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[2002] VSCA 116
Court of Appeal (Vic)
2002-08-08
BATT and VINCENT, JJ.A. and O'BRYAN, A.J.A.
Original judgment source is linked above.
[ 2002] VSCA 116
Criminal law - Suspended sentence - Subsequent offences - Drugs, Poisons and Controlled Substances Act 1981 ss. 73 and 75 - Meaning of "offence punishable by imprisonment" - Sentencing Act 1991 ss. 27 and 31(1).
Certiorari - Jurisdictional error - Craig v. The State of South Australia (1995) C.L.R. 163 - Presence of elements of offence not essential condition of jurisdiction - Appellant legally wronged - Declaration.
"If, for example, it is an essential condition that the existence of jurisdiction with respect to a particular matter that a certain event or requirement has in fact occurred or been satisfied, as distinct from the inferior court's own conclusion that it has, there will be a jurisdictional error if the court or tribunal purports to act in circumstances where that event has not in fact occurred or that requirement has not in fact been satisfied even though the matter is the kind of matter which the court has jurisdiction to entertain."
The passage[17] relied on for the respondent is really the obverse of the passage quoted at length. In my opinion, the appellant fails to bring himself within the passage relied on. The County Court judge was, I consider, acting within jurisdiction when on the hearing of the charge against the appellant for an offence under sub-s.(1) of s.31 of the Sentencing Act he, pursuant to sub-s.(5) of that section, erroneously, as I would hold, found the appellant guilty of the offence and proceeded in substance to restore the suspended sentence and order the appellant to serve it. It was not an essential condition of the existence of the jurisdiction which his Honour was professing to exercise that a certain event, being the commission by the appellant of another offence punishable by imprisonment, had in fact occurred. That might have been so - I express no opinion - if the first sub-section of s.31 had provided that the following sub-sections in it applied if, but only if, during the operational period of a suspended sentence of imprisonment the offender committed another offence punishable by imprisonment, and if the remainder of the present sub-s.(1) had been the first of the other sub-sections. But the present sub-s.(1) is similar to many sections which provide that if a person does something he or she is guilty of an offence and may be proceeded against in a manner specified. Section 31(1) makes the offender who commits another offence punishable by imprisonment guilty of an offence and liable to prosecution. Sub-section (2) authorises a proceeding against a person "for", i.e., alleging, such an offence, which must necessarily be authorised whether or not the offence has actually been committed. Proof that the proscribed conduct did not occur or failure to be satisfied beyond reasonable doubt that it did occur, each of which happens daily in our courts, does not mean that the court purporting to hear and determine such a charge has acted without jurisdiction and committed a jurisdictional error. The question of the guilt or innocence of the appellant of the offence under s.31(1) alleged against him, together with, if he was guilty, what consequential orders, if any, should be made by way of restoration of the suspended sentence and the like, was clearly committed to his Honour by sub-s.(5) in particular, taken with sub-ss.(3)(b)(ii) and (4). His Honour had jurisdiction to find, whether correctly or incorrectly, that the appellant was guilty of the offence under sub-s.(1). If the judge did not have jurisdiction to decide (subject only to any appeal) whether the further offence was committed or not, his decision would always be contingent or defeasible. That his Honour was acting within jurisdiction may be demonstrated by assuming a case where the judge was not satisfied that the offender had committed a subsequent offence punishable by imprisonment either because he, correctly, was not satisfied that the offender had committed the elements of the offence alleged or because he concluded, correctly, that the offence committed was not in truth punishable by imprisonment. It could not be suggested that an order dismissing the charge in either of those cases was made without jurisdiction. If due allowance is made for the fact that it was prohibition and not certiorari that was sought in Parisienne Basket Shoes Pty. Ltd. v. Whyte[18], the judgment of Dixon, J. in particular in that case is applicable here and his Honour's reasoning shows why all the more so here there was no jurisdictional error on the part of the County Court judge. The three factors of the gravity of the error, the liberty of the subject and the absence of an avenue of appeal relied on for saying that it was a matter of jurisdiction cannot overcome the clear statutory language and the reasoning of Dixon, J. Director of Public Prosecutions v. Judge Fricke[19] supports the view that the judge here was acting within jurisdiction. Finally, it may be that the fact that s.31 is a general provision applying to the Supreme Court as well as to other courts is a factor independently making it unlikely that sub-s.(1) goes to jurisdiction: compare Roos v. Director of Public Prosecutions[20], though the dissent of Sheller, J.A.[21] there is to be noted.
insuperable, would also have been caused by the fact that "the Supreme Court" appears to mean a judge of the Trial Division[26].
Court below. The appellant was again sentenced to imprisonment for two months on the charge of obtaining property by deception; the judge directing that the service of the whole of this term be suspended for a period of twelve months. With respect to the offence of causing criminal damage, he re-imposed the sentence previously handed down.
"DEFENCE COUNSEL (DF): I appear for the defendant your Worship, he's behind me, he pleads guilty to both charges however the charge of breach of suspended I am instructed will be withdrawn and pursued in the County Court. MAGISTRATE (M): I have only got one file in front of me which relates to two use and one possess. DF: Yes sir there was also a charge in the material I have of breach of a suspended sentence. M: Well it may be its disappeared out of my system if its going to the County Court it might have already been whipped off this system. DF: It might of followed its natural courses it might just have disappeared all together we can only hope. M: I'm sorry its just been incorrectly been put on the computer. DF: Should have quit while we were ahead."
My Interpolation: There is no suggestion in the transcript that the possibility that this charge may have been misconceived was considered by any of those involved.
"M: Yes thanks Senior. POLICE PROSECUTOR (PP): Your Worship at approximately 7.25 a.m. on Friday 6th July of this year the police attended at the address of 32 Albert Street, Sebastopol and there executed a search warrant issued under the Drugs Enforcement Control Substances Act. After gaining entry to the premises the police gave the defendant Coleman an opportunity to declare location of any illegal substances in the house prior to searching the property. Coleman then removed from a cigarette packet that was sitting on the bedside table a piece a silver foil contained a small quantity of cannabis. Police took possession of that, search of the address was conducted and located other items that were not relevant to this defendant and another male that resides at this address was charged with these items. The defendant was conveyed back to the Ballarat Regional response office and was interviewed in relation to the matter. During the interview the defendant made full admissions in relation to the possession and use of cannabis and stated that the foil contained just under ½ gram of cannabis. He stated that he bought it the previous night as a 1 gram stick for $20 from an unknown male at a hotel in Ballarat. He further stated that he smoked some of it the prior night at home from a bong and admitted that he was a regular user of cannabis and admitted that he smoked about a gram every one or two days as it helped him relax. That's the summary your Worship. DF: Fair summary your Worship. M: Well I find those 2 charges proven. Is there anything known. What do you want me to do with the breach matter just adjourn it sine die? DF: That would be good. PP: Your Worship I was going to make an application for that charge to be withdrawn and .. M: I was going to say that it would need to be re-issued I'll mark that withdrawn. Yes. DF: Just in regard to the summary you probably already noted that the warrant and if not I will tell you now. The warrant wasn't actually issued with a view to searching any premises occupied by my client in particular the warrant was actually directed at the nominal occupier of the house. M: [Counsel] he's got a modest amount of cannabis although he has a string of priors I would normally propose dealing with it by way of a fine. DF: Certainly Sir his income is $160 Newstart allowance per week and on that basis that is also still undergoing counselling for drug problems and doing his best to get over this and I will say no more. M: Thank you. Stand up please Mr Coleman. Mr Coleman I frequently say to people that it is still illegal in this state and I know a lot of people do smoke and a lot of people have it around the place but it is still illegal. You have got enough priors and you have been to court often enough to well understand that. However it is a very small amount and you were co-operative with the police and I will take into account your plea of guilty today. You will be convicted on each of these matters and you will be fined an aggregate fine of $400 and you need time to pay that? DF: 2 months stay. M: A stay of 2 months. DF: As the court pleases. M: Yes thank you, you are free to go."
"Mr Coleman I frequently say to people that it is still illegal in this State and I know a lot of people do smoke and a lot of people have it around the place but it is still illegal. You have got enough priors and you have been to court often enough to well understand that. However it is a very small amount and you were co-operative with the police and I will take into account your plea of guilty today."
"(1) A person who without being authorized by or licensed under this Act or the regulations to do so has or attempts to have in his possession a drug of dependence is guilty of an indictable offence and liable - (a) where the court is satisfied on the balance of probabilities that - (i) the offence was committed in relation to a quantity of cannabis or tetrahydrocannabinol that is not more than the small quantity applicable to cannabis or tetrahydrocannabinol; (ii) the offence was not committed for any purpose related to trafficking in cannabis or tetrahydrocannabinol - to a penalty of not more than 5 penalty units;"
This section has been the subject of attention by the Court on more than one occasion. Of importance for present purposes is the judgment of the Court of Appeal in R. v. Pantorno[29] where it was held a single offence had been created with three possible levels of penalty according to the circumstances. Two of these levels encompass the imposition of imprisonment. The third which is addressed by s.73(1)(a) is applicable where the offender satisfies the Court on the balance of probabilities of the presence of the mitigatory factors of the possession of a "small quantity of cannabis" and that the offence was "not committed for any purpose related to trafficking" in the material.
"A person who, without being authorized by or licensed under this Act or the regulations to do so uses or attempts to use a drug of dependence is guilty of an offence against this Act and liable - (a) where the court is satisfied on the balance of probabilities that the offence was committed in relation to cannabis or tetrahydrocannabinol - to a penalty of not more than 5 penalty units;"
A "small quantity of cannabis" is defined as 50.0 grams in Part 2 of Schedule II of the Act.
"1. The defendant, within the operational period of a suspended sentence imposed at the County Court at Ballarat on 21/02/01 committed further offences punishable by imprisonment and is therefore in breach of the suspended sentence." The attached schedule asserts that: "At the County Court of Victoria at Ballarat the defendant was convicted of obtain property by deception & criminal damage and was sentenced on the charge of obtain property by deception to 2 months' imprisonment wholly suspended for a period of 2 years. It is now alleged that the defendant has breached the Order by the commission of further offences: On the 6/09/01 at the Magistrates' Court at Ballarat the defendant was convicted of possess cannabis (the commission date of the offences being 6/07/01) and was fined $400.00."
"(1) If at any time during the operational period of a suspended sentence of imprisonment, the offender commits, whether in or outside Victoria, another offence punishable by imprisonment, the offender is guilty of an offence for which he or she may be proceeded against on a charge filed by a prescribed person or a member of a prescribed class of persons."
Although there is no authority directly in point, the position is, I think, reasonably clear. As can be observed, it is not required in terms that the offender has committed a further offence in respect of which a sentence of imprisonment has been imposed. If that had been the legislative intention, a different form of words would almost certainly have been employed. "Punishable" as a matter of standard English language usage would ordinarily refer to the potential for punishment and not to its actual imposition. It is the commission of a "further offence" which attracts that potential penalty to which attention must be directed. Emphasis has been placed upon the consideration that, having been accorded the opportunity of avoiding incarceration, although the offender's earlier conduct was of such a seriousness that a sentence of imprisonment had to be imposed, there has been further criminal behaviour of a significant kind; the standard being the commission of an offence which carries the possibility of a sentence of imprisonment. Accordingly, as I see it, no question arises as to whether, in the individual case, incarceration would be appropriate in the proper exercise of sentencing discretion.
"The plaintiff was charged with possession of a drug of dependence namely cannabis. Unless there is more that is an offence punishable by imprisonment. However, it is open to a person found guilty of possession to establish to a court's satisfaction that the offence was committed in relation to a quantity of cannabis that was not more than "the small quantity" applicable to cannabis as stipulated in the Drugs Act, and that the offence was not committed for any purpose related to trafficking in cannabis. The onus of so doing rests upon the defendant. See R. v. Pantorno[31]. If such a person does not satisfy the Court on the balance of probabilities of both matters then he or she is liable to be sentenced to a term of imprisonment. In the present case there was no finding of the Magistrates' Court in respect of either matter. That much is clear from the transcript of the proceedings before the Ballarat Magistrates' Court on 11 January 2001."
In those circumstances, his Honour considered that it was open to the judge in the County Court to adopt the course that he did and dismissed the application.
"1. That the learned judge erred in finding that the applicant committed an offence punishable by imprisonment within the meaning of s.31(1) of the Sentencing Act 1991. 2. That the learned judge erred in finding that it was open to His Honour Judge Crossley of the County Court of Victoria to adopt the course he did in the matter and order that the plaintiff serve the period of imprisonment in question. 3. That the learned judge erred in finding that if His Honour Judge Crossley was in error, the error was not jurisdictional in nature. 4. That the learned judge erred in finding that there was no error disclosed on the face of the record of the County Court proceedings on 22nd November 2001."
"a process by which a superior court, in the exercise of original jurisdiction, supervises the acts of an inferior court or other tribunal. It is not an appellate procedure enabling either a general review of the order or decision of the inferior court or tribunal or a substitution of the order or decision which the superior court thinks should have been made. Where the writ runs, it merely enables the quashing of the impugned order or decision upon one or more of a number of distinct established grounds, most importantly, jurisdictional error, failure to observe some applicable requirement of procedural fairness, fraud and 'error of law on the face of the record.'"[32] (Footnotes omitted.)
"Jurisdictional error is at its most obvious where the inferior court purports to act wholly or partly outside the general area of its jurisdiction in the sense of entertaining a matter or making a decision or order of a kind which wholly or partly lies outside the theoretical limits of its functions and powers.
...
Less obviously, an inferior court can, while acting wholly within the general area of its jurisdiction, fall into jurisdictional error by doing something which it lacks authority to do. If, for example, it is an essential condition of the existence of jurisdiction with respect to a particular matter that a certain event or requirement has in fact occurred or been satisfied, as distinct from the inferior court's own conclusion that it has, there will be jurisdictional error if the court or tribunal purports to act in circumstances where that event has not in fact occurred or that requirement has not in fact been satisfied even though the matter is the kind of matter which the court has jurisdiction to entertain. Similarly, jurisdictional error will occur where an inferior court disregards or takes account of some matter in circumstances where the statute or other instrument establishing it and conferring its jurisdiction requires that that particular matter be taken into account or ignored as a pre-condition of the existence of any authority to make an order or decision in the circumstances of the particular case. Again, an inferior court will exceed its authority and fall into jurisdictional error if it misconstrues that statute or other instrument and thereby misconceives the nature of the function which it is performing or the extent of its powers in the circumstances of the particular case. In the last-mentioned category of case, the line between jurisdictional error and mere error in the exercise of jurisdiction may be particularly difficult to discern."[33] (Footnotes omitted.)
"[T]he ordinary jurisdiction of a court of law encompasses authority to decide questions of law, as well as questions of fact, involved in matters which it has jurisdiction to determine. The identification of relevant issues, the formulation of relevant questions and the determination of what is and what is not relevant evidence are all routine steps in the discharge of that ordinary jurisdiction. Demonstrable mistake in the identification of such issues or the formulation of such questions will commonly involve error of law which may, if an appeal is available and is pursued, be corrected by an appellate court and, depending on the circumstances, found an order setting aside the order or decision of the inferior court. Such a mistake on the part of an inferior court entrusted with authority to identify, formulate and determine such issues and questions will not, however, ordinarily constitute jurisdictional error. Similarly, a failure by an inferior court to take into account some matter which it was, as a matter of law, required to take into account in determining a question within jurisdiction or reliance by such a court upon some irrelevant matter upon which it was, as a matter of law, not entitled to rely in determining such a question will not ordinarily involve jurisdictional error."[34]
Obviously, as in the case of any other criminal charge coming before the County Court, all of the elements of the offence involved must be established before a conviction may be recorded or a penalty imposed but generally speaking the jurisdiction of the Court to consider the matter is not dependent upon their presence. In my view, it could not be described as "an essential condition" for the existence of jurisdiction to determine whether there had been a breach of the order suspending sentence in the present case that a trafficking offence had been committed. The imposition of a suspended sentence is one of a range of dispositions available to a sentencing judge under the Sentencing Act. The legislation sets out the circumstances under which such a disposition can be made and identifies those which if established would constitute a breach. The Judge was clearly empowered to determine whether a breach of the order had been committed.
(1) A declaration that the offence of having in his possession a drug of dependence, namely, cannabis, contrary to s.73(1) of the Drugs, Poisons and Controlled Substances Act 1981 of which the plaintiff, Jason Coleman, was convicted at the Magistrates' Court of Victoria at Ballarat on 6 September 2001 was not "an offence punishable by imprisonment" within the meaning of s.31(1) of the Sentencing Act 1991 because, as the said Magistrates' Court of Victoria must be presumed to have found on the agreed facts, the offence was committed in relation to a quantity of cannabis that was not more than the small quantity applicable to cannabis and was not committed for any purpose relating to trafficking in cannabis, and for that the maximum penalty was not more than 5 penalty units.
(2) A declaration that the offence the subject of declaration (1) was the further offence alleged in the schedule to the charge for an offence under s.31(1) of the Sentencing Act 1991 (referred to as s.31(2) in the charge sheet), which was laid by or on behalf of the Director of Public Prosecutions against the plaintiff on 12 November 2001.
(3) A declaration that his Honour Judge Crossley in the County Court at Melbourne on 22 November 2001 on the hearing of the charge referred to in declaration (2) erred in finding the plaintiff guilty of the offence under s.31(1) and ordering the plaintiff to serve the sentence of two months' imprisonment which he had imposed on the plaintiff in the County Court at Ballarat on 21 February 2001 but had ordered to be suspended.
(4) An order that each party bear his or its own costs of the proceeding.
3. Order that each party bear his or its own costs of this appeal.
O'BRYAN, A.J.A.:
[1] Sentencing Act, s.27(1), (3), (5) and (8).
[2] 2nd edn. The suffix -able, appended to a transitive verb, makes an adjective with the senses "able, liable, allowed, worthy, requiring or bound to be", or "capable of being".
[3] Similarly as to the last meaning, Garner, A Dictionary of Modern Legal Usage, 2nd edn., 718.
[5] [1977] 1 N.S.W.L.R. 631 at 647.
[6] [1949] 1 K.B. 214 at 221.
[7] [1976] 1 W.L.R. 335 at 338.
[8] (1998) 103 A.Crim.R. 113 at 117.
[13] [1988] VicRp 28; [1988] V.R. 195 reversed on a point not argued and without affecting this decision: Pantorno v. The Queen [1989] HCA 18; (1989) 166 C.L.R. 466. In making the statement in the text I have disregarded the alternative "or attempts to have" in s.73(1). Cheng v. The Queen [2000] HCA 53; (2000) 203 C.L.R. 248 at 262 is not directly applicable (though the structure of the legislation is similar) because the joint judgment was contrasting the objective facts of quantity with subjective knowledge of the quantity.
[15] The parties agreed that the certificate was in error in giving 21 November 2001 as the date of the order, especially when 22 November was the return date of the summons.
[16] [1995] HCA 58; (1995) 184 C.L.R. 163 at 177.
[17] At 179-180. This is set out in the reasons of Vincent, J.A.
[19] [1993] VicRp 27; [1993] 1 V.R. 369 at 376.
[20] (1994) 34 N.S.W.L.R. 254 at 263-4.
[23] [1995] VICSC 137; [1995] 2 V.R. 277 at 279-281.
[24] Unreported, Court of Appeal, 11 November 1997. Because s.105 was able to be used, it seems that the original sentence must have been imposed by the County Court in its original jurisdiction, that is, "on indictment", as the opening sentence of Hampel, A.J.A.'s judgment seems to suggest.
[26] D.P.P. v. Kanfouche [1992] VicRp 9; [1992] 1 V.R. 141. The Sentencing Act not infrequently uses "the Court of Appeal" where that division of the Supreme Court is intended.
[27] [1992] HCA 10; (1992) 175 C.L.R. 564 at 581-582 and 595-596.
[28] [2000] HCA 5; (2000) 199 C.L.R. 135 at paras.[22] and [58].
[30] This view is supported by paragraph 11 of a further affidavit in supportof the application sworn by Marcus Dempsey, a solicitor in the employ of Victorian Legal Aid to the following effect:
"I am informed by counsel who appeared on the plaintiff's behalf both at the Magistrates' Court proceedings and in the breach proceedings in the County Court [counsel] by telephone on the 10th of January 2002, that the issue of whether or not the offence alleged to be the breaching offence was 'punishable by imprisonment' within the meaning of the Sentencing Act (Vic) 1991 was not raised."
[32] Craig v. The State of South Australia [1995] HCA 58; (1995) 184 C.L.R. 163 at 175-176.
Coleman
DPP & County Court of Victoria [2002] VSCA 116