Consideration
35 I have read the pages of the transcript relied on by the applicant. The relevant part of the official transcript is reproduced at [13] of the reasons of the primary judge. I have listened to the audio recording relied on by the applicant, which was also played in open court at the hearing of this application.
36 I have read the reasons of the primary judge, bearing in mind that the application before him was one for recusal for both actual bias and apprehended bias.
37 For the reasons I set out more fully below, I do not accept Mr Clarke's evidence, or submission, that the primary judge "indicated that he had formed the view that there was a difference in the oral evidence".
38 I also do not accept that the primary judge laughed at Mr Clarke's request that the primary judge provide the basis for his view. The tone of the very short laugh was, as I perceived it, in spontaneous reaction to the peremptory and unusual, if not inappropriate, question that Mr Clarke directed to the primary judge: "How so?"; when the primary judge had said "Well, these were questions that Mr Darams put to you yesterday, and I thought your evidence was a little bit different." There is no substance in the other proposed grounds, 3(f)-(h), with reference to the manner of what was said by the primary judge, set out at [13] above.
39 The primary judge declined to answer Mr Clarke's question and said that he was "going to end up having to rule on certain things in the light of your evidence…". I take this to mean that the rulings would be at the end of the trial, once submissions had been made and evaluated.
40 The test for apprehended bias is whether a fair-minded lay observer might reasonably apprehend that the judge might not bring an impartial and unprejudiced mind to the resolution of the question the judge is required to decide: Michael Wilson & Partners Limited v Nicholls [2011] HCA 48; 244 CLR 427 at [31]. The test is an objective one and does not require consideration of the actual state of mind of the decision-maker.
41 I would not proceed on the basis, put by the respondent, that the decision of the primary judge was a discretionary judgment or was on a matter of practice and procedure.
42 As to the first proposition, the point of the submission was to invoke the principles in House v The King [1936] HCA 40; 55 CLR 499 at 504-5. But it seems to me that application of the relevant principles by the primary judge required no relevant value judgment where there was room for reasonable differences of opinion as explained in Norbis v Norbis [1986] HCA 17; 161 CLR 513 and, more recently, in Minister for Immigration and Border Protection v SZVFW [2018] HCA 30; 357 ALR 408, particularly at [18] (per Kiefel CJ), [43]-[49] (per Gageler J), [85]-[87] (per Nettle and Gordon JJ) and [144]-[147] (per Edelman J). In my opinion, the construct of the hypothetical fair-minded lay observer does not mean that a recusal decision is relevantly discretionary, in the sense that it calls for a value judgment in respect of which there is room for reasonable differences of opinion, no particular opinion being uniquely right. Instead, the test in Ebner v Official Trustee in Bankruptcy [2000] HCA 63; 205 CLR 337 at [6], the governing and fundamentally important principle, results in an order the making of which is dictated by the application of a fixed rule to the facts on which its operation depends: see Norbis v Norbis at [4].
43 As to the second proposition, I do not consider that Melbourne City Investments Pty Ltd v UGL Ltd at the paragraph cited, or otherwise, establishes that a decision on a recusal application is merely a matter of practice and procedure. What the Court of Appeal said in Melbourne City Investments Pty Ltd v UGL Ltd at [64] should be understood, in my opinion, to mean that the reasons of the primary judge in that case were adequate given that they were reasons for a recusal decision on a matter of practice and procedure. The recusal decision bore that character because the recusal application was there made to disqualify the primary judge from hearing a stay application, which was itself a matter of practice and procedure. The reference by the Court of Appeal at [64] to Oswal v Carson [2013] VSC 355 at [48] is in the same vein. Certainly the Court of Appeal did not say that a decision on a recusal application is a discretionary decision so as to engage the principles in House v The King.
44 However, nothing turns on this because in my opinion there is no basis for thinking that the decision below was attended by sufficient doubt.
45 The applicant has not shown it to be arguable that the primary judge might have formed a conclusion on any relevant issue, let alone that there was material from which a fair-minded reasonable observer might think that he might not alter any such conclusion irrespective of the evidence or arguments presented to him.
46 Put differently, I am not persuaded that it is arguable that the primary judge had formed a conclusion or that the primary judge was so committed to such a conclusion that it was incapable of alteration.
47 I note that the primary judge, at [28], said:
Contrary to the Applicant's submissions, no "settled view" was expressed by me (peremptorily, repeatedly, or otherwise); no ruling was made; nor was the Applicant precluded from making relevant submissions at the end of the hearing, or otherwise.
48 What the decision-maker says about the facts said to constitute apprehended bias is relevant, although not conclusive: Duncan v Ipp [2013] NSWCA 189; 304 ALR 359 at [210]. In the present case I have reached the same conclusion as the primary judge by applying the objective test, to which I have referred, to the facts.
49 In my opinion, little advantage is to be gained from comparing the facts of one case to the facts of another. It is the relevant principles which are important. One principle, referred to by the primary judge at [33], is from Concrete Pty Ltd v Parramatta Design & Developments Pty Ltd [2006] HCA 55; 229 CLR 577 at [112] to the effect that the expression of tentative views during the course of argument as to matters on which the parties are permitted to make full submissions does not manifest partiality or bias. That principle applies in this case as Mr Clarke had, and will have, the opportunity to make submissions to the primary judge.
50 It is also the case that disqualification is only made out by showing that there is a reasonable apprehension of bias by reason of prejudgement and this must be "firmly established": Re JRL; ex parte CJL [1986] HCA 39; 161 CLR 342 at 352 and the cases cited therein.
51 The applicant Mr Clarke has not done this to the level of demonstrating sufficient doubt as to the correctness of the interlocutory judgment, within the first limb of Décor Corporation Pty Ltd v Dart Industries Inc [1991] FCA 655; 33 FCR 397.
52 Further, whether or not the suggested apprehension is reasonable must be considered in the context of ordinary judicial practice: see GlaxoSmithKline Australia Pty Ltd v Reckitt Benckiser HealthCare (UK) Limited [2013] FCAFC 150 at [36]-[40]. The Full Court there added:
Fourthly, the fair-minded lay observer will also recognise that a professional judge is capable of departing from an earlier expressed opinion.
Fifthly, it is important to recognise that "disqualification flows from a reasonable apprehension that the judge might not decide the case impartially, rather than that he will decide the case adversely to a party": Cabcharge Australia Ltd v Australian Competition and Consumer Commission [2010] FCAFC 111 at [32]; see also Re JRL; Ex parte CJL [1986] HCA 39; 161 CLR 342 at 352.
53 A judge is not expected to sit in silence, Sphinx-like, while arguments are presented; they will often form tentative opinions on matters in issue. Counsel (and, I would add, litigants in person) are ordinarily assisted by hearing those opinions: Johnson v Johnson [2000] HCA 48; 201 CLR 488 at [13]. Contrary to Mr Clarke's submission, it is not, in my opinion, the relevant principle that if a decision-maker does not explain the basis for any tentative views he or she may express then that will or might give rise to apprehended bias. I was not taken by Mr Clarke to authority for that submission. To the contrary, as Gleeson CJ, Gaudron, McHugh, Gummow and Hayne JJ said in Johnson v Johnson at [13], judges who, in exchanges with counsel, express tentative views which reflect a certain tendency of mind, are not on that account alone to be taken to indicate prejudgement.
54 Finally, the observer is not to be confused with the litigant or party or person who has brought the complaint: Helow v Secretary of State for the Home Department [2008] UKHL 62; [2008] 1 WLR 2416 at [2]. The assumptions that the complainer makes are not to be attributed to the observer unless they can be justified objectively. This is important where the complainer is self-represented.
55 In my opinion, as I have said, no sufficient doubt has been shown as to the conclusion of the primary judge so as to warrant its reconsideration on appeal. I reject the submission made by Mr Clarke that the conclusion of the primary judge is wrong.
56 I do not accept Mr Clarke's submission that the primary judge failed to give adequate reasons. This submission was not separately developed. To the extent that it was, in my view it is clear, for example, that the primary judge proceeded in the alternative when considering, on the one hand, waiver and, on the other hand, the claim of bias.
57 It is therefore not necessary to consider the alternative basis on which the primary judge would have refused the application, being the issue of (imputed) waiver by reason of delay. I do not therefore need to consider whether the applicant Mr Clarke had a sufficient opportunity on 14 or 15 June 2018 to make the application and whether his reasons for not making the application until 21 August 2018 were valid. The issue would appear to turn on whether or not Mr Clarke needed the full transcript of his evidence to check whether there was a difference or contradiction between the evidence he gave on 13 June 2018 and the evidence he gave on 14 June 2018, or whether he should have made his application at or soon after the events of which he complains, being what the primary judge said to him on 14 June 2018. I note that some of the email correspondence in June 2018 refers to Mr Clarke wishing to listen to the audio recording in order to prepare a written submission. It seems that the question of bias on the part of the primary judge was first raised, at least in terms, by the application dated 13 August 2018 which was then formalised in the application dated 21 August 2018. An affidavit of Mr Clarke affirmed 22 August 2018 was before the primary judge, as also was the material referred to as "N1" in the extract of the applicant's additional submissions in the reasons of the primary judge at [19]. It was common ground before me that this was the same as "RC1" annexed to Mr Clarke's affidavit of 6 February 2019.
58 I would add for completeness that I reject Mr Clarke's submission that the primary judge, at [59], erroneously took into account, or erroneously referred to the principles of waiver being well-known, one principle being that the point must be taken as soon as possible. As I understand it, that principle was the point of Mr Clarke's affidavit material on his recusal application before the primary judge.
59 Also for completeness, I reject Mr Clarke's submission that the primary judge, or indeed the respondent in its written submissions before this Court, misunderstood his submissions. The exchange with the primary judge on 14 June 2018 was the foundation of Mr Clarke's claim of bias on the part of the primary judge and Mr Clarke's written ground, which the primary judge set out at [12], did not in terms refer to Mr Clarke wishing to adduce evidence explaining that what he said on 13 June 2018 was not different to what he said on 14 June 2018 as part of that ground. As I have said, the opportunity remains open to Mr Clarke to make submissions to the primary judge on this and other matters.
60 I place no weight on the second limb of Décor Corporation Pty Ltd v Dart Industries Inc at 398-9, concerning the need to show substantial injustice if leave were refused. I place no weight on it in light of the statement in Michael Wilson & Partners at [79] and [86]. These statements are to the effect that an applicant who does not seek to challenge the refusal of a recusal application by seeking leave to appeal may be held to have given up the point.