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[2004] VSC 416
Supreme Court of Victoria
2004-10-20
Redlich J
Original judgment source is linked above.
[2004] VSC 416
PRACTICE and PROCEDURE Appeal - s.92 Magistrates' Court Act 1989 - Whether charge referring to repealed Road Safety (Traffic) Regulations 1988 was void ab initio - Whether Magistrate erred in law in amending charge when a nullity - Power to amend a charge when offence not known to the law - Whether different offence created by amendment - Whether open to Magistrate to make amendment by substitution of current Road Rules in place of repealed regulation - Failure to serve amended charge upon Appellant. TRAFFIC LAW Road Rules - Rule 20 - Failure to use the words "speed limit" in the charge - Whether necessary to designate the means by which speed to be determined.
"The defendant at McCrae on 6/4/2003 being the driver of a vehicle on a highway namely the Mornington Peninsula Freeway did exceed 100 kilometres per hour. Alleged speed was 145 km/h."
"(a) Did the Learned Magistrate err in law in convicting the Appellant of an offence not known to law in that the charge alleged a breach of Regulation 1001(1)(b) Road Safety (Traffic) Regulations 1988 which at the time of the alleged offence had been revoked? (b) Did the Learned Magistrate err in law in convicting the Appellant in circumstances where the charge failed to allege all the essential elements of an offence under Road Rule 20 or under Regulation 1001(1)(b), in that the charge failed to allege whether any speed limit, default speed limit, speed zone, speed limit sign, area speed limit sign or built up area applied to the appellant? (c) Did the Learned Magistrate err in law in convicting the Appellant of an offence against Rule 20 of the Road Rules in circumstances where the Appellant had not been served with the substituted charge?"
"(d) Did the Learned Magistrate err in law in amending the charge when it was a nullity."
The application was not opposed and no argument was addressed to whether it was appropriate under Order 58 to add such a question. Adopting the approach favoured by Ashley J in Hodgkinson v Yarra Valley Country Inc[1], I permitted the further question to be argued as it related directly to the Magistrate's decision to permit the amendment. The appellant had submitted to the Master that such a question should be allowed. The questions as ordered by the Master, were intended to raise the issue.
"Defendant at McCRAE on 6/4/2003 did commit a breach of Act SR99/120.RR 20 DRIVE AT SPEED OVER THE SPEED LIMIT."
Was it open to the Magistrate to make such an amendment?
The power to amend a charge which does not comply with s.27 of the Act or common law requirements as to the content of a charge
"(1) A charge must describe the offence which the defendant is alleged to have committed and a description of an offence in the words of the Act or subordinate instrument creating it, or in similar words, is sufficient. (2) A charge must identify the provisions of the Act or subordinate instrument (if any) that creates the offence which the defendant is alleged to have committed."
The charge was undoubtedly irregular because it did not identify the subordinate instrument that created the offence. Apart from this statutory requirement, a person charged with a criminal offence is entitled to know the legal nature of the offence which they are alleged to have broken and to be provided with reasonable particularity as to how they are alleged to have broken that law.[4]
"(1) On the hearing of the proceeding the Court must not allow an objection to a charge, summons or warrant on a count of any defect or error in it in substance or in form or for any variance between it and the evidence presented in the proceeding but the Court may amend the charge, summons or warrant to correct the defect or error."
The power to amend where the charge does not disclose an offence known to the law
"If it appears to the Court of summary jurisdiction that the defendant has been prejudiced by such a defect or variance or that the complaint fails to disclose any offence or matter of complaint, then, unless a complaint is amended, the Court must dismiss it....."[18]
".......Probably it is necessary to deal with the question as a matter of degree and not by a firmly logical distinction. An offence may be clearly indicated in an information, but, in its statement, there may be some slip or clumsiness, which, upon a strict analysis results in an ingredient in the offence being the subject of no proper averment. Logically it may be said in such a case that no offence is disclosed and yet it would seem to be a fit case for amendment, if justice is not to be defeated. By contrast, at the other extreme, an information may contain nothing which can identify the charge with any offence known to the law. Such a case may not be covered by the power of amendment......."[20]
Was the offence sufficiently disclosed? Does the amendment create a different offence?
"......the case before me could not be regarded as an instance of a cognate offence being substituted for the original offence, but, rather, was an instance of an entirely distinct offence being substituted for a different (and non-existent) offence under repealed legislation......"[34]
"....that the process which was adopted in this case, by purported amendment of the charges so that entirely new charges were substituted (notwithstanding their similarity to the repealed offences) sought, in an impermissible way, to avoid the limitation period which applied in both instances. In my opinion, the learned magistrate should have refused to allow the amendment of the charges and they should have been dismissed......"[35]
Adding or altering a reference in the charge to the law contravened
"It seems to me to be quite plain that if a person is charged before justices under a repealed statute, they have a choice which they can exercise. They can say, in effect, to the defendant: `If you do not object to an amendment, this summons can be `amended forthwith,' and if there is no objection that can be done. They can say: `We will adjourn this case so that this `summons may be amended,' and put the prosecution on what-ever terms they please as the result of the adjournment. Or they can dismiss the summons, leaving it to the prosecution to charge the offence under the correct statute in a fresh summons.... ......The question which falls for decision here is whether that power in that section is sufficient to enable quarter sessions hearing an appeal to exercise a power which the petty sessional court would have had - namely, that of amending a summons which is defective on the terms I have indicated. In my view that provision gives no power to quarter sessions to exercise, after a conviction has been recorded which is bad on its face, a power which the justices at petty sessions could not exercise (for once the justices at petty sessions have recorded a conviction on a summons which is before them, they have no power after that to amend the summons)......."[45]
".....If this were a conviction on indictment and the indictment had charged an offence under the wrong section, although the Court had power to amend the indictment before the trial and put the right section in, it seems clear that if the conviction took place without the indictment being amended, the Court of Criminal Appeal would have no option but to quash the conviction....."[46]
"I have no doubt that these charges were capable of amendment. Defects or errors both in substance and in form are comprehended by s 50(1). There has never been any doubt about the criminal conduct with which the appellant was charged. The offence would remain the same notwithstanding the amendment and the magistrate's reliance on the running of time under s 26(4) was erroneous. The only right exercise of discretion was to amend these charges, assuming them to be defective in the respect suggested. The magistrate erred in law in concluding the date of the offences meant that the amendment could not be made."[51]
"These were not cases in which the defence was in any doubt as to the nature of the charges brought against the respondent; nor were they cases in which the charges did not disclose an offence; nor were the applications made on behalf of the informant seeking to amend the charges attempts to commence new proceedings outside the twelve month limitation period provided by section 26(4) of the Magistrates' Court Act. Any consequential errors in the wording or description of a charge and inconsequential omissions from a charge are not, of themselves, sufficient justification for dismissing a charge. The correct numeration of a section in a charge is not an essential element of the offence in question; nor is the numeration of the section in relation to the charge an essential element of the offence. Where such defects or errors occur, the charge is to be amended in accordance with the provisions of section 50 (1)."[54]
"......capable of waiver and of cure when the defect can be cured without injustice to the other side. Very often in such cases any such injustice can be avoided by granting an adjournment, if necessary at the expense of the party at fault."[58]
".....The reader familiar with the legislation would immediately realise an error had been made. The reader of the summons who was familiar with the road safety act would, on reading the Act, realise that section 51(1) was plainly recited in error, and that it was s.55(1) that was intended to be referred to in the statement of charge. A reader of the summons, having read the statement of charge would then move to the box section of the charge which is entitled `Under the law?'...... Again the reader should not be mislead. A reader familiar with the legislation would realise the wrong paragraph had been named. One unfamiliar with the legislation would, on reading the Act, realise that an error had been made in referring to paragraph (a) and the reference should have been to para (f). The detailed statement of the actual charge must, on any fair reading of the summons, be given primacy, and to the extent that it conflicts with other information given, the prima facie conclusion should be that the latter is wrong, and that the statement of the charge records the substance of the charge laid. It seems to me that this is the only reasonable interpretation of the summons in this case, and that, accordingly, it did disclose an offence. In its statement, however, slips and clumsiness occurred which, while requiring amendment, did not detract from the proposition that an offence was disclosed in the details stated in the charge. If, strictly speaking, it did not disclose an offence, the summons would, nonetheless, come within the category of case described by Dixon J in Broome v Chenoweth [1946] HCA 53; (1946) 73 CLR 583 at p.601 for which amendment should be permitted in a proper exercise of the discretion. The amendments would not be substituting a new charge but clarifying the charge that had been laid......."[60]
The reference to the repealed regulation in the charge was not an incurable defect if the description of the offence in the charge disclosed the nature of the offence. The nature and substance of the offence under the repealed and current regulation was essentially the same. The appellant would have been in no doubt that he was charged with the offence of driving in excess of the speed limit. It was open to the Magistrate to make the amendment to substitute Road Rule 20 for the repealed regulation.
Did the charge sufficiently refer to the essential elements?
"Obeying the Speed Limit A driver must not drive at a speed over the speed limit applying to the driver for the length of road where the driver is driving. Penalty: In the case of drivers of large vehicles, 10 penalty units; in the case of drivers of vehicles other than large vehicles, 5 penalty units."
"......a charge should be interpreted in the manner a reasonable defendant would understand it, giving reasonable consideration to the words of the charge in their context."[63]
His Honour referred with approval to the following passage from the judgment of Tadgell J in Smith v Van Maanen[64]:
"It is necessary to strive conscientiously to read any information in a sense that gives it the meaning that the draftsman intended."
"Various objections were taken to the conviction some of which may be shortly disposed of. The first was that it was not alleged by the information that the appellant was the master of the ship on the day when Mahomet Mithoo entered the Commonwealth. It would have been better if the word `then' had been used in information, but the defect, assuming that the information ought not to be read after the conviction as if the word had been inserted, is cured by secs. 65 and 115 of the Justices Act 1902, which authorised the Court, on an appeal brought in the mode adopted in the present case, to amend the conviction according to the evidence. The next objection was that the particular class of prohibited immigrant within which Mahomet Mithoo was alleged to fall was not specified in the information. It may be convenient, but we doubt whether it is necessary, that this should be stated in the information. Assuming that it is strictly speaking necessary, which we do not decide, this objection also is cured by the sections of the Justices Act 1902 already mentioned."[66]
Is there a need to designate the means by which speed limit is determined?
"...the defendant at Loch on 9/4/1998 being the driver of a vehicle on a highway namely the South Gippsland Highway did exceed 60 kph between the Loch Fire Station and Smith Street."
"A person must not drive a vehicle at a speed exceeding - (a) on a highway in a built-up area (not being a speed zone, a local traffic precinct or a shared zone) - 60 kilometres per hour; or (b) on a highway, (not being a speed zone or a highway in a built up area) - 100 kilometres per hour; or (c) in a speed zone - the speeding kilometres an hour indicated by numerals on the speed restriction sign at the beginning of, and during the speed zone; or (d) after passing a local traffic precinct with the numerals '40' - 40 kilometres an hour until the driver passes an end local traffic precinct sign; or (da) after passing a local traffic precinct sign with the numerals '50' - 50 kilometres an hour until the driver passes an end local traffic precinct sign; or (e) in a shared zone - 10 kilometres an hour."
"......there are a number of facts which must be established as part of the proof of such an offence, such as for example that the instrument used was a breath analysing instrument within the meaning of the Act and that the person who operated the instrument was duly authorised to do so. Of course it does not follow that all such facts, necessary though they may be to proof of the offence under s 49(1)(f), must be alleged in the charge. In my view the essential elements for the offence under s 49(1)(f) are prescribed by the section itself and do not by direct or indirect reference incorporate any other allegation of fact necessary to exist in order to create the offence. In my view this Court, indeed, decided to the contrary in Foster and Bajram, in the passages last cited. It follows that while there must be evidence led as to the practical operation of ss 53 and 55 in circumstances of a prosecution under s 49(1)(f), as a necessary precondition of proof of the relevant offence, these matters do not constitute essential elements of the offence so as to require individual particularisation in the charge. I conclude, therefore, that the charge as drawn referred to each of the matters capable of identification as an essential element in the charge under s 49(1)(f) and was therefore neither defective or a nullity... But I do not think that the prosecution is obliged to follow slavishly the wording of the section in the formulation of the charge in this respect. The defendant cannot, I think, have been left in any doubt as to the nature of the offence alleged against him simply because the expression 'pursuant to' was used. In the event that the terminology was considered by the magistrate to be of any moment, an amendment should have been made so as to give effect to s 50(1) of the Magistrates' Court Act."[70]
The respondent contends that if the amendment was proper and the appellant elected not to be present on the hearing date, he could not now be heard to complain about what was a lawful exercise of the Court's power to amend the charge. I do not agree.
".....An amendment of substance either to the legal nature of the offence or to the material facts relied upon as the foundation to the charge could not properly be allowed without giving the defendant full opportunity to answer the newly framed charge......"[72]
[1] [2001] VSC 364 at [40].
[2] Loughnan v Magistrates' Court of Victoria Sitting at Melbourne [1993] VicRp 49; [1993] 1 VR 685; Director of Public Prosecutions v His Honour Judge Fricke [1993] VicRp 27; [1993] 1 VR 369.
[3] Mortimore v Stecher [1971] VicRp 106; [1971] VR 866.
[4] Pointon v Cox (1926) 136 LT 506 per Salter J at 509-510; Johnson v Miller [1937] HCA 77; (1937) 59 CLR 467 per Dixon J at 489-490; Woolworths (Victoria) Ltd v Marsh, Unreported VSC per Ormiston J 12 June 1986, No. 104 of 1984.
[6] (1938) 38 SR (NSW) 153 at 173.
[13] Williams, Neil J. (1987) Supreme Court Civil Procedure, Sydney, Butterworths, Vol. 1, at 58.06.150.
[14] Boral Gas (NSW) Pty Ltd v Magill (1993) 32 NSWLR 501 per Mahoney JA at 517; Taylor v Environment Protection Authority [2000] NSWCCA 71; (2000) 50 NSWLR 48 at 57; Smith v Moody [1903] 1 KB 56; Johnston v Miller [1937] HCA 77; (1937) 59 CLR 467; Stanton v Abernathy (1990) 19 NSWLR 656 per Gleeson CJ at 666.
[15] Boral Gas Pty Ltd v Magill, supra Footnote 14 per Mahoney JA at 515.
[16] Stait v Collenzo (1902) 28 VLR 286; O'Donnell v Hitchen [1902] VicLawRp 114; (1902) 27 VLR 711; R v Hare; Ex parte Newport [1887] VicLawRp 61; (1887) 13 VLR 310; See the discussion of cases by Cusson J in Knox v Bible [1907] HCA 74; (1907) 4 CLR 1462; [1907] VLR 485 at 498-500; Banks v Watford [1922] VicLawRp 51; [1922] VLR 531; Davies v Andrews ( 1930) 25 Tas LR 84 per Clarke at 107; Lehmann v Russell, Unreported VSC, per Smith J December 1961; Wickham v Cole [1957] Tas SR 111 per Burbury CJ at 114; Walpole v Bywool Pty Ltd [1963] VicRp 26; [1963] VR 157 per O'Bryan J at 159; Lillyman v Pinkerton (No. 2) [1982] FCA 279; (1982) 45 ALR 543; (1982) 71 FLR 135; (1982) 7 ACLR 471 per Woodward and Keely JJ at 479.
[24] Broome v Chenoweth, supra Footnote 19 per Dixon J at 601.
[25] Woolworths (Victoria) Ltd v Marsh, supra Footnote 4, per Ormiston J at 18; Linehan v Australian Public Service Association 91982) [1982] FCA 198; 44 ALR 289; (1982) 66 FLR 90 per Fitzgerald J at 112-113; Australasian Meat Industry Employees Union v Sunland Enterprises Pty Ltd (1987) 36 A Crim R 418; Starling v Ostrowski [2001] WASCA 74; (2001) 24 WAR 61 at [22]; R v Jiri Fiala; Ex parte G J Coles & Co Ltd (1986) 46 SASR 47.
[27] McMahon v DPP (Unreported, VSCA, Brooking, Charles and Callaway JJA 20 June 1995 at [5]); DPP Reference No 2 of 2001, supra Footnote 20 at [20]; Kerr v Hannon [1992] VicRp 3; (1992) 1 VR 43 at 45; Clarke v La Franchi & Anor, Unreported, VSC per Gobbo J, 6 April 1993; Chaudhary v Ducret (1986) 11 FCR 163.
[29] Nash, Gerard (1994-), Victorian Courts, North Ryde, NSW, Law Book Co., Vol. 3, para. 3.1480-1492.
[30] Martin v Purnell [1999] FCA 872; (1999) 93 FCR 181 [29].
[31] Wickham v Cole , supra Footnote 16 at 114.
[32] Burvett v Moody [1909] VicLawRp 23; [1909] VLR 126; R v Templeton; Ex parte England [1877] VicLawRp 149; [1877] 3 VLR (L) 305; Warner v Sunnybrook Icecream Pty Ltd [1968] VicRp 11; [1968] VR 102 at 105; Meeking v Crisp (1988) 8 MVR 170 per Crockett J at 177.
[34] Ibid [2001] VSC 507 at [45].
[35] Ibid [2001] VSC 507 at [49 - 50].
[36] DPP Reference No. 2 of 2001, supra Footnote 21 at [24]; DPP v Collicoat, supra Footnote 23 per O'Bryan J.
[37] [1974] VicRp 79; [1974] VR 644 - Headnote.
[40] Kennett v Holt, supra Footnote 37 at 648.
[41] (1981) 3 A Crim R 139 - Headnote.
[42] (1909) Vol 9 SR (NSW) 174 per Simpson ACJ at 178.
[43] (1929) 21 Cr App Rep 85 at 89.
[45] Ibid at 167. In R v DD (2002) 5 VR 243; [2002] VSCA 112 at [31-33], these cases were referred to and distinguished without criticism in the judgment of the Chief Justice with whom Charles and Chernov JJA agreed.
[47] [1973] 2 All ER 303 at 306.
[53] [1993] MC 246; Unreported, VSC per Beach J 7 January 1993.
[54] Ibid Unreported VSC PER Beach J 7 January 1993 at 3-4.
[55] [1982] Crim LR 523; [1982] RTR 405; Unreported, Queens Bench Division 16 March 1982 per Ormrod LJ and Forbes J.
[59] (1991) 15 MVR 105; [1991] MC 193; Unreported, VSC, per Smith J 14 November 1991.
[60] Ibid Unreported VSC per Smith J 14 November 1991 at 3-5.
[61] Johnson v Miller, _s_upra Footnote 4 at 486-7; Broome v Chenoweth, supra Footnote 19 at 601; DPP Reference Number 2 of 2001, supra Footnote 21 [2001] VSC 114 at [17-19].
[62] c/f New South Wales where a charge is treated as void because there is no power to amend.
[63] Supra Footnote 21 [2001] VSCA 114 at [40].
[64] (1991) 14 MVR 365 at 369.
[67] DPP Reference No. 2 of 2001, supra Footnote 21 [2001] VSCA 114 at [40]; Smith v Van Maanen, supra Footnote 63 per Tadgell J at 369.
[69] c/f Woolworths v Marsh, _s_upra Footnote 4 per Ormiston J at 15.
[70] Supra Footnote 21 [2001] VSCA 114 at [23-24]. See also at [29-30].
[71] Preston & Gordon v Donohoe, supra Footnote 65 at 1096; Taylor v The Environment Protection Authority, supra Footnote 14 at 56-57.
Ciorra
Cole [2004] VSC 416
(1946) 73 CLR 583
(1937) 59 CLR 467
(1987) 163 CLR 508
(1993) 32 NSWLR 501
(2000) 50 NSWLR 48
(1990) 19 NSWLR 656
(1907) 4 CLR 1462
(1982) 45 ALR 543
(1982) 71 FLR 135
(2001) 4 VR 55
(2000) 32 MVR 113
(1982) 66 FLR 90
(2001) 24 WAR 61
(1986) 46 SASR 47
(1992) 1 VR 43
(1986) 11 FCR 163
(2001) 3 VR 296
(1999) 93 FCR 181
(1988) 8 MVR 170
(2001) 35 MVR 289
(2002) 5 VR 243
(1975) 11 SASR 118
(1991) 15 MVR 105
(1991) 14 MVR 365
(1906) 3 CLR 1089
(2000) 32 MVR 125