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[2007] FCAFC 32
Federal Court of Australia (Full Court)
2007-07-01
Adam P, Commission J, Cowdroy JJ
Original judgment source is linked above.
Note: Settlement and entry of orders is dealt with in Order 36 of the Federal Court Rules.
NEW SOUTH WALES DISTRICT REGISTRY NSD 2157 OF 2005
BETWEEN: CONSTRUCTION, FORESTRY, MINING AND ENERGY UNION
AND: AUSTRALIAN INDUSTRIAL RELATIONS COMMISSION
REASONS FOR JUDGMENT THE COURT: Introduction 1 On 21 May 2003 the Construction, Forestry, Mining and Engineering Union (CFMEU) lodged notification of an industrial dispute, attaching a log of claims, with the Australian Industrial Relations Commission (Commission). The dispute was said to exist between the CFMEU and a number of companies listed in an attachment to the notification. One of the companies was Dyno Nobel Asia Pacific Limited (Dyno Nobel). That company manufactures, assembles, transports and sells explosives largely for use in the mining industry in Australia. The CFMEU claimed in its notification that, with one immaterial exception, the companies listed in the attachment were either bound by the Coal Mining Industry (Production and Engineering) Consolidated Award 1997 directly or through roping in orders or were not bound by any award. 2 The matter came on before Senior Deputy President Drake of the Commission in Sydney on 22 October 2003. Evidence was taken on 10, 11 and 25 November 2003 and submissions on 3 February 2004, at which time the Commission reserved its decision. 3 Dyno Nobel objected that its employees did not work in or in connection with the coal industry and were therefore not within the relevant eligibility rule of the CFMEU. Drake SDP rejected that contention in a decision given on 2 November 2004 which gave rise to a formal finding made on 23 December 2004. She found that Dyno Nobel employees at depots at or near coal mines were engaged in the preparation and delivery of explosives to blasting points and in shot firing at the mine sites. On this basis they were working in or in connection with the coal industry. 4 The Full Bench allowed an appeal from the decision of Drake SDP on 14 July 2005. On 5 September 2005 the CFMEU filed an application in the original jurisdiction of the High Court seeking an order that the Commission show cause why certiorari should not issue to quash the appeal decision and mandamus to require the Commission to hear and/or determine the matter in accordance with law. By consent, the matter was remitted by the High Court to this Court for hearing. 5 The effect of amendments to the Workplace Relations Act 1996 (WRA 1996), which came into operation on 27 March 2006, is that even if the decision of the Full Bench were quashed the appeal proceedings in the Commission have lapsed and cannot be revived. The Full Bench decision now has no legal consequences. If its decision were quashed there is no surviving duty on the part of the Full Bench to determine the appeal. There is therefore no duty which is enforceable by mandamus. In the jurisdiction enlivened by the remitter, certiorari is only available as an ancillary remedy. Absent an entitlement to mandamus it cannot issue in that jurisdiction. 6 Certiorari may be claimed as a stand alone remedy in the jurisdiction that the Court has in any matter arising under a law of the Commonwealth Parliament. But given the absence of legal consequences attaching to the Full Bench decision it is not an appropriate remedy in this case. 7 After the hearing commenced the CFMEU sought leave to amend its application to include a claim for declaratory relief to the effect that Dyno Nobel employees are entitled to be members of the CFMEU. The introduction of a claim for such relief would put these proceedings on an entirely different footing beyond the scope of judicial review to a substitutive determination about the present position with respect to Dyno Nobel employees. 8 For the preceding reasons, more fully elaborated below, leave to amend the application should be refused and the application should be dismissed. Dyno Nobel's objection in the Commission 9 Dyno Nobel submitted at the hearing before Drake SDP that the Commission had no power or jurisdiction to find the existence of an industrial dispute between it and the CFMEU on the basis that the CFMEU's eligibility rule did not entitle it to represent the employees of Dyno Nobel. The relevant part of the eligibility rule of the CFMEU (r 2D) was in the following terms: Without limiting the generality of the foregoing and without being limited thereby the Union shall also consist of an unlimited number of employees engaged in or in connection with the coal and shale industries together with such other persons whether employees in the industries or not as have been appointed officers and admitted as members. Dyno Nobel submitted that it was well established that a rule expressed in such terms is construed as relating to the industry of the employer. In order for persons to be eligible to be members of the organisation they must be employed in an industry carried on by their employer which satisfies one or more of the descriptions in the eligibility clause. The company submitted that on the evidence before the Commission it was engaged in the chemical explosives industry which was separate and distinct from the mining industry. It had been so recognised by the Commission as evidenced by the making of a distinct explosives industry award. 10 The CFMEU on the other hand argued that Dyno Nobel employees performed work on a number of coal mines in Queensland. They provided drill and blast crews including shot firers and were therefore mine workers under the Coal Mining Industry (Production and Engineering) Consolidated Award 1997. A proper examination of the work which they performed at coal mines in Queensland showed that they were engaged in, or in connection with, the coal industry. Relevant findings of the Commission at first instance 11 The reasons for decision of the Senior Deputy President incorporated a table produced by Mr David Wyllie, the Manager, Operations-East for Dyno Nobel. It summarised the nature of the work done by Dyno Nobel employees at various depots owned by the company at mine sites, including coal mine sites, around Australia. The table disclosed that employees at the Collie Depot and the Collie coal mine would mix raw materials to make explosives for the mine at the site, they would deliver the mixed materials to the site and then load them into explosive holes. In describing the nature of the work performed by the company's employees at a coal mine at Ravensworth in New South Wales, Mr Wyllie's table stated: Manufacturing plant at Warkworth manufactures emulsion. Emulsion is delivered to coal mines direct, the Cadia gold mine and the depots. The manufacturing plant also stores some ammonium nitrate. Four shot firers operate at the open cut coal mines. Shot firing involves priming and stemming of the holes, tie-up and firing the shot. Raw materials, including ammonium nitrate, fuel oil and emulsion, are loaded onto the bulk explosives vehicle, mixed in the truck and delivered to the mine site. The materials are then loaded into the explosives holes. 12 Mr Wyllie's table also disclosed that the company had a depot in Queensland at Peak Downs and a depot at a coal mine site at Gregory. Shot firing was performed by three employees of the company at the Gregory mine and by 5 of the 12 permanent employees and a casual employee based at the Peak Downs depot and other coal mines in the area. Shot firing was to be performed at the Hale Creek mine until that mine's blaster was operational. The Gregory mine was the only mine where the company was contractually engaged to perform shot firing. At the other mines in the area shot firing was only performed on an as required basis. Shot firing was also performed by company employees at the New Hope coal mine. The employees were based at the company's depot at the mine where they were responsible for ensuring that stock is stored correctly and where they mixed the raw materials to make the explosive and deliver it to the mine site. 13 Senior Deputy President Drake, whose findings of primary fact were not challenged before the Full Bench, found (at [353]) that the work performed by Dyno Nobel employees at various coal mines and at depots on coal mine leases or nearby included the following: . Ensuring that stock at the depots is stored correctly, properly accounted for and adequately and safely maintained. . Consulting with the mine site operator as to how the shot is to be planned and what product is to be used and applied. . Delivering materials to the mine site. . Loading raw materials on to the bulk explosives vehicle. . Mixing raw materials in the truck. . Loading mixed materials into explosive holes. . Backfilling explosive holes. . Shotfiring . Preparation of the drill and blast design at Gregory by an employee from Peak Hill who works solely on coal mining work. . Providing training to mine staff in the safe use of Dyno Nobel products. . Maintaining depots. . Maintaining the truck, including calibration on a monthly basis. . Maintaining the safety and maintenance quality systems. The Senior Deputy President found that Dyno Nobel employees did not designate where blasting was to occur and did not drill blast holes. They completed the explosives manufacturing process by turning inert products on the explosives truck into an explosive by mixing the products as they went into the holes on the mine site. At [360] to [362] she said: [360] Blasting and shotfiring are identified as advanced competencies in the P & E Award. Blasting and shotfiring is work performed on coal leases across Queensland, New South Wales and in Western Australia. In New South Wales there is a specific award for shotfirers and deputies which applies to employees of employers who are members of the New South Wales Coal Association. [361] I accept that the past practice in coal mining was for direct mine site employees to perform explosives work with materials supplied by the explosives suppliers. That work previously performed by direct mine site employees has not disappeared. It is now predominately performed by the contractors who supply the explosives, such as Orica and Dyno Nobel. [362] I have concluded that removing the overburden is an essential element of open cut coal mining. It is a critical input to the cost of open cut coal mining. It involves a huge capital investment. How well the mechanical process of removing the overburden progresses, and the cost of the explosives involved, are essential considerations in the overall economics of the production of coal at open cut mines. Drake SDP found the mixing of the inert components supplied by Dyno Nobel in the explosives truck and pouring that explosive down the hole was also an essential component of removing the overburden. If there were no "down the hole process" and no consequent explosion there could be no removal of the overburden. Without the removal of the overburden there could be no open cut mining. She continued (at [364]): Secondary blasting, if it takes place, is the same physical activity as the first down the hole process. It is engaged in to either amend an unsatisfactory first blast or to remove an impediment in the exposed coal seam. It is an adjunct to the initial down the hole task. In my opinion secondary blasting is work performed in the coal industry. 14 The Senior Deputy President found that shot firing is work performed within the coal industry. It is governed by coal mining legislation and regulations, particularly in relation to safety. Certification for shot firing is a pre-requisite for its performance. Employees trained by Dyno Nobel in shot firing or any part of the "down the hole process" tended to remain in that work. It is recognised as a coal mining activity in various awards and agreements of the Commission. The Senior Deputy President said (at [366]): I have concluded that the activities engaged in by Dyno Nobel employees on coal mining leases, or on the depots located either on site or nearby, is work performed within the coal industry. The substantial character of this work performed by Dyno Nobel is work in the coal industry. This does not include the activities of Dyno Nobel engaged in at their various manufacturing plants or off coal mining sites or depots in other industries. She did not accept the proffered description of shot firing as "an adjunct service" to the manufacturing of explosives. She said (at [368]): The work engaged in by Dyno Nobel employees on site or at these depots is essential to the mining of coal. Without these functions the mining of coal could not be achieved. The activities are integral to the processes of the coal industry. They are not peripheral activities provided to the coal industry such as those the subject of the decision in Poon Bros. Although the work of Dyno Nobel is a service provided to the coal industry by contractors, the work is work performed in the coal industry. I have not drawn this conclusion because the client of Dyno Nobel is the coal industry. I have drawn this conclusion because of the nature of the work itself. It is not in the provision of fuel or food or the provision of some other extraneous service. If the work were not in the coal industry it was work "in connection with" the coal industry (at [371]). Based on this finding and similar findings in relation to two other companies, the Senior Deputy President said (at [406]): I intend to find an industrial dispute exists between the three employer respondents and the CFMEU in relation to the work I have found to be work in the coal industry or in connection with the coal industry. The Senior Deputy President's finding 15 The formal record of the Senior Deputy President's finding published on 23 December 2004 was in the following terms: RECORD OF FINDING The Commission pursuant to section 101 of the Workplace Relations Act 1996 (the Act) DETERMINES, RECORDS AND FINDS as follows: 1. That there is in existence an industrial dispute within the meaning of the Act between the Construction, Forestry, Mining and Energy Union and the respondents listed in Schedule A, with leave reserved in respect to the companies listed in Schedule B. 2. The subject matters which are in dispute, in so far as they are in industrial matters within the Act, are set out in the Letter of Demand attached hereto and marked "D" with that Log of Claims amended in conformity with the Decision PR952134 and now attached as Schedule C hereto. The companies named in the attachment to the record of finding included Dyno Nobel.
The appeal to the Full Bench - the grounds 16 On 13 January 2005 Dyno Nobel gave notice of appeal to the Full Bench of the Commission against the finding by Senior Deputy President Drake. The grounds of appeal were: (a) that the Commission erred in law and in its interpretation of the CFMEU's eligibility rule as it relates to Dyno Nobel, its business and its employees; (b) that on the basis of the error set out in (a), the Commission acted without jurisdiction, or in excess of its jurisdiction, in finding that an industrial dispute exists between Dyno Nobel and the CFMEU as a consequence of the service of, and non-accession to, the log of claims. The reasons for decision of the Full Bench 17 The appeal came on for hearing before a Full Bench of the Commission comprising Lawler VP, Hamberger SDP and Lewin C on 24 March 2005. On 14 July 2005 the Commission allowed the appeal. In their joint judgment Lawler VP and Hamberger SDP said that on the evidence before Drake SDP Dyno Nobel employees were not engaged in or in connection with the coal industry within the meaning of r 2D of the eligibility rules of the CFMEU. They said, inter alia (at [59]): The predominant purpose of the single integrated business operated by Dyno Nobel is the manufacture and supply of explosives. This confers a "substantial character" that places the business of Dyno Nobel in the explosives industry or, more generically, the chemical industry. The issue comes down to whether, because a small number of Dyno Nobel employees perform some work that can be regarded as work in the coal industry (the backfilling of shot holes and shot firing work performed by between 8 and 14 employees and the devising of blast patterns by one technical adviser), the single integrated business of Dyno Nobel also has a "substantial character" that places it in or in connection with the coal industry within the meaning of Rule 2D of the CFMEU rules. In our view, the fact 8 out of some 160 operational employees perform shot firing as a relatively small part of their overall work for Dyno Nobel, that a further 6 employees occasionally perform shot firing on an ad hoc or relief basis and that one technical adviser sometimes devises blast patterns for coal mining companies (which together accounts for about one quarter of one percent of Dyno Nobel's revenue) does not give the single integrated business of Dyno Nobel an additional "substantial character" as a business in or in connection with the coal industry. When considered in the context of the business of Dyno Nobel as a whole, these activities are too minor and incidental to confer an additional character on the business of Dyno Nobel that could properly be described as "substantial". Rather, these activities are properly to be seen as the supply of a service to employers in one industry by an employer whose business is in another industry … The orders made by the Full Bench 18 The orders made by the Full Bench on 14 July 2005 were in the following terms: The Commission orders:
The above conclusions are applicable to the exercise by the Federal Court of the jurisdiction conferred upon it by s 39B(1) of the Judiciary Act and s 847(3) of the WRA 1996. 60 When the High Court remits a matter to this Court which was commenced under s 75(v) of the Constitution this Court derives its jurisdiction not from the Constitution but from statute - either s 39B(1) of the Judiciary Act or, as in this case, s 847(3) of the WRA 1996. The remitter which excites that jurisdiction does not exclude the possibility that relief may be granted in the exercise of some other relevant jurisdiction conferred upon the Court. This Court, as Hill J pointed out in Klewer 99 FCR 217, also has jurisdiction under s 39B(1A)(c) in any matter arising under any laws made by the Parliament. Whether, in the circumstances of a matter which also answers that description, the jurisdiction is accrued or primary, is immaterial. If the matter is also one arising under a law made by the Parliament then the applicant may, in appropriate cases, and subject to limitations imposed by the terms of the remitter, establish an entitlement to certiorari or other relief such as declaratory relief in the exercise of that jurisdiction. This is further discussed in the next section. The scope and nature of the Federal Court's jurisdiction upon a remitter of a matter from the High Court 61 It has been said that where a matter has been remitted from the High Court to the Federal Court this Court "relevantly stands in the jurisdictional shoes" of the High Court: McCauley v Hamilton Island Enterprises Pty Ltd (1986) 69 ALR 270 at 275-276 (Mason J). That is a metaphor which should not be taken to confine the Federal Court, in dealing with a remitted matter, to the head of jurisdiction which justified the remitter. 62 It is important to appreciate that when the High Court makes an order under s 44 of the Judiciary Act remitting a matter to this Court, that order does not of itself confer jurisdiction on this Court. The High Court in making a remitter order does not exercise a constitutional power. It exercises statutory power conferred upon it by s 44 of the Judiciary Act. It is only the Parliament which can confer jurisdiction on the Court in the exercise of its legislative power to do so under s 77 of the Constitution. In adjudicating upon a remitted matter this Court exercises either the "jurisdiction with respect to the subject matter and the parties" already in existence, which is a necessary condition of the remitter to it under s 44(1) or jurisdiction which is enlivened by the fact of remitter. Statutory provisions which enliven jurisdiction upon remitter are ss 44(3)(a) of the Judiciary Act and s 847(3) of the WRA 1996. 63 Where a matter is commenced in the High Court in its exclusive jurisdiction conferred by s 38(a) to (d) of the Judiciary Act the Court is empowered to remit the matter or a part of it to the Federal Court or any court of a State or a Territory. By virtue of s 44(3)(a) the remitter enlivens the jurisdiction of the court receiving the matter. In a similar way the jurisdiction of this Court to entertain a remitted proceeding in which mandamus, prohibition or an injunction is claimed against an officer holder under WRA 1996 is enlivened by s 847(3) of that Act. 64 The operation of s 44(3) was discussed by Gummow J in Cook 188 CLR at 633. His Honour said: It should be observed that where, pursuant to s 44(2) or (2A), the High Court remits a matter or part of a matter, s 44(3) states that the receiving court has "jurisdiction in the matter, or in that part of the matter". Section 44(3) thus operates, as appropriate to the case, as a law under s 77(i) of the Constitution defining the jurisdiction of a federal court other than the High Court, or as a law under s 77(iii) of the Constitution investing any court of a State with federal jurisdiction. And further (at 633): What is presently significant is that s 44(3) operates to confer jurisdiction upon a federal court or to invest a State court with federal jurisdiction, as the case may be, upon fulfilment of a condition in the particular case, namely, the making by this Court of an order of remitter under s 44(2) or (2A). 65 Where the remitter is of part of a matter and/or subject to directions by the High Court under s 44(1), the exercise of the receiving court's jurisdiction may be constrained. Where however, as in this case, the whole matter is remitted without directions the Court has jurisdiction to deal with it in its entirety. To the extent that additional jurisdiction is relevant over and above the jurisdiction which justified or was enlivened by the remitter, there is no reason in principle why the Court cannot exercise that additional jurisdiction. 66 The Federal Court has jurisdiction under s 39B(1A)(c) in any matter arising under any laws made by the Parliament other than criminal matters. The courts of the States, by virtue of s 39(2) have a like jurisdiction which does not exclude criminal matters. If a remitted matter, commenced in the High Court under s 75(v) of the Constitution, also happens to be a matter arising under a law of the Commonwealth Parliament then, subject to any constraint imposed by the terms of the remitter or directions accompanying it, the receiving court may exercise that additional jurisdiction. If the matter can be characterised as falling under that additional jurisdiction then the limitations on the relief which can be granted in the exercise of the jurisdiction under s 847(3) of the WRA 1996 (by reference to the limitations applicable to s 75(v) of the Constitution) will not apply. On that basis a claim for certiorari as a stand alone remedy or for declaratory relief could be raised in the remitted proceedings even though it might not have been able to be raised in the High Court. The grounds upon which such relief can be made available may however depend upon the existence of privative provisions limiting the scope of judicial review. In this case the relevant privative provision is that found in the former s 101(3) of the WRA 1996. The effect of the Workplace Relations Amendment (Work Choices) Act 2005 (Cth) and the Workplace Regulations 2006 on the availability of relief under s 412 of the WRA 1996 67 It is common ground between the parties that the proceedings in the Commission so far as they relate to the question whether an industrial dispute exists between them have lapsed. It is desirable to consider the correctness of that common position. It is relevant to the question whether any relief is available to the CFMEU in this case. 68 Section 101 of the WRA 1996 prior to its amendment provided for the Commission to determine, in proceedings in relation to an alleged industrial dispute, whether such a dispute existed. An appeal lay to the Full Bench under s 45(1)(a) from such a determination. Following the amendments the definition of industrial dispute no longer appears in the Act other than in transitional provisions which are not material for present purposes. Section 101 as it stood has been repealed. There is no equivalent provision. Section 45(1)(a) has also been repealed. 69 By force of reg 7.4.2 of the Workplace Regulations appeals to the Full Bench from decisions of the Commission dealing with the existence of an industrial dispute lapse if they had not been finally determined at the time that the amendments came into effect. After that date it was not possible to institute appeals to the Full Bench on such questions. By force of reg 7.14.2 an appeal which has not been fully determined by the Full Bench within six months of 27 March 2006 lapses at the end of that period. 70 There are general provisions in the Acts Interpretation Act 1901 (Cth) which deal with the effect of repeals on continuing proceedings. Section 8 of that Act provides, inter alia: Where an Act repeals in the whole or in part a former Act, then unless the contrary intention appears the appeal shall not: … (b) affect the previous operation of any Act so repealed, or anything duly done or suffered under any Act so repealed; or (c) affect any right privilege obligation or liability acquired accrued or incurred under any Act so repealed; or (d) affect any penalty forfeiture or punishment incurred in respect of any offence committed against any Act so repealed; or (e) affect any investigation legal proceeding or remedy in respect of any such right privilege obligation liability penalty forfeiture or punishment as aforesaid; and any such investigation, legal proceeding or remedy may be instituted continued or enforced, and any such penalty forfeiture or punishment may be imposed, as if the repealing Act had not been passed. The application of s 8 is subject to a contrary intention in the repealing statute. In this case the relevant transitional provisions are found in the Workplace Regulations which are authorised by Item 1 of Schedule 4 to the Work Choices Act. That authorisation appears generally to extend to an authority, in transitional matters, to give effect to a contrary intention which has the result that the general provisions of s 8 of the Acts Interpretation Act do not apply. 71 The constructional question is whether the application to the Full Bench would be regarded, for the purposes of reg 7.4.2(1) or 7.4.14 as "not finally determined" if the Full Bench decision were to be quashed by way of certiorari. If that is the correct construction, then s 8, in its own terms, does not apply because of the relevant contrary intention in the regulations made under the Work Choices Act. If that is so, it would follow that there would be no duty enforceable by mandamus requiring the Full Bench to proceed to determine the appeal. 72 In Hicks v Aboriginal Legal Service (2001) 108 FCR 589 the Full Court considered the consequences of a judgment of the Court setting aside a decision by an Aboriginal representative body to refuse funding for legal representation where the application for funding was remitted to the representative body. On 30 June 2000, and before the representative body had reconsidered the funding application, the provisions of the Native Title Act 1993 (Cth), from which it derived its authority to provide that funding, were repealed. The former representative body successfully resisted an attempt to require it to determine the remitted application. The Full Court, after considering the operation of s 8 of the Acts Interpretation Act, said (at [61]): The present case is not one in which there was on foot as of 30 June 2000 an application for review of an administrative decision made by the ALS before that date, but rather an application to the ALS to make a decision in favour of the group. The fact that, before the repeal of s 202 of the Act, Carr J had conducted a judicial review of a decision made by the ALS in respect of that application, and had ordered that the ALS carry out afresh the making of its decision on that application, did not bring the case within the principles applied in Esber or the four subsequent decisions referred to above by Full Courts of this Court. The order of Carr J had the effect of re-enlivening the application so that it became undetermined at the date of his order. The application remains so until 30 June 2000, when the power (and duty) of the ALS to determine it ceased. 73 Were the decision of the Full Bench in this case to be quashed by way of certiorari the appeal, like the funding application in the Hick's case, would become "undetermined" and so attract the lapsing provisions of the Workplace Regulations. Section 8 of the Acts Interpretation Act would have no purchase. There would be no basis upon which mandamus could issue to require the Full Bench to reconsider the matter. 74 The CFMEU accepted in its written submission in reply to Dyno Nobel that if mandamus were granted and the Full Bench were compelled to rehear the appeal from Drake SDP according to law, it would have to find that the proceedings had lapsed. This, it was submitted, would not mean that there was no longer "jurisdiction" to grant mandamus. 75 The question is whether there is power to grant mandamus to enforce a legal duty which no longer exists. The question answers itself. If the decision of the Full Bench were quashed by certiorari the appeal to the Full Bench would remain undetermined and, by virtue of the Workplace Regulations, it would lapse. There would be no duty to be performed by the Full Bench. Whatever the legal merits of the Full Bench decision mandamus will not lie. Absent any basis for granting mandamus the jurisdiction of the Court under s 847(3) is such that certiorari will not lie in the exercise of that jurisdiction. Contentions on whether certiorari or declaratory relief could be granted as stand alone remedies 76 While accepting that the proceedings in the Commission will lapse by virtue of the Workplace Regulations, the CFMEU contended that "various rights of organisations under WR Act continue to depend on having valid legal members or persons eligible to be members". The central issue as to eligibility was said to be "an ongoing source of controversy between the CFMEU and Dyno Nobel in relation to matters other than the question of the finding of an industrial dispute". In particular it was submitted that there are ongoing issues as to whether the eligibility rule of the CFMEU permits it to exercise rights under the WRA 1996 such as the rights to enter into agreements with Dyno Nobel and to initiate bargaining periods to take protected action against Dyno Nobel. On that basis it was said that it would be appropriate if the CFMEU's case were made out on the merits, to quash the decision of the Full Bench. In the alternative, the CFMEU sought a declaration to resolve the ongoing issue. A notice of motion for leave to amend the application, in order to seek a declaration was filed by them. It was supported by an affidavit of Judith Ann Gray, the National Legal/Industrial Officer for the Mining and Energy Division of the CFMEU. 77 Dyno Nobel submitted that even if the Court did have jurisdiction to issue certiorari, it should not do so because: (a) there would be no utility in quashing the impugned decision of the Full Bench in circumstances where the Court could not compel the Commission to deal with a matter which was the subject of the proceedings before it or Drake SDP; and (b) the Court could not substitute its own decision for that of the impugned decision of the Commission.
In opposing the motion for declaratory relief, Dyno Nobel submitted that the source of jurisdiction had not been identified, the proposed declaration substantially changed the nature of the proceedings and there were, in any event, powerful discretionary considerations against its grant.
Whether certiorari can be awarded as a stand alone remedy 78 The question arises whether there is a head of jurisdiction under which certiorari could be granted other than s 847(3) of the WRA 1996.. 79 The Court is given specific jurisdiction in particular classes of matter arising under the Act by s 847(1). Section 847(1) does not confer on the Court a general jurisdiction in matters arising under the Act. The general jurisdiction conferred on the Court by s 39B(1A)(c) in matters arising under laws of the Parliament post dated the grant of jurisdiction conferred on the Court by the predecessor to s 847(1). The specification in that section of particular classes of matter in which the Court has jurisdiction does not detract from the application of the general language of s 39B(1A)(c) to matters arising under the Act. 80 A matter arises under a Federal law "… if the right or duty in question in the matter owes its existence to Federal law or depends upon a Federal law for its enforcement whether or not the determination of the controversy involves the interpretation (or validity) of the law": R v Commonwealth Court of Conciliation and Arbitration; Ex parte Barrett (1945) 70 CLR 141 at 154. The matter presently before the Court concerns the proper interpretation of an eligibility rule of a registered organisation under the WRA 1996. It concerns its interpretation by the Full Bench of the Commission exercising the appellate function conferred upon it by the Act as it stood prior to the Work Choices Act. Part of the matter is said to involve the question whether the Full Bench has fulfilled its duty under the Act in determining whether Drake SDP was correct in her interpretation of the rule. The matter can therefore be said to be one which arises under the WRA 1996 and in respect of which this Court has jurisdiction by virtue of s 39B(1A)(c). 81 The question that follows is whether, in the exercise of that jurisdiction, this Court could issue certiorari if the Full Bench were found to have committed a jurisdictional error. That class of error is necessary for the relief: see Craig v South Australia (1995) 184 CLR 161. 82 In order that certiorari issue the decision to which it is directed must have legal consequences. In Ainsworth v Criminal Justice Commission (1992) 175 CLR 564 mandamus and certiorari were sought to quash the report of the Criminal Justice Commission of Queensland which included adverse findings in relation to certain companies. The High Court refused relief as the Criminal Justice Commission was under no duty to investigate and report about the persons against whom its adverse recommendations were made. Certiorari did not lie because no legal consequences attached to the report. In their joint judgment Mason CJ, Dawson, Toohey and Gaudron JJ said (at 580): The function of certiorari is to quash the legal effect or the legal consequences of the decision or order under review. The report … has, of itself, no legal effect and carries no legal consequences, whether direct or indirect. 83 In the present case the proceedings in the Commission are at an end by virtue of the Workplace Regulations. They will not be revived if the Full Bench decision is quashed. Although prior to the amendments to the WRA 1996 the decision had legal consequences in relation to the proceedings of which it formed a part, it no longer has those or any other legal consequences. 84 In other proceedings or negotiations the decision of the Full Bench may have some persuasive effect but there is no res judicata nor any issue estoppel generated by what was an administrative and not a judicial decision. For these reasons certiorari to quash the decision of the Full Bench cannot issue. Alternatively, given the lack of any legal consequences flowing from the decision, it should not issue. Whether declaratory relief can be given. 85 At the hearing the CFMEU moved for leave to amend its application to claim declaratory relief in the following terms: Employees of Dyno Nobel Asia Pacific Limited performing the following work at coal mines and at depots on or close to coal mines are entitled to be members of the Construction, Forestry, Mining and Energy Union: (i) Ensuring that stock at the depots is stored correctly, properly accounted for and adequately and safely maintained. (ii) Consulting with the mine site operator as to how the shot is to be planned and what product is to be used and supplied. (iii) Delivering materials to the mine site. (iv) Loading raw materials on to the bulk explosives vehicles. (v) Mixing raw materials in the truck. (vi) Loading mixed materials into explosive holes. (vii) Backfilling explosive holes. (viii) Shotfiring (ix) Preparation of the drill and blast design at the Gregory Mine by an employee from the Peak Hill Mine who works solely on coal mining work. (x) Providing training to mine staff in the safe use of Dyno Nobel products. (xi) Maintaining depots. (xii) Maintaining the truck, including calibration on a monthly basis. (xiii) Maintaining the safety and maintenance qualify systems. The listed activities are taken from the finding by Drake SDP (at [353]) of activities included in the work performed by Dyno Nobel employees at coal mines and depots on coal mine leases. 86 In moving for declaratory relief the CFMEU sought leave to introduce additional evidence by way of the affidavit of Judith Ann Gray. Ms Gray is the National Legal/Industrial Officer for the Mining and Energy Division of the CFMEU. In her affidavit Ms Gray said that the CFMEU has members working for Dyno Nobel in the Bowen Basin in Central Queensland and at Collie in Western Australia. She referred to certified agreements between the CFMEU and Dyno Nobel which expired in 2002. In the course of negotiations for a replacement agreement Dyno Nobel maintained that the CFMEU did not have the right to represent its employees. Protected industrial action had been threatened by the CFMEU in January 2005 although following further discussions had not been carried out. After the Full Bench decision Dyno Nobel said it would not be prepared to enter into a certified agreement with the CFMEU but would be prepared to consider negotiations for a non-Union certified agreement. Such an agreement was made in August 2005. A copy of it was tendered in evidence. The affidavit of Ms Gray referred to further negotiations at Collie in Western Australia in 2005. Dyno Nobel maintained in those negotiations that it was not engaged in or in connection with the coal industry. 87 The CFMEU did not identify in its submissions a head of jurisdiction under which the declaratory order which it sought could be granted. No doubt s 39B(1A)(c) of the Judiciary Act would provide jurisdictional support for a declaratory order. However the declaration sought in this case would require the Court to make its own determination that certain employees of Dyno Nobel are within the eligibility rule of the CFMEU. The proposed mode of identifying those employees is by reference to things they do, it not being clear from the terms of the proposed declaration whether those things are conjunctively or disjunctively expressed. Quite apart from the fact that the bulk of the relevant evidence related to the position at the time the Full Bench allowed the appeal in 2005, the claim for declaratory relief would significantly alter the nature of these proceedings. What was sought by way of mandamus and/or certiorari was necessarily dependent upon the establishment of a jurisdictional error on the part of the Full Bench not least because of the effect of the former privative clause contained in s 101(3) of the pre-amendment WRA 1996. In this case the Court is asked to perform a substitutive role and to make a finding different from that which was made by the Full Bench. That relief is not open in these proceedings and even if it were, it would not be appropriate. For the preceding reasons any consideration of the legal merits of the Full Bench decision is futile. The issues considered by the Full Bench can be raised again in the appropriate factual setting (which may very well be different in material particulars from those which underpinned that decision). The motion for leave to amend the application will be dismissed. The application itself should also be dismissed. I certify that the preceding eighty-seven (87) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justices Spender, French and Cowdroy.
Counsel for the Applicant: Mr S Crawshaw SC and Mr A Slevin
Solicitor for the Applicant: Slater and Gordon
Counsel for the Second Respondent: Mr H Dixon SC and Mr AR Moses
Solicitor for the Second Respondent: McCullough Robertson
Date of Hearing: 17 and 18 May 2006
Date of Judgment: 19 March 2007
Construction, Forestry, Mining and Energy Union
Australian Industrial Relations Commission
Construction, Forestry, Mining and Energy Union v Australian Industrial Relations Commission [2007] FCAFC 32
(2000) 204 CLR 82
(2002) 209 CLR 372
(1970) 125 CLR 448
(1975) 132 CLR 595
(1980) 147 CLR 15
(1966) 116 CLR 644
(1981) 148 CLR 457
(1984) 156 CLR 185
(1989) 166 CLR 338
(1995) 184 CLR 620
(1997) 188 CLR 595
(2000) 168 ALR 407
(1995) 129 ALR 255
(2000) 99 FCR 217
(1986) 69 ALR 270
(2001) 108 FCR 589
(1945) 70 CLR 141
(1992) 175 CLR 564
(1970) 123 CLR 448
(1995) 184 CLR 161