for and performing work" at the mines, there was no evidence that the CFMEU had placed a ban on, or had directed members to "ban", other employees who attended for work. If the word "employees" as used in subpar l(b) referred to CFMEU members, the subparagraph did not go beyond conduct already covered by subpars l(a) and (c).
19 Paragraph 2 of the Order directed the CFMEU that from the commencement of, and for the period of, the Order it was restrained from committing any act specified in subpars 2(a), (b) or (c) of the Order, if that act were done for the purpose of the dispute between the CFMEU and BHP as to the price of exported coal.
20 Contempt of a court order will not arise unless the terms of the order are clear and unambiguous. (See: Borrie & Lowe's Law of Contempt (2nd ed. 1983 at p.379); Iberian Trust Ltd v Founders Trust and Investment Co Ltd [1932] 2 KB 87 at 95.) Therefore, if the order is a mandatory injunction, the respondent to the order must know exactly what act the order requires the respondent to perform, and if the injunction is prohibitory, the terms of the order must define clearly the acts the respondent is restrained from doing.
21 There is some force in the submission that par 1 of the Order left unclear what act the CFMEU was required to carry out. (See: United Steelworkers of America Local 663 v Anaconda Company (Canada) Ltd (1969) 67 WWR 744). The terms of the Order may be contrasted with the explicit terms of a similar injunction issued in Austin Rover Group Ltd v AUEW (TASS) [1985] IRLR 162. An injunction to "forthwith cease" a lock-out of employees was held not to define what was required of the respondent employer by the order and to be incapable of grounding a complaint of contempt for disobedience of the order. (See: Re Distillery, Brewery Union 604 v British Columbia Distillery (1975) 57 DLR (3rd) 752. In that case it was considered that, in the absence of express definition of the act required to be carried out, the respondent would not know which of several acts it was required to perform to satisfy the order.
22 If it had been argued that the proper construction of par 1 of the Order required the CFMEU to take such steps as were necessary, or to use its best endeavours, to inform each member to whom the direction had been addressed that the direction to take "strike action" had been withdrawn; or to take all such steps as were necessary, or to use its best endeavours, to ensure that CFMEU members resumed their duties of employment as soon as practicable, the inescapable consequence of such a submission would have been that the terms of the Order were ambiguous and uncertain, and that an allegation that a contempt of the Court had been committed by alleged disobedience of that Order could not be sustained.
23 Although no public announcement was made by the CFMEU that the call to members to take "strike action" had been withdrawn, Lodge Officers at the Queensland mines were informed by the CFMEU at some time between 9.15 am and 10.45 am on 8 February of the terms of the Order and that the Lodges were "directed to comply with the orders". Members of the CFMEU employed at the Queensland mines began returning to work between 10.00 am and 6.00 pm on 8 February. No allegation that a contempt of the Court was committed by disobedience of the Order was made against the CFMEU in respect of the time at which, or manner in which, the CFMEU "ceased strike action" in respect of the Queensland mines.
24 The withdrawal of labour by members of the CFMEU at the New South Wales mines continued throughout 8February and the alleged failure of the CFMEU to immediately cease "strike action" in respect of the New South Wales mines became the foundation of the contempt charge brought against the CFMEU.
25 In its defence to that charge the CFMEU contended that it had observed the requirement of the Order that it "immediately cease strike action" at the New South Wales mines when, at about 10.00 am on 8 February at a meeting of members, it informed the members employed at those mines that, pursuant to the Order, the CFMEU had withdrawn the call for "strike action" and the authorization of the stoppage of work in which the members were then engaged. Mr Maher, General President of the Division, addressed the meeting on behalf of the CFMEU and so advised the members. The meeting was addressed in similar terms by another officer of the Executive, Mr Fisher. It did not seem to be in issue that in material respects the acts of Mr Maher were within the mandate of his office, done on behalf of the Executive, and represented the conduct of the CFMEU.
26 On the findings made by her Honour, at some time before the commencement of that meeting, the CFMEU could have published a statement that it had withdrawn the call for, and authorisation of, "strike action". Her Honour stated that Mr Maher had conceded, in effect, that the CFMEU could have brought an end to its "strike action" by about 7.00 am on 8 February. Therefore, the substance of the alleged contempt arising out of disobedience of par 1 of the Order was the failure of the CFMEU to act between 7.00 am and 10. 00 am on 8 February.
27 The grounds of appeal relied on by the CFMEU were first, that her Honour erred in law in construing the Order and in finding the charge of contempt proved beyond reasonable doubt and second, that the hearing miscarried because of circumstances that gave rise to a reasonable apprehension of bias in the conduct of the hearing. We agree with Merkel J, for the reasons stated by him, that the second ground of appeal cannot succeed.
28 Prosecution of a contempt requires more than proof of the technical breach of a court order notwithstanding that the requisite mens rea for a criminal contempt may be shown to have accompanied that breach. (See: Adam Phones Ltd v Goldschmidt [1999] 4 All ER 486 per Jacob J at 495). It may be assumed that the contempt alleged in this case was a civil contempt notwithstanding the confusion that now attends the distinction between civil and criminal contempt. (See: Lightman QC A Trade Union in Chains: Scargill Unbound ‑ The Legal Constraints of Receivership and Sequestration (1987) CLP 25, 27-28). There has been academic commentary on the need to preserve the distinction between civil and criminal contempt, particularly for a contempt based on an injunction issued pursuant to an application made by a party to an industrial dispute. (See: Lord Wedderburn Contempt Of Court: Vicarious Liability of Companies and Unions (1992) 21 Ind.L.J. 51, 53-56). Liability for the imposition of a penalty on proof of a civil contempt, and the blurred distinction between civil and criminal contempt, make it appropriate that there be no distinction between the standard of proof required for the proof of complaints of civil or criminal contempt. Therefore, the standard of proof required is proof beyond reasonable doubt. (See: Witham v Holloway (1995) 183 CLR 525; C. O'Regan Contempt of Court and the Enforcement of Labour Injunctions (1991) 54 MLR 385, 393-394; Microsoft Corporation v Marks (1996) 69 FCR 117).
29 As the usual outcome of successful contempt proceedings, whether classified as civil or criminal, is punishment, they ought be seen as essentially criminal in nature (Hinch v Attorney-General for the State of Victoria (1987) 164 CLR 15 at 49), so that correspondingly appropriate safeguards ought apply (cf. Doyle v The Commonwealth (1985) 156 CLR 510 at 516), though not necessarily such as would for all procedural and other purposes equate contempt proceedings with the trial of a criminal charge: (Witham v Holloway at 534).
30 It has long been accepted that a person should not be punished for contempt unless the specific charge against him or her be distinctly stated and an opportunity of answering it given to that person (Coward v Stapleton (1953) 90 CLR 573 at 579-580.) "[T]his principle must be rigorously insisted upon" (Coward v Stapleton at 580; Doyle v The Commonwealth at 516). It is reflected in 0 40 r 6 and r 8 of the Federal Court Rules which require that, on a proceeding for punishment of an alleged contempt a statement of charge "specifying the contempt of which the accused person is alleged to be guilty, shall be subscribed to, or filed with, the notice of motion or application" and that the "notice of motion or application, the statement of charge, and the affidavits [in support of the application] shall be served personally on the accused person".
31 The requirement that the statement of charge specify the contempt alleged is so as to allow the accused person to know the case he or she has to meet and to defend (Concrete Constructions Pty Ltd v Plumbers and Gasfitters Employees' Union (No 2) (1987) 15 FCR 64 at 73; see also: Cotroni v Quebec Police Commission (1977) 80 DLR (3rd) 490 at 497 "Precision is necessary if the accused is to be able to defend himself effectively"). The vehicle most commonly used to specify the conduct relied on to support the charge laid is the provision of appropriate particulars in, or annexed to, the statement of charge itself (Concrete Constructions at 73-74). If the statement of charge itself does not sufficiently specify the contempt, the affidavit evidence served with the statement cannot be relied upon to remedy the deficiency (Harmsworth v Harmsworth [1987] 1 WLR 1676 at 1683).
32 Unless and until an application is allowed to alter a particularised statement of charge, the accused is entitled to insist that he or she is only required to meet the charge as made. As was observed by Evatt and Deane JJin Australian Building Construction Employees' and Builders Labourers' Federation v Minister of State for Industrial Relations (1982) 43 ALR 189 at 206-207:
"The transcript indicates that senior counsel for the appellants made clear that objection was taken to any departure by the respondents from the charge of contempt as particularized in the statement of charge. The question whether the particularized statement of charge was adequate was adverted to by senior counsel for the respondents but no application was made to amend it and it remained unaltered in the form set out above. In these circumstances, the appellants were entitled to conduct their case on the basis that the only charge which they were required to meet was that which had been particularized against them. It is not for an appellate court to speculate whether, if the charge against a particular appellant had, either initially or by amendment, been differently framed or particularized, the evidence adduced would have been the same or the conduct of the particular appellant's case would have been unaltered.
…
The appeal…falls to be determined by reference to the charge, as particularized in the statement of charge, which the...appellant was called upon to meet and to the finding of guilt which his Honour made."
33 As discussed below, the essence of the case in contempt as presented by BHP Steel as prosecutor of the charge was that the CFMEU had failed to "inform" members employed at the New South Wales mines that the direction given by the CFMEU to members to take "strike action" had been withdrawn and further, that the CFMEU had procured and authorised members to stop performing work at the New South Wales mines in contravention of the terms of the Order.
34 The Statement of Charge set out the orders made by her Honour, albeit surprisingly inaccurately in relation to the prohibitory order (the purposive limitation on the scope of the injunction was simply omitted); particularised the manner in which the CFMEU was notified of the terms of the Order; and specified alleged breaches of the Order and gave particulars.
35 The relevant parts of the Statement of Charge read as follows:
"3. In breach of the Order, from the time of the making of the Order and continuously thereafter until 4pm on 9 February 2000, at the [New South Wales mines] the [CFMEU]:
(a) continued to take strike action for the purposes of a dispute or disagreement about or concerning negotiations or the outcome of negotiations over export coal prices;
(b) continued its ban upon employees attending for work and performing work in accordance with the applicable awards or certified agreements for the purposes of a dispute or disagreement about or concerning negotiations or the outcome of negotiations over export coal prices;
(c) continued to authorise members of the [CFMEU] who were employees of [BHP Steel] to stop performing work in accordance with the applicable awards or certified agreements for the purposes of a dispute or disagreement about or concerning negotiations or the outcome of negotiations over export coal prices;
(d) authorised members of the [CFMEU] who were employees of [BHP Steel] to stop performing work in accordance with the applicable awards or certified agreements for the purposes of a dispute or disagreement about or concerning negotiations or the outcome of negotiations over export coal prices;
(e) directed members of the [CFMEU] who were employees of [BHP Steel] to stop performing work in accordance with the applicable awards or certified agreements for the purposes of a dispute or disagreement about or concerning negotiations or the outcome of negotiations over export coal prices;
(f) procured members of the [CFMEU] who were employees of [BHP Steel] to stop performing work in accordance with the applicable awards or certified agreements for the purposes of a dispute or disagreement about or concerning negotiations or the outcome of negotiations over export coal prices.
The affidavits relied upon by the applicants in relation to these allegations are identified in the particulars below."
36 It is noteworthy that the allegations of the Statement of Charge relate to her Honour's Order globally. They do not specify expressly in each instance whether the alleged breach is of one or other, or both, of the mandatory and prohibitory orders contained in the Order. The apparent premise of the allegations is that any continuation of the strike or bans, and any further authorising of members of the CFMEU to stop performing work, would breach both the mandatory cessation order and the prohibitory restraining order. This said, those particulars that relate to omissions to act relate more naturally in the first instance to the mandatory order, while those alleging subsequent positive conduct more naturally relate to the prohibitory order.
37 The particulars apparently relevant to subpars 3(a), (b) and (c) of the Statement of Charge, each of which was followed by a sequence of references to affidavits, read as follows:
"The employees of [BHP Steel] listed below...failed to return to work on their appointed shifts...because [the CFMEU]:
(i) failed to inform such employees that the strike which it had required to begin at [BHP Steel's New South Wales mines] for 24 hours from midnight...on 7 February 2000 had ceased;
…
(ii) failed, between the time the said Order was made and 4pm on 9 February 2000 to inform such employees that they should return to their duties;
…
(iii) failed to cancel a meeting that had been called for 10 am...on 8 February 2000 at the Wonoona [sic] Bulli RSL Club, for the purposes of the strike;…"
38 Where those particulars refer to "employees" it may be taken that they were intended to refer to members and where particular (i) recites that the CFMEU "failed to inform...employees that the strike...had ceased" it may be assumed that the particular was directed to an alleged failure by the CFMEU to take steps as soon as reasonably possible in the circumstances to withdraw the call to members to stop work, and not to a failure by the CFMEU to "ensure" that each member was so informed. If it were the latter then, as discussed earlier, the terms of the Order would be ambiguous as to the act the CFMEU had to carry out to comply with the Order and a complaint of contempt would not lie.
39 Particular (i) could suggest any one of three possibilities: (a) that no notification of withdrawal of the direction to take "strike action" was made at all; (b) that any notification given was colourable; or (c) that whatever notification was given, it was,in light of the terms of the Order, a failure to act to withdraw the call for "strike action" as soon as reasonably possible in the circumstances. In our view, it is the third of those possibilities that expressed the purpose of the particular in the context of the Statement of Charge. The CFMEU was put on notice by the particular that the actions taken by it to immediately cease "strike action" after notice of the terms of the Order had been received by a person or persons having authority to act, were in issue and that central to that was whether it had acted as soon as reasonably possible in the circumstances to withdraw or cancel the direction to stop work.
40 With regard to particular (ii) the failure to act alleged therein does not appear to describe a failure to comply with the terms of par 1 of the Order. Insofar as par 1 of the Order directed the CFMEU to act, it did so by directing the CFMEU to cease "strike action". The act to be carried out by the CFMEU to comply with that Order has already been discussed. The Order did not direct the CFMEU to "inform" members that "they should return to their duties".
41 Particular (iii) recites a further circumstance of failing to act, namely, "failing to cancel a meeting" as an alleged breach of the Order. However, in its terms, par 1 of the Order did not direct the CFMEU to do the act the particular alleges that the CFMEU failed to do. The particular fails to identify a breach of the Order.
42 The remaining particulars appear to purport to be relevant to breaches of par 2 of the Order alleged in subpars 3(d)-(f) of the Statement of Charge. Those particulars read as follows:
"(iv) by its authorised officer, one Tony Maher, at about 8.30 am...on 8 February 2000 on ABC radio, represented that the strike was continuing in order to 'drive home a message to BHP';
…
(v) organised and conducted a union meeting at 10 am…on 8 February 2000 at the Wonoona [sic] Bulli RSL Club, at which a resolution was passed to extend strike action for a further 24 hours from midnight...on 8 February 2000;
…
(vi) at about 10 am ... on 8 February 2000 at the Wonoona [sic] Bulli RSL Club, passed a resolution to extend strike action for a further 24 hours from midnight...on 8 February 2000.
…"
43 Particular (iv) on its face was not capable of supporting the contempt alleged in either subpar 3(d), (e) or (f) of the Statement of Charge. Her Honour did not find that a contempt as set out in that particular had been committed.
44 In some respects, as discussed later in these reasons, particulars (v) and (vi) became the nub of the case argued before her Honour.
45 Particular (v), though not saying so in express terms, necessarily implies both that the CFMEU was itself responsible for the resolution passed (whether because it authorised or procured it) and that the strike action so extended was for the purpose of any dispute or disagreement about, or concerning, negotiations or the outcome of negotiations, over coal export prices. So understood, independently it could support a finding of contempt.
46 Particular (vi) is a direct allegation that the CFMEU passed the resolution and probably adds little to particular (v).
47 In expressing the foregoing views regard has been given only to the terms of the particulars themselves. Particular (i) does incorporate by reference the employees and their hours of employment referred to in a large number of affidavits filed in support of BHP Steel's notice of motion and, to that extent, those affidavits can properly be said to be part of the Statement of Charge. But not otherwise. An accused person is entitled to be informed from within the four corners of the Statement of Charge what is the case to be met. A specific charge must be stated distinctly. And the accused cannot be expected to cull from numerous affidavits the actual case against him which has purportedly been particularised in the Statement of Charge (cf. Harmsworth v Harmsworth at 1683). In any event the expedient of referring to affidavit material after each particular was a practical response to a suggestion made by her Honour at the 27 April 2000 directions hearing that BHP Steel identify which affidavits were relied upon in relation to which issue. In the language of 0 40 r 7, the affidavits so referred to embodied the evidence in support of the charge as it was particularised.
48 The comment to be made on the charges as particularised is that, in its Defence to the Statement of Charge, the CFMEU denied par 3 in its entirety. It likewise took the position in submissions filed prior to the hearing before her Honour that it was requiring BHP Steel to adhere to the charges as they had been particularised. No later amendment having been made to them, the CFMEU was entitled to insist both at trial and on this appeal that its conduct be judged by reference to the charges as particularised.
49 We turn now to her Honour's findings as they bear on the charges as particularised. First, compliance with the terms of the mandatory order presupposed that an officer or organ of the CFMEU having authority in the circumstances to take the action required, was aware of the terms of the Order. For this reason, as her Honour indicated:
"Critical issues in the proceedings are the extent of Mr Maher's knowledge and that of other members of the Executive, as to the existence of the Order and what it required, and when they received that knowledge. The issues arise because members of the CFMEU in the New South Wales mines referred to did not immediately return to work."
50 Her Honour found (i) that Mr Maher was told of the Order at about 10.50 pm on 7 February as a result of a brief mobile phone call from Mr Humphreys, BHP Steel's then solicitor; (ii) that if Mr Maher remained unfamiliar with the terms of the Order, these were discussed with him by Mr Everill, the Lodge President of the Appin mine, in a phone call made by the latter to him shortly after 5.00 am on 8 February; (iii) that Mr Fisher, an office-bearer of the Central Executive and District President for the South-Western District of New South Wales had also been advised of the Order by Mr Everill; (iv) that Mr Fisher telephoned Mr Maher at 6.48 am on 8February but "[n]o action was taken by either of them to bring the strike to an end"; and (v) that from about 7.00 am Mr Fisher and Mr Maher could have taken steps to bring the strike to an end, "as Mr Maher effectively conceded in his evidence". These findings resulted in a sequence of adverse credibility findings being made against Mr Maher whose own evidence was that he only heard of the injunction some time after 8.30 am on 8 February. They also required the drawing of several crucial inferences particularly in relation to the states of knowledge and the conduct of Mr Everill and Mr Fisher, neither of whom gave evidence. These inferences were clearly open to her Honour in light of what had been proved about telephone communications between CFMEU and Lodge Officials and the service of the Order on officials, and in the absence of explanation or contradiction.
51 In relation, then, to charges 3(a), (b) and (c) of the Statement of Charge as particularised in particular (i), the findings so made justified a finding that the breaches as charged had been made out. And so her Honour found:
"Mr Maher was told about the Order by Mr Humphreys. He was told that an injunction had been obtained against the Union relating to the price dispute. Given Mr Maher's experience he would have understood that there had been an Order made by the Court prohibiting the strike action. It is not necessary that he be shown to be aware of its full terms: Sun Newspapers Pty Ltd v Brisbane TV Ltd (1989) 92 ALR 535, 538. The CFMEU had not at this point been personally served and it was not served until the following morning, but in these proceedings fines are sought and the embargo of 0 37 r 2(1) does not apply: Windsurfing International Inc v Sailboards Australia Pty Ltd (1986) 19 FCR 110, 113. In any event that rule contains an exception, in the case of notification by other means, such as is recognised by the common law: r 2(5) (and see Windsurfing International Inc v Sailboards Australia Pty Ltd (1986) 19 FCR 110). It is not necessary to determine whether other members of the Executive were aware. It was Mr Maher's obligation, on behalf of the Union to notify anyone necessary to effect an end to the strike. It is likely that he did so at the conference dinner and that others were then informed. If Mr Fisher was not told earlier, Mr Everill almost certainly would have told him when he spoke to him at 6.48 am. Even at this timehe and Mr Maher could have taken steps to bring the strike to an end, as Mr Maher effectively conceded in his evidence.
Lodge Officials and members of the Union were waiting for advice from the Executive. Without it they would not act upon BHP Steel's advices about the Order. It was not suggested that there was no action open to the Executive or Mr Maher to put matters in train. Notification was clearly possible. One may observe how promptly the strike had been notified the day before."(Emphasis added.)
52 Notwithstanding the foregoing comments on the findings made apparently with reference to particular (i), reading her Honour's reasons as a whole, the conclusion that the CFMEU committed a contempt of the Court by breaching the Order also rested on findings purportedly made with regard to particulars (v) and (vi) based on her Honour's perception of the conduct of the CFMEU at, and the outcome of, the meeting of members held on 8 February addressed by Mr Maher and Mr Fisher. In particular considerable weight seems to have been placed by her Honour on the failure of the members of the CFMEU employed at the New South Wales mines to return to work after that meeting concluded. It was implicit in the case presented to her Honour that if the members had resumed employment after the meeting concluded, no distinction would have been drawn between the acts done by the CFMEU to comply with the Order by withdrawing the direction to members to take "strike action" in Queensland and in New South Wales, and the allegation that the CFMEU had committed a contempt of the Court would not have arisen. Members employed by BHP Steel at the Queensland mines commenced "strike action" on 7 February at least four hours before the members employed at the New South Wales mines. A return to work by members in New South Wales after conclusion of the meeting would have been, to a large extent, synchronous with the return to work by members at the Queensland mines which, as noted earlier, took place between 10.00 am and 6.00 pm on 8 February.
53 Notwithstanding the foregoing, it is apparent that her Honour was satisfied that the failure to act between 7.00 am and 10.00 am on 8 February in respect of the New South Wales mines amounted to disobedience by the CFMEU of par 1 of the Order in a degree that constituted contempt of the Court. As is discussed below, her Honour's assessment of the seriousness of the contempt was affected by her view of the conduct of the CFMEU at the meeting. However, the essence of the finding of contempt remained the failure to act between 7.00 am and 10.00 am to withdraw the direction to members to take "strike action" at the New South Wales mines.
54 Mr Maher's evidence in respect of the meeting was set out in an affidavit, the relevant part of which read as follows:
"45. Prior to the meeting I spoke to some CFMEU rank and file members. Complaints were made to me by members about the fact that process servers had knocked on their doors in the middle of the night to serve court documents, waking family members. Complaints were also made to me that members were told that they would lose their houses and other possessions if they did not obey the Court orders. It appeared to me from these comments that many of the members were in an angry mood.
46. The meeting commenced shortly after 10am. I observed that some members were drinking alcohol at the meeting.
47. At the commencement of the meeting I gave a report to the members. I spoke about recent developments concerning BHP. The main issues raised were the Log of Claims served by BHP on the CFMEU, the Pilbarra [sic] dispute, and coal prices. A national resolution was put to the meeting and passed by the members. A copy of that resolution is annexed …
48. I then spoke about the stoppage and about the Federal Court proceedings. I said words to the effect of:
Our action has brought about a legalistic response from the Company and now we've got a Federal Court injunction. I haven't seen the terms of the injunction but from what I have been told we have to return to work immediately. The Executive therefore directs you to return to work.
49. Mr Fisher then addressed the meeting. Mr Fisher said words to the following effect:
Our position is that you go back to work.
50. At the end of the reports by myself and Mr Fisher the meeting was thrown open for questions and comment from the floor. At this point a number of members spoke from the floor in an angry manner about the actions of BHP in sending process servers in the middle of the night to serve documents, and the effect that this had had on their families. Others objected to receiving telephone calls in the middle of the night. Some members also raised the fact that they had been threatened with loss of their houses and other possessions if they did not return to work.
51. During this discussion a resolution was moved from the floor. The resolution called for an extension of the stoppage for a further 24 hours in protest at BHP's harassment of employees.
52. In response to this resolution I said words to the following effect to the meeting:
You can't extend the stoppage because its [sic] a National stoppage called by the Executive. The Executive has now said that it should be ended immediately. Any further stoppage is not supported by the Executive.
53. I recall that Mr Fisher made a similar comment to the meeting.
54. Another resolution was then moved from the floor which called for a further 24 hour stoppage. Annexed…is an extract from the Appin Lodge Union Book which records the resolution. This record accords with my recollection of the resolution. The resolution was passed on the voices. I did not speak further in the debate because I had already made clear the Executive's position that a further stoppage was not supported.
55. The meeting ended at about ll.30 am and the members dispersed. It was apparent to me from the passing of the resolution moved from the floor that the members did not intend to return to work prior to the end of the 24 hours stoppage, notwithstanding the Executive direction. I was of the view that there was no further action which could effectively be taken by me to persuade the members to return to work prior to the end of the 24 hour stoppage. I did not believe that the members, having apparently rejected one direction by the Executive, would be willing to accept a further direction. I observed the latter part of the meeting to be dominated by expressions of anger from members at the perceived harassment by BHP of union members and officials the previous night."
55 The cross-examination of Mr Maher on the foregoing evidence did not challenge his statement that members who assembled at the meeting were "very angry about [BHP Steel's] actions overnight". Nor was there any challenge to Mr Maher's account of the statements made by members at the meeting in support of the motion put to the meeting by members that there be a stoppage of work to protest at the perceived harassment and intimidation by BHP Steel of the officials elected by those members to represent them at the mines.
56 Her Honour did not reject Mr Maher's evidence. But in her reasons her Honour set out the following conclusions in respect of the involvement of the CFMEU in the meeting:
"Mr Maher's reference to the Court Order could not have impressed upon the members the Union's unqualified obligation to act in compliance with it and at once. After inflaming his audience he spoke of the Order as a 'legalistic response' which is far from explaining its seriousness. Rather than explaining the obligation to comply with an Order made by a Court, Mr Maher connected it with the company which was to be seen as callously inflicting harm on employees. In that context, the Order was presented as another such action. To say that Mr Maher was paying mere lip service to the CFMEU's obligation to bring the strike to an end may be something of an understatement.
…
There is no doubt, in my view, that the CFMEU's conduct at the meeting was designed to, and had the effect of, encouraging the employees not to cease the strike action and to take it further. Mr Maher's words were an active encouragement to continue an expression of anger against the company. One might expect rank and file members to have been seeking guidance from the Executive and the Branch. Their statements before the meeting to persons notifying them of the Order bear this out. It is not difficult to imagine that the address by Mr Maher to the meeting didnothing to lessen the anger which he was determined to keep alive. He took no serious steps to dissuade them from further strike action. If he did speak some words of non-support they were very few. They could hardly have been thought sufficient for that purpose. The members could not have been left in any doubt about Mr Maher's and the CFMEU's lack of sincerity in not supporting the strike. They would have understood they were being encouraged to do so.
…
The decision to continue with the meeting and the conduct of Mr Maher at it is evidence of a determination, on the part of the CFMEU, to continue the strike action.
I am satisfied that the CFMEU through Mr Maher, acted at the meeting in such a way as to ensure a continuation of strike action."
57 The passages in her Honour's reasons recited above suggest that her Honour may have misunderstood the limitations of the evidence presented to the Court as to the manner in which the meeting was conducted and further that her Honour may have confused the terms of the Order that the CFMEU do a specific act, with the outcome BHP Steel sought to achieve when it obtained the Order. The meeting had been convened for members employed at the New South Wales mines to receive a report from the CFMEU on a number of matters that were separate from the dispute to which the injunctions were directed. There was a pre‑existing commitment by the CFMEU to report to members on those matters and the opportunity to conduct the meeting arose when all the members became available to attend such a meeting by reason of the "strike" called by the CFMEU for 8 February. Accordingly, the meeting had been convened when the direction to "strike" was given.
58 The question before her Honour was not whether anything had been done by the CFMEU to lessen the anger of members attending that meeting; nor whether any serious steps had been taken by the CFMEU to dissuade members from "further strike action". Under par 1 of the Order the CFMEU was required to act as directed by that paragraph and, under par 2 of the Order, the CFMEU was restrained by the Court from doing an act specified therein. Therefore, the question whether the CFMEU had committed a contempt of the Court could only arise if the CFMEU failed to act as directed or if it did an act the injunction prohibited it from doing.
59 The CFMEU is an organisation registered under the Act and, therefore, an entity separate from its members, whether or not the members act singularly or in combination. No employee, being a member of the CFMEU who had withdrawn his or her labour in response to the CFMEU direction to do so, had been directed by the Court to return to work. Therefore, putting to one side questions of accessorial liability and the obligations of third parties - issues not raised in this case - an employee would not disobey the Order by failing to return to work and would not become liable to the imposition of a fine by the Court for a contempt of the Court. (See Borrie and Lowe at p. 403). It was not submitted that the CFMEU could be held liable in contempt vicariously if members of the CFMEU who had engaged in "strike action" for a proscribed purpose refused to cease that action.
60 No disobedience of the Order and contempt of the Court by the CFMEU would arise if the members attending the meeting decided to withdraw their labour in protest at conduct on the part of their employer that the employees perceived to be intimidatory. Her Honour seems to have regarded the resolution by the members that they withdraw their labour for 24 hours from 8 February as "a continuation of the strike action" and that such action by the members had been procured and authorised by the CFMEU in breach of the Order.
61 Clearly that could not be so unless a finding were made, on appropriate evidence, that the advice Mr Maher gave to the members at the meeting, that the CFMEU had withdrawn the direction to engage in "strike action" and that they were to return to work, and the resolution to stop work carried by the members at the meeting, was, in each case, a sham and that the true will of the members at the meeting, procured by acts of officers of the CFMEU, was that "strike action...for the purposes of any dispute or disagreement about, or concerning the negotiation or the outcome of negotiations over export coal prices" be continued.
62 The view her Honour took of what Mr Maher said suggests that she found that his action in directing CFMEU members to return to work was colourable. But if such was the case, then it would not have been open to her Honour to find that the continuation of the strike action was referable to the conduct specified in any particular. If the CFMEU was to be charged with continuing the strike action by acting colourably when notifying withdrawal of the direction to stop work, that allegation ought, as a matter of basic fairness, to have been brought home explicitly to the CFMEU in the Statement of Charge. It was not.
63 Significantly in this regard, while Mr Maher was questioned by her Honour as to why he had not advised members that the CFMEU had withdrawn its call for "strike action" until after he had spoken of the bad faith of BHP Steel, the closest cross-examination of Mr Maher came to suggesting that the direction to return to work was colourable, was a suggestion put to him that he had later endorsed what the members had done in voting to engage in another "strike" and a question asked as to whether he had a smile on his face when he explained the position of the CFMEU. Mr Maher denied both matters. The prosecutor adduced no evidence to establish such a case. In the course of the cross-examination of Mr Maher, her Honour alluded to some of the matters the prosecutor would have had to prove if it had sought to present that case:
"Perhaps a lot of it depends upon how it's said and the tone you take and all of those matters which are a bit hard to assess now, of course."
64 Irrespective of the absence of an appropriate particular, the evidence presented in respect of the conduct of the meeting was not capable of supporting a finding that the CFMEU acted colourably. Although her Honour found Mr Maher to be an unsatisfactory witness in his claims that he was unaware of the Order until the morning of 8 February and that he had not discussed the terms of the Order with other CFMEU officers, that alone did not permit a finding to be made beyond reasonable doubt as to the conduct of the CFMEU at the meeting. There had to be some evidence on that issue.
65 The only evidence in respect of the conduct of the meeting and of the attitude of the members was that provided by Mr Maher. Her Honour appeared to accept that the members were very angry before the meeting commenced but attributed that anger to the dissatisfaction of the members with the efforts BHP had made to maintain the price paid for the coal it exported. But there was unchallenged evidence that the members were angry because BHP Steel had directed copies of the Order to be served personally in the early hours of the morning of 8 February on members who were Lodge Officers, and that members understood that those officers had been told that if "they did not obey the Court orders" they would lose their houses and other possessions.
66 Her Honour appeared to form the view that occurrence of those events in the course of the preceding night would not have been sufficient to move the members attending the meeting to anger. Her Honour referred to the absence of any statement in depositions made by BHP Steel officers that members had expressed any anger when they had been contacted by those officers by telephone at their homes late at night on 7 February and informed that a court order had been made, "ordering all striking workers back to work immediately".
67 Her Honour accepted that misrepresentations as to the requirements of the Order were made by officers of BHP Steel in those telephone calls, but considered that not to be relevant to the issue of the attitude of the members at the meeting, partly, it seems, because of what her Honour perceived to be a lack of reaction by members at the time those misrepresentations were made.
68 It appears to have been overlooked that it was likely that, upon members gathering for the meeting and discussing between themselves the events of the preceding night, they would have become aware that the terms of the Order had been misrepresented to them, and that such events may have been perceived as intimidatory action by the employer, giving them cause for anger. In addition, due regard had to be given to the fact that a number of the members called by officers of BHP Steel were said to have "hung up" on the caller after a brief conversation. In any event, it was likely that the real cause for anger was the decision of BHP Steel to effect personal service of the Order upon Lodge Officers late at night. The evidence before her Honour showed that Lodge Officers had been served personally at their residences between 2.50 am and 4.42 am on 8 February.
69 Her Honour did not deal with the inference presented by the foregoing material that if the members had not been angry beforehand, they became angry when they assembled for the meeting and learned that their local representatives had been subjected to personal service of a copy of the Order in the early hours of the morning and had been told that their homes would be in jeopardy if they did not obey the Order.
70 The resolution of the members to stop work, expressed to be because of the harassment and intimidation of "our elected union officials both at District and Lodge level" (emphasis added), could not support a conclusion that only Lodge and District officials, and not other members, were angry about the conduct of BHP Steel on the preceding evening.
71 The will of the meeting, as recorded in the resolution, was expressed in clear terms. Even if there had been evidence that Mr Maher encouraged the members to take the action so resolved, the genuineness of the resolution remained to be considered. The resolution could not be regarded as the "continuation of strike action" by the CFMEU, nor the procuration or authorization thereof by the CFMEU, without determining whether the members had resolved to withdraw their labour for a purpose proscribed by the Order.
72 In the absence of any evidence to contradict the material adduced or to provide a foundation for a conclusion that the intent and purpose of the meeting was other than that recorded in the resolution, the evidence that the members had so resolved and the reasons expressed in the resolution for doing so, had to be given due weight in determining whether a contrary proposition had been proved beyond reasonable doubt.
73 Proof beyond reasonable doubt is not satisfied by presenting a court with a choice between competing inferences. As Lord Denning MR said:
"A contempt of court is an offence of a criminal character. A man may be sent to prison for it. It must be satisfactorily proved. To use the time- honoured phrase, it must be proved beyond reasonable doubt. It is not proved by showing that, when the man was asked about it, he told lies. There must be some further evidence to incriminate him. Once some evidence is given, then his lies can be thrown into the scale against him. But there must be some other evidence. …
[Where] two possibilities are equally likely…[it] is not possible to say which of them is correct. …That would be conjecture rather than inference - surmise rather than proof. Where there are two equally consistent possibilities open to the court, it is not right to hold that the offence is proved beyond reasonable doubt." (In re Bramblevale Ltd [1970] 1 Ch 128 at 137).
74 On the evidence, it was not open to her Honour to conclude beyond reasonable doubt that "the issue of coal prices" between the CFMEU and BHP was part of the purpose of the resolution of the members at the meeting that there be a 24 hour stoppage to protest at the conduct of BHP Steel, nor could it be concluded that the CFMEU had procured or authorised such action by the members for the purpose of the dispute over coal prices.
75 The resolution, and the intent and purpose of the members expressed therein, was consistent with the evidence adduced. There was no evidence to permit a conclusion that the resolution was a pretence, the real purpose of the meeting as procured or authorised by the CFMEU being to continue "strike action" over the issue of the price accepted by BHP for exported coal. The members were angry and resolved to withdraw their labour to express to BHP Steel that the events that had caused that anger would not be tolerated then, or in future, by the "rank and file". The resolution stood on its own as an expression of the will of the members as to the manner in which that issue would be dealt with by them.
76 Her Honour seems to have taken the failure of the members to report for work at the New South Wales mines after the meeting ended, as evidence that the meeting must have been conducted by Mr Maher to procure the members to agree to continue to withdraw their labour for the purpose of the dispute over coal prices. As indicated above, if the members were aggrieved by the conduct of BHP Steel in directing copies of the Order to be served at the homes of Lodge Officers in the early hours of the morning, it was not inherently improbable that the members would decide on fresh action against BHP Steel by not returning to work after the meeting and by resolving to conduct a further 24 hour stoppage. If a finding were to be made that the CFMEU, through Mr Maher, procured or authorised continuation of a stoppage of work for the purposes of the dispute between the CFMEU and BHP over "export coal prices", there had to be evidence of acts of Mr Maher, and of the members, in the course of the meeting that showed, beyond reasonable doubt, that Mr Maher and the members had a joint purpose, namely, to promote the position of the CFMEU in a dispute with BHP about "export coal prices", that purpose to be effected by the members refusing to return to work, and by resolving to stop work for a further period of 24 hours. There was no evidence to that effect and no foundation of fact was provided from which such an inference could be drawn.
77 On the evidence adduced it could not have been concluded beyond reasonable doubt that, in breach of the Order, the CFMEU engaged in procuring or authorising members to stop work for the purposes of a dispute concerning the negotiation of "export coal prices".
78 It follows that the appeal by the CFMEU against the declaration made by her Honour succeeds to the extent that the declaration that the CFMEU committed a contempt of Court by procuring or authorising its members to take further strike action is set aside and the terms of the declaration varied accordingly. Otherwise, the appeal is dismissed.
79 Her Honour's assessment of the appropriate fine to be imposed, and the order made that the CFMEU pay BHP Steel's costs on an indemnity basis, depended upon findings made by her Honour that are to be set aside. Therefore, the appeal against the orders made by her Honour for the imposition of a fine and for the payment of costs must be allowed, the
orders set aside and the matter remitted to her Honour for re-determination of those issues in accordance with these reasons.
I certify that the preceding seventy‑nine (79) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justices Lee & Finn JJ.