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[2004] VSCA 228
Court of Appeal (Vic)
2004-12-10
WINNEKE, P., CHARLES and PHILLIPS, JJ.A.
Original judgment source is linked above.
[ 2004] VSCA 228
Negligence - Whether jury verdict of no negligence on part of respondents perverse - Admission of irrelevant and prejudicial material causing trial to miscarry - Trial judge erroneously permitting respondents to amend particulars of negligence and "volenti" to allege that appellant had contributed to his own injury as a result of ingestion of marijuana - Amendments creating "a false issue" in the trial - Trial judge in error in failing to discharge the jury upon multiple applications by the appellant - Real risk that appellant was unable to have his case tried fairly - Re-trial ordered.
For the 1st Respondent Mr. S.R. McCredie G.A. Black & Co.
For the 2nd Respondent Mr. R.J. Stanley Q.C. Clements Hutchins & Co.
(i) The verdicts of the jury to the effect that neither the first nor second respondent was negligent were perverse (grounds 1 and 2);
(ii) The trial judge erred in not discharging the jury upon the applications of the appellant, made frequently during the trial, because of the introduction of irrelevant and prejudicial material by the respondents (ground 3);
(iii) The trial judge was in error in failing to direct the jury that they should have no regard to the respondent's contentions that the original statement of claim was based on a fraud (ground 4);
(iv) The judge was in error in refusing to admit the evidence of the expert engineer whom the appellant desired to call (ground 5);
(v) As a consequence, the trial of the action miscarried (ground 8).
The other grounds alleged were inconsequential.
Mis-trial on account of irrelevant and prejudicial material put before the Jury; and his Honour's failure to discharge the Jury as a consequence (grounds 3 and 8)
Question "Effectively you're saying no opportunity to jump, is that right?" Answer: "I believe, and I've thought about it for a long time whilst I was in hospital and times after the accident - - By the time the thought process had happened, it was too late." Question: "I'll be putting this to the jury at the end of the case, and it's a matter for them, do you concede the possibility that if you had been smoking marijuana, your judgment had been impaired?" Answer: "Well, I hadn't been, so no." Question: "But do you concede generally when you smoke marijuana occasionally that your judgment is impaired?" Answer: "Not really, no." ... Question: "Do you concede that any part of your judgment, when smoking marijuana, is impaired?" Answer: "No."
"Acting when his powers of mental concentration and visual acuity were impaired by the use of cannabis."
Counsel for the first respondent said that he did not need to further particularise in the manner called for by his cross-examination - namely that the appellant had, as a consequence of cannabis use, "failed to jump when there was a call for him to jump" - because that was a question of fact and "amply covered by sub-paragraphs (b), (c) and (d) in the particulars of contributory negligence already pleaded. Thereafter, the following exchange took place between the judge and counsel for the first and second respondents:
His Honour: "But failing to jump ... in response to an express warning or indication, isn't that a ...?"
First Respondent's Counsel: "We're not drawing that nexus, not in response to the express warning but on my case, on the instructions I've got from [the first respondent] he holds the ladder ... "
His Honour: "But you've put it that he says that he called out to jump?"
Counsel: "That's right, the father said to jump ... Your Honour I do.
That's my instruction and I do understand that there will be evidence from my client, and presumably the second defendant ..."
Counsel for second respondent: "My instructions are very firm on that, ... my client, on the spur of the moment, said:
Question: "We are required to put the evidence that the defendant proposes to call in this case to you ... and I've mentioned the name of Phil Carrigg. Do you know him?"
Question: "Is he someone that you have a smoke with?"
Question: "When I ask you about smoke, I mean is it someone you smoke marijuana with?"
Answer: "Yeh, I used to get it off him so of course I'd have a smoke with him."
Question: "If ... he gives evidence in this case that he's with you on Saturday 9 December 2000, do you recall being in his presence?"
Question: "So, if he gives that evidence, you say it will be false evidence, do you?"
Question: "If he gives evidence that he's with you at the Buxton Pub on Saturday 9 December 2000 and that you're drinking alcohol and smoking marijuana, you don't accept that?"
Answer: "I don't accept that, no. ... I can prove where I was on that night ..."
"The plaintiff, your Honour will recall, concedes that on some Sundays he smoked marijuana, but not this Sunday. We're in the common law, this is a robust jurisdiction."
"But the plaintiff wishes - ... that there are witnesses who can support the fact as to whether or not he was taking marijuana on the night before or on the morning, I assume."
"Yes, your Honour, I heard that. If your Honour is minded to discharge the jury and grant an adjournment because the plaintiff wants witnesses in respect of matters that we say are within the broad compass of the defence ..." His Honour: "How does he know that you `re going to allege that he was affected by marijuana on the morning of this accident unless its ... in the particulars." Counsel: "Your Honour, because the truth of the matter lies within the knowledge of the plaintiff."
"... there's some real injustice being done to [the appellant] in the course of the running of this case by a number of things that have occurred. One is the fact that he is now met with this allegation of contributory negligence in relation to marijuana which I might have been able to deal with in opening [if] he was forewarned in relation to it. ... Then there are other matters in relation to the amount of credit material my learned friends have been endeavouring to use against the plaintiff, including the allegation that he has been cultivating marijuana with hydroponics. ..."
His Honour, without calling upon counsel for the respondents to reply, said that he rejected the application to discharge the jury. He noted that:
"The only relevant issues are the allegations as to the use of marijuana on the day of the accident or the evening before the accident ..."
and that those matters were not of sufficient importance for the jury to be discharged.
"Why not admit that he's your dealer. Was he your dealer?"
"No, he wasn't a dealer. I just got some off him occasionally."
"If you're smoking every day you might only need ... "
"I wasn't smoking every day, I don't smoke every day. It's been alleged, but I don't."
"Your Honour, having heard my learned friends, it is, in my submission, more clear than ever that what's happening in this trial is that my learned friends are assiduously working to divert the jury from its true task. The facts in this case ... are fairly straight forward. A tree has fallen down with the plaintiff on it and the plaintiff has been injured and ... there is a dispute as to whether the second named defendant contributed to it and ... whether the first defendant asked the plaintiff to go up or whether the plaintiff volunteered - that's the real issue in this case. Insurance is not, and should not be, an issue in this case ...I mean there was an estimate given of this trial of some 5 to 7 days and I am ... trying to stem this, trying to address just the attack that has been made so far ... There are a further four witnesses. ... In addition ... we have other irrelevant matters being introduced such as growing marijuana hydroponically ... We have the allegation of marijuana smoking and what they were doing the night before. It's all going way off the point. ... If it is not done that way [i.e. by judge without jury] not only will the jury be here for a long time by the time these matters of peripheral relevance are put and then to the extent that the plaintiff can and needs to rebut them, are rebutted. But at the end of it all, it's going to be very hard for the jury to keep its eye on the ball, i.e. ... What is the role, the responsibility of the two [respondents] who admit they were there, who admit the tree fell, who admit they were trying to pull it over at the time. In my submission your Honour, because of the way the defendants have gone about this, its getting to a stage where the plaintiff is not going to get a fair trial on those issues."
His Honour said that he would "reserve his ruling" until the following morning and further adjourned the matter. At that stage, the trial judge had not finally dealt with the respondents' application to amend their defences. He noted that they had not yet given the appellant's counsel a copy of the amended pleading. His Honour asked counsel for the appellant whether he had "anything further to say", to which counsel replied that he had "no more to add than what I said yesterday", but that he had taken it from his Honour's responses to him that the judge was going to allow the amendment, although he maintained his objections to it. His Honour then adjourned the trial until the following day.
"If I'm not Browne v. Dunn'd, your Honour, I'll move on."
Notwithstanding, counsel asked further questions eliciting from the witness that he had seen "plants growing". Finally, Mr. Carrigg was called by the second respondent, to give evidence that on the night before the accident he had been drinking and smoking marijuana with the appellant. He said, in examination in chief, that, on the night before the accident, he had been at the Buxton Hotel with "other people and with [the appellant]". When asked whether he was doing anything but drinking with the appellant, he said "We would have gone out and shared a ... joint". When it was put to him in cross-examination that a number of people had given evidence that the appellant and others did not leave the Cumberland Hotel until 11.30 p.m., he said "That would surprise me". He said that he was friendly with the first respondent and was living at the first respondent's house at the time of the trial. When it was suggested to him that he was simply wrong about his evidence, he replied :
"I would say I am not. I'm sure he was at the hotel that night."
When it was further put to him that he might be "confusing the night that you think you had the smoke and a drink ... with Dean with another night before the fall", he responded "It could have been".
"With great respect, in my opinion the fact that the plaintiff didn't complain at the watch-house was not relevant to the issue of whether or not, prior to arrest, he used the offensive words attributed to him and, in my opinion, the defendants would not have been entitled to establish by their own evidence his failure to complain. Whether or not the fact that his failure to complain in the circumstances bore upon the plaintiff's credit was a question to which the trial judge would need to give attention. ... I cannot think that the failure of an arrested man to complain of having been arrested necessarily bears upon the credit to be given to his account upon some issue arising in the trial."
"The evidence which ought to have been rejected in this case clearly tended to, and quite likely did, divert the attention of the jury when considering the real issue. It set up a false issue with which the trial ought not to have been encumbered."
(a) The suggestions made by counsel for the respondents to the appellant, during the course of cross-examination, that his partner was engaging in a fraud against the Social Securities Department.
(b) The proposition put to the appellant, during the course of his cross-examination by counsel for the second respondent, that the first statement of claim which had been issued on his behalf against only the first respondent was a "fraudulent claim"; and that he had only joined the second respondent by way of subsequent amendment to his statement of claim because he had found out, at a mediation conference, that the first respondent was uninsured. The first of these propositions was based on a document (Exhibit C) which had been prepared by the appellant's partner and a further typewritten document, typed by the first respondent's sister (Exhibit D), which had been signed by the first respondent in which the first respondent asserted that he had asked the appellant "to take the cable up the tree" and that the appellant had "no knowledge of the preparation or weakness of the tree". These documents were not of the appellant's making and, so the evidence suggested, had been prepared whilst the appellant was still in hospital. There was a dispute between the parties as to the circumstances in which the documents had come into existence, but it was far from clear that the appellant had knowledge of, or was responsible for, the use made of them. The statement of claim was, of course, a document prepared by the appellant's lawyers and it remained far from clear that the appellant was in any way concerned in mis-statements of fact which were made in it; nor is it apparent to me that anything so contained amounted to a "fraud" upon the first respondent. Furthermore, it seems to me that it was wrong to assert as an issue going to the appellant's credit, as the second respondent did, that the second respondent was joined to the claim because the appellant became aware "at mediation" that the first respondent "was uninsured". The joinder of the second respondent was a matter for the appellant's solicitors and it is, in my view, a fallacy to assert that the second respondent was only joined because the appellant had ascertained that the first respondent was uninsured. There was nothing in the evidence which suggested that the appellant was the person responsible for the joinder of the second respondent, or that he had himself determined to join the second respondent because he had ascertained that the first respondent was uninsured. On this appeal, Mr. Stanley, on behalf of the second respondent, sought to contend that this was a fair inference to draw, but I am far from satisfied that this was so.
(c ) Trial counsel for both respondents sought to assert at the trial that the appellant had willingly assumed the risk of injury. There was no evidence, in my view, to support the defence of "v_olenti_". The evidence given in respect of this matter was all one way. Each of the respondents asserted that they believed that the tree was "stable"; and that also was the substance of the appellant's evidence. On this appeal counsel for both respondents were prepared to concede that there was no evidence to support that defence and that it should have been withdrawn from the jury. The defence of "volenti" was ultimately left to the jury by the trial judge on the following basis:
"Did the plaintiff fully appreciate the risk involved in climbing the ladder and did he freely consent to that risk?"
The trial judge told the jury that "if the answer to that is yes, then that defeats in total the plaintiff's claim". That direction, in my view, was in error because it was not the appreciation of the risk in climbing the ladder which was the relevant risk in determining the issue of "volenti", but the appellant's appreciation and assumption of the risk that, in doing so, he was likely to suffer the injury which befell him. Furthermore, it is not possible to determine whether the jury imported its views in respect of this defence into its determination that negligence had not been established against either of the respondents.
that the evidence of the second respondent demonstrates that the method adoptedby the respondents for the felling of this tree, and its safety, was or could be, relevantly, the subject of expert evidence. This matter was raised as a ground of appeal taken before this Court. It is unnecessary, because of what has already been said, for the Court to determine it. Nevertheless, because there will have to be a retrial of this action, the matter can be agitated at the retrial.
[1] Cf. per Street, C.J. in Croll v. McRae [1930] 30 S.R. (N.S.W.) 137 at 143.
[7] Smout v. Smout [1989] VicRp 74; [1989] V.R. 845 at 851.
Connell
Sund & Anor [2004] VSCA 228